secwatch / observer

LiveOne, Inc. — fact timeline

Source-grounded facts extracted from LiveOne, Inc.'s SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.

LVO LiveOne, Inc. JSON

Ryan Carhart departed as Vice President, Chief Financial Officer, Treasurer and Secretary at LiveOne, Inc..

“Mr. Carhart’s departure was not as a result of any dispute with the Company.”
Material Agreements

LiveOne, Inc. entered into Shares Issuance Agreement with Broadcast Music, LLC valued at 1,000,000 shares (effective 2026-04-17).

“On April 17, 2026, LiveOne, Inc. (the “Company”), Slacker, Inc., the Company’s wholly owned subsidiary (“Slacker”), and Broadcast Music, LLC (“BMI”) entered into a Shares Issuance Agreement (the “Shares Issuance Agreement”) pursuant to which the Company agreed to issue to BMI or its designee 1,000,000 shares (the “Shares”) of its common stock, $0.001 par value per share (the “common stock”), at a deemed issued price of $7.50 per share.”
Material Agreements

LiveOne, Inc. entered into Shares Issuance Agreement with Music and Entertainment Rights Licensing Independent Network Limited ("Merlin") valued at 500,000 shares of its common stock, $0.001 par value per share, at a deemed issued price of $7.50 pe (effective 2026-03-03).

“On March 3, 2026, LiveOne, Inc. (the “Company”), Slacker, Inc. (“Slacker”), the Company’s wholly owned subsidiary, and Music and Entertainment Rights Licensing Independent Network Limited (“Merlin”) entered into a Shares Issuance Agreement (the “Agreement”) pursuant to which the Company agreed to issue to Merlin 500,000 shares (the “Shares”) of its common stock, $0.001 par value per share (the “common stock”), at a deemed issued price of $7.50 per share.”
Listing & Compliance Notices

LiveOne, Inc. received a nasdaq delisting notice notice regarding minimum bid price.

“September 25, 2025, the Company received a delist determination letter from the Staff advising the Company that the Staff had determined that the Company did not regain compliance with the Bid Price Rule by the September 24, 2025 deadline, and that the Company was not eligible for a second 180 day extension period due to the Company not meeting the minimum stockholders’ equity initial listing requirement for The Nasdaq Capital Market. Accordingly, unless the Company requested an appeal of this determination by October 2, 2025, the Staff had determined that the Company’s securities will be sche”

Ryan Carhart was appointed as Chief Financial Officer, Treasurer and Secretary at LiveOne, Inc..

“Effective as of February 19, 2025 (the “Effective Date”), LiveOne, Inc. (the “Company”) appointed Ryan Carhart, the Company’s current Vice President and Controller, as the Company’s Chief Financial Officer, Treasurer and Secretary, to succeed Aaron Sullivan”

Aaron Sullivan departed as Executive Vice President, Chief Financial Officer, Treasurer and Secretary at LiveOne, Inc..

“who notified the Company on the Effective Date that he is leaving the Company to pursue another professional opportunity effective as of the Effective Date.”

Craig Foster resigned as Director at LiveOne, Inc..

“Craig Foster notified LiveOne, Inc. (the “Company”) that he was resigning from service on the Company’s board of directors (the “Board”) to pursue other current professional obligations, effective as of the same date.”

Craig Foster resigned as director at LiveOne, Inc..

“On October 4, 2024, Craig Foster notified LiveOne, Inc. (the “Company”) that he was resigning from service on the Company’s board of directors (the “Board”), effective as of the same date, to pursue other current professional obligations.”
Material Agreements

LiveOne, Inc. entered into Sales Agreement with Roth Capital Partners, LLC valued at up to $25,000,000 (effective 2024-05-14).

“On May 14, 2024, LiveOne, Inc. (the “Company”) entered into a Sales Agreement (the “Sales Agreement”) with Roth Capital Partners, LLC (“Roth Capital”) as sales agent, pursuant to which the Company may sell, from time to time, at its sole discretion an aggregate of up to $25,000,000 of its shares of common stock”
Earnings Releases

LiveOne, Inc. reported fiscal year ended March 31, 2024 results: revenue $118.5M. Guidance reaffirmed.

“FY24: Expects $118.5M revenue, $14.4M Adjusted EBITDA* (excluding $3.5M CPS division loss)”

Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.