secwatch / observer

PRUDENTIAL FINANCIAL INC — fact timeline

Source-grounded facts extracted from PRUDENTIAL FINANCIAL INC's SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.

PRU PRUDENTIAL FINANCIAL INC JSON
Shareholder Votes

PRUDENTIAL FINANCIAL INC shareholders rejected Shareholder Proposal regarding Independent Board Chairman at the 2026-05-12 meeting.

“4. The shareholder proposal regarding an independent board chairman was not approved based on the following votes: Votes for approval: 62,771,534 Votes against: 142,955,865 Abstentions: 2,002,987 Broker non-votes: 48,901,827”
Shareholder Votes

PRUDENTIAL FINANCIAL INC shareholders approved Advisory Vote on Executive Compensation at the 2026-05-12 meeting.

“3. The proposal to approve, on an advisory basis, the compensation of the Company's named executive officers was approved based upon the following votes: Votes for approval: 187,589,393 Votes against: 18,087,320 Abstentions: 2,053,673 Broker non-votes: 48,901,827”
Shareholder Votes

PRUDENTIAL FINANCIAL INC shareholders approved Ratification of Independent Registered Public Accounting Firm at the 2026-05-12 meeting.

“2. The proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm was approved based upon the following votes: Votes for approval: 237,761,197 Votes against: 18,024,468 Abstentions: 846,548 There were no broker non-votes for this item.”
Shareholder Votes

PRUDENTIAL FINANCIAL INC shareholders approved Election of Directors at the 2026-05-12 meeting.

“1. The nominees for election to the Board of Directors were elected, each for a one-year term, based upon the following votes: Nominee For Against Abstain Broker Non-Votes Gilbert F. Casellas 192,746,091 14,042,136 942,159 48,901,827 Carmine Di Sibio 204,539,929 2,216,028 974,429 48,901,827 Martina Hund-Mejean 195,432,877 11,343,674 953,835 48,901,827 Wendy E. Jones 199,027,260 7,613,001 1,090,125 48,901,827 Maryann T. Mannen 198,514,374 8,269,693 946,319 48,901,827 Sandra Pianalto 188,123,649 18,482,934 1,123,803 48,901,827 Christine A. Poon 201,236,682 5,584,614 909,090 48,901,827 Thomas D. Stoddard 204,693,061 2,050,660 986,665 48,901,827 Andrew F. Sullivan 194,695,660 12,086,210 948,516 48,901,827 Michael A. Todman 194,435,536 12,310,582 984,268 48,901,827 Joseph J. Wolk 204,722,764 1,984,817 1,022,805 48,901,827”
Earnings Releases

PRUDENTIAL FINANCIAL INC reported the first quarter of 2026 results: net income $597 million, EPS $1.68 per Common share.

“Quarter 2026 Results NEWARK, N.J. – Prudential Financial, Inc. (NYSE: PRU) today reported first quarter 2026 results. • Net income attributable to Prudential Financial, Inc. of $597 million or $1.68 per Common share versus net income of $707 million or $1.96 per share for the year-ago quarter. • After-tax adjusted operating income of $1.278 billion or $3.61 per”

Kathleen A. Murphy departed as Director at PRUDENTIAL FINANCIAL INC.

“On February 28, 2025, Kathleen A. Murphy, a member of the Board of Directors (the “Board”) of Prudential Financial, Inc. (the “Company”), notified the Board that she will not stand for reelection to the Board at the Company’s next annual meeting of shareholders, to be held on May 13, 2025.”

Robert Boyle was appointed as Senior Vice President, Controller and Principal Accounting Officer at PRUDENTIAL FINANCIAL INC.

“On February 21, 2025, the Company announced that Robert Boyle, 59, has been appointed Senior Vice President, Controller and Principal Accounting Officer, effective April 7, 2025, succeeding Robert Axel.”

Douglas A. Scovanner departed as Director at PRUDENTIAL FINANCIAL INC.

