TOMPKINS FINANCIAL CORP shareholders approved Ratification of the appointment of KPMG LLP as the Company's Independent Auditors for 2026 at the 2026-05-19 meeting.
“The Audit Committee’s appointment of KPMG LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2026 was ratified by the following vote: Number of Shares Voted For Number of Shares Voted Against Number of Shares Abstaining 11,342,943 205,550 103,181”
Shareholder Votes
TOMPKINS FINANCIAL CORP shareholders approved Advisory vote to approve the compensation paid to the Company's Named Executive Officers at the 2026-05-19 meeting.
“The compensation paid to the Company’s Named Executive Officers was approved by the following vote: Number of Shares Voted For Number of Shares Voted Against Number of Shares Abstaining Broker Non-Votes 9,557,433 220,037 107,314 1,766,890”
Shareholder Votes
TOMPKINS FINANCIAL CORP shareholders approved Election of eleven directors for terms expiring at the 2027 Annual Meeting at the 2026-05-19 meeting.
“The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2026 Annual Meeting of Shareholders. Director Number of Shares Voted For Number of Shares Withheld Broker Non-Votes Nancy E. Catarisano 9,823,561 61,223 1,766,890 Janet M. Coletti 9,819,260 65,524 1,766,890 Heidi M. Davidson 9,835,038 49,746 1,766,890 Helen Eaton 9,828,517 56,267 1,766,890 Daniel J. Fessenden 9,698,864 185,920 1,766,890 Patricia A. Johnson 9,675,381 209,403 1,766,890 Angela B. Lee 9,755,142 129,642 1,766,890 John D. McClurg 9,834,325 50,459 1,766,890 Ita M. Rahilly 9,828,094 56,690 1,766,890 Stephen S. Romaine 9,796,852 87,932 1,766,890 Michael H. Spain 9,751,905 132,879 1,766,890”
M&A Transactions
TOMPKINS FINANCIAL CORP completed a disposition involving Arthur J. Gallagher Risk Management Services, LLC for $223,000,000 (closed 2025-10-31).
“On October 31, 2025, Tompkins Financial Corporation (the “Company”), Tompkins Insurance Agencies, Inc. (“TIA”), a wholly-owned subsidiary of the Company, and Arthur J. Gallagher Risk Management Services, LLC, an affiliate of Arthur J. Gallagher & Co. (collectively, “Gallagher”) entered into a definitive stock purchase agreement (the “Purchase Agreement”), pursuant to which the Company sold all of the issued and outstanding shares of capital stock of TIA to Gallagher for a purchase price of $223,000,000, subject to customary adjustments for net working capital, indebtedness, cash and transaction expenses as set forth in the Purchase Agreement (the “Transaction”).”
John McKenna departed as Executive Vice President of Tompkins Financial Corporation and President of Tompkins Community Bank at TOMPKINS FINANCIAL CORP.
“On April 24, 2025, John McKenna, Executive Vice President of Tompkins Financial Corporation (the “Company”) and President of Tompkins Community Bank (the “Bank”) announced his decision to retire as an officer of the Company and the Bank in the summer of 2026, after more than 17 years of service.”
Daniel J. Fessenden was appointed as Chair at TOMPKINS FINANCIAL CORP.
“the Company's Board of Directors identified Daniel J. Fessenden to succeed Mr. Rochon as the next Chair of Board of Directors of the Company, effective as of the date of the Annual Meeting.”
Thomas R. Rochon departed as Chair at TOMPKINS FINANCIAL CORP.
“After serving more than 15 years on the Company's Board of Directors, including over 10 years as Chair, Thomas R. Rochon will retire as of the date of Company's next Annual Meeting of Shareholders to be held in 2025 (the "Annual Meeting").”
Shareholder Votes
TOMPKINS FINANCIAL CORP shareholders approved Ratification of the appointment of KPMG LLP as the Company's Independent Auditors for 2024 at the 2024-05-14 meeting.
