Ryan Carhart departed as Vice President, Chief Financial Officer, Treasurer and Secretary at LiveOne, Inc..
“Mr. Carhart’s departure was not as a result of any dispute with the Company.”
LiveOne, Inc. — fact timeline
Source-grounded facts extracted from LiveOne, Inc.'s SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.
LiveOne, Inc. entered into Shares Issuance Agreement with Broadcast Music, LLC valued at 1,000,000 shares (effective 2026-04-17).
“On April 17, 2026, LiveOne, Inc. (the “Company”), Slacker, Inc., the Company’s wholly owned subsidiary (“Slacker”), and Broadcast Music, LLC (“BMI”) entered into a Shares Issuance Agreement (the “Shares Issuance Agreement”) pursuant to which the Company agreed to issue to BMI or its designee 1,000,000 shares (the “Shares”) of its common stock, $0.001 par value per share (the “common stock”), at a deemed issued price of $7.50 per share.”
LiveOne, Inc. entered into Shares Issuance Agreement with Music and Entertainment Rights Licensing Independent Network Limited ("Merlin") valued at 500,000 shares of its common stock, $0.001 par value per share, at a deemed issued price of $7.50 pe (effective 2026-03-03).
“On March 3, 2026, LiveOne, Inc. (the “Company”), Slacker, Inc. (“Slacker”), the Company’s wholly owned subsidiary, and Music and Entertainment Rights Licensing Independent Network Limited (“Merlin”) entered into a Shares Issuance Agreement (the “Agreement”) pursuant to which the Company agreed to issue to Merlin 500,000 shares (the “Shares”) of its common stock, $0.001 par value per share (the “common stock”), at a deemed issued price of $7.50 per share.”
LiveOne, Inc. received a nasdaq delisting notice notice regarding minimum bid price.
“September 25, 2025, the Company received a delist determination letter from the Staff advising the Company that the Staff had determined that the Company did not regain compliance with the Bid Price Rule by the September 24, 2025 deadline, and that the Company was not eligible for a second 180 day extension period due to the Company not meeting the minimum stockholders’ equity initial listing requirement for The Nasdaq Capital Market. Accordingly, unless the Company requested an appeal of this determination by October 2, 2025, the Staff had determined that the Company’s securities will be sche”
LiveOne, Inc. incurred convertible notes of $16,775,000 with certain institutional investors at 11.75% per year maturing May 19, 2028.
“the Company sold to the Purchasers the Company’s Original Issue Discount Senior Secured Convertible Debentures (the “Initial Debentures”) in an aggregate principal amount of $16,775,000”
LiveOne, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2)).
“March 28, 2025, LiveOne, Inc. (the “Company”) received a notification letter from the Listing Qualifications Department of The Nasdaq Stock Market, LLC (“Nasdaq”) notifying the Company that, based on the closing bid price for the previous 30 consecutive business days, the listing of the Company’s shares of common stock was not in compliance with Nasdaq Listing Rule 5550(a)(2) to maintain a minimum bid price of $1.00 per share (the “Bid Price Rule”). The letter from Nasdaq has no immediate effect on the listing of the Company’s common stock on The Nasdaq Capital Market. In accordance with Nasda”
Ryan Carhart was appointed as Chief Financial Officer, Treasurer and Secretary at LiveOne, Inc..
“Effective as of February 19, 2025 (the “Effective Date”), LiveOne, Inc. (the “Company”) appointed Ryan Carhart, the Company’s current Vice President and Controller, as the Company’s Chief Financial Officer, Treasurer and Secretary, to succeed Aaron Sullivan”
Aaron Sullivan departed as Executive Vice President, Chief Financial Officer, Treasurer and Secretary at LiveOne, Inc..
“who notified the Company on the Effective Date that he is leaving the Company to pursue another professional opportunity effective as of the Effective Date.”
LiveOne, Inc. amended credit facility of $3,750,000 with East West Bank at initial rate of 10.00% maturing November 20, 2025.
“On January 28, 2025, LiveOne, Inc. (the “Company”) entered into a new Business Loan Agreement (the “Business Loan Agreement”) with East West Bank (the “Senior Lender”) to update certain terms of the Company’s current credit facility with the Senior Lender (the “Credit Facility”), including to reduce the principal amount outstanding under the Promissory Note (as defined below) to $3,750,000, reflecting the Company’s repayment of $3,250,000 of the principal amount to date, and to extend the maturity date of the Promissory Note to November 20, 2025. Borrowings under the Credit Facility are subject to certain covenants as set forth in the Business Loan Agreement and bear interest at a rate equal to the “Money Rate” column of The Wall Street Journal (Western Edition) as determined by the Senior Lender plus 2.50%, resulting in the initial rate of 10.00%.”