“On February 19, 2025, Douglas A. Scovanner, a member of the Board of Directors (the “Board”) of Prudential Financial, Inc. (the “Company”), notified the Board that he will not stand for reelection to the Board at the Company’s next annual meeting of shareholders, to be held on May 13, 2025, at which time he will have served on the Board for more than 11 years.”

Carmine Di Sibio was elected as independent director at PRUDENTIAL FINANCIAL INC.

“On June 28, 2024, the Board of Directors of Prudential Financial, Inc. (the “Company”) elected Carmine Di Sibio as an independent director.”
Shareholder Votes

PRUDENTIAL FINANCIAL INC shareholders rejected Shareholder proposal regarding an independent board chairman at the 2024-05-14 meeting.

“The shareholder proposal regarding an independent board chairman was not approved based on the following votes: Votes for approval: 72,901,768 Votes against: 135,952,473 Abstentions: 1,980,223”
Shareholder Votes

PRUDENTIAL FINANCIAL INC shareholders approved Advisory vote to approve compensation of named executive officers at the 2024-05-14 meeting.

“The proposal to approve, on an advisory basis, the compensation of the Company’s named executive officers was approved based upon the following votes: Votes for approval: 151,842,167 Votes against: 56,892,619 Abstentions: 2,099,678”
Shareholder Votes

PRUDENTIAL FINANCIAL INC shareholders approved Ratify appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm at the 2024-05-14 meeting.

“The proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm was approved based upon the following votes: Votes for approval: 244,399,665 Votes against: 15,098,152 Abstentions: 1,043,288”
Shareholder Votes

PRUDENTIAL FINANCIAL INC shareholders approved Election of Directors at the 2024-05-14 meeting.

“The nominees for election to the Board of Directors were elected, each for a one-year term”
Earnings Releases

PRUDENTIAL FINANCIAL INC reported first quarter 2024 results: net income $1.138 billion, EPS $3.12 per Common share.

“Prudential Financial, Inc. (the "Company") furnishes herewith, as Exhibit 99.1, a news release announcing first quarter 2024 results.”
Cybersecurity Incidents

PRUDENTIAL FINANCIAL INC disclosed a cybersecurity incident: a threat actor gained unauthorized access to certain systems, accessed and exfiltrated limited data including client information, personally identifiable information, and Company administrative/user data, and accessed a small percentage of employee/contractor accounts. Impact: No evidence of malware, ransomware, data destruction/alteration; incident has not had a material impact on operations; Company has not determined it is reasonably likely to materially impact financial condition or results. Materiality is still being assessed. Discovered 2024-02-05.

“As of the date of this Report, the incident has not had a material impact on the Company’s operations, and the Company has not determined the incident is reasonably likely to materially impact the Company’s financial condition or results of operations.”
Cybersecurity Incidents

PRUDENTIAL FINANCIAL INC disclosed a cybersecurity incident: A threat actor gained unauthorized access to certain systems; accessed administrative and user data from certain IT systems and a small percentage of user accounts of employees and contractors. Impact: The incident has not had a material impact on the Company’s operations, and the Company has not determined the incident is reasonably likely to materially impact the Company’s financial condition or results of operations. Company determined it not material. Discovered 2024-02-05.

“On February 5, 2024, Prudential Financial, Inc. (the “Company” or “we”) detected that, beginning February 4, 2024, a threat actor had gained unauthorized access to certain of our systems. With assistance from external cybersecurity experts, we immediately activated our cybersecurity incident response process to investigate, contain, and remediate the incident. As of the date of this Report, we believe that the threat actor, who we suspect to be a cybercrime group, accessed Company administrative and user data from certain information technology systems and a small percentage of Company user accounts associated with employees and contractors. We continue to investigate the extent of the incident, including whether the threat actor accessed any additional information or systems, to determine the impact of the incident. On the basis of the investigation to date, we do not have any evidence that the threat actor has taken customer or client data. We have reported this matter to relevant la”
Earnings Releases

PRUDENTIAL FINANCIAL INC reported 2023 results: net income $2.488 billion, EPS $6.74 per Common share.

