Source-grounded facts extracted from Mobiquity Technologies, Inc.'s SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.
Mobiquity Technologies, Inc. engaged Stephano Slack LLC as its auditor.
“On April 25, 2025, the Company engaged Stephano Slack LLC (“Stephano Slack”) as the Company’s new independent registered public accounting firm for the fiscal year ending December 31, 2025.”
Assurance Dimensions, LLC resigned as auditor of Mobiquity Technologies, Inc..
“On April 25, 2025, in conjunction with its exit from providing audit services to publicly traded companies, Assurance Dimensions, LLC (“Assurance”) resigned from its role as independent registered public accounting firm for Mobiquity Technologies, Inc. (the “Company”).”
Mobiquity Technologies, Inc. received a nasdaq delisting notice notice regarding stockholders equity (rules 5550(b)).
“December 5, 2023, the Company received a letter from the Panel notifying the Company, among other things, (a) that despite the Company’s claims of having regained compliance with a stockholder equity value of over $2.5 million, and its claims that it will see increased revenue in the new year, Nasdaq concluded that in light of the Company’s burn rate, the Company’s stockholder equity was below the minimum, and (b) that the Panel has determined to delist the Company’s securities from trading on Nasdaq, based on the Company’s historical financial information on expenses and burn rate, and the Pa”
Mobiquity Technologies, Inc.: Effected a 1-for-15 reverse stock split via Certificate of Amendment to the Certificate of Incorporation (effective 2023-08-02).
“On August 2, 2023, Mobiquity Technologies, Inc. (the “Company”) filed a Certificate of Amendment (the “Certificate of Amendment”) to the Company’s Certificate of Incorporation with the Secretary of State of the State of New York to effect a 1-for-15 reverse stock split (the “Reverse Stock Split”) of the outstanding shares of the Company’s Common Stock, par value $0.0001 per share (the “Common Stock”).”
Mobiquity Technologies, Inc. received a nasdaq extension granted notice regarding stockholders equity.
“July 31, 2023, Mobiquity Technologies, Inc (the “Company”) was notified that the Hearing Panel of The Nasdaq Stock Market has given a grace period until October 31,2023 to regain compliance of the bid price of its common stock closing at $1.00 per share or more for a minimum of ten consecutive business days and a grace period until November 14, 2023 to regain shareholder equity of at least $2.5 million. In order to meet the minimum bid requirement, we have filed a certificate of amendment to our restated certificate of incorporation to effectuate a reverse stock split of 1-for-15 shares of our”
Mobiquity Technologies, Inc. received a nasdaq extension granted notice regarding minimum bid price.
“July 31, 2023, Mobiquity Technologies, Inc (the “Company”) was notified that the Hearing Panel of The Nasdaq Stock Market has given a grace period until October 31,2023 to regain compliance of the bid price of its common stock closing at $1.00 per share or more for a minimum of ten consecutive business days and a grace period until November 14, 2023 to regain shareholder equity of at least $2.5 million. In order to meet the minimum bid requirement, we have filed a certificate of amendment to our restated certificate of incorporation to effectuate a reverse stock split of 1-for-15 shares of our”
Mobiquity Technologies, Inc. shareholders approved Ratification of Assurance Dimensions, Inc. as the Company’s independent registered public accounting firm for the year ending December 31, 2023 at the 2023-07-21 meeting.
“Proposal 2: The Company’s stockholders ratified the appointment of Assurance Dimensions, Inc. as the Company’s independent registered public accounting firm for the year ending December 31, 2023, by the following vote: Number of Votes Cast in Favor Number of Votes Cast Against Number of Votes Abstain 10,335,149 1,802,283 36,865”
Mobiquity Technologies, Inc. shareholders approved Granting the Board of Directors discretionary authority to amend the Company’s Restated Certificate of Incorporation to effect a reverse stock split of the Company’s common stock for the purpose of meeting the NasdaqCM Listing Rule 5550(a)(2) minimum price for continued listing of at least $1.00 per at the 2023-07-21 meeting.