Craig Foster resigned as Director at LiveOne, Inc..
“Craig Foster notified LiveOne, Inc. (the “Company”) that he was resigning from service on the Company’s board of directors (the “Board”) to pursue other current professional obligations, effective as of the same date.”
Craig Foster resigned as director at LiveOne, Inc..
“On October 4, 2024, Craig Foster notified LiveOne, Inc. (the “Company”) that he was resigning from service on the Company’s board of directors (the “Board”), effective as of the same date, to pursue other current professional obligations.”
LiveOne, Inc. entered into Sales Agreement with Roth Capital Partners, LLC valued at up to $25,000,000 (effective 2024-05-14).
“On May 14, 2024, LiveOne, Inc. (the “Company”) entered into a Sales Agreement (the “Sales Agreement”) with Roth Capital Partners, LLC (“Roth Capital”) as sales agent, pursuant to which the Company may sell, from time to time, at its sole discretion an aggregate of up to $25,000,000 of its shares of common stock”
LiveOne, Inc. reported fiscal year ended March 31, 2024 results: revenue $118.5M. Guidance reaffirmed.
“FY24: Expects $118.5M revenue, $14.4M Adjusted EBITDA* (excluding $3.5M CPS division loss)”
LiveOne, Inc. entered into Letter Agreements with Harvest Small Cap Partners Master, Ltd., Harvest Small Cap Partners, L.P., Trinad Capital Master Fund Ltd. valued at approximately $11.4 million (effective 2024-04-01).
“On April 1, 2024 (the “Effective Date”), LiveOne, Inc. (the “Company”) entered into Letter Agreements (collectively, the “Agreements”) with (i) Harvest Small Cap Partners Master, Ltd. (“HSCPM”), (ii) Harvest Small Cap Partners, L.P. (“HSCP” and together with HSCPM, the “Harvest Funds”), and (iii) Trinad Capital Master Fund Ltd., a fund controlled by Mr. Ellin, the Company’s Chief Executive Officer, Chairman, director and principal stockholder (“Trinad Capital” and collectively with the Harvest Funds, the “Holders”), the holders of the Company’s Series A Perpetual Convertible Preferred Stock, par value $0.001 per share (the “Series A Preferred Stock”), with a stated value of $1,000 per share.”
LiveOne, Inc. reported third quarter and nine months ended December 31, 2023 results: revenue $31,245, net income $(2,224), EPS $(0.03). Guidance reaffirmed.
“timing. Q3 FY 24 and Q2 FY23 Results Summary (in $000’s, except per share; unaudited) Three Months Ended December 31, Nine Months Ended December 31, 2023 2022 2023 2022 Revenue $ 31,245 $ 27,309 $ 87,541 $ 74,063 Operating income (loss) $ (753 ) $ (574 ) $ (3,507 ) $ (1,324 ) Total other income (expense) $ (1,486 ) $ (1,963 ) $ (7,116 ) $ (3,270 ) Net income”
Aaron Sullivan was appointed as Chief Financial Officer, Treasurer and Secretary at LiveOne, Inc..
“appointed Aaron Sullivan as the full-time Chief Financial Officer, Treasurer and Secretary of the Company”
LiveOne, Inc. reported second quarter and six months ended September 30, 2023 results: revenue $28,528, net income $(6,518), EPS $(0.07). Guidance raised.
“Q2 FY 24 and Q2 FY23 Results Summary (in $000’s, except per share; unaudited) Three Months Ended September 30, Six Months Ended September 30, 2023 2022 2023 2022 Revenue $ 28,528 $ 23,532 $ 56,295 $ 46,755 Operating income (loss) $ (2,515 ) $ (987 ) $ (2,754 ) $ (750 ) Total other income (expense) $ (4,024 ) $ (2,393 ) $ (4,204 ) $ (1,284 ) Net income”
LiveOne, Inc. reported preliminary financial results for second quarter and first six months ended September 30, 2023.
“On October 19, 2023, LiveOne, Inc. (the “Company”) issued a press release announcing certain preliminary financial results for its fiscal quarter and six-month period ended September 30, 2023.”
LiveOne, Inc. shareholders approved Approval to adjourn the Annual Meeting to a later date or time, if necessary, to permit further solicitation and vote of proxies at the 2023-09-14 meeting.
“4. The approval, to adjourn the Annual Meeting to a later date or time, if necessary, to permit further solicitation and vote of proxies if there are not sufficient votes at the time of the Annual Meeting to approve any of the proposals presented for a vote at the Annual Meeting. The votes on this proposal were as follows: For Against Abstained Broker Non-Vote 49,020,816 13,304,516 134,738 ‒”
LiveOne, Inc. shareholders approved Ratification of the appointment of Macias Gini & O'Connell, LLP as the Company's independent registered public accounting firm for the fiscal year ending March 31, 2024 at the 2023-09-14 meeting.