“The Audit Committee’s appointment of KPMG LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2024 was ratified by the following vote: Number of Shares Voted For Number of Shares Voted Against Number of Shares Abstaining 11,417,113 134,282 10,863”
Shareholder Votes
TOMPKINS FINANCIAL CORP shareholders approved Advisory vote to approve the compensation paid to the Company's named executive officers at the 2024-05-14 meeting.
“The compensation paid to the Company’s Named Executive Officers was approved by the following vote: Number of Shares Voted For Number of Shares Voted Against Number of Shares Abstaining Broker Non-Votes 9,125,602 311,162 181,223 1,944,271”
Shareholder Votes
TOMPKINS FINANCIAL CORP shareholders approved Election of twelve director nominees for terms expiring at the 2025 Annual Meeting at the 2024-05-14 meeting.
“Shareholders elected twelve (12) director nominees for terms expiring at the 2025 Annual Meeting of Shareholders”
Earnings Releases
TOMPKINS FINANCIAL CORP reported first quarter of 2024 results: revenue $50.7 million, net income $16.9 million, EPS $1.18.
“Net interest income was $50.7 million for the first quarter of 2024”
Earnings Releases
TOMPKINS FINANCIAL CORP reported the fourth quarter of 2023 results: net income $15.0 million, EPS $1.05.
“Tompkins Financial Corporation ("Tompkins" or the "Company") reported diluted earnings per share of $1.05 for the fourth quarter of 2023, down 22.8% compared to the fourth quarter of 2022. Net income for the fourth quarter of 2023 was $15.0 million, down $4.5 million or 23.3% compared to the $19.5 million reported for the fourth quarter of 2022.”
Earnings Releases
TOMPKINS FINANCIAL CORP reported the third quarter of 2023 results: net income a net loss of $33.4 million, EPS a loss of $2.35.
“Tompkins Financial Corporation ("Tompkins" or the "Company") reported a net loss of $33.4 million for the third quarter of 2023.”
Francis M. Fetsko retired as Principal Accounting Officer at TOMPKINS FINANCIAL CORP.
“in connection with the previously announced retirement of the Company’s current Principal Accounting Officer, Francis M. Fetsko.”
David Kershaw was appointed as Principal Accounting Officer at TOMPKINS FINANCIAL CORP.
“On September 13, 2023, Tompkins Financial Corporation (the “Company”) appointed David Kershaw to the role of Principal Accounting Officer, effective October 1, 2023, in connection with the previously announced retirement of the Company’s current Principal Accounting Officer, Francis M. Fetsko.”
Earnings Releases
TOMPKINS FINANCIAL CORP reported the second quarter of 2023 results: net income $8.5 million, EPS $0.59 per diluted share.
“Tompkins Financial Corporation ("Tompkins" or the "Company") reported diluted earnings per share of $0.59 for the second quarter of 2023, down 56.3% from the immediate prior quarter, and down 59.3% from diluted earnings per share of $1.45 reported in the second quarter of 2022. Net income for the second quarter of 2023 was $8.5 million, down $12.4 million, or 59.4%, when compared to the $20.9 million reported for the same period in 2022.”
Francis M. Fetsko departed as Chief Financial Officer and Chief Operating Officer at TOMPKINS FINANCIAL CORP.
“Mr. Tomazin will succeed Francis M. Fetsko who, as previously disclosed, announced that he will be retiring from his position as Chief Financial Officer and Chief Operating officer of the Company and the Bank.”
Matthew Tomazin was appointed as Executive Vice President, Chief Financial Officer and Treasurer at TOMPKINS FINANCIAL CORP.
“On July 12, 2023, Tompkins Financial Corporation (the “Company”) announced that Matthew Tomazin was appointed Executive Vice President, Chief Financial Officer and Treasurer of the Company and Tompkins Community Bank (the “Bank”), effective October 1, 2023.”