“2023 net income attributable to Prudential Financial, Inc. of $2.488 billion or $6.74 per Common share versus net loss of $1.647 billion or $4.49 per share for 2022.”
Earnings Releases

PRUDENTIAL FINANCIAL INC reported fourth quarter 2023 results: net income $1.317 billion, EPS $3.61 per Common share.

“Net income attributable to Prudential Financial, Inc. was $1.317 billion ($3.61 per Common share) for the fourth quarter of 2023”

Kenneth Y. Tanji departed as Chief Financial Officer at PRUDENTIAL FINANCIAL INC.

“Ms. Frias will replace Kenneth Y. Tanji, who will remain with the Company to assist Ms. Frias with her transition through September 30, 2024.”

Yanela C. Frias was appointed as Executive Vice President and Chief Financial Officer at PRUDENTIAL FINANCIAL INC.

“appointed Executive Vice President and Chief Financial Officer, effective March 15, 2024.”
Earnings Releases

PRUDENTIAL FINANCIAL INC reported third quarter 2023 results: net income net loss attributable to Prudential Financial, Inc. of $802 million or $2.23 per Common share.

“Prudential Financial, Inc. (the "Company") furnishes herewith, as Exhibit 99.1, a news release announcing third quarter 2023 results.”
Governance Changes

PRUDENTIAL FINANCIAL INC: The Company adopted amendments to its Amended and Restated By-Laws, effective immediately, updating disclosure, notification, and other requirements related to director nominations and shareholder business, including requiring compliance with Rule 14a-19 under the Exchange Act (effective 2023-09-12).

“On September 12, 2023, the Board of Directors of Prudential Financial, Inc. (the “Company”) adopted amendments to the Company’s Amended and Restated By-Laws, effective immediately. The amendments, among other things, update the disclosure, notification, and other requirements related to nominations of directors and submission of other business by shareholders, including requiring compliance with Rule 14a-19 under the Securities Exchange Act of 1934, as amended (the “Exchange Act”).”

Kathleen Murphy was elected as independent director at PRUDENTIAL FINANCIAL INC.

“On September 4, 2023, the Board of Directors of Prudential Financial, Inc. (the “Company”) elected Kathleen Murphy as an independent director.”
Earnings Releases

PRUDENTIAL FINANCIAL INC reported second quarter 2023 results: net income $511 million, EPS $1.38 per Common share.

“Prudential Financial, Inc. (the "Company") furnishes herewith, as Exhibit 99.1, a news release announcing second quarter 2023 results.”
Shareholder Votes

PRUDENTIAL FINANCIAL INC shareholders rejected Shareholder proposal regarding an independent board chairman at the 2023-05-09 meeting.

“The shareholder proposal regarding an independent board chairman was not approved based on the following votes:”
Shareholder Votes

PRUDENTIAL FINANCIAL INC shareholders approved Advisory vote on frequency of future advisory votes to approve executive compensation at the 2023-05-09 meeting.

“The shareholders voted, on an advisory basis, to hold future advisory votes to approve the compensation of the Company’s named executive officers as follows: Every year: 204,329,435 Every two years: 1,807,413 Every three years: 5,400,514 Abstentions: 1,836,986 Broker non-votes: 49,620,087”
Shareholder Votes

PRUDENTIAL FINANCIAL INC shareholders approved Approve, on an advisory basis, the compensation of the Company's named executive officers at the 2023-05-09 meeting.

“The proposal to approve, on an advisory basis, the compensation of the Company’s named executive officers was approved based upon the following votes:”
Shareholder Votes

PRUDENTIAL FINANCIAL INC shareholders approved Ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm at the 2023-05-09 meeting.

“The proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm was approved based upon the following votes:”
Shareholder Votes

PRUDENTIAL FINANCIAL INC shareholders approved Election of Directors at the 2023-05-09 meeting.

