secwatch / observer

Executive movement radar

Recent machine-extracted executive movements from SEC 8-K Item 5.02 filings, source-linked. Every card cites the SEC source.

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Showing 9201–9250 of 18437

Role change

Anthony Martin

Chief Executive Officer
AppHarvest, Inc.
Effective
2023-07-12
Filed
July 17, 2023, 7:59 PM ET
Anthony Martin to serve as the Company’s Chief Executive Officer in lieu of his position as Chief Operating Officer
Role change

Brett Urban

Chief Financial Officer
BV · BrightView Holdings, Inc.
Effective
2023-07-12
Successor
Brian Jackson
Filed
July 14, 2023, 7:59 PM ET
Brett Urban, the Company’s Chief Financial Officer, who had been serving as the principal accounting officer before Mr. Jackson’s appointment, has ceased to serve in the role of principal accounting officer upon Mr. Jackson’s appointment.
Departed

Raymond C. Kubacki

Chairman, Chief Executive Officer and President
PMDI · PSYCHEMEDICS CORP
Effective
2023-08-17
Successor
Brian Hullinger
Filed
July 14, 2023, 7:59 PM ET
On July 12, 2023 Raymond C. Kubacki, the Company’s Chairman, Chief Executive Officer and President notified the Company that he will retire as Chairman Chief Executive Officer and President effective August 17, 2023 coincident with the Annual Meeting of Stockholders on such date.
Appointed

Brian Hullinger

President and Chief Executive Officer
PMDI · PSYCHEMEDICS CORP
Effective
2023-08-17
Filed
July 14, 2023, 7:59 PM ET
On July 12, 2023, the Company announced Brian Hullinger as the new President and Chief Executive Officer of the Company, to take effect on August 17, 2023.
Departed

Christine Zhao

Chief Financial Officer
ALTI · AlTi Global, Inc.
Filed
July 14, 2023, 7:59 PM ET
On July 11, 2023, Tiedemann Advisors, LLC, a subsidiary of AlTi Global, Inc. (together with its affiliates, the “Company”), entered into a separation agreement (the “Separation Agreement”) with Christine Zhao in connection with her previously announced resignation as the Company’s Chief Financial Officer.
Appointed

William 'Sandy' Harrison

Chief Financial Officer
BGDE · Big Digital Energy, Inc.
Effective
2023-07-14
Filed
July 14, 2023, 7:59 PM ET
the Company has appointed Mr. William ‘Sandy’ Harrison, 57, as its new chief financial officer (“CFO”), effective July 14, 2023.
Departed

Ariel Sivikofsky

Chief Financial Officer
BGDE · Big Digital Energy, Inc.
Effective
2023-07-14
Successor
William 'Sandy' Harrison
Filed
July 14, 2023, 7:59 PM ET
Mr. Ariel Sivikofsky provided CFO services to the Company and no longer provides CFO services following the appointment of Mr. Harrison as CFO.
Departed

Margaret Gezerlis

Executive Vice President and Chief Financial Officer
VRME · VerifyMe, Inc.
Effective
2023-07-31
Successor
Nancy Meyers
Filed
July 14, 2023, 7:59 PM ET
Also on July 10, 2023, the Company and Margaret Gezerlis agreed that Ms. Gezerlis would step down as Executive Vice President and Chief Financial Officer and continue in a strategic consulting role with the Company, effective July 31, 2023.
Appointed

Nancy Meyers

Executive Vice President and Chief Financial Officer, Treasurer and Corporate Secretary
VRME · VerifyMe, Inc.
Effective
2023-08-01
Filed
July 14, 2023, 7:59 PM ET
Also on July 13, 2023, Nancy Meyers, age 53, was appointed Executive Vice President and Chief Financial Officer, Treasurer and Corporate Secretary of the Company, effective August 1, 2023.
Departed

Rick Beckwitt

Co-Chief Executive Officer and Co-President
LEN · LENNAR CORP /NEW/
Effective
2023-09-01
Successor
Stuart Miller
Filed
July 14, 2023, 7:59 PM ET
Rick Beckwitt, who joined the Company in 2006 and who has served as a Co-Chief Executive Officer and Co-President of the Company since November 2020, has decided to retire as a Co-Chief Executive Officer and Co-President and resign as a member of the Board of Directors of the Company, effective September 1, 2023.
Appointed

Stuart Miller

Co-Chief Executive Officer
LEN · LENNAR CORP /NEW/
Effective
2023-09-01
Filed
July 14, 2023, 7:59 PM ET
The Company has appointed Stuart Miller as a Co-Chief Executive Officer of the Company to succeed Mr. Beckwitt, effective September 1, 2023, contingent upon the execution and effectiveness of the Beckwitt Separation Agreement (as defined below).
Departed (interim)

