secwatch / observer

IP STRATEGY HOLDINGS, INC. — fact timeline

Source-grounded facts extracted from IP STRATEGY HOLDINGS, INC.'s SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.

IPST IP STRATEGY HOLDINGS, INC. JSON
Governance Changes

IP STRATEGY HOLDINGS, INC.: Filed Certificate of Amendment to Third Amended and Restated Certificate of Incorporation to effect a 1-for-20 reverse stock split (effective 2026-04-21).

“On April 21, 2026, IP Strategy Holdings, Inc., a Delaware corporation (the “Company”), filed a First Amendment to the Company’s Third Amended and Restated Certificate of Incorporation (the “Certificate of Amendment”), with the Secretary of State of the State of Delaware to effect a 1-for-20 reverse stock split (the “Reverse Stock Split”) of the Company’s issued and outstanding shares of common stock, par value $0.0001 per share (the “Common Stock”).”
Listing & Compliance Notices

IP STRATEGY HOLDINGS, INC. received a nasdaq delisting notice notice regarding late filing (rules 5550(a)(2), 5810(c)(3)(A)(iv)).

“November 5, 2025. The Company expects to file with Nasdaq an appeal of the Nasdaq staff’s delisting determination no later than March 27, 2026, following which Nasdaq will schedule a hearing on the appeal. The Company’s filing of an appeal will stay the delisting of the Common Stock. In anticipation of its filing with Nasdaq of an appeal, on March 20, 2026, the Company filed with the SEC a proxy statement for a special meeting of its stockholders as of record on March 19, 2026 to be held on April 10, 2026 to consider a proposal to authorize a reverse stock split of the Common Stock at a ratio”
Governance Changes

IP STRATEGY HOLDINGS, INC.: Company adopted Second Amended and Restated Bylaws to reflect the name change to IP Strategy Holdings, Inc (effective 2026-02-18).

“the Company’s Board of Directors approved the Second Amended and Restated Bylaws (the “Second A&R Bylaws”), effective upon the effectiveness of the Third A&R Charter, to reflect the change of the Company’s name from Heritage Distilling Holding Company Inc. to IP Strategy Holdings, Inc.”
Governance Changes

IP STRATEGY HOLDINGS, INC.: Company changed its name from Heritage Distilling Holding Company, Inc. to IP Strategy Holdings, Inc. via a Third Amended and Restated Certificate of Incorporation (effective 2026-02-18).

“On February 17, 2026, IP Strategy Holdings, Inc. (f/k/a Heritage Distilling Holding Company, Inc.) (the “Company”) filed a Third Amended and Restated Certificate of Incorporation (the “Third A&R Charter”) with the Secretary of State of the State of Delaware to change the Company’s name from “Heritage Distilling Holding Company, Inc.” to “IP Strategy Holdings, Inc.”, effective on February 18, 2026 at 12:01 a.m. Eastern Time.”
Material Agreements

IP STRATEGY HOLDINGS, INC. terminated Securities Purchase Agreement with C/M Capital Master Fund, LP valued at $15,000,000 (effective 2025-12-22).

“On December 20, 2025, Heritage Distilling Holding Company, Inc. d/b/a IP Strategy (the “Company”) delivered to C/M Capital Master Fund, LP (“C/M Capital”) a notice to terminate the Securities Purchase Agreement dated as of January 23, 2025 (the “ELOC Purchase Agreement”), pursuant to Section 11(c) thereof.”
Listing & Compliance Notices

IP STRATEGY HOLDINGS, INC. received a nasdaq compliance regained notice regarding minimum bid price (rules 5550(a)(2)).

“November 19, 2025, the Company received a letter from Nasdaq stating that, as the closing bid price of the Common Stock has been at $1.00 per share or greater for the ten consecutive business days from November 5, 2025 to November 18, 2025, the Staff has determined that the Company has regained compliance with Nasdaq Listing Rule 5550(a)(2) and has closed the matter.”
Governance Changes

IP STRATEGY HOLDINGS, INC.: Filed a Third Amendment to the Second Amended and Restated Certificate of Incorporation to effect a 1-for-20 reverse stock split (effective 2025-11-05).

