Source-grounded facts extracted from Phunware, Inc.'s SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.
Phunware, Inc. entered into Purchase Agreement with Lincoln Park Capital Fund, LLC valued at $30,000,000 (effective 2023-08-22).
“On August 22, 2023, Phunware, Inc. (the “Company”) entered into a common stock Purchase Agreement (the “Purchase Agreement”) with Lincoln Park Capital Fund, LLC (“Lincoln Park”), which provides that”
Phunware, Inc. reported the second quarter ended June 30, 2023 results: revenue $3.5 million, net income $(6.5) million, EPS $(0.06).
“Net revenues for the quarter totaled $3.5 million”
Phunware, Inc. announced a restructuring (approximately 32 full-time employees, representing 33% of the Company's workforce).
“On July 14, 2023, Phunware, Inc. (the "Company") commenced a reduction in force affecting approximately 32 full-time employees, representing 33% of the Company's workforce.”
Matt Aune departed as Chief Financial Officer at Phunware, Inc..
“Matt Aune would be leaving his role as Chief Financial Officer, effective as of June 2, 2023”
Troy Reisner was appointed as Chief Financial Officer at Phunware, Inc..
“The Company also announced the appointment of Troy Reisner as the Company’s Chief Financial Officer, also effective as of the Transition Date.”
Matt Aune departed as Chief Financial Officer at Phunware, Inc..
“On June 2, 2023, Phunware, Inc. (the "Company") announced that Matt Aune would be leaving his role as Chief Financial Officer, effective as of June 2, 2023”
Phunware, Inc. reported quarter ended March 31, 2023 results: revenue $4.7 million, net income $(4.3) million, EPS $(0.04).
“we intend to continue ramping our go-to-market efforts to capture as much market share as possible.” First Quarter 2023 Financial Results • Net revenues for the quarter totaled $4.7 million • Platform revenues were $1.3 million • Hardware revenues were $3.4 million • Net loss was $(4.3) million • Net loss per share was $(0.04) • Non-GAAP Adjusted EBITDA loss was”
Phunware, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)).
“April 13, 2023, Phunware, Inc. (the “Company”) received a notice from The Nasdaq Stock Market LLC (“Nasdaq”) indicating that the Company is not in compliance with Nasdaq Listing Rule 5550(a)(2) (the “Bid Price Requirement”) because the bid price of the Company’s common stock on the Nasdaq Capital Market had closed below $1.00 per share for the previous 30 consecutive business days. The notice received has no immediate effect on the Company's Nasdaq listing. The notice from Nasdaq states that, under Nasdaq Listing Rule 5810(c)(3)(A), the Company has been provided a period of 180 calendar days”
Phunware, Inc. reported the year ended December 31, 2022 results: revenue $21.8 million, net income $(50.9) million, EPS $(0.51).
“• Net revenues for the year totaled $21.8 million • Platform revenues were $6.5 million • Hardware revenues were $15.3 million • Net loss was $(50.9) million • Net loss per share was $(0.51)”
Russell Buyse was appointed as Chief Executive Officer at Phunware, Inc..
“the Company entered into a Confidential Executive Employment Agreement with Russell Buyse to serve as Chief Executive Officer of the Company effective December 28, 2022.”
Luan Dang departed as Chief Technology Officer at Phunware, Inc..
“Mr. Dang's employment agreement expired on December 26, 2022.”
Alan S. Knitowski resigned as Director at Phunware, Inc..
“effective the Separation Date, Mr. Knitowski will freely and voluntarily resign his position as a director of the Company's Board of Directors.”
Alan S. Knitowski resigned as Chief Executive Officer at Phunware, Inc..
“Alan S. Knitowski, Chief Executive Officer of Phunware, Inc. (the "Company"), submitted notice of resignation to the Company effective as of the expiration of his employment agreement on December 27, 2022”
Randall Crowder resigned as director at Phunware, Inc..
“to fill the vacancy on the Board created by the resignation of Randall Crowder”
Russell Buyse was appointed as Class III Director at Phunware, Inc..
“the Board appointed Mr. Buyse to serve as a director on our Board effective as of November 21, 2022”
Russell Buyse was appointed as Chief Executive Officer at Phunware, Inc..
