secwatch / observer

Executive movement radar

Recent machine-extracted executive movements from SEC 8-K Item 5.02 filings, source-linked. Every card cites the SEC source.

Launch 76357 grounded facts newest September 2, 2026, 5:30 PM ET RSS · JSON

Showing 5951–6000 of 18646

Appointed (interim)

John T.C. Lee

principal financial officer
MKSI · MKS INC
Effective
2024-04-01
Filed
April 1, 2024, 7:59 PM ET
Following Mr. Bagshaw’s retirement, on April 1, 2024, John T.C. Lee, President and Chief Executive Officer of the Company, assumed the role of principal financial officer of the Company on an interim basis while the Company continues its search for Mr. Bagshaw’s successor.
Departed

Seth H. Bagshaw

Executive Vice President, Chief Financial Officer and Treasurer
MKSI · MKS INC
Effective
2024-04-01
Filed
April 1, 2024, 7:59 PM ET
As previously announced, on April 1, 2024, Seth H. Bagshaw retired as Executive Vice President, Chief Financial Officer and Treasurer of MKS Instruments, Inc. (the “Company”).
Appointed

Ajay Asija

Chief Financial Officer
BM Technologies, Inc.
Effective
2024-04-06
Filed
April 1, 2024, 7:59 PM ET
Concurrently, the Company and Mr. Asija entered into a first amendment (the “Asija Amendment”) to the Asija Agreement to modify the effective date on which Mr. Asija will assume the role as the Company’s Chief Financial Officer, from April 1, 2024 to April 6, 2024.
Departed

James Dullinger

Chief Financial Officer
BM Technologies, Inc.
Effective
2024-04-05
Successor
Ajay Asija
Filed
April 1, 2024, 7:59 PM ET
the Company previously announced on February 7, 2024 the mutual agreement with James Dullinger, the Company’s current Chief Financial Officer, to not renew Mr. Dullinger’s existing Employment Agreement
Departed

Brent Bowman

Chief Financial Officer
VEEV · VEEVA SYSTEMS INC
Effective
2024-04-01
Successor
Tim Cabral
Filed
April 1, 2024, 7:59 PM ET
On March 28, 2024, Veeva Systems Inc. (“Veeva” or the “Company”) and Brent Bowman established, via mutual agreement, that Mr. Bowman’s tenure as Chief Financial Officer (“CFO”) and Principal Financial Officer (“PFO”) will end as of the close of business on April 1, 2024
Appointed (interim)

Tim Cabral

Interim Chief Financial Officer
VEEV · VEEVA SYSTEMS INC
Effective
2024-04-01
Filed
April 1, 2024, 7:59 PM ET
Tim Cabral, the Company’s CFO from 2010 to 2020 and a current member of Veeva’s board of directors, will serve as Interim CFO and PFO until a replacement is named.
Departed

Joanne M. Hackett

Interim Chief Executive Officer and Director
SER · Serina Therapeutics, Inc.
Effective
2024-03-26
Filed
April 1, 2024, 7:59 PM ET
both Dr. Joanne M. Hackett and Dr. Jean-Christophe Renondin resigned from AgeX’s board of directors and all respective committee membership of AgeX’s board of directors, effective as of the effective time of the Merger and (ii) Dr. Hackett was terminated as interim CEO of the Company effective as of the effective time of the Merger.
Departed (interim)

Brendon B. Falconer

Chief Financial Officer
ONB · OLD NATIONAL BANCORP /IN/
Effective
2024-04-01
Successor
John V. Moran, IV
Filed
April 1, 2024, 7:59 PM ET
the decision of the Board to place Brendon B. Falconer, Senior Executive Vice President and Chief Financial Officer of the Company, on leave effective April 1, 2024
Appointed (interim)

John V. Moran, IV

Interim Chief Financial Officer
ONB · OLD NATIONAL BANCORP /IN/
Effective
2024-04-01
Filed
April 1, 2024, 7:59 PM ET
Effective April 1, 2024, the Board of Directors (the “Board”) of Old National Bancorp (the “Company”) appointed John V. Moran, IV as Interim Chief Financial Officer
Appointed (interim)

