Source-grounded facts extracted from WisdomTree, Inc.'s SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.
WisdomTree, Inc. shareholders approved An advisory resolution to approve the compensation of the Company's named executive officers. at the 2026-06-17 meeting.
“Proposal 3. An advisory resolution to approve the compensation of the Company’s named executive officers. For % Voted For (1) Against Abstain Broker Non-Votes 123,515,009 98.66% 1,671,615 61,290 7,388,537”
WisdomTree, Inc. shareholders approved The ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2026. at the 2026-06-17 meeting.
“Proposal 2. The ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026. For % Voted For (1) Against Abstain Broker Non-Votes 131,594,426 99.24% 996,752 45,273 —”
WisdomTree, Inc. shareholders approved To elect nine members of the Company's Board of Directors, to serve until the 2027 annual meeting of stockholders. at the 2026-06-17 meeting.
“Proposal 1. To elect nine members of the Company’s Board of Directors, to serve until the 2027 annual meeting of stockholders. WisdomTree Nominees For % Voted For (1) Against Abstain Broker Non-Votes LYNN S. BLAKE 124,870,734 99.71% 353,524 23,656 7,388,537 ANTHONY BOSSONE 122,357,273 97.73% 2,839,583 51,058 7,388,537 SMITA CONJEEVARAM 121,966,703 97.39% 3,257,250 23,961 7,388,537 RILLA DELORIER 123,727,162 98.82% 1,475,173 45,579 7,388,537 DANIELA MIELKE 123,962,450 99.00% 1,241,095 44,369 7,388,537 SHAMLA NAIDOO 122,198,031 97.58% 3,018,268 31,615 7,388,537 TONIA PANKOPF 123,853,534 98.92% 1,350,346 44,034 7,388,537 FRANK SALERNO 125,170,548 99.95% 53,436 23,930 7,388,537 JONATHAN STEINBERG 125,014,052 99.83% 209,317 24,545 7,388,537”
WisdomTree, Inc. reported first quarter of 2026 results: revenue $159.5 million, net income ($23.1) million, EPS ($0.17).
“across the United States and Europe. 0.36% average advisory fee , a 1 basis point increase from the prior quarter. 0.42% revenue yield (2) , unchanged from the prior quarter. $159.5 million of operating revenues , an increase of 8.2% from the prior quarter due to higher average AUM and higher other revenues attributable to our European listed exchange-traded”
WisdomTree, Inc. completed an acquisition involving Atlantic House Holdings Limited for £150.0 million (approximately $200.0 million) in cash (closed 2026-05-01).
“On May 1, 2026, the Buyer completed the Acquisition for a purchase price of £150.0 million (approximately $200.0 million) in cash paid at the closing, subject to customary post-closing adjustments, including adjustments to cash, indebtedness and working capital.”
WisdomTree, Inc. entered into Purchase Agreement with Atlantic House Holdings Limited valued at £150.0 million (approximately $200.0 million) (effective 2026-03-13).
“WisdomTree, Inc. (the “Company”) and WisdomTree International Holdings Ltd (the “Buyer”), a wholly-owned subsidiary of the Company, entered into a Sale and Purchase Agreement (the “Purchase Agreement”) with Atlantic House Holdings Limited, a private limited company incorporated in England and Wales (“Atlantic House”), the shareholders of Atlantic House (together, the “Sellers”), the EBT Trustee and the Individual Guarantor (each as defined in the Purchase Agreement), pursuant to which the Buyer agreed to acquire from the Sellers all of the issued and outstanding share capital of Atlantic House (the “Acquisition”).”
WisdomTree, Inc. incurred convertible notes of $603.75 million with U.S. Bank Trust Company, National Association at 4.50% maturing October 1, 2031.
“On March 30, 2026, WisdomTree, Inc. (the “Company”) issued $603.75 million in aggregate principal amount of 4.50% Convertible Senior Notes due 2031”
WisdomTree, Inc. entered into Indenture with U.S. Bank Trust Company, National Association valued at $603.75 million (effective 2026-03-30).
“On March 30, 2026, WisdomTree, Inc. (the “Company”) issued $603.75 million in aggregate principal amount of 4.50% Convertible Senior Notes due 2031 (the “Notes”) pursuant to an Indenture (the “Indenture”), dated March 30, 2026, between the Company and U.S. Bank Trust Company, National Association, as trustee”
WisdomTree, Inc. issued option to purchase up to an additional $78.75 million aggregate principal amount of the Notes of warrant to initial purchasers for granted under the Purchase Agreement, exercised in full.