“3. The ratification of the appointment of Macias Gini & O’Connell, LLP as the Company’s independent registered public accounting firm for the fiscal year ending March 31, 2024. The votes on this proposal were as follows: For Against Abstained Broker Non-Vote 62,320,267 113,567 28,362 ‒”
LiveOne, Inc. shareholders approved Approval, on a non-binding advisory basis, on the frequency of stockholder advisory vote on the Company's executive compensation at the 2023-09-14 meeting.
“2. The approval, on a non-binding advisory basis, on the frequency of stockholder advisory vote on the Company’s executive compensation as described in the Company’s Proxy Statement for the Annual Meeting. The votes on this proposal were as follows: One Year Two Years Three Years Abstain 13,142,917 160,425 28,770,351 28,583”
LiveOne, Inc. shareholders approved Election of eight directors to the Company's Board of Directors at the 2023-09-14 meeting.
“1. All eight nominees were elected to the Company’s Board of Directors with each director receiving votes as follows: Election of Directors For Withheld Broker Non-Vote Robert S. Ellin 42,050,326 51,951 20,359,919 Jay Krigsman 32,966,527 9,135,750 20,359,919 Craig Foster 36,178,403 5,923,874 20,359,919 Ramin Arani 36,388,325 5,713,952 20,359,919 Patrick Wachsberger 33,888,445 8,213,832 20,359,919 Kenneth Solomon 29,360,660 12,741,617 20,359,919 Bridget Baker 33,892,649 8,209,628 20,359,919 Kristopher Wright 42,064,347 37,929 20,359,919”
LiveOne, Inc. entered into Business Loan Agreement with East West Bank (effective 2023-09-08).
“On September 8, 2023 and effective as of August 22, 2023 (the “Closing Date”), LiveOne, Inc. (the “Company”) entered into a new Business Loan Agreement (the “Business Loan Agreement”) with East West Bank (the “Senior Lender”), to convert the Company’s current revolving credit facility with the Senior Lender into an assets backed loan credit facility with the Lender”
LiveOne, Inc. reported first quarter and nine months ended June 30, 2023 results: revenue $27,767, net income ($515), EPS ($0.01) per share basic and diluted. Guidance raised.
“any particular outcome or its timing. Q1 Fiscal 2024 vs Q1 Fiscal 2023 Results Summary (in $000’s, except per share; unaudited) Three Months Ended June 30, 2023 2022 Revenue $ 27,767 $ 23,222 Operating income (loss) $ (255 ) $ 237 Total other income (expense) $ (181 ) $ 1,108 Net income (loss) $ (515 ) $ 1,348 Adjusted EBITDA* $ 2,210 $ 1,969 Net loss per”
LiveOne, Inc. incurred loan of $1.7 million with Capchase Inc. at 9% maturing 30-month period after August 3, 2023.
“On August 2, 2023, LiveOne, Inc. (the “Company”) entered into a Loan and Security Agreement (the “Loan Agreement”) with Capchase Inc. (the “Lender”), pursuant to which the Company borrowed $1.7 million collateralized by all of the assets of the Company (the “Loan”).”
LiveOne, Inc. entered into Loan and Security Agreement with Capchase Inc. valued at $1.7 million; 9% interest rate; 30-month maturity (effective 2023-08-02).
“On August 2, 2023, LiveOne, Inc. (the "Company") entered into a Loan and Security Agreement (the "Loan Agreement") with Capchase Inc. (the "Lender"), pursuant to which the Company borrowed $1.7 million collateralized by all of the assets of the Company (the "Loan").”
LiveOne, Inc. reported Fiscal 2024 results: revenue $122 million - $130 million. Guidance raised.
“LiveOne is raising its guidance for Fiscal 2024 for its Audio Division revenue to $100 million - $110 million and Adjusted EBITDA* to between $18 million - $21 million, as well as company consolidated revenue of $122 million - $130 million and Adjusted EBITDA* to between $12 million - $16 million for Fiscal 2024.”
LiveOne, Inc. reported Fiscal 2023 results: revenue $99.6 million, net income net loss of $10.0 million, EPS $(0.12) per diluted share. Guidance raised.
“In Fiscal 2023, LiveOne posted consolidated revenue of $99.6 million, as well as Contribution Margin* of $32.8 million. LiveOne posted a net loss of $10.0 million on a consolidated basis, or $(0.12) per diluted share, for the same period.”
LiveOne, Inc. reported Q4 Fiscal 2023 results: revenue $25.5 million, net income $ (4,767), EPS $ (0.06). Guidance raised.