William Resides

Chief Executive Officer, Interim Financial Officer
BRGX · BIOREGENX, INC.
Effective
2024-03-08
Filed
April 1, 2024, 7:59 PM ET
the following officers were appointed: William Resides – Chief Executive Officer, Interim Financial Officer Robert Doran – Executive Vice President Sherri Adams – Chief Operating Officer Gary Hennerberg – Secretary
Role change (interim)

Jin-Goon Kim

Interim Chief Financial Officer
TLGYF · TLGY ACQUISITION CORP
Effective
2024-03-28
Filed
March 29, 2024, 7:59 PM ET
Jin-Goon Kim ("Mr. Kim"), the Company’s current Chairman and Chief Executive Officer, will serve as the Company’s interim CFO and will assume the roles of principal financial officer and principal accounting officer.
Departed

Steven Norman

Chief Financial Officer
TLGYF · TLGY ACQUISITION CORP
Effective
2024-03-28
Successor
Jin-Goon Kim
Filed
March 29, 2024, 7:59 PM ET
received a notice from Steven Norman ("Mr. Norman"), who served as a director and the Chief Financial Officer (the "CFO") of the Company, of his decision to resign as the CFO of the Company and as a member of the Board and all committees thereof, effective immediately.
Appointed (interim)

Lisa M. Vorakoun

Interim Chief Financial Officer and Treasurer
CTO · CTO Realty Growth, Inc.
Effective
2024-04-01
Filed
March 29, 2024, 7:59 PM ET
On March 27, 2024, Lisa M. Vorakoun, age 40, was appointed Interim Chief Financial Officer and Treasurer of CTO Realty Growth, Inc. (the “Company”), effective April 1, 2024
Appointed (interim)

Lisa M. Vorakoun

Interim Chief Financial Officer and Treasurer
PINE · Alpine Income Property Trust, Inc.
Effective
2024-04-01
Filed
March 29, 2024, 7:59 PM ET
On March 27, 2024, Lisa M. Vorakoun, age 40, was appointed Interim Chief Financial Officer and Treasurer of Alpine Income Property Trust, Inc. (the “Company”), effective April 1, 2024
Departed

Matthew Preston

Chief Financial Officer
IPI · Intrepid Potash, Inc.
Effective
2024-04-12
Filed
March 29, 2024, 7:59 PM ET
On March 25, 2024, Matthew Preston, Chief Financial Officer of Intrepid Potash, Inc. (the “Company”), informed the Company that he will be leaving his position to pursue another business opportunity, effective April 12, 2024.
Appointed

Aaron Ondrey

Chief Financial Officer
RCKT · ROCKET PHARMACEUTICALS, INC.
Effective
2024-03-25
Filed
March 29, 2024, 7:59 PM ET
On March 25, 2024, Aaron Ondrey was appointed by Rocket Pharmaceuticals, Inc. (the “Company”) as the Company’s Chief Financial Officer and Principal Financial Officer.
Appointed

Michael G. Huston

President, Chief Executive Officer and Chief Operating Officer of the Company and President and Chief Executive Officer of the Bank
NRIM · NORTHRIM BANCORP INC
Effective
2024-04-06
Filed
March 29, 2024, 7:59 PM ET
In connection with Mr. Schierhorn's resignation, Michael G. Huston, age 56, will be appointed to the position of President, Chief Executive Officer and Chief Operating Officer of the Company and President and Chief Executive Officer of the Bank, effective April 6, 2024.
Role change

Joseph M. Schierhorn

President, Chief Executive Officer and Chief Operating Officer of the Company and Chief Executive Officer of the Bank
NRIM · NORTHRIM BANCORP INC
Effective
2024-04-06
Successor
Michael G. Huston
Filed
March 29, 2024, 7:59 PM ET
On March 29, 2024, Northrim BanCorp, Inc. (the “Company”) and Northrim Bank (the “Bank”) announced by press release that Mr. Joseph M. Schierhorn intends to resign from his position as President, Chief Executive Officer and Chief Operating Officer of the Company and Chief Executive Officer of the Bank, effective April 6, 2024.
Appointed

