On November 7, 2023, Sebastian Holl notified the Board of Directors (the “Board”) of Global AI, Inc. (the “Company”) of his resignation as Interim Chief Executive Officer of the Company, effective as of November 1, 2023.
the Board of Directors (the “Board”) of The Beauty Health Company (the “Company”) appointed Marla Beck, age 53, as interim chief executive officer of the Company (the “Interim CEO”), for a 6-month term (the “Term”) effective November 20, 2023
Appointed
Vanessa Guzmán-Clark
Chief Financial Officer
Digital Media Solutions, Inc.
Effective
2023-11-07
Filed
November 13, 2023, 6:59 PM ET
appointed Vanessa Guzmán-Clark, 43, as the Company’s Chief Financial Officer, effective November 7, 2023.
Effective November 7, 2023, James B. Frakes, Chief Financial Officer of Aethlon Medical, Inc. (the “Company”), was appointed as (i) Interim Chief Executive Officer of the Company, replacing Charles J. Fisher, Jr. M.D., and (ii) a member of the Board of Directors of the Company (the “Board”).
Effective as of November 6, 2023, the following individuals were appointed as officers of the Company: Mr. Sudhir Appukuttan Panikassery as the Chief Executive Officer and Mr. Bhisham (Ajay) Khare as the Chief Revenue Officer & Chief Operating Officer ( Americas), among other officers.
Departed
Christopher Walters
Chief Executive Officer
AVANTAX, INC.
Filed
November 13, 2023, 6:59 PM ET
Christopher Walters, the Chief Executive Officer of the Company, announced that, subject to the closing of the Merger, he plans to step down from the role of Chief Executive Officer after the end of 2023
Departed
Marc Mehlman
Chief Financial Officer and Treasurer
AVANTAX, INC.
Filed
November 13, 2023, 6:59 PM ET
Marc Mehlman, the Company’s Chief Financial Officer and Treasurer, and Tabitha Bailey, the Company’s Chief Legal Officer and Corporate Secretary, announced that, subject to the closing of the transactions contemplated by the Merger Agreement, they would not remain with the Company long-term following such closing.
On November 6, 2023, the Board of Directors (the “Board”) of Marpai, Inc. (the “Company”) appointed Damien Lamendola, age 66, to serve as the Chief Executive Officer (the “CEO”) of the Company.
On November 6, 2023, the board of directors (the “Board”) of the registrant appointed Scott C. Lem, age 45, as Chief Financial Officer, effective as of February 15, 2024.
Concurrently with Mr. Lem’s appointment, Penni F. Roll announced that she will step down as Chief Financial Officer of the registrant, effective as of February 15, 2024.
Appointed
Daniel Dougherty
Executive Vice President and Chief Financial Officer
the Board of Directors of Metropolitan Holding Corp. (the “Company”), the holding company for Metropolitan Commercial Bank (the “Bank”), appointed Mr. Daniel Dougherty, age 62, to the positions of Executive Vice President and Chief Financial Officer of the Company
On November 6, 2023, MarketAxess Holdings Inc. (the “Company”) was informed by Christopher N. Gerosa, the Company’s Chief Financial Officer, that he will resign from such position effective January 31, 2024, to accept a position with another company.
The Company has appointed the Company’s President, J. Michael McGillis, who previously served as the Company’s chief financial officer until March 2022, as chief financial officer, effective upon Mr. Agarwal’s departure from the Company on November 17, 2023.
Jai Agarwal notified Claros Mortgage Trust, Inc. (the “Company”) of his decision to resign as chief financial officer of the Company, effective as of November 17, 2023.
Appointed
Rick Gaenzle
Chief Executive Officer
Perception Capital Corp. IV
Effective
2023-11-06
Filed
November 9, 2023, 6:59 PM ET
the appointments of Rick Gaenzle as Chief Executive Officer, John Stanfield as Chief Financial Officer and Secretary, Scott Honour as Chairman of the Board, and Tao Tan as President
Departed
Sunny S. Shah
Chief Executive Officer
Perception Capital Corp. IV
Effective
2023-11-06
Successor
Rick Gaenzle
Filed
November 9, 2023, 6:59 PM ET
each of the Company’s then-current officers, Sunny S. Shah, Thomas M. Boehlert and Rebecca Coffelt, resigned as Chief Executive Officer, Chief Financial Officer, and Secretary, respectively
Appointed
John Stanfield
Chief Financial Officer and Secretary
Perception Capital Corp. IV
Effective
2023-11-06
Filed
November 9, 2023, 6:59 PM ET
the appointments of Rick Gaenzle as Chief Executive Officer, John Stanfield as Chief Financial Officer and Secretary, Scott Honour as Chairman of the Board, and Tao Tan as President
Departed
Thomas M. Boehlert
Chief Financial Officer
Perception Capital Corp. IV
Effective
2023-11-06
Successor
John Stanfield
Filed
November 9, 2023, 6:59 PM ET
each of the Company’s then-current officers, Sunny S. Shah, Thomas M. Boehlert and Rebecca Coffelt, resigned as Chief Executive Officer, Chief Financial Officer, and Secretary, respectively
On November 8, 2023, Justin C. Clausen (age 36), who currently serves as Chief Accounting Officer of the Company, was appointed to the role of Chief Financial Officer effective July 5, 2024
On November 8, 2023, John L. Pierschbacher, who currently serves as the principal financial and accounting officer of Ames National Corporation (the “Company”), notified the Company of his intent to retire as Chief Financial Officer of the Company effective July 5, 2024.
