Trinity Capital Inc. — fact timeline

Trinity Capital Inc. shareholders approved Approval of the amendment to the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan at the 2026-06-10 meeting.

“Proposal 5: Approval of the amendment to the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan The Company’s stockholders approved a proposal to amend the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. The following vote was taken in connection with this proposal: For Against Abstain Broker Non-Votes 25,353,161 1,509,816 1,630,072 32,794,620”

Trinity Capital Inc. shareholders approved Approval, on non-binding and advisory basis, of the frequency of future non-binding, advisory votes to approve compensation of named executive officers at the 2026-06-10 meeting.

“Proposal 4: Approval, on non-binding and advisory basis, of the frequency of future non-binding, advisory votes to approve compensation of named executive officers The Company’s stockholders approved, on a non-binding and advisory basis, the frequency of one year for future non-binding, advisory votes to approve compensation of the Company’s named executive officers. The following vote was taken in connection with this proposal: 1 Year 2 Years 3 Years Abstain Broker Non-Votes 25,569,844 861,720 506,976 1,554,509 32,794,620”

Trinity Capital Inc. shareholders approved Approval, on non-binding and advisory basis, of compensation of named executive officers at the 2026-06-10 meeting.

“Proposal 3: Approval, on non-binding and advisory basis, of compensation of named executive officers The Company’s stockholders approved, on a non-binding and advisory basis, the compensation of the Company’s named executive officers. The following vote was taken in connection with this proposal: For Against Abstain Broker Non-Votes 25,340,645 1,548,541 1,603,863 32,794,620”

Trinity Capital Inc. shareholders approved Ratification of selection of Ernst & Young LLP at the 2026-06-10 meeting.

“Proposal 2: Ratification of selection of Ernst & Young LLP The Company’s stockholders approved the ratification of the selection of Ernst & Young LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026. The following vote was taken in connection with this proposal: For Against Abstain 59,435,781 670,658 1,181,230”

Trinity Capital Inc. shareholders approved Election of Directors at the 2026-06-10 meeting.

“Proposal 1: Election of Directors The Company’s stockholders re-elected two directors to the Board of Directors to serve until the 2027 Annual Meeting of Stockholders and until their respective successors are duly elected and qualified. The following votes were taken in connection with this proposal: Name For Against Abstain Broker Non-Votes Ronald E. Estes 25,048,579 2,291,232 1,153,238 32,794,620 Michael E. Zacharia 25,112,395 2,221,279 1,159,375 32,794,620”

Trinity Capital Inc. entered into Underwriting Agreement with Keefe, Bruyette & Woods, Inc. and MUFG Securities Americas Inc., as representatives of the several underwriters valued at $300,000,000 aggregate principal amount (effective 2026-05-19).

“On May 19, 2026, Trinity Capital Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) by and among the Company and Keefe, Bruyette & Woods, Inc. and MUFG Securities Americas Inc., as representatives of the several underwriters named in Schedule 1 thereto (collectively, the “Underwriters”), in connection with the issuance and sale of $300,000,000 aggregate principal amount of the Company’s 7.000% Notes due 2031 (the “Notes”).”

Trinity Capital Inc. incurred senior notes of $300,000,000 aggregate principal amount with U.S. Bank Trust Company, National Association at 7.000% per year maturing May 21, 2031.

“Americas Inc., as representatives of the several underwriters named in Schedule 1 thereto (collectively, the “Underwriters”), in connection with the issuance and sale of $300,000,000 aggregate principal amount of the Company’s 7.000% Notes due 2031 (the “Notes”). The Underwriting Agreement includes customary representations, warranties and covenants by the”

Trinity Capital Inc. entered into Sales Agreements with Jefferies LLC, B. Riley Securities, Inc., Keefe, Bruyette & Woods, Inc., Compass Point Research & Trading, LLC valued at up to $300,000,000 (effective 2026-05-07).

“On May 7, 2026, Trinity Capital Inc. (the “Company”) entered into (i) an open market sale agreement with Jefferies LLC (“Jefferies”), as sales agent and/or principal thereunder, (ii) an open market sale agreement with B. Riley Securities, Inc. (“B. Riley”), as sales agent and/or principal thereunder, (iii) an open market sale agreement with Keefe, Bruyette & Woods, Inc. (“KBW”), as sales agent and/or principal thereunder, and (iv) an open market sale agreement with Compass Point Research & Trading, LLC (“Compass” and together with Jefferies, B. Riley and KBW, the “Sales Agents”), as sales agent and/or principal thereunder.”