Charles Garner

principal financial officer and principal accounting officer
RNTX · Rein Therapeutics, Inc.
Effective
2024-03-25
Filed
March 29, 2024, 7:59 PM ET
the Board of Directors of the Company appointed Charles Garner to serve as the Company’s principal financial officer and principal accounting officer, effective as of March 25, 2024.
Departed (interim)

Susan L. Drexler

Interim Chief Financial Officer, principal financial officer and principal accounting officer
RNTX · Rein Therapeutics, Inc.
Effective
2024-03-25
Successor
Charles Garner
Filed
March 29, 2024, 7:59 PM ET
On March 25, 2024, Susan L. Drexler, Interim Chief Financial Officer, principal financial officer and principal accounting officer of Aileron Therapeutics, Inc. (the “Company”), notified the Company of her resignation, effective as of March 25, 2024.
Departed

Charles Garner

principal financial officer and principal accounting officer
RNTX · Rein Therapeutics, Inc.
Effective
2024-05-15
Filed
March 29, 2024, 7:59 PM ET
Separately, the Company and Mr. Garner have agreed that his employment with the Company will end effective as of May 15, 2024.
Departed

Stacy McLaughlin

Chief Financial Officer
SBEV · SPLASH BEVERAGE GROUP, INC.
Effective
2024-03-29
Filed
March 29, 2024, 7:59 PM ET
On March 29, 2024, Stacy McLaughlin resigned as Chief Financial Officer of Splash Beverage Group, Inc. (the “Company”).
Appointed (interim)

Kenneth R. Fisher

Acting Chief Financial Officer
Provident Bancorp, Inc. /MD/
Effective
2024-03-28
Filed
March 28, 2024, 7:59 PM ET
On March 28, 2024, the Boards of Directors of Provident Bancorp, Inc. (the “Company”) and its wholly owned subsidiary, BankProv (the “Bank”), appointed Kenneth R. Fisher Acting Chief Financial Officer.
Appointed

Matt DeSoto

President, Chief Executive Officer and Sole Director
PGT Innovations, Inc.
Effective
2024-03-28
Filed
March 28, 2024, 7:59 PM ET
Matt DeSoto became the sole director, president and chief executive officer of the Company
Role change

Someit Sidhu

Chief Executive Officer
ZURA · Zura Bio Ltd
Effective
2024-04-08
Successor
Robert Lisicki
Filed
March 28, 2024, 7:59 PM ET
On March 24, 2024, the board of directors of ZURA (the “ Board ”) approved a Chief Executive Officer (“ CEO ”) transition from Someit Sidhu, our Founder, CEO and Director, to Robert Lisicki, effective April 8, 2024.
Role change

Robert Lisicki

Chief Executive Officer
ZURA · Zura Bio Ltd
Effective
2024-04-08
Filed
March 28, 2024, 7:59 PM ET
Mr. Lisicki, the Company’s current President and Chief Operating Officer, will be promoted to the Company’s Chief Executive Officer on April 8, 2024.
Role change

Daniel J. Mathewes

President and Chief Financial Officer
HGV · Hilton Grand Vacations Inc.
Effective
2024-04-01
Filed
March 28, 2024, 7:59 PM ET
On March 28, 2024, the Board of Directors (the “Board”) of Hilton Grand Vacations Inc. (the “Company”) approved the promotion and appointment of Daniel J. Mathewes, the Company’s current Senior Executive Vice President and Chief Financial Officer, as the Company’s President and Chief Financial Officer effective as of April 1, 2024.
Appointed

John DeSimone

Chief Financial Officer
HLF · HERBALIFE LTD.
Effective
2024-03-17
Filed
March 28, 2024, 7:59 PM ET
executed an employment agreement with John DeSimone in connection with his appointment as the Company’s Chief Financial Officer (the “CFO Employment Agreement”), effective March 17, 2024.
Appointed (interim)

