secwatch / observer

STEM, INC. — fact timeline

Source-grounded facts extracted from STEM, INC.'s SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.

STEM STEM, INC. JSON
Earnings Releases

STEM, INC. reported the three months ended September 30, 2022 results: revenue $99.5, net income $(34.3). Guidance reaffirmed.

“unless otherwise noted ): Three Months Ended September 30, Nine Months Ended September 30, 2022 2021 2022 2021 (in millions) (in millions) Key Financial Results Revenue $ 99.5 $ 39.8 $ 207.5 $ 74.6 GAAP Gross Margin $ 9.1 $ 3.1 $ 20.5 $ 2.9 GAAP Gross Margin (%) 9 % 8 % 10 % 4 % Non-GAAP Gross Margin* $ 12.4 $ 5.2 $ 30.3 $ 8.7 Non-GAAP Gross Margin (%)*”
Governance Changes

STEM, INC.: Amended and restated bylaws to address universal proxy rules and update other provisions (effective 2022-10-27).

“On October 27, 2022, the Board of Directors (the “Board”) of Stem, Inc. (the “Company”) approved the Company’s Amended and Restated Bylaws (the “Bylaws”), which further amend the Company’s Second Amended and Restated Bylaws. The Amended and Restated Bylaws became effective immediately.”

Michael Carlson was appointed as Chief Operating Officer at STEM, INC..

“On September 21, 2022, Stem, Inc. (the “Company”) appointed Michael Carlson as the Company’s Chief Operating Officer, effective September 26, 2022 (the “Effective Date”).”

Mark Triplett departed as Chief Operating Officer at STEM, INC..

“On March 28, 2022, Mark Triplett informed Stem, Inc. (the “Company”) that he will step down as Chief Operating Officer of the Company, effective April 15, 2022, for personal reasons.”

Rahul Shukla was named as Chief Accounting Officer at STEM, INC..

“On January 12, 2022, Stem, Inc. (the “Company”) named Rahul Shukla as the Company’s Chief Accounting Officer, effective January 18, 2022.”

Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.