Trinity Capital Inc. reported the first quarter ended March 31, 2026 results: revenue $90.1 million, net income $44.5 million, EPS $0.53 per basic share.

“a leading alternative asset manager, today announced its financial results for the first quarter ended March 31, 2026. First Quarter 2026 Highlights • Total investment income of $90.1 million, an increase of 37.8% year-over-year. • Net investment income (“NII”) of $44.5 million, or $0.53 per basic share. NII grew 37.4% year-over-year. • Net increase in net assets”

Trinity Capital Inc. incurred credit facility of $200 million with KeyBank National Association, as administrative agent at Term SOFR plus 2.40% maturing November 5, 2029.

“and Computershare Trust Company, N.A., as collateral custodian. The secured term loan facility with KeyBank (the “KeyBank Secured Term Loan Facility”) includes a commitment of $200 million from KeyBank. Borrowings under the KeyBank Term Credit Agreement bear interest at a rate equal to Term SOFR plus 2.40%, per year payable monthly, commencing on January 6, 2026.”

Trinity Capital Inc. incurred senior notes of $125,000,000 aggregate principal amount with U.S. Bank Trust Company, National Association at 6.750% per year maturing July 3, 2030.

“2020, between the Company and the Trustee (the “Base Indenture”; and together with the Seventh Supplemental Indenture, the “Indenture”), relating to the Company’s issuance of $125,000,000 aggregate principal amount of its 6.750% notes due 2030 (the “Notes”). The Notes will mature on July 3, 2030, and may be redeemed in whole or in part at the Company’s option at”

Trinity Capital Inc. incurred senior notes of up to $100,000,000 aggregate principal amount at 7.875% maturing September 30, 2029.

“On February 10, 2025, Trinity Capital Inc. (the “Company”) entered into an open market sale agreement with B. Riley Securities, Inc. (the “Sales Agent”), as sales agent and/or principal thereunder. Under the Sales Agreement, the Company may, but has no obligation to, issue and sell, from time to time, up to $100,000,000 aggregate principal amount of 7.875% Notes due 2029 (the “March 2029 Notes”) and/or 7.875% Notes due 2029 (the “September 2029 Notes” and, together with the March 2029 Notes, the “Notes”), through the Sales Agent or to the Sale Agent, as principal for its own account.”

Trinity Capital Inc. incurred senior notes of up to $100,000,000 aggregate principal amount at 7.875% maturing March 30, 2029.

“On February 10, 2025, Trinity Capital Inc. (the “Company”) entered into an open market sale agreement with B. Riley Securities, Inc. (the “Sales Agent”), as sales agent and/or principal thereunder. Under the Sales Agreement, the Company may, but has no obligation to, issue and sell, from time to time, up to $100,000,000 aggregate principal amount of 7.875% Notes due 2029 (the “March 2029 Notes”) and/or 7.875% Notes due 2029 (the “September 2029 Notes” and, together with the March 2029 Notes, the “Notes”), through the Sales Agent or to the Sale Agent, as principal for its own account.”

Trinity Capital Inc. reported financial results for the first quarter ended March 31, 2024.

“On May 1, 2024, Trinity Capital Inc. (the “Company”) issued a press release announcing its financial results for the first quarter ended March 31, 2024. Such press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.”

Trinity Capital Inc. incurred senior notes of $115,000,000 aggregate principal amount with U.S. Bank National Association at 7.875% per year maturing March 30, 2029.

“Morgan Stanley & Co. LLC and RBC Capital Markets, LLC, as representatives of the several underwriters named in Schedule 1 thereto, in connection with the issuance and sale of $115,000,000 aggregate principal amount of the Company’s 7.875% Notes due 2029 (the “Notes” and the issuance and sale of the Notes, the “Offering”). The Notes were issued under the Base”

Trinity Capital Inc. entered into Underwriting Agreement with Keefe, Bruyette & Woods, Inc., Morgan Stanley & Co. LLC and RBC Capital Markets, LLC, as representatives of the several underwriters valued at $115,000,000 aggregate principal amount (effective 2024-03-25).