“On October 30, 2025, Heritage Distilling Holding Company, Inc., a Delaware corporation doing business under the name IP Strategy (the “Company”), filed a Third Amendment to the Company’s Second Amended and Restated Certificate of Incorporation, as amended (the “Certificate of Amendment”), with the Secretary of State of the State of Delaware to effect a 1-for-20 reverse stock split (the “Reverse Stock Split”) of the Company’s issued and outstanding shares of common stock, par value $0.0001 per share (the “Common Stock”).”
Listing & Compliance Notices

IP STRATEGY HOLDINGS, INC. received a nasdaq extension granted notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)).

“October 14, 2025, the Company received a letter from Nasdaq (the “Notice”) stating that while the Company had not regained compliance with the Minimum Bid Price Requirement, Nasdaq staff had determined that the Company is eligible for an additional 180-calendar day period, or until April 13, 2026 (the “Compliance Period”), to regain compliance. This determination was based on the Company meeting the continued listing requirement for the market value of publicly held shares and all other initial listing standards for the Nasdaq Capital Market, except for the Minimum Bid Price Requirement, and t”
Governance Changes

IP STRATEGY HOLDINGS, INC.: Increased authorized shares of capital stock from 495,000,000 to 995,000,000 (985M common, 10M preferred) (effective 2025-09-26).

“the Company filed the Second Amendment with the Secretary of State of the State of Delaware on September 26, 2025, which became effective upon filing.”
Governance Changes

IP STRATEGY HOLDINGS, INC.: Amendment to Second Amended and Restated Certificate of Incorporation to increase authorized shares of capital stock by 420,000,000 shares for a total of 495,000,000 shares (effective 2025-06-24).

“the Company’s stockholders approved an amendment (the “First Amendment”) to the Second Amended and Restated Certificate of Incorporation (the “Certificate of Incorporation”) to increase the number of authorized shares of capital stock by 420,000,000 shares for a total of 495,000,000 shares of which 490,000,000 will be shares of common stock and 5,000,000 will be shares of preferred stock”
Governance Changes

IP STRATEGY HOLDINGS, INC.: Increased authorized Series B Convertible Preferred Stock from 750,000 to 850,000 shares and corrected typographical errors in Section 3.3 of Certificate of Designations (effective 2025-06-12).

“On June 12, 2025, Heritage Distilling Holding Company, Inc. (the “Company”) filed a Certificate of Amendment (the “Amendment”) to the Certificate of Designations, Preferences, Powers and Rights of the Series B Convertible Preferred Stock (the “Certificate of Designations”) with the Delaware Secretary of State. The Amendment increased the authorized number of shares of Series B Convertible Preferred Stock from 750,000 shares to 850,000 shares and amended and restated Section 3.3 of the Certificate of Designations in its entirety to correct certain typographical errors.”

Matthew J. Swann was appointed as Director at IP STRATEGY HOLDINGS, INC..

“On January 6, 2025, the Board of Directors (the “Board”) of Heritage Distilling Holding Company, Inc. (the “Company”) increased the size of the Board to eight directors and appointed Matthew J. Swann to serve as a director of the Company, effective immediately.”

Michael Carrosino was appointed as Chief Financial Officer at IP STRATEGY HOLDINGS, INC..

“Michael Carrosino, the Executive Vice President of Finance and Acting Chief Financial Officer of the Company, was appointed the Chief Financial Officer of the Company.”

Andrew Varga was appointed as Director at IP STRATEGY HOLDINGS, INC..

“On the Closing Date, in connection with the closing of the Offering, each of Troy Alstead and Andrew Varga joined the Board of Directors of the Company.”

Troy Alstead was appointed as Director at IP STRATEGY HOLDINGS, INC..

“On the Closing Date, in connection with the closing of the Offering, each of Troy Alstead and Andrew Varga joined the Board of Directors of the Company.”

Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.