Tradeweb Markets Inc. shareholders approved Approve Amendment to Certificate of Incorporation to Add Federal Forum Selection Provision at the 2026-05-19 meeting.
“Proposal 5: To Approve an Amendment to the Certificate of Incorporation to Add a Federal Forum Selection Provision for Claims Arising Under the Securities Act of 1933, as Amended (the “Federal Forum Selection Amendment”). The Company’s stockholders approved the Federal Forum Selection Amendment: Votes For Votes Against Abstentions Broker Non-Votes 1,133,689,104 5,977,296 9,367 2,471,508”
Shareholder Votes
Tradeweb Markets Inc. shareholders approved Approve Amendment to Certificate of Incorporation to Limit Liability of Certain Officers (Exculpation Amendment) at the 2026-05-19 meeting.
“Proposal 4: To Approve an Amendment to the Amended and Restated Certificate of Incorporation (the “Certificate of Incorporation”) to Limit the Liability of Certain Officers as Permitted by Delaware Law and Make Certain Other Clarifying Changes (the “Exculpation Amendment”). The Company’s stockholders approved the Exculpation Amendment: Votes For Votes Against Abstentions Broker Non-Votes 1,074,636,156 65,026,677 12,934 2,471,508”
Shareholder Votes
Tradeweb Markets Inc. shareholders approved Advisory Vote on Executive Compensation at the 2026-05-19 meeting.
“Proposal 3: Advisory Vote on Executive Compensation. The Company's stockholders approved, on an advisory basis, the compensation of the Company's named executive officers: Votes For Votes Against Abstentions Broker Non-Votes 1,124,762,301 14,904,331 9,135 2,471,508”
Shareholder Votes
Tradeweb Markets Inc. shareholders approved Ratification of Appointment of Deloitte & Touche LLP Independent Registered Public Accounting Firm at the 2026-05-19 meeting.
“Proposal 2: Ratification of Appointment of Deloitte & Touche LLP Independent Registered Public Accounting Firm. The Company’s stockholders ratified the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026: Votes For Votes Against Abstentions Broker Non-Votes 1,142,014,656 130,313 2,306 —”
Shareholder Votes
Tradeweb Markets Inc. shareholders approved Election of Class I Directors at the 2026-05-19 meeting.
“Proposal 1: Election of Directors The Company’s stockholders elected the persons listed below as Class I directors, each to serve for a three-year term expiring at the Company’s 2029 Annual Meeting of Stockholders and until their respective successors are duly elected and qualified: Nominee Votes For Votes Withheld Broker Non-Votes Scott Ganeles 1,104,522,733 35,153,034 2,471,508 Catherine Johnson 1,110,131,764 29,544,003 2,471,508 Daniel Maguire 1,110,133,902 29,541,865 2,471,508”
Governance Changes
Tradeweb Markets Inc.: Stockholders approved amendments to the certificate of incorporation to eliminate monetary liability of certain officers and add a federal forum selection provision (effective 2026-05-19).
“On May 19, 2026, at the 2026 Annual Meeting of Stockholders (the “Annual Meeting”) of Tradeweb Markets Inc. (the “Company”), upon the recommendation of the Board of Directors of the Company, the Company’s stockholders approved amendments to the Company’s Amended and Restated Certificate of Incorporation (“Certificate of Incorporation”) to: (i) amend Article VIII of the Certificate of Incorporation to provide for the elimination of monetary liability of certain officers of the Company in certain limited circumstances, together with certain other technical, clarifying, and clean-up amendments to the Certificate of Incorporation; and (ii) add a federal forum selection provision to Section 12.2 of Article XII of the Certificate of Incorporation providing that, unless the Company, in writing, selects or consents to the selection of an alternative forum, the sole and exclusive forum for any complaint asserting a cause of action arising under the Securities Act of 1933, as amended, to the ful”
Earnings Releases
Tradeweb Markets Inc. reported financial results for the quarter ended March 31, 2026.
“announcing financial results for the quarter ended March 31, 2026”
Material Agreements
Tradeweb Markets Inc. amended Amendments to Master Data Agreement with Refinitiv US LLC and Refinitiv US Organization LLC (LSEG Parties) valued at fixed license fees or fees based on percentage of revenue (effective 2025-11-01).
