secwatch / observer

Iveda Solutions, Inc. — fact timeline

Source-grounded facts extracted from Iveda Solutions, Inc.'s SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.

IVDA Iveda Solutions, Inc. JSON
Listing & Compliance Notices

Iveda Solutions, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)).

“March 6, 2026, Iveda Solutions, Inc., a Delaware corporation (the “Company”), received a letter (the “Letter”) from the Listing Qualifications Staff of The Nasdaq Stock Market LLC (“Nasdaq”), stating that the Company’s common stock failed to maintain a minimum bid price of $1 per share, based upon the closing bid price for the last 30 consecutive business days. Accordingly, the Company failed to comply with Rule 5550(a)(2) the Nasdaq Listing Rules (the “Rules”). The Notice has no immediate effect on the listing of the Company’s common stock on Nasdaq. Rule 5810(c)(3)(A) provides the Company a”
Material Agreements

Iveda Solutions, Inc. entered into Purchase Agreement with certain institutional investors (effective 2026-02-09).

“the Company also entered into a securities purchase agreement (the “Purchase Agreement”) with certain institutional investors who purchased shares of Common Stock, Pre-Funded Warrants and Series X Warrants in this Offering.”
Listing & Compliance Notices

Iveda Solutions, Inc. received a nasdaq deficiency notice notice regarding stockholders equity (rules 5550(b)(1), 5550(b)(2), 5550(b)(3)).

“May 27, 2025, Iveda Solutions, Inc. (the “Company”) received a letter from The Nasdaq Listing Qualifications Department (the “Staff”) indicating that it did not comply with Nasdaq Listing Rules 5550(b)(1), 5550(b)(2), or 5550(b)(3) (the “Rules”) which require companies listed on The Nasdaq Capital Market to maintain a minimum of $2,500,000 in stockholders’ equity, or $35 million market value of listed securities, or $500,000 of net income from continuing operations, for continued listing. On November 25, 2025, the Company received additional correspondence from the Staff advising that, based o”
Listing & Compliance Notices

Iveda Solutions, Inc. received a nasdaq deficiency notice notice regarding stockholders equity (rules 5550(b)(1)).

“May 27, 2025, Iveda Solutions, Inc. (the “Company”) received a letter from The Nasdaq Stock Market LLC (“Nasdaq”) indicating that it is not in compliance with Nasdaq Listing Rule 5550(b)(1), which requires companies listed on The Nasdaq Capital Market to maintain a minimum of $2,500,000 in stockholders’ equity for continued listing. On its Quarterly Report for the quarterly period ended March 31, 2025, the Company reported stockholders’ equity of $1,700,887, and, as a result, does not currently satisfy Nasdaq Listing Rule 5550(b)(1). Nasdaq’s letter has no immediate impact on the listing of th”
Auditor Changes

Iveda Solutions, Inc. reported that prior financial statements should not be relied upon.

“the Company, in consultation with its Audit Committee, concluded that its previously issued Financial Statements for the year ended December 31, 2023, (the "Affected Period") should be restated and should no longer be relied upon”
Auditor Changes

Iveda Solutions, Inc. engaged Weinberg & Co as its auditor.

“the Company engaged Weinberg & Co ("Weinberg"), PCAOB ID #572, as our successor auditor in order to re-audit the Financial Statements for the year ended December 31, 2023 and audit the Financial Statements for the year ended December 31, 2024”
Auditor Changes

Iveda Solutions, Inc. engaged Weinberg & Company, P.A. as its auditor.

“On February 21, 2025, after review and recommendation of the Committee, we appointed Weinberg & Company, P.A., Certified Public Accountants (“Weinberg”) as the Company’s new independent registered public accounting firm”
Auditor Changes

Iveda Solutions, Inc. dismissed Kreit & Chiu CPA LLP as its auditor.

“ismissal of Previous Independent Registered Public Accounting Firm On February 21, 2025, Iveda Solutions, Inc. (the “ Company ”) dismissed Kreit & Chiu CPA LLP (“Kreit”) as the Company’s independent registered public accounting firm, effective immediately, During”
Auditor Changes

Iveda Solutions, Inc. engaged Kreit & Chiu CPA LLP as its auditor.

