Highest-materiality recent filing
Laser Photonics terminates CFO Portal MSA, appoints Ralph Venegas as Acting CFO
Roman Franklin (CFO Portal) terminated as Principal Financial Officer; received $50,000 payment.
CEO Wayne Tupuola takes three-month health leave; Ann Tewari named Interim President
On June 16, 2026, CEO Wayne Tupuola informed the Board of a three-month leave for health reasons.
Laser Photonics regains Nasdaq compliance after filing Q1 2026 10-Q
Received Nasdaq written notice on June 12, 2026, confirming compliance with Listing Rule 5250(c)(1).
Laser Photonics Q1 revenue $0.9M (-61% YoY); net loss $2.9M; selected by U.S. Dept of War
Net sales $0.9M vs $2.3M YoY; gross loss $0.4M vs profit $0.9M; net loss $2.9M ($0.11/share).
Laser Photonics receives Nasdaq delisting notice for late Q1 2026 10-Q
Nasdaq notified Laser Photonics on May 21, 2026 for failure to file Form 10-Q for Q1 2026.
Laser Photonics appoints Roman Franklin as CFO; $22.5K monthly retainer
Roman Franklin appointed CFO and Principal Financial Officer effective May 7, 2026 via fractional services MSA.
Laser Photonics raises $4M gross from warrant exercise inducement, issues new warrants at $0.975
Existing Series A-1/A-2 warrant holders exercised 5,715,085 shares at $0.70, generating $4M gross proceeds before fees.
Laser Photonics receives Nasdaq deficiency notice but regains compliance after filing 10-K
Received Nasdaq notice on April 20, 2026 for delayed filing of FY2025 10-K (Listing Rule 5250(c)(1)).
Laser Photonics reduces shareholder meeting quorum from majority to one-third
Amended Section 2.6 of Bylaws effective March 20, 2026.
Laser Photonics closes warrant exercise for $1.5M gross; issues new warrants at reduced price
Received $1.5M gross proceeds from cash exercise of 1,373,630 warrants at reduced price of $1.08/share (original $3.40).
Laser Photonics appoints Ann Tewari as EVP of Global Operations to lead manufacturing optimization
Ann Tewari appointed Executive VP of Global Operations effective Feb 2, 2026; oversees global operations and scaling.
CFO Carlos Sardinas resigns; controller Michael Lockey named interim principal accounting officer
Carlos Sardinas resigned as CFO effective Jan 8, 2026; no reason provided.
Laser Photonics replaces auditor M&K CPAS with Weinberg & Company
Appointed Weinberg & Company as independent auditor for year ending Dec 31, 2025, effective Dec 31, 2025.
Laser Photonics regains Nasdaq compliance with periodic filing requirement
Received Nasdaq compliance letter on Dec 30, 2025, confirming filing obligation met.
Qing Lu appointed to fill new board seat following expansion from five to seven directors.
Laser Photonics receives Nasdaq notice for late 10-Q; no delisting
Nasdaq non-compliance notice received Nov 20, 2025 for missing Sep 30, 2025 10-Q filing.
Laser Photonics receives Nasdaq delisting notice for missing Q3 10-Q filing
Received Nasdaq notice on Nov 20 for failure to file Form 10-Q for period ended Sep 30, 2025.
Laser Photonics raises $4M in private placement of stock and warrants at $3.64/share
Gross proceeds ~$4M from sale of 1,098,902 shares at $3.64 each, plus Series A and B warrants.
Issued $2,111,111 principal unsecured notes to four holders; net proceeds $1,129,400 after 10% OID, 8% placement fee, and retiring $509,600 convertible note to Hudson Global.
Principal $455,000, 12% annual interest, 12-month term, convertible at $4.34 per share; secured promissory note.
Laser Photonics enters warrant exchange, issues 3.2M shares to eliminate dilutive warrant overhang
Laser Photonics exchanged warrants from August 2024 PIPE for 3.2M unrestricted common shares, eliminating an 0.8M share overhang.
Laser Photonics acquires Beamer Laser Marking assets for 3M shares plus warrant
Consideration: 3M restricted shares plus a warrant for 3M shares at $4.34 per share.