Shareholder Votes
TOMPKINS FINANCIAL CORP shareholders approved Ratification of the appointment of KPMG LLP as the Company's independent auditor for the fiscal year ending December 31, 2023 at the 2023-05-09 meeting.
“The Audit Committee’s appointment of KPMG LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2023 was ratified by the following vote:”
Shareholder Votes
TOMPKINS FINANCIAL CORP shareholders approved Approval of an amendment to the Company's 2019 Equity Incentive Plan to increase the number of shares of common stock issuable under the plan at the 2023-05-09 meeting.
“The amendment to the Company’s 2019 Equity Incentive Plan was approved by the following vote:”
Shareholder Votes
TOMPKINS FINANCIAL CORP shareholders approved Advisory vote on the frequency of future Say on Pay votes at the 2023-05-09 meeting.
“The option of “EVERY YEAR” was approved as the preferred voting frequency for future Say on Pay votes by the following vote:”
Shareholder Votes
TOMPKINS FINANCIAL CORP shareholders approved Advisory vote to approve the compensation paid to the Company's named executive officers (Say on Pay) at the 2023-05-09 meeting.
“The compensation paid to the Company’s Named Executive Officers was approved by the following vote:”
Shareholder Votes
TOMPKINS FINANCIAL CORP shareholders approved Election of fourteen director nominees for terms expiring at the 2024 Annual Meeting of Shareholders at the 2023-05-09 meeting.
“The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2024 Annual Meeting of Shareholders.”
Francis M. Fetsko departed as Executive Vice President, Chief Financial Officer and Chief Operating Officer at TOMPKINS FINANCIAL CORP.
“On April 28, 2023, Francis M. Fetsko, Executive Vice President, Chief Financial Officer and Chief Operating Officer of Tompkins Financial Corporation (the “Company”) and Chief Financial Officer of Tompkins Community Bank (the “Bank”) announced his decision to retire as an officer of the Company and the Bank in the fall of 2023, after over 25 years of service.”
Earnings Releases
TOMPKINS FINANCIAL CORP reported the first quarter of 2023 results: net income $19.4 million, EPS $1.35.
“Tompkins Financial Corporation ("Tompkins" or the "Company") reported diluted earnings per share of $1.35 for the first quarter of 2023, in line with the immediate prior quarter, and down 15.6% from diluted earnings per share of $1.60 reported in the first quarter of 2022. The first quarter results in the prior year included $2.0 million, pre-tax, ($0.10 per diluted share) in net fees related to the SBA's Paycheck Protection Program loans ("PPP"), compared to net fees of $2,000 in the current period. Net income for the first quarter of 2023 was $19.4 million”
Earnings Releases
TOMPKINS FINANCIAL CORP reported the calendar quarter ended December 31, 2022 results: net income $19.5 million, EPS $1.36.
“Tompkins Financial Corporation Reports Increase in Fourth Quarter Earnings”
Earnings Releases
TOMPKINS FINANCIAL CORP reported third quarter of 2022 results: net income $21.3 million, EPS $1.48.
“diluted earnings per share of $1.48 for the third quarter of 2022, up 2.1% from $1.45 per share in the third quarter of 2021. Net income for the third quarter of 2022 of $21.3 million was essentially unchanged when compared to the third quarter of 2021.”
Ginger G. Kunkel was appointed as Chief Operating Officer at TOMPKINS FINANCIAL CORP.
“Ms. Ginger G. Kunkel has been appointed as the Chief Operating Officer of Tompkins VIST, and is expected to assume leadership of Tompkins VIST upon Mr. Gruber’s retirement.”
Scott L. Gruber departed as President and CEO at TOMPKINS FINANCIAL CORP.
“On December 1, 2021, Tompkins VIST announced that Scott L. Gruber will retire as President and CEO of Tompkins VIST during the second quarter of 2022.”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.