Tyler Minnick

Chief Financial Officer
AUGUSTA GOLD CORP.
Effective
2024-04-01
Filed
March 28, 2024, 7:59 PM ET
On March 27, 2024, the Board of Directors appointed Mr. Tyler Minnick to act as interim Chief Financial Officer of the Company effective April 1, 2024.
Departed

Michael McClelland

Chief Financial Officer
AUGUSTA GOLD CORP.
Effective
2024-03-31
Successor
Tyler Minnick
Filed
March 28, 2024, 7:59 PM ET
Mr. Michael McClelland tendered his resignation as the Chief Financial Officer of the Company effective March 31, 2024.
Appointed (interim)

Starlette B. Johnson

Interim Chief Executive Officer
RMCF · Rocky Mountain Chocolate Factory, Inc.
Effective
2024-01-29
Filed
March 28, 2024, 7:59 PM ET
the board of directors (the “Board”) of Rocky Mountain Chocolate Factory (the “Company”) appointed Starlette B. Johnson to the position of Interim Chief Executive Officer, effective as of January 29, 2024
Departed

NingNing Xu

Chief Executive Officer, Chief Financial Officer, President, and Chairman of the Board of Directors
ZLME · Zhanling International Ltd
Effective
2024-03-28
Successor
YongQing Liu and ZhenSheng Li
Filed
March 28, 2024, 7:59 PM ET
NingNing Xu, serving as a director and an officer, ceased to be the Company’s Chief Executive Officer, Chief Financial Officer, President, and Chairman of the Board of Directors.
Appointed

YongQing Liu

Chief Executive Officer, President, and Chairman of the Board of Directors
ZLME · Zhanling International Ltd
Effective
2024-03-28
Filed
March 28, 2024, 7:59 PM ET
YongQing Liu consented to act as the new Chief Executive Officer, President, and Chairman of the Board of Directors of the Company.
Appointed

ZhenSheng Li

Chief Financial Officer
ZLME · Zhanling International Ltd
Effective
2024-03-28
Filed
March 28, 2024, 7:59 PM ET
ZhenSheng Li – Chief Financial Officer, Director
Appointed

Gary Seaton

Chief Executive Officer
Edoc Acquisition Corp.
Effective
2024-03-21
Filed
March 28, 2024, 7:59 PM ET
Gary Seaton as Chief Executive Officer and Chairman and Bob Wu as Chief Financial Officer.
Appointed

Bob Wu

Chief Financial Officer
Edoc Acquisition Corp.
Effective
2024-03-21
Filed
March 28, 2024, 7:59 PM ET
Gary Seaton as Chief Executive Officer and Chairman and Bob Wu as Chief Financial Officer.
Departed

Philip Schlom

Senior Vice President and Chief Financial Officer
AZZ · AZZ INC
Effective
2024-11-04
Successor
Jason Crawford
Filed
March 27, 2024, 7:59 PM ET
Philip Schlom has notified AZZ that he will complete the term under his existing employment agreement and then will retire from his role as the Company’s Senior Vice President and Chief Financial Officer, effective November 4, 2024.
Appointed

Jason Crawford

Senior Vice President and Chief Financial Officer
AZZ · AZZ INC
Effective
2024-11-04
Filed
March 27, 2024, 7:59 PM ET
At the end of Mr. Schlom’s employment term, Jason Crawford, 50, will be promoted to Senior Vice President and Chief Financial Officer.
Appointed

Michael G. Rhodes

Chief Executive Officer and member of the Board
ALLY · Ally Financial Inc.
Effective
2024-04-29
Filed
March 27, 2024, 7:59 PM ET
Ally Financial Inc. (“Ally”) announced on March 27, 2024 that its Board of Directors appointed Michael G. Rhodes, 58, as the Chief Executive Officer and member of the Board of Ally and Ally Bank, effective on April 29, 2024
Appointed

Jesvin Kaur

Chief Executive Officer
Future Health ESG Corp.
Effective
2024-03-26
Filed
March 27, 2024, 7:59 PM ET
Jesvin Kaur , age 48, serves as our Chief Executive Officer and Director.
Appointed