“On December 31, 2025, Tradeweb Markets LLC (“Tradeweb Markets”), a wholly owned subsidiary of Tradeweb Markets Inc. (the “Company”), entered into a series of amendments effective as of November 1, 2025 (the “Amendments”) with Refinitiv US LLC and Refinitiv US Organization LLC (together, the “LSEG Parties”) to the master data license agreement, effective as of November 1, 2023, among Tradeweb Markets and the LSEG Parties (the “Master Data Agreement”).”
Rich Repetto was appointed as Class II Director at Tradeweb Markets Inc..
“On March 6, 2025, the Board of Directors (the “Board”) of Tradeweb Markets Inc. (the “Company”) appointed Mr. Rich Repetto, age 67, as a Class II director, effective as of such date.”
Daniel Maguire was appointed as Class I director at Tradeweb Markets Inc..
“On September 18, 2024, the Board of Directors (the “Board”) of Tradeweb Markets Inc. (the “Company”) appointed Mr. Daniel Maguire, age 48, as a Class I director, effective as of such date.”
Thomas Pluta was terminated as President at Tradeweb Markets Inc..
“In connection with organizational changes, on June 17, 2024, Tradeweb Markets Inc. (the " Company ") determined that the employment of Thomas Pluta, President of the Company, will terminate effective as of September 30, 2024.”
Murray Roos resigned as Director at Tradeweb Markets Inc..
“On June 10, 2024, Murray Roos resigned from the Board of Directors (the " Board ") of Tradeweb Markets Inc. (the " Company "), effective as of such date.”
Shareholder Votes
Tradeweb Markets Inc. shareholders approved Advisory Vote on Frequency of Advisory Votes on Executive Compensation at the 2024-05-10 meeting.
“Proposal 4: Advisory Vote on Frequency of Advisory Votes on Executive Compensation. The Company's stockholders approved, on an advisory basis, the frequency of future advisory votes on the compensation of the Company's named executive officers: 1 Year 2 Years 3 Years Abstain Broker Non-Votes 1,140,677,669 4,661 294,252 122,480 2,844,883”
Shareholder Votes
Tradeweb Markets Inc. shareholders approved Advisory Vote on Executive Compensation at the 2024-05-10 meeting.
“Proposal 3: Advisory Vote on Executive Compensation. The Company's stockholders approved, on an advisory basis, the compensation of the Company's named executive officers: Votes For Votes Against Abstentions Broker Non-Votes 1,129,171,356 11,917,132 10,574 2,844,883”
Shareholder Votes
Tradeweb Markets Inc. shareholders approved Ratification of Appointment of Deloitte & Touche LLP Independent Registered Public Accounting Firm at the 2024-05-10 meeting.
“Proposal 2: Ratification of Appointment of Deloitte & Touche LLP Independent Registered Public Accounting Firm. The Company’s stockholders ratified the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2024: Votes For Votes Against Abstentions Broker Non-Votes 1,143,882,945 58,354 2,646 —”
Shareholder Votes
Tradeweb Markets Inc. shareholders approved Election of Directors at the 2024-05-10 meeting.
“Proposal 1: Election of Directors The Company’s stockholders elected the persons listed below as Class II directors”
Earnings Releases
Tradeweb Markets Inc. reported financial results for the quarter ended March 31, 2024.
“On April 25, 2024, Tradeweb Markets Inc. (the “Company”) issued a press release, a copy of which is furnished as Exhibit 99.1 hereto and incorporated herein by reference, announcing financial results for the quarter ended March 31, 2024.”
Material Agreements
Tradeweb Markets Inc. entered into Purchase Agreement with ICD Intermediate Holdco 1, LLC, ICD Holdings, LLC, Stellus Capital Investment Corporation, Parthenon Investors V ICD Holdco AIV, LP, SCIC - ICD Blocker 1, Inc., Parthenon Investors V ICD Blocker, Inc. valued at $785 million in cash (effective 2024-04-05).