“the Company also agreed to grant the Initial Purchasers an option to purchase, for settlement during a period of 13 days from, and including, the date the Notes are first issued, up to an additional $78.75 million aggregate principal amount of the Notes.”
WisdomTree, Inc. issued approximately 6.81 million shares for 2026 Notes exchange and approximately 4.19 million shares for 2029 Notes exchange of common stock to certain holders of the 2026 Notes and 2029 Notes for exchange of $75.0 million principal of 2026 Notes and $275.0 million principal of 2029 Notes; plus $0.7 million and $1.1 million cash for accrued interest, and.
“financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ̈ Item 3.02. Unregistered Sales of Equity Securities. Convertible Notes On March 23, 2026, WisdomTree, Inc. (the “Company”) priced an offering of $525.0 million aggregate principal amount of 4.50% convertible senior notes due 2031 (the “Notes”). In connection therewith,”
WisdomTree, Inc. issued $603.75 million aggregate principal amount of convertible senior notes, initially convertible at 46.3306 shares per $1,000 principal of convertible note to qualified institutional buyers under Rule 144A for $603.75 million aggregate principal amount; net proceeds ~$591.2 million.
“the notes an option to purchase up to an additional $78.75 million aggregate principal amount of the notes, which the initial purchasers exercised in full. The sale of the full $603.75 million aggregate principal amount of notes to the initial purchasers is expected to settle on March 30, 2026, subject to customary closing conditions, and to result in”
WisdomTree, Inc. entered into Purchase Agreement with Atlantic House Holdings Limited and its shareholders valued at £150.0 million (approximately $200.0 million) (effective 2026-03-13).
“On March 13, 2026, WisdomTree, Inc. (the “Company” or the “Buyer’s Guarantor”) and WisdomTree International Holdings Ltd (the “Buyer”), a wholly-owned subsidiary of the Company, entered into a Sale and Purchase Agreement (the “Purchase Agreement”) with Atlantic House Holdings Limited, a private limited company incorporated in England and Wales (“Atlantic House”), the shareholders of Atlantic House (together, the “Sellers”), the EBT Trustee and the Individual Guarantor (each as defined in the Purchase Agreement), pursuant to which the Buyer agreed to acquire from the Sellers all of the issued and outstanding share capital of Atlantic House (the “Acquisition”), subject to the terms and conditions set forth therein.”
WisdomTree, Inc. completed an acquisition involving Ceres Partners, LLC for $275.0 million in cash (closed 2025-10-01).
“On October 1, 2025, the Purchaser completed the Acquisition for aggregate consideration consisting of (i) $275.0 million in cash”
WisdomTree, Inc. incurred convertible notes of $475.0 million with Oppenheimer & Co. Inc., as representative of the Initial Purchasers at 4.625% maturing August 15, 2030.
“On August 14, 2025, WisdomTree, Inc. (the “Company”) issued $475.0 million in aggregate principal amount of 4.625% Convertible Senior Notes due 2030 (the “Notes”) pursuant to an Indenture (the “Indenture”), dated August 14, 2025, between the Company and U.S. Bank Trust Company, National Association, as trustee (the “Trustee”), in a private offering to qualified institutional buyers (the “Notes Offering”) pursuant to Rule 144A under the Securities Act of 1933, as amended (the “Securities Act”).”
WisdomTree, Inc.: Filed Certificate of Elimination to remove references to Series B Preferred Stock from the Charter after expiration of the Rights Agreement (effective 2025-03-18).
“on March 18, 2025, the Company filed a Certificate of Elimination to its Amended and Restated Certificate of Incorporation, as amended (the “Charter”), with the Secretary of State of the State of Delaware, eliminating from the Charter all references to the Series B Preferred Stock set forth in the Company’s Certificate of Designations with respect to its Series B Preferred Stock.”
WisdomTree, Inc. reported the three months ended March 31, 2024 results: revenue $96.8 million, net income $22.1 million, EPS $0.13.
“of net inflows , primarily driven by inflows into our international developed equity and U.S. equity products. 0.36% average advisory fee , unchanged from the prior quarter. $96.8 million of operating revenues , an increase of 6.6% from the prior quarter primarily due to higher average AUM. 79.4% gross margin (1) , a 0.3 point decrease from the prior quarter due”
WisdomTree, Inc. reported financial results for the three months and year ended December 31, 2023.
“On February 2, 2024, WisdomTree, Inc. (the “Company”) issued a press release announcing its financial results for the three months and year ended December 31, 2023.”