“On March 25, 2024, Trinity Capital Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) by and among the Company and Keefe, Bruyette & Woods, Inc., Morgan Stanley & Co. LLC and RBC Capital Markets, LLC, as representatives of the several underwriters named in Schedule 1 thereto, in connection with the issuance and sale of $115,000,000 aggregate principal amount of the Company’s 7.875% Notes due 2029”

Trinity Capital Inc. reported financial results for fourth quarter and year ended December 31, 2023.

“On March 6, 2024, Trinity Capital Inc. (the “Company”) issued a press release announcing its financial results for the year ended December 31, 2023. Such press release is attached as Exhibit 99.1 to this Current Report on Form 8-K”

David Lund departed as Chief Financial Officer and Treasurer at Trinity Capital Inc..

“to succeed the Company’s current CFO and Treasurer, David Lund.”

Michael Testa was elected as Chief Financial Officer and Treasurer at Trinity Capital Inc..

“the Trinity Capital Inc. (the “Company”) Board of Directors (the “Board”) unanimously elected Michael Testa as Chief Financial Officer (“CFO”) and Treasurer of the Company, effective immediately on January 5, 2024”

Trinity Capital Inc. entered into Open Market Sale Agreement with B. Riley Securities, Inc. valued at up to $145,700,000 in aggregate offering price of shares (effective 2023-12-01).

“On December 1, 2023, Trinity Capital Inc. (the “Company”) entered into (i) an open market sale agreement with Jefferies LLC (“Jefferies”), as sales agent and/or principal thereunder, and (ii) an open market sale agreement with B. Riley Securities, Inc. (together with Jefferies, the “Sales Agents”), as sales agent and/or principal thereunder.”

Trinity Capital Inc. entered into Open Market Sale Agreement with Jefferies LLC valued at up to $145,700,000 in aggregate offering price of shares (effective 2023-12-01).

“On December 1, 2023, Trinity Capital Inc. (the “Company”) entered into (i) an open market sale agreement with Jefferies LLC (“Jefferies”), as sales agent and/or principal thereunder, and (ii) an open market sale agreement with B. Riley Securities, Inc. (together with Jefferies, the “Sales Agents”), as sales agent and/or principal thereunder.”

Trinity Capital Inc. reported financial results for third quarter ended September 30, 2023.

“On November 1, 2023, Trinity Capital Inc. (the “Company”) issued a press release announcing its financial results for the third quarter ended September 30, 2023. Such press release is attached as Exhibit 99.1”

Steven L. Brown was elected as Executive Chairman at Trinity Capital Inc..

“The Board also unanimously elected Mr. S. Brown to assume the newly created role of Executive Chairman of the Company when he steps down as CEO on January 1, 2024.”

Kyle Brown was elected as Chief Executive Officer at Trinity Capital Inc..

“unanimously elected Kyle Brown as Chief Executive Officer ("CEO") of the Company, effective January 1, 2024, to succeed the Company's current CEO, Steven L. Brown.”

Trinity Capital Inc. entered into Underwriting Agreement with UBS Securities LLC, Morgan Stanley & Co., LLC, Keefe, Bruyette & Woods Inc., RBC Capital Markets, LLC and Wells Fargo Securities, LLC valued at Issued 5,190,312 shares at $14.45 per share, net proceeds approximately $72.5 million (effective 2023-08-03).

“On August 3, 2023, Trinity Capital Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”), with UBS Securities LLC, Morgan Stanley & Co., LLC, Keefe, Bruyette & Woods Inc., RBC Capital Markets, LLC and Wells Fargo Securities, LLC as representatives of the several underwriters named on Schedule A thereto (collectively, the “Underwriters”).”

Trinity Capital Inc. reported the quarter ended June 30, 2023 results: revenue $46.0 million, net income $22.1 million, EPS $0.61 per basic share.

“Total investment income of $46.0 million, an increase of 37.3% year-over-year • Net investment income ("NII") of $22.1 million, or $0.61 per basic share, an increase of 40.8% year-over-year”

Trinity Capital Inc.: Amendment to declassify the Board of Directors, subject to a four-year sunset (effective 2023-06-28).