Robert Madore

Interim Chief Financial Officer
F45 Training Holdings Inc.
Effective
2023-07-09
Successor
Patrick Grosso
Filed
July 14, 2023, 7:59 PM ET
Robert Madore’s resignation as Interim Chief Financial Officer on July 9, 2023
Appointed (interim)

Patrick Grosso

Interim Chief Financial Officer
F45 Training Holdings Inc.
Effective
2023-07-13
Filed
July 14, 2023, 7:59 PM ET
the Board appointed Patrick Grosso as Interim Chief Financial Officer
Departed

Adam Felesky

Chief Executive Officer
Perception Capital Corp. III
Effective
2023-07-21
Successor
Rick Gaenzle
Filed
July 14, 2023, 7:59 PM ET
Rick Gaenzle will replace Adam Felesky as Chief Executive Officer
Departed

Ajay Chowdhery

Chief Financial Officer
Perception Capital Corp. III
Effective
2023-07-21
Successor
Corey Campbell
Filed
July 14, 2023, 7:59 PM ET
Corey Campbell will replace Ajay Chowdhery as Chief Financial Officer
Appointed

Rick Gaenzle

Chief Executive Officer
Perception Capital Corp. III
Effective
2023-07-21
Filed
July 14, 2023, 7:59 PM ET
Rick Gaenzle will replace Adam Felesky as Chief Executive Officer
Appointed

Corey Campbell

Chief Financial Officer
Perception Capital Corp. III
Effective
2023-07-21
Filed
July 14, 2023, 7:59 PM ET
Corey Campbell will replace Ajay Chowdhery as Chief Financial Officer
Appointed

Scott Bowman

Chief Financial Officer and Treasurer
LESL · Leslie's, Inc.
Effective
2023-08-07
Filed
July 13, 2023, 7:59 PM ET
The Board of Directors of the Company appointed Scott Bowman, age 56, as the Company’s Chief Financial Officer and Treasurer to succeed Mr. Weddell, effective August 7, 2023.
Departed

Steve Weddell

Chief Financial Officer
LESL · Leslie's, Inc.
Effective
2023-08-07
Successor
Scott Bowman
Filed
July 13, 2023, 7:59 PM ET
Steve Weddell will be stepping down from his position as Chief Financial Officer of the Company effective August 7, 2023
Appointed

R. Brent Jones

Executive Vice President and Chief Financial Officer
AVTR · Avantor, Inc.
Effective
2023-08-07
Filed
July 13, 2023, 7:59 PM ET
On July 13, 2023, Avantor, Inc. (the “Company”), announced the appointment of R. Brent Jones as Executive Vice President and Chief Financial Officer, effective as of August 7, 2023.
Departed

Thomas Szlosek

Executive Vice President and Chief Financial Officer
AVTR · Avantor, Inc.
Effective
2023-08-04
Successor
R. Brent Jones
Filed
July 13, 2023, 7:59 PM ET
the Company’s current Executive Vice President and Chief Financial Officer, Thomas Szlosek, whose resignation was previously announced, has agreed to continue in his position through August 4, 2023.
Departed

Stephen Robertson

Chief Financial Officer
INTA · Intapp, Inc.
Effective
2023-08-07
Successor
David Morton
Filed
July 13, 2023, 7:59 PM ET
Mr. Stephen Robertson, the Chief Financial Officer of Intapp, Inc. (the “Company”) informed the Company of his retirement in 2024, and that he will resign from his role as Chief Financial Officer effective August 7, 2023.
Appointed

David Morton

Chief Financial Officer
INTA · Intapp, Inc.
Effective
2023-08-07
Filed
July 13, 2023, 7:59 PM ET
On July 11, 2023, the Board of Directors (the “Board”) of the Company appointed Mr. David Morton to serve as Chief Financial Officer of the Company, effective August 7, 2023.
Appointed

Michael Glickman

Chief Executive Officer
Casa Systems Inc
Effective
2023-08-01
Filed
July 13, 2023, 7:59 PM ET
On July 10, 2023, the Board of Directors (the “Board”) of Casa Systems, Inc. (the “Company”) appointed Michael Glickman as Chief Executive Officer and principal executive officer of the Company, effective as of August 1, 2023.
Role change

Edward Durkin

Chief Financial Officer
Casa Systems Inc
Effective
2023-08-01
Successor
Michael Glickman
Filed
July 13, 2023, 7:59 PM ET
Mr. Glickman will succeed Edward Durkin, who will cease to serve as the Company’s interim Chief Executive Officer, also effective as of August 1, 2023.
Role change

Joseph J. Ferra, Jr.

