PROSPECT CAPITAL CORP — fact timeline

PROSPECT CAPITAL CORP: Articles Supplementary filed to reclassify 16,000,000 shares of common stock into Series A Preferred Stock (effective 2026-05-08).

“On May 8, 2026, in connection with the Offering, the Company filed Articles Supplementary (the “Articles Supplementary”) with the State Department of Assessments and Taxation of Maryland (“SDAT”), reclassifying and designating 16,000,000 authorized and unissued shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”), into shares of Series A Preferred Stock.”

PROSPECT CAPITAL CORP entered into Equity Distribution Agreement with A.G.P. / Alliance Global Partners valued at $400,000,000 (effective 2026-05-08).

“On May 8, 2026, Prospect Capital Corporation (the “Company”) entered into an equity distribution agreement (the “Equity Distribution Agreement”), dated May 8, 2026, with Prospect Capital Management L.P., Prospect Administration LLC and A.G.P. / Alliance Global Partners (together with any additional sales agents that may be added under the Equity Distribution Agreement from time to time, the “Sales Agents”).”

PROSPECT CAPITAL CORP reported the fiscal quarter ended March 31, 2026 results: net income $(171,331), EPS $(0.39).

“$83,489 NII per Common Share $0.16 $0.19 $0.19 Interest as % of Total Investment Income 93.4% 84.7% 93.3% Net Income (Loss) Applicable to Common Shareholders $26,408 $(6,576) $(171,331) Net Income (Loss) per Common Share $0.05 $(0.01) $(0.39) Distributions to Common Shareholders $65,421 $63,894 $59,966 Distributions per Common Share $0.135 $0.135 $0.135”

PROSPECT CAPITAL CORP amended Amended and Restated Dealer Manager Agreement with Preferred Capital Securities, LLC valued at increased from $2,250,000,000 in aggregate liquidation preference of Preferred Stock to $2,646,457,5 (effective 2026-02-10).

“On February 10, 2026, Prospect Capital Corporation (the “Company”) entered into an amendment (the “Amendment”) to the Amended and Restated Dealer Manager Agreement, dated February 25, 2021, with Preferred Capital Securities, LLC (the “Dealer Manager”) (the “Dealer Manager Agreement”), pursuant to which the Dealer Manager has agreed to serve as the Company’s agent and dealer manager for the Company’s offering of up to 90,000,000 shares, par value $0.001 per share, of preferred stock (the “Preferred Stock”), including any combination of its 5.50% Series A1 Preferred Stock, 5.50% Series M1 Preferred Stock, 5.50% Series M2 Preferred Stock, 6.50% Series A3 Preferred Stock, 6.50% Series M3 Preferred Stock, Floating Rate Series A4 Preferred Stock, Floating Rate Series M4 Preferred Stock, 7.50% Series A5 Preferred Stock and 7.50% Series M5 Preferred Stock, each with a liquidation preference of $25.00 per share.”

PROSPECT CAPITAL CORP incurred senior notes of approximately $167 million with Institutional Investors at 5.5% per annum maturing December 31, 2030.

“On October 30, 2025, in connection with the previously announced institutional notes offering, Prospect Capital Corporation (the “Company”) issued approximately $167 million in aggregate principal amount of 5.5% Series A Notes due 2030 (the “Notes”) under a deed of trust, dated as of October 28, 2025, between the Company and Mishmeret Trust Company Ltd., as trustee (the “Deed of Trust”).”

PROSPECT CAPITAL CORP: Reclassified 90,000,000 shares of Common Stock into Preferred Stock Series A5 and Series M5 each, reducing Common Stock classification from 1,332,100,000 to 1,152,100,000 shares (effective 2024-12-27).

“The reclassification decreased the number of shares classified as Common Stock from 1,332,100,000 shares immediately prior to the reclassification to 1,152,100,000 shares immediately after the reclassification.”

PROSPECT CAPITAL CORP: Reclassified 20,000,000 shares of Common Stock into Preferred Stock, decreasing authorized Common Stock from 1,352,100,000 to 1,332,100,000 shares (effective 2024-10-17).

