Ralph Venegas was appointed as Principal Financial Officer and Acting Chief Financial Officer at Laser Photonics Corp.
“The Board of Directors of Laser Photonics has, appointed Ralph Venegas, currently VP of Finance & Reporting at Fonon Quantum Technologies, Inc. (“FQTI”), as Principal Financial Officer and Acting Chief Financial Officer of Laser Photonics.”
Roman Franklin was terminated as Principal Financial Officer at Laser Photonics Corp.
“On June 24, 2026, the Registrant (“Laser Photonics”) entered into a Termination Agreement with The CFO Portal, LLC (the “CFO Portal”) that had been engaged by Laser Photonics under the terms of a May 7, 2026, Master Services Agreement (“MSA”) under which Roman Franklin, the founder and Chief Executive Officer of the CFO Portal, had agreed to serve as Principal Financial Officer of the Company for an initial six month term.”
Listing & Compliance Notices
Laser Photonics Corp received a nasdaq compliance regained notice regarding late filing (rules 5250(c)(1)).
“June 12, 2026, the registrant (“Laser Photonics” or the “Company”) received a letter of compliance from Nasdaq stating that based on the Company having filed on June 11 ,2026, its Form 10-Q for the period ended March 31, 2026, the Staff has determined that Laser Photonics complies with the periodic filing requirement for The Nasdaq Stock Market under Listing Rule 5250(c)(1) (the “Rule”) and that the matter of non-compliance with the Rule addressed in its May 21, 2026, notice to the Company was now closed. A copy of the press release announcing the compliance notice is attached hereto and incor”
Listing & Compliance Notices
Laser Photonics Corp received a nasdaq deficiency notice notice regarding late filing.
“received a notice from Nasdaq Listing Qualifications department of the Nasdaq Stock Market LLC (“Nasdaq”) stating that since it had not received the Company’s Form 10-Q for the period ended March 31, 2026, the Company does not comply with Nasdaq’s Listing Rules for continued listing. Nasdaq stated that the Company has 60 days to submit a plan to regain compliance with respect to this delinquent report. Nasdaq can grant an exception to allow the Company to regain compliance up to a maximum of 180 calendar days from the due date of the Initial Delinquent Filing, or November 16, 2026. A copy of t”
Roman Franklin was appointed as Chief Financial Officer and Principal Financial Officer at Laser Photonics Corp.
“On May 7, 2026, the registrant (“Laser Photonics” or the “Company”) appointed Roman Franklin to serve as its Chief Financial Officer and Principal Financial Officer under the terms of a Master Services Agreement”
Equity Issuances
Laser Photonics Corp issued new unregistered Series A-5 warrants to purchase up to 4,742,860 shares of common stock of warrant to holders of existing Series A-1 and Series A-2 warrants for aggregate gross proceeds of $4,000,559.50.
“accountable expenses of up to $75,000 and clearing expenses of $15,950. Under the terms of the warrant inducement agreement, the Company has received aggregate gross proceeds of $4,000,559.50 and must file a registration statement within 30 days from the date of this agreement on Form S-1 to register the sale of the 11,430,170 shares of common stock underlying the”
Material Agreements
Laser Photonics Corp entered into Warrant Inducement Agreement with holders of existing Series A-1 and Series A-2 warrants valued at aggregate gross proceeds of $4,000,559.50 (effective 2026-04-26).
“On April 26, 2026, the registrant (“Laser Photonics” or the “Company”) entered into a warrant inducement agreement with the holders of existing Series A-1 and Series A-2 warrants to purchase up to 5,715,085 shares of the Company’s common stock”
Listing & Compliance Notices
Laser Photonics Corp received a nasdaq compliance regained notice regarding late filing (rules 5250(c)(1)).
“April 21, 2026, Nasdaq sent a letter to the Company stating that in light of the Company filing its Form 10-K for the year ended December 31, 2025, that it now complied with Listing Rule 5250(c)(1) (the “Rule”) and that the matter was now closed. A copy of the press release announcing this deficiency notice is attached hereto and incorporated herein to this Current Report on Form 8-K as Exhibit 99.1.”
Listing & Compliance Notices
Laser Photonics Corp received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).
“April 20, 2026, the registrant (“Laser Photonics” or the “Company”) received a notice from Nasdaq Listing Qualifications department of The Nasdaq Stock Market LLC (“Nasdaq”) stating that since the Company has not yet filed its Form 10-K for the year ended December 31, 2025, it no longer complies with Nasdaq’s Listing Rules (the “Rules”), specifically Listing Rule 5250(c)(1), for continued listing. The notice from Nasdaq stated that the Company has 60 calendar days or until June 22, 2026, to submit a plan to regain compliance, and if Nasdaq accepts the Company’s plan, Nasdaq can grant an except”
Governance Changes
Laser Photonics Corp: Reduced quorum for shareholder meetings from majority to one-third of shares entitled to vote (effective 2026-03-20).