“On June 14, 2023, the stockholders of Trinity Capital Inc. (the “Company”) approved a proposal to amend the Articles of Amendment and Restatement of the Company to declassify the Company’s Board of Directors (the “Board”), subject to a four-year sunset, at the Company’s 2023 Annual Meeting of Stockholders. Effective as of June 28, 2023, the Company amended its Articles of Amendment and Restatement to declassify the Company’s Board, subject to a four-year sunset.”

Trinity Capital Inc. shareholders approved Issuance of Shares Below Net Asset Value at the 2023-06-14 meeting.

“Proposal 3: Issuance of Shares Below Net Asset Value The Company’s stockholders approved the proposal to authorize the Company to sell or otherwise issue up to 25% of the then outstanding shares of the Company’s common stock at an offering price per share to investors that is below the Company’s then current net asset value per share. The following vote was taken in connection with this proposal: For Against Abstain Broker Non-Votes All Stockholders 15,928,177 3,354,008 585,381 – Stockholders Without Affiliates 13,139,267 3,354,008 585,381 –”

Trinity Capital Inc. shareholders approved Adoption of Articles of Amendment and Restatement to declassify the Board of Directors at the 2023-06-14 meeting.

“Proposal 2: Adoption of Articles of Amendment and Restatement The Company’s stockholders approved a proposal to amend the Articles of Amendment and Restatement of the Company to declassify the Company’s Board of Directors, subject to a four-year sunset. For Against Abstain Broker Non-Votes 19,309,325 341,338 216,903 –”

Trinity Capital Inc. shareholders approved Election of Directors at the 2023-06-14 meeting.

“Proposal 1: Election of Directors The Company’s stockholders re-elected two directors to the Board of Directors to serve until the 2026 Annual Meeting of Stockholders and until their respective successors are duly elected and qualified. The following votes were taken in connection with this proposal: Name For Against Abstain Broker Non-Votes Ronald E. Estes 16,626,476 2,972,733 268,357 – Michael E. Zacharia 17,151,073 2,450,212 266,281 –”

Trinity Capital Inc. reported the first quarter ended March 31, 2023 results: revenue $41.5 million, net income $22.5 million, EPS $0.64 per basic share.

“First Quarter 2023 Highlights • Total investment income of $41.5 million, an increase of 30.5% year-over-year • Net investment income (“NII”) of $19.3 million, or $0.55 per basic share, an increase of 23.7% year-over-year • Net increase in net assets resulting from operations of $22.5 million, or $0.64 per basic share”

Trinity Capital Inc. reported fourth quarter ended December 31, 2022 results: revenue total investment income of $41.5 million, net income net investment income of $21.6 million, EPS $0.62 per share.

“companies, today announced its financial results for the fourth quarter and year ended December 31, 2022. Fourth Quarter 2022 Highlights • Total investment income of $41.5 million, an increase of 75.8% year-over-year • Net investment income (“NII”) of $21.6 million, or $0.62 per share, an increase of 103.8% year-over-year • Aggregate debt and equity”

Trinity Capital Inc. reported year ended December 31, 2022 results: revenue total investment income of $145.5 million, net income net investment income of $71.6 million, EPS $2.26 per share.

“Officer of Trinity. “Our operating performance generated a record $975.5 million in new commitments and fundings of $631.2 million, leading to record total investment income of $145.5 million and net investment income of $71.6 million. Our strong originations process allowed us to grow our portfolio on a cost basis by $355.7 million, or 44.6% year-over-year. We”

Trinity Capital Inc. reported third quarter ended September 30, 2022 results: revenue $38.7 million, net income $18.6 million, EPS $0.56.

“solutions to growth stage companies, today announced its financial results for the quarter ended September 30, 2022. Third Quarter 2022 Highlights • Total investment income of $38.7 million, an increase of 77.5% year-over-year • Net investment income (“NII”) of $18.6 million, or $0.56 per share, an increase of 67.6% year-over-year • Aggregate debt and equity”

Ron Kundich was appointed as Chief Credit Officer at Trinity Capital Inc..

“Also effective March 15, 2022, Ron Kundich, age 51, the Company’s Senior Managing Director, will assume the role of Chief Credit Officer, succeeding Mr. Harder in his role.”

Gerald Harder was appointed as Chief Operating Officer at Trinity Capital Inc..

“Effective March 15, 2022, Gerald “Gerry” Harder, age 60, will assume the role of Chief Operating Officer.”