“On April 5, 2024, Tradeweb Markets LLC (the “Buyer”), a Delaware limited liability company and a subsidiary of Tradeweb Markets Inc., a Delaware corporation (“Tradeweb Markets” and, together with Buyer and its other subsidiaries, the “Company”), entered into a Purchase and Sale Agreement (the “Purchase Agreement”) with ICD Intermediate Holdco 1, LLC, a Delaware limited liability company (“ICD Holdco”), ICD Holdings, LLC, a Delaware limited liability company (the “ICD Seller”), Stellus Capital Investment Corporation, a Maryland corporation (the “Stellus Blocker Seller”), Parthenon Investors V ICD Holdco AIV, LP, a Delaware limited partnership (the “Parthenon Blocker Seller” and, together with the ICD Seller and the Stellus Blocker Seller, the “Sellers”), SCIC - ICD Blocker 1, Inc., a Delaware corporation (the “Stellus Blocker”), Parthenon Investors V ICD Blocker, Inc., a Delaware corporation (the “Parthenon Blocker” and, together with the Stellus Blocker, together the “Blockers”), ICD H”
Lisa Opoku was appointed as Class III Independent Director at Tradeweb Markets Inc..
“On March 7, 2024, the Board of Directors (the “Board”) of Tradeweb Markets Inc. (the “Company”) appointed Ms. Lisa Opoku, age 52, as a Class III independent director, effective as of such date.”
Earnings Releases
Tradeweb Markets Inc. reported financial results for the quarter and full year ended December 31, 2023.
“announcing financial results for the quarter and full year ended December 31, 2023”
Debt Financings
Tradeweb Markets Inc. incurred revolving credit of $500.0 million with Citibank, N.A. at Term SOFR plus a credit adjustment spread of 0.10% maturing November 21, 2028.
“The Credit Agreement provides for a revolving credit facility in an aggregate principal amount of $500.0 million”
Material Agreements
Tradeweb Markets Inc. terminated Terminated Credit Agreement with Citibank, N.A., as administrative agent, collateral agent, issuing bank and swing line lender, Citigroup Global Markets Inc., JPMorgan Chase Bank, N.A., Morgan Stanley Senior Funding, Inc. and Goldman Sachs Bank USA, as joint lead arrangers and joint bookrunners valued at $500.0 million (effective 2023-11-21).
“On the Closing Date, concurrently and in connection with entry into the Credit Agreement, the Company terminated the existing credit agreement, dated as of April 8, 2019 (the “ Terminated Credit Agreement ”), by and among the Company, as borrower, the lenders from time to time party thereto, Citibank, N.A., as administrative agent, collateral agent, issuing bank and swing line lender, Citigroup Global Markets Inc., JPMorgan Chase Bank, N.A., Morgan Stanley Senior Funding, Inc. and Goldman Sachs Bank USA, as joint lead arrangers and joint bookrunners, JPMorgan Chase Bank, N.A., as syndication agent, and Morgan Stanley Senior Funding, Inc. and Goldman Sachs Bank USA, as documentation agents.”
Material Agreements
Tradeweb Markets Inc. entered into Credit Agreement with Citibank, N.A., as administrative agent, issuing bank and swing line lender, and Citigroup Global Markets Inc., JPMorgan Chase Bank, N.A. and Morgan Stanley Senior Funding, Inc., as joint lead arrangers and joint bookrunners valued at $500.0 million (effective 2023-11-21).
“On November 21, 2023 (the “ Closing Date ”), Tradeweb Markets LLC (the “ Company ”), a wholly owned subsidiary of Tradeweb Markets Inc., entered into a credit agreement (the “ Credit Agreement ”), by and among the Company, as borrower, the lenders from time to time party thereto, Citibank, N.A., as administrative agent, issuing bank and swing line lender, and Citigroup Global Markets Inc., JPMorgan Chase Bank, N.A. and Morgan Stanley Senior Funding, Inc., as joint lead arrangers and joint bookrunners.”
Material Agreements
Tradeweb Markets Inc. entered into Master Data Agreement with Refinitiv US LLC and Refinitiv US Organization LLC valued at Tradeweb Markets will license certain data sets to Refinitiv US LLC and its relevant affiliates in e (effective 2023-11-01).
“On October 25, 2023, Tradeweb Markets LLC (“Tradeweb Markets”), a wholly owned subsidiary of Tradeweb Markets Inc. (the “Company”) entered into a master data license agreement (the “Master Data Agreement”) with Refinitiv US LLC and Refinitiv US Organization LLC (together, the “Refinitiv Parties”), which effective as of November 1, 2023 amends and restates in its entirety the Second Amended and Restated Market Data Agreement, dated November 1, 2018, by and among Tradeweb Markets and the Refinitiv Parties, as amended.”