“(b) Appointment of New Independent Registered Public Accounting Firm On May 10, 2024, after review and recommendation of the Committee, appointed Kreit & Chiu CPA LLP (“Kreit”) as the Company’s new independent registered”
Auditor Changes

Iveda Solutions, Inc. dismissed BF Borgers CPA PC as its auditor.

“(a) Dismissal of Previous Independent Registered Public Accounting Firm On May 9, 2024, Iveda Solutions, Inc. (the “ Company ”) dismissed BF Borgers CPA PC as the Company’s independent registered public accounting firm, effective immediately, as a result of the entry of an order by the Securities and Exchange Commission (the “ Commission ”)”

David Ly was appointed as President at Iveda Solutions, Inc..

“The Board of Directors has appointed David Ly, its Chairman of the Board of Directors and Chief Executive Officer as the President as of December 31, 2023.”

Sid Sung resigned as President at Iveda Solutions, Inc..

“On December 31, 2023, Sid Sung resigned as the President of Iveda Solutions, Inc”
Shareholder Votes

Iveda Solutions, Inc. shareholders approved Recommend, on a non-binding advisory basis, the frequency of holding an advisory vote on executive compensation at the 2023-11-03 meeting.

“3. Recommend, on a non-binding advisory basis, the frequency of holding an advisory vote on executive compensation. 1 Year 2 Year 3 Year Abstained/Withheld 543,599 339,641 2,469,642 9,943 The stockholders approved the frequency of holding an advisory vote on executive compensation for every three years.”
Shareholder Votes

Iveda Solutions, Inc. shareholders approved Ratify the appointment of BF Borgers CPA PC as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2023 at the 2023-11-03 meeting.

“2. Ratify the appointment of BF Borgers CPA PC as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2023. For Against Abstained/Withheld Broker Non-Votes 8,066,993 56,732 19,253 0 The stockholders ratified the appointment of BF Borgers CPA PC LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023:”
Shareholder Votes

Iveda Solutions, Inc. shareholders approved Elect four members to the Company's Board of Directors at the 2023-11-03 meeting.

“1. Elect four (4) members to the Company’s Board of Directors, each for a one (1) year term to serve until the next annual meeting or until their respective successors are duly elected or appointed and qualified. Director For Withheld Broker Non-Votes Joseph Farnsworth 3,068,463 294,362 4,780,153 Alejandro Franco 3,096,183 266,642 4,780,153 Robert D. Gillen 3,069,685 293,140 4,780,153 David Ly 3,220,033 142,792 4,780,153 Each of the four nominees for director was elected to serve until the next annual meeting of stockholders or until his or her successor has been elected and qualified, or until his or her earlier death, resignation or removal.”
Listing & Compliance Notices

Iveda Solutions, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)).

“September 28, 2023, Iveda Solutions, Inc. (“IVEDA” or the “Company”) received written notice (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market (“Nasdaq”) notifying the Company that, based on the closing bid price of the Company’s common stock, par value $0.00001 per share (the “Common Stock”), for the last 30 consecutive trading days, the Company no longer complies with the minimum bid price requirement for continued listing on The Nasdaq Capital Market. Nasdaq Listing Rule 5550(a)(2) requires listed securities to maintain a minimum bid price of $1.00 per sha”

Robert J Brilon was appointed as Corporate Secretary at Iveda Solutions, Inc..

“The Board of Directors has appointed Robert J Brilon, its Chief Financial Officer and Treasurer, as the Corporate Secretary as of December 31, 2022.”

Luz Berg resigned as Chief Marketing Officer, Chief Operating Officer and Corporate Secretary at Iveda Solutions, Inc..

“On December 31, 2022, Luz Berg resigned as the Chief Marketing Officer, Chief Operating Officer and Corporate Secretary of Iveda Solutions, Inc (the “Company”).”

Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.