“On March 20, 2026, the Board of Directors of the registrant (“Laser Photonics” or the “Company”) amended section 2.6 of its Bylaws to reduce the quorum for annual and special meetings of the shareholders from a majority of the shares entitled to vote at such meetings to one-third (1/3rd ) of the shares entitled to vote at such meetings.”
Equity Issuances
Laser Photonics Corp issued up to 96,154 shares of warrant to Wainwright or its designees.
“a placement agent warrant to Wainwright or its designees to purchase up to 96,154 shares of the Company’s common stock”
Equity Issuances
Laser Photonics Corp issued up to an aggregate of 1,373,630 shares of warrant to holders of existing Series A and Series B warrants.
“Series A-3 warrants to purchase up to an aggregate of 1,373,630 shares of the Company’s common stock”
Material Agreements
Laser Photonics Corp entered into Warrant Inducement Agreement with holders of existing Series A and Series B warrants valued at $1,483,520.40 (effective 2026-03-15).
“On March 15, 2026, the registrant (“Laser Photonics” or the “Company”) entered into a warrant inducement agreement with the holders of existing Series A and Series B warrants to purchase up to 1,373,630 shares of the Company’s common stock”
Auditor Changes
Laser Photonics Corp engaged Weinberg & Company, P.A. as its auditor.
“On December 31, 2025, after review and recommendation of the Audit Committee of the Board of Directors of the registrant (the “Company”), the Company appointed Weinberg & Company, P.A. (“Weinberg & Company”) to replace M&K CPAS, PLLC (“M&K”) as the Company’s new independent registered public accounting firm for and with respect to the year ending December 31, 2025.”
Auditor Changes
Laser Photonics Corp dismissed M&K CPAS, PLLC as its auditor.
“On December 31, 2025, after review and recommendation of the Audit Committee of the Board of Directors of the registrant (the “Company”), the Company appointed Weinberg & Company, P.A. (“Weinberg & Company”) to replace M&K CPAS, PLLC (“M&K”) as the Company’s new independent registered public accounting firm for and with respect to the year ending December 31, 2025.”
Listing & Compliance Notices
Laser Photonics Corp received a nasdaq compliance regained notice regarding late filing (rules 5250(c)(1)).
“December 30, 2025, the registrant (“Laser Photonics” or the “Company”) received a letter of compliance from Nasdaq stating that based on the Company having filed on December 23, 2025, its Form 10-Q for the period ended September 30, 2025, the Staff has determined that Laser Photonics complies with the periodic filing requirement for The Nasdaq Stock Market under Listing Rule 5250(c)(1) (the “Rule”) and that the matter of non-compliance with the Rule addressed in its November 20, 2025, notice to the Company was now closed. A copy of the press release announcing the compliance notice is attached”
Listing & Compliance Notices
Laser Photonics Corp received a nasdaq deficiency notice notice regarding late filing.
“November 20, 2025, the registrant (“Laser Photonics” or the “Company”) received a notice from Nasdaq Listing Qualifications department of the Nasdaq Stock Market LLC (“Nasdaq”) stating that since it had not received the Company’s Form 10-Q for the period ended September 30, 2025, the Company does not comply with Nasdaq’s Listing Rules for continued listing. Nasdaq stated that the Company has until January 19, 2026, to submit a plan to regain compliance with respect to this delinquent report. Nasdaq can grant an exception to allow the Company to regain compliance up to a maximum of 180 calendar”
Listing & Compliance Notices
Laser Photonics Corp received a nasdaq deficiency notice notice regarding late filing.
“November 20, 2025, the registrant (“Laser Photonics” or the “Company”) received a notice from Nasdaq Listing Qualifications department of the Nasdaq Stock Market LLC (“Nasdaq”) stating that since it had not received the Company’s Form 10-Q for the period ended September 30, 2025, the Company does not comply with Nasdaq’s Listing Rules for continued listing. Nasdaq stated that the Company has until January 19, 2026, to submit a plan to regain compliance with respect to this delinquent report. Nasdaq can grant an exception to allow the Company to regain compliance up to a maximum of 180 calendar”
Equity Issuances
Laser Photonics Corp issued up to 1,098,902 shares of Common Stock of warrant to certain accredited investors for exercise price of 3.40 per share.