President and Chief Executive Officer
Elevation Oncology, Inc.
Effective
2023-07-12
Filed
July 13, 2023, 7:59 PM ET
appointed Joseph J. Ferra, Jr. as (i) President and Chief Executive Officer of the Company and (ii) a member of the Board, to serve as a Class I director with an initial term expiring at the Company’s 2025 Annual Meeting of Stockholders, in each case, effective as of July 12, 2023
Appointed

Laurie Holcomb

Chief Executive Officer
Gold Flora Corp.
Filed
July 13, 2023, 7:59 PM ET
The executive officers of GFC are Laurie Holcomb, as the Chief Executive Officer and Marshall Minor, as the Chief Financial Officer.
Appointed

Marshall Minor

Chief Financial Officer
Gold Flora Corp.
Filed
July 13, 2023, 7:59 PM ET
The executive officers of GFC are Laurie Holcomb, as the Chief Executive Officer and Marshall Minor, as the Chief Financial Officer.
Departed

Allen W. West

Chief Financial Officer
PAMT · PAMT CORP
Effective
2023-06-08
Filed
July 13, 2023, 7:59 PM ET
On July 10, 2023, the Company entered into a Separation and Consulting Agreement (the “Separation and Consulting Agreement”), dated as of July 7, 2023, with the Company’s former Chief Financial Officer, Allen W. West, who resigned from the Company effective June 8, 2023.
Appointed (interim)

David Yu-Lung Kou

Acting Chief Executive Officer
NCRA · NOCERA, INC.
Effective
2023-07-13
Filed
July 13, 2023, 7:59 PM ET
On July 13, 2023, the Board appointed David Yu-Lung Kou as the Company’s Acting Chief Executive Officer, effective July 13, 2023.
Departed

Yin-Chieh ("Jeff") Cheng

Chief Executive Officer, President and Chairman of the Board
NCRA · NOCERA, INC.
Effective
2023-07-08
Filed
July 13, 2023, 7:59 PM ET
The position of Chief Executive Officer, President and Chairman of the Board was vacant as of July 8, 2023, which was due to the unexpected death of Yin-Chieh (“Jeff”) Cheng, the Company’s former Chief Executive Officer, President and Chairman of the Board.
Appointed

William Alessi

President, Chief Executive Officer and Secretary
LEEN · Leopard Energy, Inc.
Effective
2023-07-06
Filed
July 13, 2023, 7:59 PM ET
appointed William Alessi as a Director of the Company, effective upon their resignations. Thereafter, Mr. Alessi was appointed as President, Chief Executive Officer and Secretary of the Company.
Appointed

Howard Horn

Chief Financial Officer and Executive Vice President, Corporate Strategy
RARE · Ultragenyx Pharmaceutical Inc.
Effective
2023-10-16
Filed
July 12, 2023, 7:59 PM ET
On July 12, 2023, Ultragenyx Pharmaceutical Inc. (the “Company”) announced that Howard Horn has been appointed as the Company’s Chief Financial Officer and Executive Vice President, Corporate Strategy, effective as of October 16, 2023
Departed

Keith Alexander

Chief Executive Officer
IronNet, Inc.
Effective
2023-07-11
Successor
Linda Zecher Higgins
Filed
July 12, 2023, 7:59 PM ET
General Keith Alexander informed the Board of his intention to resign as the Company’s Chief Executive Officer (“ CEO ”), effective immediately pursuant to the Letter Agreement.
Appointed

Linda Zecher Higgins

Chief Executive Officer
IronNet, Inc.
Effective
2023-07-11
Filed
July 12, 2023, 7:59 PM ET
the Company appointed Linda Zecher Higgins as the Company’s CEO, effective as of the Separation Date.
Departed

Elliot Maltz

Chief Financial Officer
GELESIS HOLDINGS, INC.
Effective
2023-08-15
Filed
July 12, 2023, 7:59 PM ET
On July 6, 2023, Mr. Elliot Maltz, the Chief Financial Officer, Treasurer, Chief Compliance Officer and Corporate Secretary (and principal financial and accounting officer) of Gelesis Holdings, Inc. (the “Company”), resigned from all positions he held with the Company, effective August 15, 2023, to accept a position with another company.
Departed

Brian Stuglik

Chief Executive Officer
VSTM · Verastem, Inc.
Effective
2023-07-31
Successor
Daniel Paterson
Filed
July 12, 2023, 7:59 PM ET
On July 7, 2023, Brian Stuglik notified Verastem, Inc. (the “Company)” of his decision to retire as Chief Executive Officer of the Company, effective July 31, 2023
Role change

Daniel Paterson

President and Chief Executive Officer
VSTM · Verastem, Inc.
Effective
2023-07-31
Filed
July 12, 2023, 7:59 PM ET
Daniel Paterson, 62, the Company’s President and Chief Operating Officer, will be appointed to the position of President and Chief Executive Officer as of the Effective Date.
Departed (interim)