Earnings Releases
Tradeweb Markets Inc. reported financial results for the quarter ended September 30, 2023.
“On October 26, 2023, Tradeweb Markets Inc. (the “Company”) issued a press release, a copy of which is furnished as Exhibit 99.1 hereto and incorporated herein by reference, announcing financial results for the quarter ended September 30, 2023.”
Material Agreements
Tradeweb Markets Inc. amended Second Amended and Restated Market Data Agreement with Refinitiv US LLC and Refinitiv US Organization LLC valued at The Master Data Agreement amends and restates in its entirety the Second Amended and Restated Market (effective 2023-11-01).
“On October 25, 2023, Tradeweb Markets LLC (“Tradeweb Markets”), a wholly owned subsidiary of Tradeweb Markets Inc. (the “Company”) entered into a master data license agreement (the “Master Data Agreement”) with Refinitiv US LLC and Refinitiv US Organization LLC (together, the “Refinitiv Parties”), which effective as of November 1, 2023 amends and restates in its entirety the Second Amended and Restated Market Data Agreement, dated November 1, 2018, by and among Tradeweb Markets and the Refinitiv Parties, as amended.”
Material Agreements
Tradeweb Markets Inc. entered into Master Data Agreement with Refinitiv US LLC and Refinitiv US Organization LLC valued at Tradeweb Markets LLC will license certain data sets to Refinitiv Subscriber in exchange for fixed li (effective 2023-11-01).
“On October 25, 2023, Tradeweb Markets LLC (“Tradeweb Markets”), a wholly owned subsidiary of Tradeweb Markets Inc. (the “Company”) entered into a master data license agreement (the “Master Data Agreement”) with Refinitiv US LLC and Refinitiv US Organization LLC (together, the “Refinitiv Parties”), which effective as of November 1, 2023 amends and restates in its entirety the Second Amended and Restated Market Data Agreement, dated November 1, 2018, by and among Tradeweb Markets and the Refinitiv Parties, as amended.”
Earnings Releases
Tradeweb Markets Inc. reported financial results for the quarter ended June 30, 2023.
“On July 27, 2023, Tradeweb Markets Inc. (the “Company”) issued a press release, a copy of which is furnished as Exhibit 99.1 hereto and incorporated herein by reference, announcing financial results for the quarter ended June 30, 2023.”
Shareholder Votes
Tradeweb Markets Inc. shareholders approved Ratification of Appointment of Deloitte & Touche LLP Independent Registered Public Accounting Firm at the 2023-05-15 meeting.
“The Company’s stockholders ratified the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. Votes For Votes Against Abstentions 1,299,297,422 27,424 7,679”
Shareholder Votes
Tradeweb Markets Inc. shareholders approved Election of Directors at the 2023-05-15 meeting.
“The Company’s stockholders elected the persons listed below as Class I directors for a three-year term expiring at the Company’s 2026 Annual Meeting of Stockholders or until their respective successors are duly elected and qualified: Nominee Votes For Votes Withheld Broker Non-Votes Troy Dixon 1,294,090,728 2,674,559 2,567,238 Scott Ganeles 1,265,844,126 30,921,161 2,567,238 Catherine Johnson 1,274,504,934 22,260,353 2,567,238 Murray Roos 1,267,901,612 28,863,675 2,567,238”
Jacques Aigrain was elected as Chairperson of the Board at Tradeweb Markets Inc..
“On May 12, 2023, the Board elected Jacques Aigrain to succeed Mr. Olesky as Chairperson of the Board, effective as of July 1, 2023.”
Lee Olesky resigned as Chairperson of the Board at Tradeweb Markets Inc..
“he will resign from his position as Chairperson of the Board and as a member of the Board, effective as of June 30, 2023.”
Earnings Releases
Tradeweb Markets Inc. reported financial results for the quarter ended March 31, 2023.
“On April 27, 2023, Tradeweb Markets Inc. (the “Company”) issued a press release, a copy of which is furnished as Exhibit 99.1 hereto and incorporated herein by reference, announcing financial results for the quarter ended March 31, 2023.”
Material Agreements
Tradeweb Markets Inc. amended Amendment No. 2 with Citibank N.A., as administrative agent (effective 2023-03-31).