“The nominees for election to the Board of Directors were elected, each for a one-year term, based upon the following votes:”
Earnings Releases

PRUDENTIAL FINANCIAL INC reported first quarter 2023 results: net income $1.462 billion ($3.93 per Common share), EPS $3.93 per Common share.

“Prudential Financial, Inc. (the "Company") furnishes herewith, as Exhibit 99.1, a news release announcing first quarter 2023 results.”
Debt Financings

PRUDENTIAL FINANCIAL INC incurred senior notes of $800,000,000 aggregate purchase price of Pre-Capitalized Trust Securities with Five Corners Funding Trust III, a Delaware statutory trust (the "2033 Trust") at 5.791% per annum on the Senior Notes due February 15, 2033 maturing February 15, 2033.

“Five Corners Funding Trust III, a Delaware statutory trust (the "2033 Trust"), completed the issuance and sale of 800,000 of its Pre-Capitalized Trust Securities redeemable February 15, 2033 (the "2033 P-Caps") for an aggregate purchase price of $800,000,000”

Thomas J. Baltimore resigned as Director at PRUDENTIAL FINANCIAL INC.

“On February 14, 2023, Thomas J. Baltimore, a member of the Board of Directors (the “Board”) of Prudential Financial, Inc. (the “Company”), notified the Board that he will resign from the Board effective March 14, 2023, at which time he will have served on the Board for almost 15 years.”
Earnings Releases

PRUDENTIAL FINANCIAL INC reported 2022 results: net income $1.438 billion, EPS $3.93 per Common share.

“Net loss attributable to Prudential Financial, Inc. was $1.438 billion ($3.93 per Common share) for 2022, compared to net income of $7.724 billion ($19.51 per Common share) for 2021.”
Earnings Releases

PRUDENTIAL FINANCIAL INC reported fourth quarter 2022 results: net income $558 million, EPS $1.53 per Common share.

“Net loss attributable to Prudential Financial, Inc. was $558 million ($1.53 per Common share) for the fourth quarter of 2022, compared to net income of $1.208 billion ($3.13 per Common share) for the fourth quarter of 2021.”
Governance Changes

PRUDENTIAL FINANCIAL INC: Amended the By-Laws to change the board size range to between 9 and 14 members (effective 2023-01-30).

“On January 30, 2023, the Board of Directors of Prudential Financial, Inc. (the “Company”) adopted an amendment to the Company’s Amended and Restated By-Laws, effective immediately. The amendment amends the By-Laws as follows: • Article III, Section 1 (Directors; Number and Election of Directors) has been amended to provide that the Board of Directors shall consist of not less than nine nor more than fourteen members, the exact number of which shall be determined from time to time by resolution adopted by the Board of Directors.”
Earnings Releases

PRUDENTIAL FINANCIAL INC reported the third quarter of 2022 results: net income Net loss attributable to Prudential Financial, Inc. of $284 million or $0.78 per Common share, EPS ($0.78 per Common share).

“Prudential Financial, Inc. (the "Company") furnishes herewith, as Exhibit 99.1, a news release announcing third quarter 2022 results.”

Caroline A. Feeney was appointed as Executive Vice President and Head of U.S. Businesses at PRUDENTIAL FINANCIAL INC.

“Caroline A. Feeney, the Company’s current Senior Vice President and Chief Executive Officer of the U.S. Insurance and Retirement Businesses, has been appointed Executive Vice President and Head of U.S. Businesses, effective January 1, 2023”

Andrew F. Sullivan was appointed as Executive Vice President, Head of International Businesses and PGIM at PRUDENTIAL FINANCIAL INC.

“Andrew F. Sullivan, the Company’s current Executive Vice President and Head of U.S. Businesses, has been appointed Executive Vice President, Head of International Businesses and PGIM, effective January 1, 2023”

Scott G. Sleyster departed as Executive Vice President and Head of International Businesses at PRUDENTIAL FINANCIAL INC.

“• Scott G. Sleyster, the Company’s current Executive Vice President and Head of International Businesses, notified the Company on October 26, 2022, of his intent to retire from the Company on April 28, 2023.”

Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.