Departed
Jeff Whiteside
Chief Financial Officer and Chief Collaboration Officer
On November 4, 2023, Jeff Whiteside notified eXp World Holdings, Inc. (the “Company”) that he will be resigning as Chief Financial Officer and Chief Collaboration Officer of the Company, effective as of December 1, 2023.
the Board of Directors of the Company has appointed Jian “Kent” Cheng, the Company’s Chief Accounting Officer, to assume the additional role of principal financial officer, effective as of the Effective Date
Appointed
Brent Layton
Chief Executive Officer
Sharecare, Inc.
Effective
2024-01-02
Filed
November 9, 2023, 6:59 PM ET
On November 9, 2023, the Company announced that Brent Layton, a current member of the Company’s board of directors (the “Board”), will be appointed chief executive officer (“CEO”), effective January 2, 2024.
Departed
David Roman
President and Chief Executive Officer
Acutus Medical, Inc.
Effective
2024-01-07
Successor
Takeo Mukai
Filed
November 8, 2023, 6:59 PM ET
David Roman, the Company’s President and Chief Executive Officer, and Kevin Mathews, the Company’s Senior Vice President, Commercial, are expected to separate from the Company, effective January 7, 2024
Appointed
Takeo Mukai
Chief Executive Officer
Acutus Medical, Inc.
Effective
2024-01-08
Filed
November 8, 2023, 6:59 PM ET
the Board approved the appointment of Takeo Mukai as the Company’s Chief Executive Officer, effective January 8, 2024, subject to the completion of the Restructuring, including the transition of executive management as described above.
Additionally, on November 2, 2023, the Board appointed Cathy Behnen, the Company’s Chief Accounting Officer, to serve as the Chief Financial Officer of the Company on an interim basis, effective November 3, 2023.
On November 2, 2023, Sean Hunkler and the Board of Directors of the Company (the “Board”) agreed that Mr. Hunkler would step down from his position as President and Chief Executive Officer of the Company, effective as of such date, with Mr. Hunkler continuing to be employed as an advisor until December in order to ensure a smooth transition.
Also on November 2, 2023, Robert Phelps Morris and the Board agreed that Mr. Morris would step down from his position as Chief Financial Officer of the Company, effective as of such date, with Mr. Morris continuing to be employed as an advisor until December in order to ensure a smooth transition.
Role change
Uzi Sasson
Chief Executive Officer
META MATERIALS INC.
Effective
2023-11-05
Filed
November 8, 2023, 6:59 PM ET
On November 5, 2023, the Board promoted Uzi Sasson to CEO of the Company to replace Mr. Fusaro.
Departed
Jim Fusaro
Chief Executive Officer
META MATERIALS INC.
Effective
2023-11-04
Successor
Uzi Sasson
Filed
November 8, 2023, 6:59 PM ET
On November 4, 2023, Jim Fusaro resigned as Chief Executive Officer (“CEO”) and as a member of the Board of Directors (the “Board”) of Meta Materials Inc.
Appointed
(interim)
Paul Webster
interim Chief Financial Officer
Assure Holdings Corp.
Effective
2023-11-17
Filed
November 8, 2023, 6:59 PM ET
On November 3, 2023, Assure Holdings Corp. (the “Company”) appointed Paul Webster to act as the Company’s interim Chief Financial Officer beginning November 17, 2023
Departed
John Price
Chief Financial Officer
Assure Holdings Corp.
Effective
2023-11-17
Successor
Paul Webster
Filed
November 8, 2023, 6:59 PM ET
the previously announced resignation of current Chief Financial Officer John Price on that same date.
Departed
Paul Roberts
Chief Executive Officer
Kubient, Inc.
Effective
2023-11-02
Filed
November 8, 2023, 6:59 PM ET
On November 2, 2023, Paul Roberts resigned from his positions as Chief Executive Officer, Chief Strategy Officer, and President of Kubient, Inc.
N.V. “Tiger” Tyagarajan, who plans to retire from the Company
Appointed
Carl Stanton
Chief Executive Officer
Focus Impact BH3 Acquisition Co
Effective
2023-11-02
Filed
November 8, 2023, 6:59 PM ET
the Board appointed Carl Stanton as Chief Executive Officer of the Company, Ernset Lyles as Chief Financial Officer of the Company and Wray Thorn as Chief Investment Officer of the Company.
Appointed
Ernest Lyles
Chief Financial Officer
Focus Impact BH3 Acquisition Co
Effective
2023-11-02
Filed
November 8, 2023, 6:59 PM ET
the Board appointed Carl Stanton as Chief Executive Officer of the Company, Ernset Lyles as Chief Financial Officer of the Company and Wray Thorn as Chief Investment Officer of the Company.
Jorge Martell, the Company’s Chief Financial Officer, will serve as the Company’s principal accounting officer effective upon Mr. Bosshart’s departure.
Appointed
Mark A. Oswald
Executive Vice President and Chief Financial Officer
Mark A. Oswald will become Executive Vice President and Chief Financial Officer, also effective January 1, 2024
Recent executive movements from 8-K Item 5.02 filings, source-linked. Cards are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.