WisdomTree, Inc.: Certificate of Elimination filed to remove references to Series C Preferred Stock from the charter (effective 2023-11-20).
“In connection with entry into the Repurchase Agreement, on November 20, 2023, the Company filed a Certificate of Elimination to its Amended and Restated Certificate of Incorporation, as amended (the “Charter”) with the Secretary of State of the State of Delaware, eliminating from the Charter all references to the Series C Preferred Stock set forth in the Company’s Certificate of Designations with respect to its Series C Preferred Stock.”
WisdomTree, Inc. terminated Investor Rights Agreement with Gold Bullion Holdings (Jersey) Limited (effective 2023-11-20).
“the Company and the Seller also entered into a Termination Agreement on November 20, 2023, which terminated the Investor Rights Agreement by and between the Company and the Seller dated as of May 10, 2023 (the “Investor Rights Agreement”)”
WisdomTree, Inc. entered into Repurchase Agreement with Gold Bullion Holdings (Jersey) Limited valued at approximately $84.4 million (effective 2023-11-20).
“On November 20, 2023, WisdomTree, Inc. (the “Company”) entered into a Stock Repurchase Agreement (the “Repurchase Agreement”) with Gold Bullion Holdings (Jersey) Limited (the “Seller”), a subsidiary of the World Gold Council, pursuant to which the Company repurchased from the Seller 13,087 shares of Series C Non-Voting Convertible Preferred Stock”
Lynn S. Blake was appointed as Audit Committee Chair at WisdomTree, Inc..
“On November 8, 2023, the Board appointed Lynn S. Blake, a current member of the Audit Committee, to replace Mr. Singleton as Chair of the Audit Committee.”
Harold Singleton III resigned as Member of the Board of Directors at WisdomTree, Inc..
“On November 2, 2023, Harold Singleton III, a member of the Board of Directors (the “Board”) of WisdomTree, Inc. (the “Company”), Chair of the Audit Committee and a member of the Nominating and Governance Committee of the Board, notified the Company of his intention to resign from the Board, effective November 8, 2023.”
WisdomTree, Inc. reported third quarter of 2023 results: revenue $90.4 million of operating revenues, net income $13.0 million net income, EPS Diluted Earnings Per Share of $0.07.
“equity, international equity and emerging markets products, partly offset by outflows from our commodity products. 0.36% average advisory fee , unchanged from the prior quarter. $90.4 million of operating revenues , an increase of 5.5% from the prior quarter primarily due to higher average AUM. 80.1% gross margin (1) , a 0.8 point increase from the prior quarter due”
Rilla Delorier was appointed as Director at WisdomTree, Inc..
“appointed Rilla Delorier to serve as a Class I member of the Board”
WisdomTree, Inc. reported Three Months Ended June 30, 2023 results: revenue $85.7 million, net income $54.3 million, EPS $0.32 per diluted share.
“inflows into our international equity and fixed income products, partly offset by outflows from our commodity products. 0.36% average advisory fee , unchanged from last quarter. $85.7 million of operating revenues , an increase of 4.5% from the previous quarter primarily due to higher average AUM. 79.3% gross margin (1) , a 0.2 point increase from the previous quarter”
WisdomTree, Inc. shareholders approved Ratification of the adoption by the Board of Directors of the Stockholder Rights Agreement dated March 17, 2023 at the 2023-06-16 meeting.
“Proposal 4. The ratification of the adoption by the Board of Directors of the Stockholder Rights Agreement, dated March 17, 2023, by and between the Company and Continental Stock Transfer & Trust Company. For Against Abstain Broker Non-Votes 103,695,283 31,275,924 493,218 — The Company’s stockholders ratified the adoption by the Board of Directors of the Stockholder Rights Agreement, dated March 17, 2023, by and between the Company and Continental Stock Transfer & Trust Company.”
WisdomTree, Inc. shareholders approved Advisory resolution to approve the compensation of named executive officers at the 2023-06-16 meeting.
“Proposal 3. An advisory resolution to approve the compensation of the Company’s named executive officers. For Against Abstain Broker Non-Votes 114,494,513 20,371,982 597,930 — The Company’s stockholders approved a non-binding, advisory resolution on the compensation of the Company’s named executive officers.”
WisdomTree, Inc. shareholders approved Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal year ending December 31, 2023 at the 2023-06-16 meeting.
“Proposal 2. The ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. For Against Abstain Broker Non-Votes 134,954,774 125,620 384,031 — The Company’s stockholders voted to ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023.”