“of approximately $4 million. The Offering is expected to close on September 29, 2025, subject to customary closing conditions. The Series A Warrants have an exercise price of $3.40 per share, are exercisable upon issuance (the “Initial Exercise Date”), and expire five years following the effective date of the registration statement to be filed in connection”
Equity Issuances
Laser Photonics Corp issued 1,098,902 shares of common stock to certain accredited investors for $3.64 per share of Common Stock and related Common Warrants, for a total aggregate gross proceeds of approximately $4 million.
“On September 22, 2025, the registrant, Laser Photonics Corporation (the “Company” or “Laser Photonics”), entered into a securities purchase agreement (the “Purchase Agreement”) with certain accredited investors (the “Investors”), pursuant to which the Company agreed to issue and sell to the Investors in a private placement (the “Offering”) (i) 1,098,902 shares (the “Shares”) of common stock of the Company, $0.001 par value (the “Common Stock”), (ii) series A warrants to purchase up to 1,098,902 shares of Common Stock (the “Series A Warrants”) and (iii) series B warrants to purchase up to 1,098,902 shares of Common Stock (the “Series B Warrants” and, with the Series A Warrants, the “Common Warrants” and, collectively with the Shares, and the Series B Warrants, the “Securities”) for a purchase price of $3.64 per share of Common Stock and related Common Warrants, for a total aggregate gross proceeds of approximately $4 million.”
Listing & Compliance Notices
Laser Photonics Corp received a nasdaq compliance regained notice regarding late filing (rules 5250(c)(1)).
“June 24, 2025, Nasdaq notified the Company that based on the June 23, 2025, filing of the Company’s Form 10-K for the fiscal year ended December 31, 2024, Nasdaq determined that the Company complies with the Rule and that this matter was now closed. On July 3, 2025, Nasdaq notified the Company that based on the July 3, 2025, filing of the Company’s Form 10-Q for the period ended March 31, 2025, Nasdaq has determined that the Company complies with the Rule and that this matter is now closed.”
Listing & Compliance Notices
Laser Photonics Corp received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).
“May 22, 2025, the Company received a notice from Nasdaq Listing Qualifications department of the Nasdaq Stock Market LLC (“Nasdaq”) stating that since it had not received the Company’s Form 10-Q for the period ended March 31, 2025, and because the Company remains delinquent in filing its Form 10-K for the period ended December 31, 2024 (the “Initial Delinquent Filing”), the Company does not comply with Nasdaq’s Listing Rule Rule 5250(c)(1) (the “Rule”) for continued listing. Nasdaq stated that in accordance with its letter dated April 16, 2025, the Company had until June 16, 2025, to submit a”
Listing & Compliance Notices
Laser Photonics Corp received a nasdaq extension granted notice regarding late filing.
“June 13, 2025, Nasdaq notified the Company that it granted the Company’s request to extend the date for the Company to regain compliance with Nasdaq’s Listing Rules to June 20, 2025. A copy of the press release announcing the extended date allowed by Nasdaq for the Company to regain compliance with Nasdaq’s Listing Rules is attached hereto and incorporated herein to this Current Report on Form 8-K as Exhibit 99.1. 99.1 Press Release Issued by Laser Photonics Corporation dated June 16, 2025.”
Listing & Compliance Notices
Laser Photonics Corp received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).
“May 22, 2025, the registrant (“Laser Photonics” or the “Company”) received a notice from Nasdaq Listing Qualifications department of the Nasdaq Stock Market LLC (“Nasdaq”) stating that since it had not received the Company’s Form 10-Q for the period ended March 31, 2025, and because the Company remains delinquent in filing its Form 10-K for the period ended December 31, 2024 (the “Initial Delinquent Filing”), the Company does not comply with Nasdaq’s Listing Rules for continued listing. Nasdaq stated that in accordance with its letter dated April 16, 2025, the Company has until June 16, 2025”
Listing & Compliance Notices
Laser Photonics Corp received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).
“April 16, 2025, the registrant (“Laser Photonics” or the “Company”) received a notice from Nasdaq Listing Qualifications department of The Nasdaq Stock Market LLC (“Nasdaq”) stating that since the Company has not yet filed its Form 10-K for the year ended December 31, 2023 (the “Filing”), it no longer complies with Nasdaq’s Listing Rules (the “Rules”), specifically Listing Rule 5250(c)(1), for continued listing. Under the Rules, the Company has 60 calendar days to submit a plan to regain compliance, and if Nasdaq accepts the Company’s plan, Nasdaq can grant an exception of up to 180 calendar d”
Tim Miller was appointed as Director at Laser Photonics Corp.
