secwatch / observer

Netcapital Inc. — fact timeline

Source-grounded facts extracted from Netcapital Inc.'s SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.

NCPL Netcapital Inc. JSON
Material Agreements

Netcapital Inc. entered into Underwriting Agreement with ThinkEquity LLC (effective 2022-12-13).

“On December 13, 2022 (the “Effective Date”), Netcapital Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with ThinkEquity LLC (“ThinkEquity”), as representative of the several underwriters listed on Schedule I thereto (the “Underwriters”), relating to the public offering (the “Offering”) of 1,247,000 shares (the “Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”), at a price to the public of $1.40 per Share (the “Offering Price”).”
Earnings Releases

Netcapital Inc. reported financial results for the period ended October 31, 2022.

“On December 12, 2022, Netcapital Inc. (the “Company”) issued a press release announcing financial results for the period ended October 31, 2022.”

Cecilia Lenk was appointed as President at Netcapital Inc..

“On June 23, 2022, the Company appointed Cecilia Lenk to the position of President to serve until her successor is appointed.”

Martin Kay was appointed as Director at Netcapital Inc..

“Effective May 15, 2022, the Board of Directors (the “Board”) of Netcapital Inc. (the “Company”) appointed Martin Kay to the Board to fill the vacancy created by Thomas Carmody’s death.”

Thomas Carmody departed as director at Netcapital Inc..

“On May 4, 2022, Thomas Carmody, a director of Netcapital Inc., passed away.”

Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.