“On October 17, 2024, in connection with the Offering, the Company filed Articles Supplementary (the “Articles Supplementary”) with the State Department of Assessments and Taxation of Maryland (“SDAT”), reclassifying and designating 20,000,000 shares of the Company’s authorized and unissued shares of Common Stock into shares of Preferred Stock.”

PROSPECT CAPITAL CORP reported fiscal quarter ended March 31, 2024 results: revenue $94,375, net income $113,891, EPS $0.27.

“amounts (on weighted average basis for period numbers) Quarter Ended Quarter Ended Quarter Ended March 31, 2024 December 31, 2023 March 31, 2023 Net Investment Income (“NII”) $94,375 $96,927 $102,180 NII per Common Share $0.23 $0.24 $0.26 Interest as % of Total Investment Income 91.0% 92.3% 92.1% Net Income (Loss) Applicable to Common Shareholders $113,891”

PROSPECT CAPITAL CORP reported Six Months Ended December 31, 2023 results: net income $42,575, EPS $0.10.

“All amounts in $000’s except per share amounts Six Months Ended Six Months Ended December 31, 2023 December 31, 2022 NII $222,539 $205,970 NII per Common Share $0.54 $0.52 Net Income (Loss) Applicable to Common Shareholders $42,575 $(49,576) Net Income (Loss) per Common Share $0.10 -$0.13”

PROSPECT CAPITAL CORP reported fiscal quarter ended December 31, 2023 results: net income $(51,436), EPS $(0.13).

“Prospect Capital Corporation (NASDAQ: PSEC) (“Prospect”, “our”, or “we”) today announced financial results for our fiscal quarter ended December 31, 2023. FINANCIAL RESULTS All amounts in $000’s except per share amounts (on weighted average basis for period numbers) Quarter Ended Quarter Ended Quarter Ended December 31, 2023 September 30, 2023 December 31, 2022 Net Investment Income (“NII”) $96,927 $125,612 $106,704 NII per Common Share $0.24 $0.31 $0.27 Interest as % of Total Investment Income 92.3% 85.7% 89.6% Net Income (Loss) Applicable to Common Shareholders $(51,436) $94,011 $55,623 Net Income (Loss) per Common Share $(0.13) $0.23 $0.14”

PROSPECT CAPITAL CORP: Filed two Articles Supplementary reclassifying shares of Common Stock into Preferred Stock series (effective 2023-12-28).

“On December 28, 2023, the Company filed two Articles Supplementary (the “Articles Supplementary”) with the State Department of Assessments and Taxation of Maryland (“SDAT”).”

PROSPECT CAPITAL CORP shareholders approved Election of one director of the Company at the 2023-12-22 meeting.

“The director was re-elected pursuant to the voting results set forth below: Name For Against Abstained Broker Non-Votes William J. Gremp 32,427,621 520,039 1,760,961 -”

PROSPECT CAPITAL CORP reported fiscal quarter ended June 30, 2023 results: net income $(13,950), EPS $(0.03).

“Prospect Capital Corporation (NASDAQ: PSEC) (“Prospect”, “our”, or “we”) today announced financial results for our fiscal quarter ended September 30, 2023.”

PROSPECT CAPITAL CORP reported fiscal quarter ended September 30, 2023 results: net income $94,011, EPS $0.23.

“Prospect Capital Corporation (NASDAQ: PSEC) (“Prospect”, “our”, or “we”) today announced financial results for our fiscal quarter ended September 30, 2023.”

PROSPECT CAPITAL CORP dismissed BDO USA, P.C. as its auditor.

“On September 28, 2023, the audit committee (the "Audit Committee") of the Board of Directors of Prospect Capital Corporation (the "Company") approved the appointment of Deloitte & Touche LLP ("Deloitte"), as the Company’s independent registered public accounting firm for the fiscal year ending June 30, 2024, effective immediately concurrent with the dismissal of BDO USA, P.C. ("BDO").”

PROSPECT CAPITAL CORP engaged Deloitte & Touche LLP as its auditor.

“On September 28, 2023, the audit committee (the "Audit Committee") of the Board of Directors of Prospect Capital Corporation (the "Company") approved the appointment of Deloitte & Touche LLP ("Deloitte"), as the Company’s independent registered public accounting firm for the fiscal year ending June 30, 2024, effective immediately concurrent with the dismissal of BDO USA, P.C. ("BDO").”