“The Board of Directors of Laser Photonics accepted her resignation and appointed Tim Miller, the founder and former CEO of Control Micro Systems, Inc., to fill the vacancy created by the resignation of Shara Pathak and to be the Chairman of the Compensation Committee.”
Shara Pathak resigned as Director at Laser Photonics Corp.
“On August 22, 2024, Shara Pathak resigned as a member of the Board of Directors of the registrant (“Laser Photonics”) without any disagreement regarding the operations, policies or practices of Laser Photonics.”
Carlos S. Sardinas was appointed as Vice President, Finance at Laser Photonics Corp.
“On April 8, 2024, the registrant (“Laser Photonics”) entered into an Offer Letter Agreement (the “Agreement”) with Carlos S. Sardinas to be Vice President, Finance, of the Company.”
Listing & Compliance Notices
Laser Photonics Corp received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).
“April 17, 2024, the registrant (“Laser Photonics” or the “Company”) received a notice from Nasdaq Listing Qualifications department of The Nasdaq Stock Market LLC ("Nasdaq") stating that since the Company has not yet filed its Form 10-K for the year ended December 31, 2023 (the “Filing”), it no longer complies with Nasdaq’s Listing Rules (the “Rules”), specifically Listing Rule 5250(c)(1), for continued listing. Under the Rules, the Company has 60 calendar days to submit a plan to regain compliance, and if Nasdaq accepts the Company’s plan, Nasdaq can grant an exception of up to 180 calendar d”
Carlos S. Sardinas was appointed as Vice President, Finance at Laser Photonics Corp.
“On April 8, 2024, the registrant (“Laser Photonics”) entered into an Offer Letter Agreement (the “Agreement”) with Carlos S. Sardinas to be Vice President, Finance, of the Company.”
Carlos S. Sardinas was appointed as Vice President, Finance at Laser Photonics Corp.
“On April 8 2024, the registrant (“Laser Photonics”) entered into an Offer Letter Agreement (the “Agreement”) with Carlos S. Sardinas to be Vice President, Finance, of the Company.”
Carlos M Gonzalez was appointed as Independent Director and Chairman of Audit Committee at Laser Photonics Corp.
“On February 6, 2024, the Board of Directors (the “Board”) of the registrant (“Laser Photonics”) appointed Carlos M Gonzalez, age 77, to fill the vacancy on its Board for an independent director and to be Chairman of its Audit Committee following the resignation on September 20, 2023, from the Laser Photonics Board by Ryan Tennyson, an independent director who was also Chairman of the Audit Committee.”
Kevin Ploche was appointed as Principal Financial and Accounting Officer at Laser Photonics Corp.
“Kevin Ploche, who was hired by Jade Barnwell and is currently serving as Comptroller of Fonon Corporation, an affiliate of Laser Photonics, will serve as the Principal Financial and Accounting Officer of Laser Photonics until Laser Photonics finds a new Chief Financial Officer to replace Jade Barnwell .”
Jade Barnwell resigned as Chief Financial Officer at Laser Photonics Corp.
“On December 20, 2023, Jade Barnwell resigned as Chief Financial Officer of the registrant (“Laser Photonics”).”
Shareholder Votes
Laser Photonics Corp shareholders approved Ratification of the Board of Directors’ selection of Fruci & Associates II, PLLC as independent registered public accountants at the 2023-12-15 meeting.
“The appointment of Fruci & Associates II, PLLC as our independent registered public accountants for the fiscal year ending December 31, 2023 was ratified by the following vote: Shares Voted For 4,944,949 Against 19,340 Abstain 1,526 There were 211,828 broker non-votes on this matter.”
Shareholder Votes
Laser Photonics Corp shareholders approved Election of three directors at the 2023-12-15 meeting.
“Each of the following nominees were elected as directors by the following vote: Nominee Votes For Votes Withheld Wayne Tupuola 4,733,121 21,035 Shara Pathak 4,733,097 22,925 Troy Parkos 4,733,097 22,803 In addition, there were 211,828 broker non-votes with respect to the election of each of the above director nominees.”
Auditor Changes
Laser Photonics Corp dismissed BF Borgers CPA PC as its auditor.
“BF Borgers CPA PC (“BF Borgers”), the Company’s independent registered public accounting firm since 2019, was informed that it would be replaced by Fruci as the Company’s independent registered public accounting firm.”
Auditor Changes
Laser Photonics Corp engaged Fruci & Associates II, PLLC as its auditor.