Laser Photonics EVP John Armstrong resigns; Matthew Nigron named Acting VP of Marketing
John Armstrong resigned as Executive Vice President effective July 25, 2025.
Laser Photonics enters $2.1M secured loan with weekly payments through Feb 2026
Principal $2,100,000; total interest $924,000; weekly payments of $94,500 starting July 16, 2025.
Laser Photonics regains Nasdaq compliance after filing delayed 10-Q and 10-K
Nasdaq confirmed compliance on July 3, 2025 after Laser Photonics filed its Form 10-Q for Q1 2025.
Laser Photonics regains Nasdaq compliance for 10-K; 10-Q still delinquent
Nasdaq confirmed on June 24, 2025 that Laser Photonics' June 23, 2025 10-K filing resolves the annual reporting delinquency.
Nasdaq grants Laser Photonics extension to June 20 to file delinquent 10-K and 10-Q
Filed 10-K for FY2024 and 10-Q for Q1 2025 are overdue; Nasdaq extension to submit or plan by June 20, 2025.
Laser Photonics receives Nasdaq delisting notice for delinquent 10-K and 10-Q
Nasdaq notice on May 22, 2025 citing failure to file Form 10-Q for Q1 2025 and continued delinquency on FY 2024 10-K.
Laser Photonics enters $1.5M term loan with Agile Capital; weekly $72k payments
$1.5M principal loan; weekly principal & interest payments of $72,000 starting May 6, 2025.
Laser Photonics receives Nasdaq deficiency notice for late 10-K filing
Received Nasdaq notice on April 16, 2025, for not filing 2024 Form 10-K by the deadline.
Laser Photonics enters $1.05M secured term loan with Agile Capital, weekly payments of $54K
Loan principal $1,050,000 with total interest of $512,000; secured by blanket lien on all assets.
Laser Photonics terminates Maitland office lease, saves ~$80K in 2025
Entered Lease Termination Agreement for Suite 125 (7,981 sq ft) with 2701 Maitland Building Associates, effective Feb 10, 2025.
Laser Photonics acquires CMS assets for ~$1M; expands into pharmaceutical laser market
Purchase price of $1,050,000: $950k cash + 14,591 shares valued at $100k based on 30-day VWAP.
Audit Committee found Q1 and Q2 2024 financials unreliable; restatements filed May 21 and Sep 23, 2024.
Laser Photonics restates 2023 annual and Q2 2024 financials due to deferred revenue overstatement
Audit Committee determined financial statements for FY2023 and Q2 2024 should no longer be relied upon.
Laser Photonics re-elects four directors, ratifies auditor at 2024 annual meeting
All four director nominees re-elected: Wayne Tupuola, Tim Miller, Troy Parkos, Carlos M. Gonzalez.
Laser Photonics regains Nasdaq compliance after filing delayed 10-Q
Received Nasdaq notice on Sept 3, 2024 confirming compliance with Listing Rule 5250(c)(1).
Laser Photonics appoints Tim Miller to board after Shara Pathak resigns
Shara Pathak resigned as director on Aug 22, 2024 with no disagreement; she chaired compensation committee.
Received Nasdaq notice on Aug 20, 2024 for late filing of Q2 10-Q; non-compliance with Listing Rule 5250(c)(1).
Laser Photonics receives Nasdaq delisting notice for late 10-Q; expects to file by Aug 27
Received Nasdaq notice on Aug 20, 2024 for failure to file Form 10-Q for period ended June 30, 2024.
Laser Photonics closes $3.0M private placement of 1.5M units with warrants at $4.34
Gross proceeds $3.0M from private placement; 1,500,000 units at $2.00 per unit.
Laser Photonics appoints M&K CPAS as new auditor after Kreit & Chiu resignation
Kreit & Chiu LLP resigned as independent registered accounting firm on August 13, 2024, effective that date.
Laser Photonics appoints Kreit & Chiu as new auditor after Fruci resignation
Fruci & Associates II, PLLC resigned as independent auditor effective June 5, 2024.
Laser Photonics auditor Fruci resigns; going concern doubt noted
Fruci & Associates resigned as auditor effective June 5, 2024; no accounting disagreements reported.