PROSPECT CAPITAL CORP reported the fiscal year ended June 30, 2023 results: net income $(172,473), EPS $(0.43).

“Prospect Capital Corporation (NASDAQ: PSEC) (“Prospect”, “our”, or “we”) today announced financial results for our fiscal quarter and year ended June 30, 2023.”

PROSPECT CAPITAL CORP shareholders approved To renew the Company's authorization, with approval of its Board of Directors, to sell shares of its common stock (during the next 12 months) at a price or prices below the Company’s then current net asset value per share in one or more offerings subject to certain conditions as set forth in the acc at the 2023-06-09 meeting.

“Proposal 1. To renew the Company's authorization, with approval of its Board of Directors, to sell shares of its common stock (during the next 12 months) at a price or prices below the Company’s then current net asset value per share in one or more offerings subject to certain conditions as set forth in the accompanying proxy statement (including that the number of shares sold on any given date does not exceed 25% of its outstanding common stock immediately prior to such sale). For Against Abstained Broker Non-Votes 247,569,173 33,129,410 7,536,972 -”

PROSPECT CAPITAL CORP reported Nine Months Ended March 31, 2023 results: net income $(158,523), EPS $(0.40).

“Nine Months Ended March 31, 2023 March 31, 2022 Net Investment Income (“NII”) $308,150 $253,931”

PROSPECT CAPITAL CORP reported fiscal quarter ended March 31, 2023 results: net income $(108,947), EPS $(0.27).

“Prospect Capital Corporation (NASDAQ: PSEC) (“Prospect”, “our”, or “we”) today announced financial results for our fiscal quarter ended March 31, 2023.”

PROSPECT CAPITAL CORP: Filed Articles Supplementary reclassifying 60,000,000 shares of Common Stock into Preferred Stock (effective 2023-02-10).

“On February 10, 2023, in connection with the Amendment, the Company filed Articles Supplementary (the “Articles Supplementary”) with the State Department of Assessments and Taxation of Maryland (“SDAT”), reclassifying and designating 60,000,000 shares of the Company’s authorized and unissued shares of Common Stock into shares of Preferred Stock”

PROSPECT CAPITAL CORP amended Dealer Manager Agreement with Preferred Capital Securities, LLC valued at $1,800,000,000 (effective 2023-02-10).

“On February 10, 2023, Prospect Capital Corporation (the “Company”) entered into an amendment (the “Amendment”) to the Amended and Restated Dealer Manager Agreement, dated February 25, 2021, with Preferred Capital Securities, LLC (the “Dealer Manager”) (the “Dealer Manager Agreement”), pursuant to which the Dealer Manager has agreed to serve as the Company’s agent and dealer manager for the Company’s offering of up to 72,000,000 shares of any combination of its 5.50% Series A1 Preferred Stock, 5.50% Series M1 Preferred Stock, 5.50% Series M2 Preferred Stock, 6.50% Series A3 Preferred Stock, and 6.50% Series M3 Preferred Stock, each par value $0.001 per share, and each with a liquidation preference of $25.00 per share (together, the Preferred Stock”).”

PROSPECT CAPITAL CORP reported financial results for fiscal quarter ended December 31, 2022.

“On February 8, 2023, the registrant issued a press release announcing its financial results for its fiscal quarter ended December 31, 2022.”

PROSPECT CAPITAL CORP shareholders approved Election of two Class III directors at the 2022-12-09 meeting.

“Proposal 1. The Company’s stockholders elected two directors of the Company. Each of John F. Barry III and Eugene S. Stark shall serve as a Class III director until the annual meeting of stockholders of the Company in 2025 and until his successor is duly elected and qualifies or until his earlier resignation, removal from office, death or incapacity. The directors were re-elected pursuant to the voting results set forth below: Name For Against Abstained Broker Non-Votes John F. Barry III 234,010,489 14,574,164 4,364,039 - Eugene S. Stark 20,271,009 329,126 1,038,220 -”

PROSPECT CAPITAL CORP reported fiscal quarter ended September 30, 2022 results: net income $(105,199), EPS $(0.27).

“Prospect Capital Corporation (NASDAQ: PSEC) (“Prospect”, “our”, or “we”) today announced financial results for our fiscal quarter ended September 30, 2022.”