WisdomTree, Inc. shareholders approved Election of three Class II members and three Class III members of the Board of Directors at the 2023-06-16 meeting.
“Proposal 1. To elect three Class II members and three Class III members of the Company’s Board of Directors, to serve until the 2024 annual meeting of stockholders. WisdomTree Nominees For Withheld Broker Non- Votes LYNN S. BLAKE 134,544,558 909,415 — DANIELA MIELKE 118,040,449 17,409,695 — WIN NEUGER 89,444,693 46,013,255 — SHAMLA NAIDOO 116,661,532 18,792,440 — FRANK SALERNO 59,322,512 76,137,122 — JONATHAN STEINBERG 116,312,193 19,143,737 — ETFS Capital Limited Nominees For Withheld Broker Non- Votes BRUCE E. AUST 46,046,410 87,650,285 — TONIA PANKOPF 75,077,292 58,619,808 — GRAHAM TUCKWELL AO 18,458,127 115,239,367 — The Company’s stockholders voted to elect Lynn S. Blake, Daniela Mielke, Win Neuger, Shamla Naidoo, Jonathan Steinberg and Tonia Pankopf as directors to serve until the 2024 annual meeting of stockholders and until their respective successors have been duly elected and qualified.”
WisdomTree, Inc.: Filed Certificate of Designations for Series C Non-Voting Convertible Preferred Stock, establishing rights, preferences, and limitations (effective 2023-05-10).
“Pursuant to the terms of the SPA Agreement, on May 10, 2023, the Company filed a Certificate of Designations of Series C Non-Voting Convertible Preferred Stock (the “Certificate of Designations”) with the Delaware Secretary of State establishing the rights, preferences and limitations relating to the Series C Preferred Shares.”
WisdomTree, Inc. entered into Investor Rights Agreement with GBH (effective 2023-05-10).
“On May 10, 2023, in connection with the Transaction and issuance of the Series C Preferred Shares, the Company and GBH entered into an Investor Rights Agreement (the “Investor Rights Agreement”)”
WisdomTree, Inc. entered into Sale, Purchase and Assignment Deed with WTHL, ETH, ETFS, WGC, GBH, GT and RIL valued at issued 13,087 shares of Series C Non-Voting Convertible Preferred Stock ... and paid an aggregate of (effective 2023-05-10).
“On May 10, 2023, the Company entered into and closed on a Sale, Purchase and Assignment Deed relating to the Contractual Gold Payments with WTHL, ETH, ETFS, WGC, GBH, GT and RIL (the “SPA Agreement”) to extinguish the Company’s obligations relating to the Contractual Gold Payments”
WisdomTree, Inc. reported the first quarter of 2023 results: revenue $82.0 million of operating revenues, net income $16.2 million net income, EPS Diluted earnings per share of $0.10.
“WisdomTree, Inc. (NYSE: WT), a global financial innovator, today reported financial results for the first quarter of 2023. $16.2 million net income ($11.2 (1) million net income, as adjusted) ; including a non-cash gain of $20.6 million associated with the revaluation of deferred consideration-gold payments; a loss of $9.7 million recognized upon the extinguishment of $115.0 million in aggregate principal amount of our 4.25% convertible senior notes issued in 2020 and due in June 2023 (the “2020 Notes”); and other items. $90.7 billion of ending AUM , an increase of 10.7% arising from net inflows and market appreciation. $6.3 billion of net inflows , primarily driven by inflows into our fixed income, commodity, emerging markets and international equity products. 0.36% average advisory fee , unchanged from last quarter. $82.0 million of operating revenues , an increase of 11.9% from the previous quarter due to higher average AUM, and higher other income from large flows into some of our”
WisdomTree, Inc. reported the three months ended March 31, 2023 results: revenue $82.0 million, net income $16.2 million, EPS $0.10 per diluted share.
“, primarily driven by inflows into our fixed income, commodity, emerging markets and international equity products. 0.36% average advisory fee , unchanged from last quarter. $82.0 million of operating revenues , an increase of 11.9% from the previous quarter due to higher average AUM, and higher other income from large flows into some of our European products.”
WisdomTree, Inc.: Adoption of Certificate of Designations for Series B Junior Participating Cumulative Preferred Stock (effective 2023-03-17).
“The Certificate of Designations was filed with the Secretary of State of Delaware on March 17, 2023.”
WisdomTree, Inc. entered into Rights Agreement with Continental Stock Transfer & Trust Company, as Rights Agent (effective 2023-03-17).