“the Board of Directors (the "Board") of Phunware, Inc. (the "Company") approved the appointment of Russell Buyse to serve as Chief Executive Officer of the Company, effective December 28, 2022”
Phunware, Inc. shareholders approved Non-binding advisory vote on the frequency for stockholders' non-binding advisory vote on compensation of the Company's named executive officers. at the 2022-11-11 meeting.
“Set forth below is the number of votes cast for, against, or withheld, as well as the number of abstentions and broker non-votes as to each such matter, including a separate tabulation with respect to each nominee for director, as applicable. Nominee For Against Withheld/ Abstentions Broker Non-Votes Stephen Chen 26,705,620 0 1,107,498 23,431,148 Eric Manlunas 22,126,510 0 5,686,608 23,431,148 Rahul Mewawalla 21,823,260 0 5,989,858 23,431,148 Biographical information for members of our Board can be found in our Definitive Proxy Statement. Furthermore, as noted in the Definitive Proxy Statement, Keith Cowan, whose term as a director of the Company expired at the 2022 Annual Meeting, did not stand for reelection at the 2022 Annual Meeting. Proposal For Against Withheld/ Abstentions Broker Non-Votes Ratification of the appointment of Marcum LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022 50,061,957 716,393 465,916 0 Approval”
Phunware, Inc. shareholders approved Non-binding advisory vote to approve the compensation of the Company's named executive officers. at the 2022-11-11 meeting.
“Set forth below is the number of votes cast for, against, or withheld, as well as the number of abstentions and broker non-votes as to each such matter, including a separate tabulation with respect to each nominee for director, as applicable. Nominee For Against Withheld/ Abstentions Broker Non-Votes Stephen Chen 26,705,620 0 1,107,498 23,431,148 Eric Manlunas 22,126,510 0 5,686,608 23,431,148 Rahul Mewawalla 21,823,260 0 5,989,858 23,431,148 Biographical information for members of our Board can be found in our Definitive Proxy Statement. Furthermore, as noted in the Definitive Proxy Statement, Keith Cowan, whose term as a director of the Company expired at the 2022 Annual Meeting, did not stand for reelection at the 2022 Annual Meeting. Proposal For Against Withheld/ Abstentions Broker Non-Votes Ratification of the appointment of Marcum LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022 50,061,957 716,393 465,916 0 Approval”
Phunware, Inc. shareholders approved Approval of an amendment and restatement of the Company's 2018 Equity Incentive Plan to (i) increase the maximum number of shares authorized by 2,108,164 and (ii) amend certain language in Section 3(b) related to the automatic share reserve increase that removes the provision of 10% of the post-Clos at the 2022-11-11 meeting.
“Set forth below is the number of votes cast for, against, or withheld, as well as the number of abstentions and broker non-votes as to each such matter, including a separate tabulation with respect to each nominee for director, as applicable. Nominee For Against Withheld/ Abstentions Broker Non-Votes Stephen Chen 26,705,620 0 1,107,498 23,431,148 Eric Manlunas 22,126,510 0 5,686,608 23,431,148 Rahul Mewawalla 21,823,260 0 5,989,858 23,431,148 Biographical information for members of our Board can be found in our Definitive Proxy Statement. Furthermore, as noted in the Definitive Proxy Statement, Keith Cowan, whose term as a director of the Company expired at the 2022 Annual Meeting, did not stand for reelection at the 2022 Annual Meeting. Proposal For Against Withheld/ Abstentions Broker Non-Votes Ratification of the appointment of Marcum LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022 50,061,957 716,393 465,916 0 Approval”
Phunware, Inc. shareholders approved Ratification of the appointment of Marcum LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. at the 2022-11-11 meeting.
“Set forth below is the number of votes cast for, against, or withheld, as well as the number of abstentions and broker non-votes as to each such matter, including a separate tabulation with respect to each nominee for director, as applicable. Nominee For Against Withheld/ Abstentions Broker Non-Votes Stephen Chen 26,705,620 0 1,107,498 23,431,148 Eric Manlunas 22,126,510 0 5,686,608 23,431,148 Rahul Mewawalla 21,823,260 0 5,989,858 23,431,148 Biographical information for members of our Board can be found in our Definitive Proxy Statement. Furthermore, as noted in the Definitive Proxy Statement, Keith Cowan, whose term as a director of the Company expired at the 2022 Annual Meeting, did not stand for reelection at the 2022 Annual Meeting. Proposal For Against Withheld/ Abstentions Broker Non-Votes Ratification of the appointment of Marcum LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022 50,061,957 716,393 465,916 0 Approval”
Phunware, Inc. shareholders approved Election of three Class I directors to serve until the Company's 2025 Annual Meeting of Stockholders or until their successors are duly elected and qualified. at the 2022-11-11 meeting.