Khairul Azmi Bin Ismaon

Chief Financial Officer
Future Health ESG Corp.
Effective
2024-03-26
Filed
March 27, 2024, 7:59 PM ET
Khairul Azmi Bin Ismaon , age 41, serves as our Chief Financial Officer and our Director.
Appointed

Robert W. Barlow

President and Chief Executive Officer
GOVB · Gouverneur Bancorp, Inc./MD/
Effective
2024-03-27
Filed
March 27, 2024, 7:59 PM ET
On March 27, 2024, Gouverneur Bancorp, Inc. (the “Company”), the holding company for Gouverneur Savings and Loan Association (the “Bank”), announced that the Board of Directors of the Company and the Bank has appointed Robert W. Barlow as the President and Chief Executive Officer of the Company and the Bank effective immediately.
Appointed

Jodie Morrison

Chief Executive Officer
QTTB · Q32 Bio Inc.
Effective
2024-03-25
Filed
March 27, 2024, 7:59 PM ET
Ms. Morrison, age 48, has served as our Chief Executive Officer and a member of the Board since completion of the Merger.
Appointed (interim)

J. Michael Shepherd

Interim Chief Executive Officer and President
Discover Financial Services
Effective
2024-04-01
Filed
March 27, 2024, 7:59 PM ET
On March 26, 2024, the Board appointed J. Michael Shepherd as Interim Chief Executive Officer and President of the Company and as Interim President of the Bank, effective April 1, 2024.
Departed

Michael G. Rhodes

Chief Executive Officer and President
Discover Financial Services
Effective
2024-04-01
Successor
J. Michael Shepherd
Filed
March 27, 2024, 7:59 PM ET
On March 26, 2024, the Board of Directors (the “ Board ”) of Discover Financial Services (the “ Company ”) accepted the resignation of Michael G. Rhodes from his positions as Chief Executive Officer and President of the Company, a member of the Board and a director and officer of Discover Bank (the “ Bank ”), each effective April 1, 2024 (the “ Effective Date ”).
Departed

James E. Sinople

Chief Financial Officer and Treasurer
Nuveen Global Cities REIT, Inc.
Effective
2024-04-12
Successor
Robert J. Redican
Filed
March 27, 2024, 7:59 PM ET
James E. Sinople notified the board of directors of Nuveen Global Cities REIT, Inc. (the “Company”) of his resignation from his positions as Chief Financial Officer and Treasurer of the Company effective April 12, 2024.
Appointed (interim)

Robert J. Redican

acting Chief Financial Officer and Treasurer
Nuveen Global Cities REIT, Inc.
Effective
2024-04-12
Filed
March 27, 2024, 7:59 PM ET
appointed Robert J. Redican as acting Chief Financial Officer and Treasurer of the Company effective April 12, 2024.
Appointed

Andrea Cattaneo

Chief Executive Officer, President, and Director
LEEN · Leopard Energy, Inc.
Effective
2024-03-25
Successor
Ippolito Cattaneo
Filed
March 27, 2024, 7:59 PM ET
Effective March 25, 2024, the Company’s board of directors appointed Andrea Cattaneo as a director of the Company to fill the vacancy created by the resignation of Ippolito Cattaneo as a director and secretary of the Company on March 5, 2024. In addition, the board of directors appointed Andrea Cattaneo as Chief Executive Officer and President.
Role change

R. Ryan Richards

Executive Vice President and Chief Financial Officer
ZION · ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/
Filed
March 26, 2024, 7:59 PM ET
Mr. Richards will be assuming the role of Executive Vice President and Chief Financial Officer.
Appointed

Timothy K. Flanagan

Chief Executive Officer and President
EAF · GRAFTECH INTERNATIONAL LTD
Effective
2024-03-26
Filed
March 26, 2024, 7:59 PM ET
On March 26, 2024, the Board of Directors (the “Board”) of GrafTech International Ltd. (the “Company”) appointed Timothy K. Flanagan as Chief Executive Officer and President, effective immediately.

Recent executive movements from 8-K Item 5.02 filings, source-linked. Cards are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.