“Proposal 1: The Company’s stockholders granted the Board of Directors discretionary authority to amend the Company’s Restated Certificate of Incorporation to effect a reverse stock split of the Company’s common stock for the purpose of meeting the NasdaqCM Listing Rule 5550(a)(2) minimum price for continued listing of at least $1.00 per share. The affirmative vote of a majority of all the Company’s shares of voting capital stock issued and outstanding (as opposed to a majority of the shares present at the meeting in person or by proxy) was required to approve this proposal. The vote of the shares that were present on proposal 1 was as follows: Common stock Number of Votes Cast in Favor Number of Votes Cast Against Number of Votes Abstain Broker Non-Vote 5,620,808 1,991,447 14,087 4,547,955 Series F Preferred Stock Number of Votes Cast in Favor Number of Votes Cast Against 51,687,254 18,312,746 Combined voting capital Stock Number of Votes Cast in Favor Number of Votes Cast Against Numb”
Mobiquity Technologies, Inc. received a nasdaq hearing update notice regarding minimum bid price (rules 5550(a)(2)).
“July 13, 2023, the Company received a letter from the Nasdaq Stock Market that the Company’s failure to meet the minimum bid price will be considered at its upcoming hearing at which time the Company will present a plan to both meet the minimum bid price and to meet the minimum $2.5 million stockholders’ equity requirement for continued listing. In the interim, the Company’s common stock will continue to trade on Nasdaq under the symbol “ MOBQ ” and our common stock purchase warrants will continue to trade on Nasdaq under the symbol “MOBQW” at least pending the ultimate conclusion of the heari”
Mobiquity Technologies, Inc. entered into Placement Agent Agreement with Spartan Capital Securities, LLC valued at approximately $2,385,000 (effective 2023-06-29).
“On June 29, 2023, Mobiquity Technologies, Inc. (the “Company”) entered into a Placement Agent agreement (the “Placement Agent Agreement”) with the Spartan Capital Securities, LLC (the “Placement Agent”) relating to the public offering of up to 30 million shares of common stock (or common stock equivalents in lieu thereof in the form of pre-funded warrants).”
Mobiquity Technologies, Inc. engaged Assurance Dimensions, Inc. as its auditor.
“Subsequent to notifying D. Brooks & Associates CPAs of the firm’s dismissal, the Company engaged Assurance Dimensions, Inc. as its new registered independent public accountant.”
Mobiquity Technologies, Inc. dismissed D. Brooks & Associates CPAs as its auditor.
“On June 5, 2023, the Board of Directors dismissed D. Brooks & Associates CPAs (“DB”) as the Company’s independent accountants.”
Mobiquity Technologies, Inc. received a nasdaq delisting notice notice regarding stockholders equity (rules 5550(b)).
“June 1, 2023, the Company received a delist determination letter from the Staff advising the Company that the Staff had determined that the Company did not meet the terms of the extension. The Company intends to submit a hearing request to the Nasdaq Hearings Panel (the “ Panel ”), which request will stay any delisting action by the Staff at least until the hearing process concludes and any extension granted by the Panel expires. At the Panel hearing, the Company intends to present a plan to regain compliance with the minimum stockholders’ equity requirement. In the interim, the Company’s comm”
Mobiquity Technologies, Inc. shareholders approved Change in by-laws to reduce quorum from majority to one-third at the 2023-05-15 meeting.
“The Company’s stockholders approved a change in the Company’s by-laws to reduce the quorum for holding a meeting of stockholders from a majority of the outstanding shares of capital stock entitled to vote to one-third of the outstanding shares of capital stock entitled to vote by the following vote: Number of Votes Cast in Favor Number of Votes Cast Against Number of Votes Abstain Broker Non-Vote 7,060,570 168,057 475 2,997,510”
Mobiquity Technologies, Inc. shareholders approved Approval of issuance of shares underlying convertible notes (Nasdaq Rule 5635(d)) at the 2023-05-15 meeting.
“The Company’s stockholders approved the issuance of shares of common stock underlying the Company’s convertible Senior Secured 20% OID Promissory Notes issued in December 2022 in a number that may be equal to or exceed 20% of our common stock outstanding immediately prior to the issuance of those notes for purposes of complying with Nasdaq Listing Rule 5635(d), by the following vote: Number of Votes Cast in Favor Number of Votes Cast Against Number of Votes Abstain Broker Non-Vote 6,677,552 549,457 2,093 2,997,510”
Mobiquity Technologies, Inc. shareholders rejected Reverse stock split for Nasdaq compliance at the 2023-05-15 meeting.
