secwatch / observer

SOBR Safe, Inc. — fact timeline

Source-grounded facts extracted from SOBR Safe, Inc.'s SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.

SOBR SOBR Safe, Inc. JSON
Listing & Compliance Notices

SOBR Safe, Inc. received a nasdaq hearing update notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)).

“May 21, 2026, the Company received a letter from the Hearings Panel granting the Company’s request for continued listing until September 15, 2026, in order to allow the Company to regain compliance with the Bid Price Req”
Material Agreements

SOBR Safe, Inc. entered into Agreement and Plan of Merger and Reorganization with Clean World Ventures, Inc. valued at Merger Sub will merge with and into CWV, with CWV continuing as a wholly owned subsidiary of the Com (effective 2026-04-24).

“On April 24, 2026, SOBR Safe, Inc., a Delaware corporation (the “Company”), entered into a Agreement and Plan of Merger and Reorganization (the “Merger Agreement”) with Clean World Ventures, Inc., a Nevada corporation (“CWV”), and SOBR Safe Merger Sub, Inc., a Nevada corporation and wholly owned subsidiary of the Company (“Merger Sub”), pursuant to which, among other matters, and subject to the satisfaction or waiver of the conditions set forth in the Merger Agreement, Merger Sub will merge with and into CWV, with CWV continuing as a wholly owned subsidiary of the Company and the surviving corporation of the merger (the “Merger”).”
Listing & Compliance Notices

SOBR Safe, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)).

“March 19, 2026, SOBR Safe, Inc. (the “Company”) received a deficiency letter (the “Letter”) from the Listing Qualifications Department (the “Staff”) of the Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that, for the preceding 30 consecutive business days, the closing bid price of the Company’s common stock remained below the minimum $1.00 per share requirement for continued inclusion on The Nasdaq Capital Market pursuant to Nasdaq Listing Rule 5550(a)(2) (the “Bid Price Requirement”). In addition, the Letter noted that the Company effected a 1-for-110 reverse stock split on October”
Material Agreements

SOBR Safe, Inc. entered into Registration Rights Agreement with certain institutional investors (Purchasers) valued at Company shall file resale registration statement within 20 calendar days; to be effective within 60 (effective 2025-12-24).

“On December 24, 2025, the Company and the Purchasers entered into a Registration Rights Agreement (the "Registration Rights Agreement") whereby the Company has undertaken to file a resale registration statement covering all of the shares of Common Stock, shares underlying the Warrants, and shares underlying the Placement Agent Warrants.”
Material Agreements

SOBR Safe, Inc. entered into Placement Agent Agreement with H.C. Wainwright & Co., LLC valued at cash placement fee equal to 7.5% of the gross cash proceeds received at Closing (effective 2025-12-22).

“On December 22, 2025, the Company entered into a letter of engagement (the "Placement Agent Agreement") with HCW, pursuant to which HCW agreed to serve as the exclusive placement agent for the Company in connection with the Private Placement.”
Material Agreements

SOBR Safe, Inc. entered into Securities Purchase Agreement with certain institutional investors valued at $2,000,002.20 (effective 2025-12-24).

“On December 24, 2025, SOBR Safe, Inc., a Delaware corporation (the "Company"), entered into a private placement transaction (the "Private Placement"), pursuant to a Securities Purchase Agreement (the "Purchase Agreement") with certain institutional investors (the "Purchasers") for aggregate gross proceeds of $2,000,002.20, before deducting fees to the placement agent and other expenses payable by the Company in connection with the Private Placement.”
Governance Changes

SOBR Safe, Inc.: Amended and Restated Bylaws to implement a staggered board structure with three classes of directors (effective 2025-07-17).

“The stockholders approved the Amended and Restated Bylaws to, among other things, implement a staggered Board structure whereby the Board of Directors shall be divided into three classes”

Kris Pederson was appointed as Director at SOBR Safe, Inc..

“effective May 1, 2025, Ms. Kris Pederson was appointed a director of the Company.”

Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.