Laser Photonics appoints Carlos Sardinas as VP Finance, salary $155,000, effective April 8, 2024
Carlos Sardinas appointed VP Finance, reporting to CEO Wayne Tupuola.
Laser Photonics receives Nasdaq delisting notice for late 10-K; files 10-K on April 19
Received Nasdaq notice on April 17, 2024 for failure to file FY 2023 Form 10-K on time (Rule 5250(c)(1)).
Laser Photonics appoints Carlos Sardinas as VP Finance at $155K salary
Carlos Sardinas, age 42, appointed VP Finance effective April 8, 2024; at-will role.
Laser Photonics appoints Carlos Sardinas as VP of Finance with $155K salary
Carlos Sardinas appointed Vice President, Finance of Laser Photonics effective April 8, 2024.
Laser Photonics appoints Carlos M. Gonzalez as independent director, Audit Committee chair
Carlos M. Gonzalez, 77, appointed to Board as independent director and Audit Committee Chair on Feb 6, 2024.
CFO Jade Barnwell resigns; Kevin Ploche named interim principal accounting officer
Jade Barnwell resigned as CFO on December 20, 2023, effective immediately.
The Board of Directors of Laser Photonics has, appointed Ralph Venegas, currently VP of Finance & Reporting at Fonon Quantum Technologies, Inc. (“FQTI”), as Principal Financial Officer and Acting Chief Financial Officer of Laser Photonics.
On June 24, 2026, the Registrant (“Laser Photonics”) entered into a Termination Agreement with The CFO Portal, LLC (the “CFO Portal”) that had been engaged by Laser Photonics under the terms of a May 7, 2026, Master Services Agreement (“MSA”) under which Roman Franklin, the founder and Chief Executive Officer of the CFO Portal, had agreed to serve as Principal Financial Officer of the Company for an initial six month term.
On May 7, 2026, the registrant (“Laser Photonics” or the “Company”) appointed Roman Franklin to serve as its Chief Financial Officer and Principal Financial Officer under the terms of a Master Services Agreement
The Board of Directors of Laser Photonics accepted her resignation and appointed Tim Miller, the founder and former CEO of Control Micro Systems, Inc., to fill the vacancy created by the resignation of Shara Pathak and to be the Chairman of the Compensation Committee.
On August 22, 2024, Shara Pathak resigned as a member of the Board of Directors of the registrant (“Laser Photonics”) without any disagreement regarding the operations, policies or practices of Laser Photonics.
On April 8, 2024, the registrant (“Laser Photonics”) entered into an Offer Letter Agreement (the “Agreement”) with Carlos S. Sardinas to be Vice President, Finance, of the Company.
On April 8 2024, the registrant (“Laser Photonics”) entered into an Offer Letter Agreement (the “Agreement”) with Carlos S. Sardinas to be Vice President, Finance, of the Company.
On April 8, 2024, the registrant (“Laser Photonics”) entered into an Offer Letter Agreement (the “Agreement”) with Carlos S. Sardinas to be Vice President, Finance, of the Company.
On February 6, 2024, the Board of Directors (the “Board”) of the registrant (“Laser Photonics”) appointed Carlos M Gonzalez, age 77, to fill the vacancy on its Board for an independent director and to be Chairman of its Audit Committee following the resignation on September 20, 2023, from the Laser Photonics Board by Ryan Tennyson, an independent director who was also Chairman of the Audit Committee.
Kevin Ploche, who was hired by Jade Barnwell and is currently serving as Comptroller of Fonon Corporation, an affiliate of Laser Photonics, will serve as the Principal Financial and Accounting Officer of Laser Photonics until Laser Photonics finds a new Chief Financial Officer to replace Jade Barnwell .
On December 20, 2023, Jade Barnwell resigned as Chief Financial Officer of the registrant (“Laser Photonics”).
On September 20, 2023, Ryan Tennyson voluntarily resigned as a member of the Board of Directors of the registrant (“Laser Photonics”) without any disagreement regarding the operations, policies or practices of the Laser Photonics.
Max materiality 0.85 · Median 0.55 · Most common event regulatory