“The Company’s stockholders did not grant the Board of Directors discretionary authority to amend the Company’s Restated Certificate of Incorporation to effect a reverse stock split of the Company’s common stock for the purpose of meeting the NasdaqCM Listing Rule 5550(a)(2) minimum price for continued listing of at least $1.00 per share. The affirmative vote of a majority of all the Company’s shares of common stock issued and outstanding (as opposed to a majority of the shares present at the meeting in person or by proxy) was required to approve this proposal. 6,643,440 shares of common stock, or approximately 65% of the shares present at the meeting, voted in favor of this proposal, however this was less than the 8,525,946 shares constituting a majority of all the issued and outstanding shares that was required to vote in favor of proposal 4 to approve it. The vote of the shares that were present on proposal 4 was as follows: Number of Votes Cast in Favor Number of Votes Cast Against”
Mobiquity Technologies, Inc. shareholders approved Ratification of D. Brooks & Associates CPAs as the independent registered public accounting firm for 2023 at the 2023-05-15 meeting.
“The Company’s stockholders ratified the appointment of D. Brooks & Associates CPAs as the Company’s independent registered public accounting firm for the year ending December 31, 2023, by the following vote: Number of Votes Cast in Favor Number of Votes Cast Against Number of Votes Abstain 10,209,507 10,043 7,062 2”
Mobiquity Technologies, Inc. shareholders approved Ratification and approval of the Company’s 2023 Equity Participation Plan at the 2023-05-15 meeting.
“The Company’s stockholders ratified and approved the Company’s 2023 Equity Participation Plan, by the following vote: Number of Votes Cast in Favor Number of Votes Cast Against Number of Votes Abstain Broker Non-Vote 6,632,699 593,928 2,475 2,997,510”
Mobiquity Technologies, Inc. shareholders approved Election of five directors at the 2023-05-15 meeting.
“The Company’s stockholders elected each of the following five directors to serve on the Board of Directors of the Company until their respective successors have been duly elected and qualified, by the following vote: Nominee Number of Votes Cast in Favor Number of Votes Withheld Broker Non-Vote Dean L. Julia 7,120,597 108,505 2,997,510 Dr. Gene Salkind M.D. 7,120,543 108,559 2,997,510 Byron Booker 7,118,670 110,432 2,997,510 Nate Knight 7,118,762 110,340 2,997,510 Anne S. Provost 7,092,526 136,576 2,997,510”
Byron Booker was elected as Independent Director at Mobiquity Technologies, Inc..
“On April 4, 2023 our Board elected Byron Booker as an independent director to fill the vacancy resulting from Mr. Zurkow’s resignation and to serve as a member of the Company’s Audit Committee, Nominating Committee and Executive Compensation Committee.”
Peter Zurkow resigned as Director at Mobiquity Technologies, Inc..
“In our Form 10-k filed on March 31, 2023, we announced that Peter Zurkow resigned from the Board as planned for personal reasons.”
Mobiquity Technologies, Inc. entered into Underwriting Agreement with Spartan Capital Securities, LLC valued at approximately $2,950,000 (effective 2023-02-13).
“On February 13, 2023, Mobiquity Technologies, Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with the Spartan Capital Securities, LLC (the “Underwriter”) relating to the public offering of 3,777,634 shares of common stock and pre-funded warrants to purchase 4,286,883 shares of common stock, accompanied by Series 2023 Warrants to purchase 12,096,776 shares of common stock.”
Mobiquity Technologies, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2)).
“January 13, 2023, Mobiquity Technologies, Inc (the “Company”) received a letter from The Nasdaq Stock Market stating that the Company was not in compliance with Nasdaq Listing Rule 5550(a)(2) because the closing bid price of the Company’s common stock was below $1.00 per share for 30 consecutive business days. The notice has no immediate impact on the Company’s listing. Pursuant to Nasdaq’s Listing Rules, the Company has a 180 day grace period, until July 12, 2023, during which the Company may regain compliance if the bid price of its common stock closes at $1.00 per share or more for a minimu”
Mobiquity Technologies, Inc. received a nasdaq deficiency notice notice regarding shareholders (rules 5620(a)).