“(13,419 ) Net loss per share basic and diluted $ (0.06 ) $ (0.11 ) $ (0.12 ) $ (0.56 ) 2 Q4 Fiscal 2023 Results Summary Discussion For Q4 Fiscal 2023, LiveOne posted revenue of $25.5 million versus $23.4 million in the same period in the prior year. The Audio Division had record revenue of $22.9 million in Q4 Fiscal 2023 compared to $19.8 million in the same period”
LiveOne, Inc. reported first nine months ended December 31, 2022 results: revenue $74.1 million, net income net loss of $5.3 million, EPS $(0.06) per diluted share. Guidance raised.
“LiveOne posted consolidated revenue of $74.1 million, as well as Contribution Margin* of $25.6 million. LiveOne posted a net loss of $5.3 million on a consolidated basis, or $(0.06) per diluted share for the same period.”
LiveOne, Inc. updated its third quarter ended December 31, 2022 guidance (raised).
“LiveOne Reports Record Nine Months Fiscal 2023 Adjusted EBITDA* of $9.4M and Revenue of $74.1M - Audio Division Revenue of $64M and Adjusted EBITDA* of $15M for Nine Months Fiscal 2023 with Q3 Fiscal 2023 Revenue of $22M and Adjusted EBITDA* of $5.1M - Raises Company Guidance for Fiscal 2023 Adjusted EBITDA* to $11M - $12M”
LiveOne, Inc.: Filed Certificate of Designation designating 100,000 shares of preferred stock as Series A Perpetual Convertible Preferred Stock (effective 2023-02-02).
“On February 2, 2023, the Company filed the Certificate of Designation with the Secretary of State of the State of Delaware designating 100,000 shares of the Company’s preferred stock as “Series A Perpetual Convertible Preferred Stock”.”
LiveOne, Inc. entered into Exchange Agreement with Harvest Small Cap Partners Master, Ltd., Harvest Small Cap Partners, L.P., and Trinad Capital Master Fund Ltd. valued at $10,503,965; $4,496,035; $6,177,218 (effective 2023-02-03).
“As of February 3, 2023 (the “Effective Date”), LiveOne, Inc. (the “Company”) entered into an exchange agreement (collectively, the “Exchange Agreements”) with (i) Harvest Small Cap Partners Master, Ltd. (“HSCPM”) in regard to that certain 8.5% Senior Secured Convertible Note in the aggregate amount of $10,503,965”
LiveOne, Inc. reported Fiscal 2023 results: revenue $100 million - $110 million. Guidance lowered.
“Company Updates Guidance for Fiscal 2023 of Revenue Between $100 Million - $110 Million and Adjusted EBITDA* of Between $9 Million - $11.5 Million”
LiveOne, Inc. reported six months ended September 30, 2022 results: revenue $46.8 million, net income $2.1 million, EPS $(0.02) per diluted share.
“In the first six months ended September 30, 2022 (“1H Fiscal 2023”), LiveOne posted consolidated revenue of $46.8 million, as well as Contribution Margin* of $9.8 million. LiveOne posted a net loss of $2.1 million on a consolidated basis, or $(0.02) per diluted share for the same period. LiveOne’s Adjusted EBITDA* in 1H Fiscal 2023 was a record $6.4 million.”
LiveOne, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2)).
“October 28, 2022, LiveOne, Inc. (the “Company”) received a notification letter from the Listing Qualifications Department of The Nasdaq Stock Market, LLC (“Nasdaq”) notifying the Company that, based on the closing bid price for the previous 30 consecutive business days, the listing of the Company’s shares of common stock was not in compliance with Nasdaq Listing Rule 5550(a)(2) to maintain a minimum bid price of $1.00 per share (the “Bid Price Rule”). The letter from Nasdaq has no immediate effect on the listing of the Company’s common stock on The Nasdaq Capital Market. In accordance with Nas”
Maria Garrido resigned as Director at LiveOne, Inc..
“Maria Garrido notified LiveOne, Inc. (the “Company”) that she was resigning from service on the Company’s board of directors (the “Board”), effective October 31, 2022, to pursue a full time job opportunity in Europe.”
Aaron Sullivan was appointed as Interim Chief Financial Officer and Interim Secretary at LiveOne, Inc..
“On December 15, 2021, LiveOne, Inc. (the “Company”) announced that it has appointed Aaron Sullivan, the Company’s current Vice President and Controller, as the Interim Chief Financial Officer and Interim Secretary of the Company effective as of December 31, 2021”
Michael Quartieri departed as Executive Vice President, Chief Financial Officer and Secretary at LiveOne, Inc..
“On the Effective Date, Mr. Sullivan will succeed Michael Quartieri who notified the Company on December 14, 2021 that he is leaving the Company to pursue another professional opportunity effective as of the Effective Date.”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.