Steven J. Quamme

Interim Chief Executive Officer
Cartica Acquisition Corp
Effective
2023-05-23
Successor
Suresh Guduru
Filed
July 12, 2023, 7:59 PM ET
Subramanian Ramadorai, Keki M. Mistry, Farida Khambata, Parul Bhandari, Asif Ramji and Steven J. Quamme resigned as directors of the Company’s board of directors and Steven J. Quamme resigned as interim Chief Executive Officer.
Appointed

Suresh Guduru

Chief Executive Officer and Chairman
Cartica Acquisition Corp
Effective
2023-05-23
Filed
July 12, 2023, 7:59 PM ET
the New Board appointed Suresh Guduru as Chief Executive Officer of the Company and Chairman of the Board.
Appointed

Tim

Chief Financial Officer
SMG Industries Inc.
Effective
2023-07-07
Filed
July 12, 2023, 7:59 PM ET
Effective July 7, 2023, the Board appointed Bryan, age 45, as Chief Executive Officer and Tim, age 47, as Chief Financial Officer of the Company.
Appointed

Bryan

Chief Executive Officer
SMG Industries Inc.
Effective
2023-07-07
Filed
July 12, 2023, 7:59 PM ET
Effective July 7, 2023, the Board appointed Bryan, age 45, as Chief Executive Officer and Tim, age 47, as Chief Financial Officer of the Company.
Appointed

M. Scott Lewis

Chief Financial Officer
Hanesbrands Inc.
Effective
2023-07-11
Filed
July 12, 2023, 7:59 PM ET
On July 11, 2023, Hanesbrands Inc. (the “Company”) announced the appointment of M. Scott Lewis as Chief Financial Officer and principal financial officer, effective immediately.
Departed

Robert P. LoCascio

Chief Executive Officer
LPSN · LIVEPERSON INC
Effective
2023-12-31
Filed
July 12, 2023, 7:59 PM ET
the term of his employment agreement with the Company will not be renewed upon the conclusion of its current term on December 31, 2023. In addition, Mr. LoCascio agreed to resign from the Board of Directors (the “Board”) concurrent with his departure as Chief Executive Officer.
Appointed

Matthew Tomazin

Executive Vice President, Chief Financial Officer and Treasurer
TMP · TOMPKINS FINANCIAL CORP
Effective
2023-10-01
Filed
July 12, 2023, 7:59 PM ET
On July 12, 2023, Tompkins Financial Corporation (the “Company”) announced that Matthew Tomazin was appointed Executive Vice President, Chief Financial Officer and Treasurer of the Company and Tompkins Community Bank (the “Bank”), effective October 1, 2023.
Departed

Francis M. Fetsko

Chief Financial Officer and Chief Operating Officer
TMP · TOMPKINS FINANCIAL CORP
Effective
2023-10-01
Successor
Matthew Tomazin
Filed
July 12, 2023, 7:59 PM ET
Mr. Tomazin will succeed Francis M. Fetsko who, as previously disclosed, announced that he will be retiring from his position as Chief Financial Officer and Chief Operating officer of the Company and the Bank.
Appointed

Vivek "Vik" Sethi

Principal Financial Officer
Novo Integrated Sciences, Inc.
Effective
2023-07-07
Filed
July 12, 2023, 7:59 PM ET
On July 7, 2023, the Board of Directors of Novo Integrated Sciences, Inc. (the “Company”) appointed Vivek “Vik” Sethi, as the Company’s Principal Financial Officer.
Appointed

Elliot Maltz

Chief Financial Officer
Orgenesis Inc.
Effective
2023-09-01
Filed
July 12, 2023, 7:59 PM ET
On July 6, 2023, the Company appointed Elliot Maltz as its Chief Financial Officer, effective September 1, 2023.
Departed

Neil Reithinger

Chief Financial Officer
Orgenesis Inc.
Effective
2023-09-01
Successor
Elliot Maltz
Filed
July 12, 2023, 7:59 PM ET
On July 6, 2023, Neil Reithinger informed Orgenesis Inc. (the “Company”) of his decision to resign as Chief Financial Officer, Treasurer and Secretary of the Company to pursue other opportunities.
Role change

Brent Suen

Chief Executive Officer
GoLogiq, Inc.
Effective
2023-07-12
Successor
Granger Whitelaw
Filed
July 12, 2023, 7:59 PM ET
On July 12, 2023, the Company appointed Granger Whitelaw as the Company’s new Chief Executive Officer, replacing Brent Suen.

Recent executive movements from 8-K Item 5.02 filings, source-linked. Cards are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.