“January 4, 2023, we received a deficiency notification from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company of its noncompliance with the Nasdaq Listing Rule 5620(a) to hold an annual meeting of shareholders within no later than one year after the end of the Company’s fiscal year end. Under Nasdaq Rules the Company now has 45 calendar days to submit a plan to regain compliance and can grant up to 180 calendar days from the fiscal year end, or until June 29, 2023, to regain compliance. SIGNATURES Pursuant to the requirements of the Securitie”
Mobiquity Technologies, Inc. entered into Securities Purchase Agreement with Walleye Opportunities Master Fund Ltd valued at $1,437,500 (effective 2022-12-30).
“On December 30, 2022, Mobiquity Technologies, Inc. (“Company”), and Walleye Opportunities Master Fund Ltd, a Cayman Islands company (the “Investor”), entered into a Securities Purchase Agreement (the “Agreement”) for the Investor to purchase from the Company (i) a senior secured 20% OID nine-month promissory note in an aggregate original principal amount of $1,437,500 in the form set forth in exhibit 10.2 (the “Investor Note”), and (ii) a warrant to purchase shares of the Company’s common stock, par value $0.0001 per share (“Common Stock”) in the form set forth in exhibit 10.3, which is not exercisable until July 1, 2023 (the “Investor Warrant”).”
Mobiquity Technologies, Inc. received a nasdaq deficiency notice notice regarding stockholders equity (rules 5550(b)(1)).
“December 14, 2022, we received a deficiency letter from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company of its noncompliance with the Nasdaq Listing Rule 5550(b)(1) for the Nasdaq Capital Market, which requires that a listed company’s stockholders’ equity be at least $2.5 million. In accordance with Nasdaq rules, the Company has 45 calendar days from the date of the notification to submit a plan to regain compliance with Nasdaq Listing Rule 5550(b)(1). The Company intends to submit a compliance plan within 45 days of the date of the notific”
Mobiquity Technologies, Inc. reported that prior financial statements should not be relied upon.
“On November 28, 2022, the Audit Committee of Mobiquity Technologies, Inc.’s board of directors determined that its Form 10-K/A filed on May 23, 2022, which included the audited consolidated financial statements for the years ended December 31, 2020 and 2021, could no longer be relied upon”
Don (Trey) W. Barrett III was terminated as Chief Operating Officer at Mobiquity Technologies, Inc..
“As a result of his termination, Mr. Barrett forfeited his right to retain 25,000 shares of restricted common stock and options to purchase 150,000 shares which had not vest ed .”
Don (Trey) W. Barrett III was appointed as Chief Operations and Strategy Officer at Mobiquity Technologies, Inc..
“On January 4, 2022 Don (Trey) W. Barrett III accepted the position of Chief Operations and Strategy Officer of Mobiquity Technologies, Inc.”
Anthony Iacovone was appointed as Director at Mobiquity Technologies, Inc..
“we fixed the size of our Board of Directors at five directors and appointed the following three independent directors to fill the vacancies on the board resulting from the expansion of the board size and Mr. Trepeta’s resignation as a director: Name Age Peter L. Zurkow 68 Michael A. Wright 59 Anthony Iacovone 48”
Michael A. Wright was appointed as Director at Mobiquity Technologies, Inc..
“we fixed the size of our Board of Directors at five directors and appointed the following three independent directors to fill the vacancies on the board resulting from the expansion of the board size and Mr. Trepeta’s resignation as a director: Name Age Peter L. Zurkow 68 Michael A. Wright 59 Anthony Iacovone 48”
Peter L. Zurkow was appointed as Director at Mobiquity Technologies, Inc..
“we fixed the size of our Board of Directors at five directors and appointed the following three independent directors to fill the vacancies on the board resulting from the expansion of the board size and Mr. Trepeta’s resignation as a director: Name Age Peter L. Zurkow 68 Michael A. Wright 59 Anthony Iacovone 48”
Sean Trepeta resigned as Director at Mobiquity Technologies, Inc..
“Sean Trepeta advised the Company that he was resigning as a director of the Company effective the date our shares and warrants became approved for listing on the Nasdaq Capital Market”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.