“Set forth below is the number of votes cast for, against, or withheld, as well as the number of abstentions and broker non-votes as to each such matter, including a separate tabulation with respect to each nominee for director, as applicable. Nominee For Against Withheld/ Abstentions Broker Non-Votes Stephen Chen 26,705,620 0 1,107,498 23,431,148 Eric Manlunas 22,126,510 0 5,686,608 23,431,148 Rahul Mewawalla 21,823,260 0 5,989,858 23,431,148 Biographical information for members of our Board can be found in our Definitive Proxy Statement. Furthermore, as noted in the Definitive Proxy Statement, Keith Cowan, whose term as a director of the Company expired at the 2022 Annual Meeting, did not stand for reelection at the 2022 Annual Meeting. Proposal For Against Withheld/ Abstentions Broker Non-Votes Ratification of the appointment of Marcum LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022 50,061,957 716,393 465,916 0 Approval”
Randall Crowder resigned as Director at Phunware, Inc..
“to fill the vacancy on the Board created by the resignation of Randall Crowder”
Russell Buyse was appointed as Director at Phunware, Inc..
“The Board intends to appoint Mr. Buyse to serve as a director on our Board effective as of November 21, 2022, to fill the vacancy on the Board created by the resignation of Randall Crowder”
Alan Knitowski departed as Chief Executive Officer at Phunware, Inc..
“As previously reported, Alan Knitowski, informed the Board of his intention to step down from his role as Chief Executive Officer of the Company, effective upon the expiration of his employment agreement on December 26, 2022.”
Russell Buyse was appointed as Chief Executive Officer at Phunware, Inc..
“On November 11, 2022, the Board approved the appointment of Russell Buyse to serve as Chief Executive Officer of the Company, effective December 28, 2022”
Phunware, Inc. reported the quarter ended September 30, 2022 results: revenue $4.8 million, net income $(8.0) million, EPS $(0.08). Guidance raised.
“Third Quarter 2022 Financial Results • Net Revenues for the quarter totaled $4.8 million • Multiscreen-as-a-Service (MaaS) Platform Revenues were $1.3 million • Hardware Revenues were $3.5 million • Net Loss was $(8.0) million • Net Loss per Share was $(0.08)”
Phunware, Inc.: Reduced quorum requirement for stockholder meetings from a majority to one-third of outstanding stock (effective 2022-11-04).
“Section 2.6 of the Amended Bylaws reduces the Quorum Requirement from holders of a majority to holders of one-third of the stock issued and outstanding and entitled to vote, and present in person or represented by proxy.”
Alan Knitowski resigned as Chief Executive Officer and President at Phunware, Inc..
“on October 19, 2022, Mr. Knitowski submitted notice of resignation to the Company effective as of the expiration of his Employment Agreement.”
Luan Dang departed as Chief Technology Officer at Phunware, Inc..
“the Company (i) provided notice to Mr. Dang (the “Notice”) that the Company does not intend to renew his current Agreement”
Randall Crowder resigned as Director at Phunware, Inc..
“On September 26, 2022, Randall Crowder notified Phunware, Inc. (the “Company”) of his resignation from the Company’s board of directors (the “Board”), effective as of September 27, 2022.”
Ryan Costello was appointed as Director at Phunware, Inc..
“On the same date, the Board appointed Mr. Ryan Costello to serve as a Class II director with a term expiring at the 2023 annual meeting of stockholders.”
Rahul Mewawalla was appointed as Director at Phunware, Inc..
“On September 3, 2021, the Board appointed Mr. Rahul Mewawalla to serve as a Class I director with a term expiring at the 2022 annual meeting of stockholders and until his successor has been duly elected and qualified.”
Lori Tauber Marcus resigned as Director at Phunware, Inc..
“On September 2, 2021, Ms. Lori Tauber Marcus notified Phunware, Inc. (the "Company") of her resignation from our board of directors (the “Board”) and from the Compensation Committee and Nomination and Corporate Governance Committee of the Board, to be effective September 30, 2021.”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.