“On October 10, 2023, the Audit Committee of the Board of Directors of the registrant, Laser Photonics Corporation (the “Company” or “Laser Photonics”), approved the engagement of Fruci & Associates II, PLLC (“Fruci”) as the Company’s independent registered public accounting firm”
Listing & Compliance Notices
Laser Photonics Corp received a nasdaq deficiency notice notice regarding audit committee (rules 5605, 5605(c)(4)).
“September 26, 2023, the registrant (“Laser Photonics” or the “Company”) received a notice from Nasdaq Listing Qualifications department of the Nasdaq Stock Market LLC ("Nasdaq") stating that the Company no longer complies with Nasdaq’s audit committee requirement under Nasdaq’s Listing Rule 5605 following the resignation of Ryan Tennyson from the Company’s board of directors and audit committee effective September 20, 2023. Nasdaq advised Laser Photonics that in accordance with Nasdaq’s Listing Rule 5605(c)(4) the Company has a cure period to regain compliance (i) until the earlier of the Comp”
Ryan Tennyson resigned as member of the Board of Directors at Laser Photonics Corp.
“On September 20, 2023, Ryan Tennyson voluntarily resigned as a member of the Board of Directors of the registrant (“Laser Photonics”) without any disagreement regarding the operations, policies or practices of the Laser Photonics.”
Gennady Korotkov changed role as Vice President of Operations at Laser Photonics Corp.
“On September 11, 2023, Laser Photonics promoted Gennady Korotkov, age 67, from Operations Manager to Vice President of Operations.”
Jade Barnwell was appointed as Chief Financial Officer at Laser Photonics Corp.
“The Company engaged Jade Barnwell as its Chief Financial Officer as set forth in the Current Report on Form 8-K filed August 3, 2023.”
William Campbell departed as Interim CFO at Laser Photonics Corp.
“On June 16, 2023, the registrant (“Laser Photonics”), with the concurrence of its Audit Committee, discontinued its relationship with William Campbell who was serving without any employment or consulting agreement with Laser Photonics as Interim CFO.”
Troy Parkos was appointed as Director at Laser Photonics Corp.
“On August 15, 2023, the Board of Directors (the “Board”) of the registrant (“Laser Photonics”) appointed Troy Parkos to fill the vacancy on the Board following the resignation of Glenn Peterson on December 16, 2022, as one of the three independent members of the Board who will also fill the independent director vacancy on the audit committee of the Board to meet Nasdaq Listing Rule 5605.”
Jade Barnwell was appointed as Chief Financial Officer at Laser Photonics Corp.
“On July 28, 2023, the registrant (“Laser Photonics”) entered into an offer letter with Jade Barnwell, age 54, to be its Chief Financial Officer.”
Peter A. Evans was terminated as Acting President at Laser Photonics Corp.
“On June 16, 2023, the Board of Directors of the registrant (“Laser Photonics”) terminated the employment of Peter A. Evans as its Acting President under the terms of the at-will employment agreement with Laser Photonics.”
William J. Campbell was appointed as Chief Financial Officer at Laser Photonics Corp.
“On April 10, 2023, the Board of Directors of the registrant (“Laser Photonics”) appointed William J. Campbell CPA, CMA, MBA, to serve as the Company’s Chief Financial Officer on a part-time basis until he is able to join full-time no later than July 1, 2023.”
Tim Schick departed as CFO at Laser Photonics Corp.
“On March 30, 2023 the Company entered into a separation agreement with Tim Schick, CFA, the Company’s CFO.”
Peter A. Evans was appointed as Acting President at Laser Photonics Corp.
“On March 27, 2023, the Board of Directors of the registrant (“Laser Photonics”) appointed Peter A. Evans, age 59, to be its Acting President of Laser Photonics to assist the company in its next growth phase both domestically and internationally.”
Listing & Compliance Notices
Laser Photonics Corp received a nasdaq deficiency notice notice regarding audit committee (rules 5605, 5605(c)(4)).
“February 17, 2023, the registrant (“Laser Photonics” or the “Company”) received a notice from Nasdaq Listing Qualifications department of the Nasdaq Stock Market LLC ("Nasdaq") stating that the Company no longer complies with Nasdaq’s audit committee requirement under Nasdaq’s Listing Rule 5605 following the resignation of Glenn Peterson from the Company’s board of directors and audit committee effective December 16, 2022. Nasdaq advised Laser Photonics that in accordance with Nasdaq’s Listing Rule 5605(c)(4) the Company has a cure period to regain compliance (i) until the earlier of the Compa”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.