WhiteHorse Finance, Inc. reported financial results for the first quarter ended March 31, 2026.
“On May 7, 2026, WhiteHorse Finance, Inc. (the “Company”) issued a press release announcing a quarterly distribution and its financial results for the first quarter ended March 31, 2026. A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.”
Material Agreements
WhiteHorse Finance, Inc. amended Twelfth Amendment with JPMorgan Chase Bank, National Association, as lender and administrative agent, Citibank, N.A., as collateral agent and securities intermediary, Virtus Group LP, as collateral administrator valued at $50,000,000 (effective 2026-03-10).
“On March 10, 2026, WhiteHorse Finance Credit I, LLC (“WhiteHorse Credit”), a wholly owned subsidiary of WhiteHorse Finance, Inc. (the “Company”), entered into a Twelfth Amendment by and among WhiteHorse Credit, as borrower, JPMorgan Chase Bank, National Association, as lender and administrative agent, Citibank, N.A., as collateral agent and securities intermediary, the Company, as portfolio manager, and Virtus Group LP, as collateral administrator (the “Twelfth Amendment”) to amend the terms of the Fifth Amended and Restated Loan Agreement”
Auditor Changes
WhiteHorse Finance, Inc. engaged Deloitte & Touche LLP as its auditor.
“(b) Appointment of new independent registered public accounting firm On February 26, 2026, upon the recommendation of the Audit Committee, the Board approved the appointment of Deloitte & Touche LLP (“Deloitte”) to serve as the Company’s independent registered accounting firm to audit the Company’s consolidated financial statements for the fiscal year ending December 31, 2026.”
Auditor Changes
WhiteHorse Finance, Inc. dismissed Crowe LLP as its auditor.
“Changes in Registrant’s Certifying Accountant (a) Dismissal of independent registered public accounting firm On February 26, 2026, the Board of Directors (the “Board”) of WhiteHorse Finance, Inc. (the “Company”), at the recommendation of the audit committee of the Company (the “Audit Committee”), dismissed Crowe LLP (“Crowe”) as the Company’s independent registered public accounting firm effective upon the issuance of the Company’s financial statements as of and for the fiscal year ended December 31, 2025.”
Governance Changes
WhiteHorse Finance, Inc.: Repealed certain provisions in the bylaws redundant of Delaware law (effective 2025-08-09).
“the board of directors (the “Board”) of WhiteHorse Finance, Inc. (the “Company”) approved a second amendment and restatement of the Bylaws of the Company (as amended and restated from time to time, the “Second Amended and Restated Bylaws”) in order to repeal certain provisions of the Company’s amended and restated Bylaws that were redundant of either the Delaware General Corporation Law or the applicable common law of the State of Delaware. The Second Amended and Restated Bylaws became effective immediately upon their approval by the Board.”
Debt Financings
WhiteHorse Finance, Inc. incurred loan of $298.15 million with The Bank of New York Mellon Trust Company, National Association at three-month SOFR plus 1.70% to 2.80% maturing May 25, 2037.
“On June 10, 2025, (the “Closing Date”), WhiteHorse Finance, Inc. (the “Company”) completed a $298.15 million term debt securitization transaction (the “CLO Transaction”), also known as a collateralized loan obligation transaction, which is a form of secured financing incurred by the Company.”
Earnings Releases
WhiteHorse Finance, Inc. reported first quarter ended March 31, 2024 results: revenue $25,475, net income $10,815, EPS $0.465.
“ Three Months Ended Three Months Ended Change ($ in thousands except per share data) March 31, 2024 December 31, 2023 $ % Total investment income $ 25,475 $ 25,633 (158.0) (0.6) Total expenses, including excise tax 14,660 15,029 (369) (2.5) Net investment income and core net investment income (1) 10,815 ”
John P. Volpe was elected as director at WhiteHorse Finance, Inc..
“On April 10, 2024, the Board of Directors (the “Board”) of WhiteHorse Finance, Inc. (the “Company”), upon the recommendation of the Board’s Nominating and Corporate Governance Committee (the “Nominating Committee”), elected John P. Volpe to serve as a director of the Company as well as to serve as a member of the Board’s Audit Committee (the “Audit Committee”), Compensation Committee (the “Compensation Committee”) and Nominating Committee, in each case effective as of April 10, 2024.”
Earnings Releases
WhiteHorse Finance, Inc. reported financial results for the fourth quarter and fiscal year ended December 31, 2023.
“On February 29, 2024, WhiteHorse Finance, Inc. (the “Company”) issued a press release announcing a quarterly distribution and its financial results for the fourth quarter and fiscal year ended December 31, 2023.”
Listing & Compliance Notices
WhiteHorse Finance, Inc. received a nasdaq noncompliance notice notice regarding board independence (rules 5605).
“January 24, 2024, the Company received a notice (the “Notice”) from the Listing Qualifications Department of Nasdaq notifying the Company that, as a result of the death of Mr. Burke, the Company no longer complies with Nasdaq’s independent director requirement as set forth in Listing Rule 5605, which requires Nasdaq-listed companies to have a board of directors comprised of a majority of independent directors. Consistent with Listing Rule 5605(b)(1)(A), the Notice provides that Nasdaq will provide the Company a cure period in order to regain compliance as follows (the “Cure Period”): until t”
Kevin F. Burke departed as director at WhiteHorse Finance, Inc..
“WhiteHorse Finance, Inc. (the “Company”) is deeply saddened to announce that director Kevin F. Burke passed away on January 13, 2024 at the age of 69.”
Earnings Releases
WhiteHorse Finance, Inc. reported financial results for the quarter ended September 30, 2023.