“On March 31, 2023, Tradeweb Markets LLC (the “ Borrower ”), a wholly owned subsidiary of Tradeweb Markets Inc., and Citibank N.A., as administrative agent (the “ Administrative Agent ”), entered into Amendment No. 2 (the “ Amendment ”) to the Credit Agreement, dated as of April 8, 2019 (as amended, amended and restated, supplemented or otherwise modified from time to time, the “ Credit Agreement ”), by and among the Borrower, the several banks and other financial institutions or entities from time to time parties thereto as lenders, and the Administrative Agent.”
Troy Dixon was appointed as Class I independent director at Tradeweb Markets Inc..
“On February 16, 2023, the Board of Directors (the “Board”) of Tradeweb Markets Inc. (the “Company”) appointed Mr. Troy Dixon, age 51, as a Class I independent director, effective as of March 1, 2023.”
Earnings Releases
Tradeweb Markets Inc. reported financial results for the full year ended December 31, 2022.
“On February 2, 2023, Tradeweb Markets Inc. (the “Company”) issued a press release, a copy of which is furnished as Exhibit 99.1 hereto and incorporated herein by reference, announcing financial results for the quarter and full year ended December 31, 2022.”
Earnings Releases
Tradeweb Markets Inc. reported financial results for the quarter ended December 31, 2022.
“On February 2, 2023, Tradeweb Markets Inc. (the “Company”) issued a press release, a copy of which is furnished as Exhibit 99.1 hereto and incorporated herein by reference, announcing financial results for the quarter and full year ended December 31, 2022.”
Lee Olesky retired as Chief Executive Officer and Chairman of the Board at Tradeweb Markets Inc..
“This award was granted three months earlier to align with timing of his retirement as Chief Executive Officer at the end of 2022.”
Von Hughes resigned as Director at Tradeweb Markets Inc..
“On September 20, 2022, Von Hughes resigned from the Board of Directors (the "Board") of Tradeweb Markets Inc. (the "Company"), effective September 30, 2022.”
Billy Hult changed role as Chief Executive Officer at Tradeweb Markets Inc..
“Mr. Pluta will succeed Billy Hult in this role, when, as has been previously announced, Mr. Hult assumes the position of Chief Executive Officer of the Company on January 1, 2023.”
Thomas Pluta was appointed as President at Tradeweb Markets Inc..
“On July 13, 2022, the Board of Directors (the “Board”) of Tradeweb Markets Inc. (the “Company”) announced that Thomas Pluta has been appointed as the next President of the Company effective as of January 1, 2023.”
Rana Yared was appointed as Class III independent director at Tradeweb Markets Inc..
“On June 30, 2022, the Board of Directors (the “Board”) of Tradeweb Markets Inc. (the “Company”) increased the size of the Board from eleven members to twelve and appointed each of Jacques Aigrain, age 67 and Rana Yared, age 38 as Class II and Class III independent directors, respectively, effective August 1, 2022.”
Jacques Aigrain was appointed as Class II independent director at Tradeweb Markets Inc..
“On June 30, 2022, the Board of Directors (the “Board”) of Tradeweb Markets Inc. (the “Company”) increased the size of the Board from eleven members to twelve and appointed each of Jacques Aigrain, age 67 and Rana Yared, age 38 as Class II and Class III independent directors, respectively, effective August 1, 2022.”
William 'Billy' Hult was elected as Chief Executive Officer at Tradeweb Markets Inc..
“the Board elected the Company’s President, William 'Billy' Hult, age 52, to succeed Mr. Olesky as CEO of the Company, effective January 1, 2023.”
Lee Olesky departed as Chief Executive Officer at Tradeweb Markets Inc..
“Mr. Olesky will retire as CEO of the Company effective December 31, 2022.”
Paula Madoff was elected as Lead Independent Director at Tradeweb Markets Inc..
“Ms. Paula Madoff, who has also served on the Board since March 2019, was elected Lead Independent Director effective February 11, 2022.”
Robert Warshaw departed as Chief Financial Officer at Tradeweb Markets Inc..
“Departure of Robert Warshaw as Chief Financial Officer”
Sara Furber was appointed as Chief Financial Officer at Tradeweb Markets Inc..
“On August 30, 2021, the Board of Directors of Tradeweb Markets Inc. (the “Company”) appointed Sara Furber, age 46, to serve as Chief Financial Officer of the Company, effective September 7, 2021.”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.