“On March 17, 2023, the Board of Directors of WisdomTree, Inc. (the “Company”) adopted a stockholder rights plan, as set forth in the Stockholder Rights Agreement, dated March 17, 2023, between the Company and Continental Stock Transfer & Trust Company, as Rights Agent (the “Rights Agreement”).”
WisdomTree, Inc. incurred convertible notes of $130.0 million with U.S. Bank Trust Company, National Association at 5.75% per year maturing August 15, 2028.
“On February 14, 2023, WisdomTree, Inc. (the “Company”) issued $130.0 million in aggregate principal amount of 5.75% Convertible Senior Notes due 2028 (the “Notes”) pursuant to an Indenture (the “Indenture”), dated February 14, 2023, between the Company and U.S. Bank Trust Company, National Association, as trustee (the “Trustee”), in a private offering to qualified institutional buyers (the “Notes Offering”) pursuant to Rule 144A under the Securities Act of 1933, as amended (the “Securities Act”).”
WisdomTree, Inc. entered into Purchase Agreement with Initial Purchaser (an investment bank) valued at $130.0 million (effective 2023-02-09).
“The sale of the Notes to an investment bank (the “Initial Purchaser”) pursuant to the Purchase Agreement (the “Purchase Agreement”), dated February 9, 2023, by and between the Company and the Initial Purchaser, resulted in approximately $126.4 million in net proceeds to the Company.”
WisdomTree, Inc. entered into Indenture with U.S. Bank Trust Company, National Association, as trustee valued at $130.0 million in aggregate principal amount (effective 2023-02-14).
“On February 14, 2023, WisdomTree, Inc. (the “Company”) issued $130.0 million in aggregate principal amount of 5.75% Convertible Senior Notes due 2028 (the “Notes”) pursuant to an Indenture (the “Indenture”), dated February 14, 2023, between the Company and U.S. Bank Trust Company, National Association, as trustee (the “Trustee”)”
WisdomTree, Inc. reported the fourth quarter of 2022 results: revenue $73.3 million, net income ($28.3) million, EPS ($0.20) per diluted share.
“inflows , primarily driven by inflows into our fixed income, U.S. equity and commodity products. 0.36% average advisory fee , a decrease of 2 basis points due to AUM mix shift. $73.3 million of operating revenues , essentially unchanged from the previous quarter as higher average AUM was offset by a decline in our average advisory fee. 76.9% gross margin (1) , a 0.6”
WisdomTree, Inc.: Amended and restated Third Amended and Restated By-Laws solely to reflect the Name Change to WisdomTree, Inc (effective 2022-11-07).
“On November 7, 2022, the Company amended and restated its Third Amended and Restated By-Laws (as amended and restated, the “Fourth Amended and Restated By-Laws”) solely to reflect the Name Change.”
WisdomTree, Inc. reported financial results for the three and nine months ended September 30, 2022.
“On October 28, 2022, WisdomTree Investments, Inc. (the “Company”) issued a press release announcing its financial results for the three and nine months ended September 30, 2022.”
Daniela Mielke was appointed as Class II Director at WisdomTree, Inc..
“the Board of Directors (the “Board”) of WisdomTree Investments, Inc. (the “Company”) appointed Daniela Mielke to serve as a Class II member of the Board, effective September 21, 2022, to fill the vacancy resulting from Susan Cosgrove’s resignation”
Susan Cosgrove resigned as member of the Board of Directors at WisdomTree, Inc..
“On August 19, 2022, Susan Cosgrove, a member of the Board of Directors (the “Board”) of WisdomTree Investments, Inc. (the “Company”) and a member of the Audit Committee and Nominating and Governance Committee of the Board, notified the Company of her intention to resign from the Board, effective September 15, 2022.”
Deborah A. Fuhr was appointed as Director at WisdomTree, Inc..
“appointed Lynn S. Blake and Deborah A. Fuhr to the Board, effective immediately”
Lynn S. Blake was appointed as Director at WisdomTree, Inc..
“appointed Lynn S. Blake and Deborah A. Fuhr to the Board, effective immediately”
Harold Singleton III was appointed as Class I Director at WisdomTree, Inc..
“On January 21, 2022, the Board of Directors (the “Board”) of WisdomTree Investments, Inc. (the “Company”) appointed Harold Singleton III to serve as a Class I member of the Board”
Bruce Lavine resigned as Director at WisdomTree, Inc..
“Effective January 12, 2022, Bruce Lavine resigned from the Board of Directors of WisdomTree Investments, Inc. (the “Company”) and from the Nominating and Governance Committee of the Board.”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.