Source-grounded facts extracted from HWH International Inc.'s SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.
HWH International Inc. shareholders approved Trust Amendment Proposal to amend the Trust Agreement to allow another three-month extension at the 2023-11-02 meeting.
“The voting results of the shares of Common Stock were as follows: For Against Abstain Broker Non-Votes 3,118,295 100,000 0 0”
HWH International Inc. shareholders approved Extension Proposal to amend the Charter to extend the business combination deadline at the 2023-11-02 meeting.
“The voting results of the shares of Common Stock were as follows: For Against Abstain Broker Non-Votes 3,118,295 100,000 0 0”
HWH International Inc. amended Amendment No. 2 to Investment Management Trust Agreement with Wilmington Trust, National Association (effective 2023-11-02).
“on November 2, 2023, as approved by the stockholders of Alset Capital Acquisition Corp. (referred to herein as “Alset” or the “Company”) at the special meeting of stockholders held on November 2, 2023, the Company and Wilmington Trust, National Association (the “Trustee”) entered into Amendment No. 2 to Investment Management Trust Agreement dated as of January 31, 2022, as amended by Amendment No. 1 to Investment Management Trust Agreement dated May 1, 2023, (collectively the “Trust Agreement”).”
HWH International Inc. received a nasdaq deficiency notice notice regarding market value (rules 5450(b)(1)(B)).
“August 9, 2023, Alset Capital Acquisition Corp. (the “Company”) received a letter (the “Letter”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) that, under the Nasdaq Listing Rules (the “Nasdaq Rules”), specifically, Nasdaq Rule 5450(b)(1)(B), “Companies listed on The Nasdaq Global Market are required to maintain a minimum of 1,100,000 publicly held shares for continued listing.” The Company has previously disclosed that based on the number of Class A common shares to be redeemed (unless such redemptions are cancelled) that it would have 41,287 publicly he”
HWH International Inc. shareholders approved Nasdaq Stock Issuance Proposal (approve issuance of more than 20% of outstanding Common Stock in connection with Business Combination) at the 2023-08-01 meeting.
“Nasdaq Stock Issuance Proposals The Nasdaq Stock Issuance Proposal was approved. The voting results of the shares of Common Stock were as follows: For Against Abstain Broker Non-Votes 3,889,615 182 0 0”
HWH International Inc. shareholders approved Advisory Charter Amendments Proposals (non-binding advisory vote on certain governance provisions) at the 2023-08-01 meeting.
“Advisory Charter Amendment Proposals The Advisory Charter Amendment Proposals was approved. The voting results of the shares of Common Stock were as follows: For Against Abstain Broker Non-Votes 3,710,615 189,145 0 0”
HWH International Inc. shareholders approved Amend the Company's amended and restated certificate of incorporation (Charter Amendment) at the 2023-08-01 meeting.
“Charter Amendment Proposals The Charter Amendment Proposals was approved. The voting results of the shares of Common Stock were as follows: For Against Abstain Broker Non-Votes 3,710,652 189,145 0 0”
HWH International Inc. shareholders approved Approve and adopt the Agreement and Plan of Merger at the 2023-08-01 meeting.
“Business Combination Proposal The Business Combination Proposal was approved. The voting results of the shares of Common Stock were as follows: For Against Abstain Broker Non-Votes 3,889,615 182 0 0”
HWH International Inc. entered into Forward Purchase Agreement with Meteora Special Opportunity Fund I, LP, Meteora Capital Partners, LP, Meteora Select Trading Opportunities Master, LP, and Meteora Strategic Capital, LLC (the Seller) (effective 2023-07-30).
“On July 30, 2023, ACAX entered into an agreement with (i) Meteora Special Opportunity Fund I, LP (“ MSOF ”), (ii) Meteora Capital Partners, LP (“ MCP ”), (iii) Meteora Select Trading Opportunities Master, LP (“ MSTO ”) and (iv) Meteora Strategic Capital, LLC (“ MSC ”) (with MCP, MSOF MSTO and MSC collectively referred to as the “ Seller ”) (the “ Forward Purchase Agreement ”) for OTC Equity Prepaid Forward Transactions.”
HWH International Inc. received a nasdaq deficiency notice notice regarding market value (rules 5450(b)(2)(A)).
“June 16, 2023, Alset Capital Acquisition Corp. (the “ Company ”) received a letter (the “ Letter ”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“ Nasdaq ”) that, for the previous 30 consecutive business days, the Market Value of Listed Securities (“ MVLS ”) for the Class A Common Stock of the Company, par value $0.0001 per share (“ Class A Common Stock ”), was below the $50 million minimum MVLS requirement for continued listing on the Nasdaq Global Market under Nasdaq Listing Rule 5450(b)(2)(A) (the “ MVLS Rule ”). The Letter is only a notification of deficiency”
HWH International Inc.: Amended Amended and Restated Certificate of Incorporation to extend business combination deadline and expand methods to avoid penny stock rules (effective 2023-05-02).
“the Company filed an amendment to its Amended and Restated Certificate of Incorporation with the Delaware Secretary of State on May 2, 2023 (the “Charter Amendment”), to (i) give the Company the right to extend the date by which the Company has to consummate a business combination from May 3, 2023, to November 3, 2023, on a month-to-month basis, and (ii) expand the methods that the Company may employ to not become subject to the “penny stock” rules of the Securities and Exchange Commission.”
HWH International Inc. amended Investment Management Trust Agreement with Wilmington Trust, National Association (effective 2023-05-01).
“On May 1, 2023, Alset Capital Acquisition Corp., a Delaware corporation (the “Company”) amended the Investment Management Trust Agreement (the “Trust Agreement”) with Wilmington Trust, National Association, a national banking association (“Wilmington Trust”), which was entered into on January 31, 2022.”
HWH International Inc. shareholders approved Allow the chairman of the Special Meeting to adjourn the Special Meeting to a later date or dates to permit further solicitation of proxies (the Adjournment Proposal) at the 2023-05-01 meeting.
“The voting results were as follows: FOR AGAINST ABSTAIN BROKER NON- VOTES 8,598,959 651,841 0 0”
HWH International Inc. shareholders approved Amend the amended and restated certificate of incorporation to expand the methods the Company may employ to not become subject to the penny stock rules (the NTA Requirement Amendment Proposal) at the 2023-05-01 meeting.
“The voting results were as follows: FOR AGAINST ABSTAIN BROKER NON- VOTES 8,452,932 797,868 0 0”
HWH International Inc. shareholders approved Amend the Investment Management Trust Agreement to allow the Company to extend the date by which it has to consummate a business combination six times by depositing into the trust account one-third of 1% of the funds remaining for each one-month extension (the Trust Amendment Proposal) at the 2023-05-01 meeting.
“The voting results were as follows: FOR AGAINST ABSTAIN BROKER NON- VOTES 8,452,932 797,868 0 0”
HWH International Inc. shareholders approved Amend amended and restated certificate of incorporation to extend the date by which the Company has to consummate a business combination up to six times, from May 3, 2023 to November 3, 2023 (the Extension Proposal) at the 2023-05-01 meeting.
“The voting results were as follows: FOR AGAINST ABSTAIN BROKER NON- VOTES 8,452,932 797,868 0 0”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.