“On November 9, 2023, WhiteHorse Finance, Inc. (the "Company") issued a press release announcing a quarterly distribution and its financial results for the quarter ended September 30, 2023.”
Debt Financings
WhiteHorse Finance, Inc. incurred senior notes of $30.0 million at 7.875% maturing September 15, 2028.
“which supplements the base indenture, dated November 13, 2018 (together with the Third Supplemental Indenture, the “Indenture”) pursuant to which the Company offered and sold $30.0 million in aggregate principal amount of its 7.875% notes due 2028 (the “Notes”) in a registered public offering (the “Offering”). The Notes will mature on September 15, 2028 and may be”
Material Agreements
WhiteHorse Finance, Inc. entered into Third Supplemental Indenture with Equiniti Trust Company, LLC valued at $30.0 million (effective 2023-08-24).
“on August 24, 2023, WhiteHorse Finance, Inc. (the “Company”) entered into a third supplemental indenture (the “Third Supplemental Indenture”), between the Company and Equiniti Trust Company, LLC (f/k/a American Stock Transfer & Trust Company, LLC), which supplements the base indenture, dated November 13, 2018 (together with the Third Supplemental Indenture, the “Indenture”) pursuant to which the Company offered and sold $30.0 million in aggregate principal amount of its 7.875% notes due 2028”
Debt Financings
WhiteHorse Finance, Inc. incurred senior notes of $30.0 million with Oppenheimer & Co. Inc. at 7.875% maturing 2028.
“LLC and Oppenheimer & Co. Inc., as representative of the several underwriters named in Schedule I thereto, in connection with the issuance and sale by the Company of $30.0 million in aggregate principal amount of its 7.875% notes due 2028 (the “Notes”), in a registered public offering (the “Offering”). The Offering was made pursuant to the”
Material Agreements
WhiteHorse Finance, Inc. entered into Underwriting Agreement with Oppenheimer & Co. Inc. valued at $30.0 million in aggregate principal amount of its 7.875% notes due 2028 (effective 2023-08-17).
“On August 17, 2023, WhiteHorse Finance, Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”), by and among the Company, H.I.G. WhiteHorse Advisers, LLC, H.I.G. WhiteHorse Administration, LLC and Oppenheimer & Co. Inc., as representative of the several underwriters named in Schedule I thereto, in connection with the issuance and sale by the Company of $30.0 million in aggregate principal amount of its 7.875% notes due 2028 (the “Notes”), in a registered public offering (the “Offering”).”
Earnings Releases
WhiteHorse Finance, Inc. reported financial results for the quarter ended June 30, 2023.
“On August 8, 2023, WhiteHorse Finance, Inc. (the “Company”) issued a press release announcing a quarterly distribution and its financial results for the quarter ended June 30, 2023.”
Shareholder Votes
WhiteHorse Finance, Inc. shareholders approved Ratification of Crowe LLP as independent registered public accounting firm at the 2023-08-02 meeting.
“Proposal 2. To ratify the selection of Crowe LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023.”
Shareholder Votes
WhiteHorse Finance, Inc. shareholders approved Election of three Class II directors at the 2023-08-02 meeting.
“Proposal 1. To elect three Class II directors of the Company who will each serve until the 2026 annual meeting of stockholders or until his successor is duly elected and qualifies.”
Earnings Releases
WhiteHorse Finance, Inc. reported financial results for quarter ended March 31, 2023.
“On May 9, 2023, WhiteHorse Finance, Inc. (the “Company”) issued a press release announcing a quarterly distribution and its financial results for the quarter ended March 31, 2023.”
Material Agreements
WhiteHorse Finance, Inc. amended Sixth Amendment with JPMorgan Chase Bank, National Association (effective 2023-04-12).
“On April 12, 2023, WhiteHorse Finance Credit I, LLC (“WhiteHorse Credit”), a wholly owned subsidiary of WhiteHorse Finance, Inc. (the “Company”), entered into a Sixth Amendment by and among WhiteHorse Credit, as borrower, JPMorgan Chase Bank, National Association, as lender and administrative agent, Citibank, N.A., as collateral agent and securities intermediary, the Company, as portfolio manager, and Virtus Group LP, as collateral administrator (the “Sixth Amendment”)”
Material Agreements
WhiteHorse Finance, Inc. entered into Equity Distribution Agreement with H.I.G. WhiteHorse Advisers, LLC, H.I.G. WhiteHorse Administration, LLC and B. Riley Securities, Inc. valued at up to $35 million (effective 2023-03-31).
“On March 31, 2023, WhiteHorse Finance, Inc. (the “Company”) entered into an equity distribution agreement (the “Equity Distribution Agreement”) with H.I.G. WhiteHorse Advisers, LLC, H.I.G. WhiteHorse Administration, LLC and B. Riley Securities, Inc., as the sales agent (the “Sales Agent”), in connection with the sale of shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”), with an aggregate offering price of up to $35 million.”
Earnings Releases
WhiteHorse Finance, Inc. reported financial results for the fourth quarter and fiscal year ended December 31, 2022.
“On March 2, 2023, WhiteHorse Finance, Inc. (the “Company”) issued a press release announcing a quarterly distribution, special distribution and its financial results for the fourth quarter and fiscal year ended December 31, 2022.”
Earnings Releases
WhiteHorse Finance, Inc. reported financial results for the quarter ended September 30, 2022.
“On November 14, 2022, WhiteHorse Finance, Inc. (the “Company”) issued a press release announcing a quarterly distribution and its financial results for the quarter ended September 30, 2022.”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.