Debt Financings

Iridium Communications Inc. incurred term loan of $125 million with Deutsche Bank AG New York Branch at SOFR plus an interest rate margin of 2.5%, with a 0.75% SOFR floor maturing September 20, 2030.

“On March 25, 2024, Iridium Satellite LLC (“Satellite”), the Registrant’s principal operating subsidiary, as the borrower, entered into Amendment No. 1 (the “Amendment”) to its existing Amended and Restated Credit Agreement, dated as of September 20, 2023, with Iridium Holdings LLC (“Holdings”), as guarantor; solely with respect to Section 10.12 thereof, the Registrant; various lenders; and Deutsche Bank AG New York Branch, as Administrative Agent and Collateral Agent; with Deutsche Bank Securities Inc., Barclays Bank PLC, and Wells Fargo Securities, LLC , as Joint Lead Arrangers and Bookrunners (the “Credit Agreement”) . Pursuant to the Amendment, Satellite borrowed an additional $125 million of term loans on the same terms as the existing term loans of $1.5 billion, bearing interest at a per annum rate of SOFR plus an interest rate margin of 2.5%, with a 0.75% SOFR floor and maturing on September 20, 2030.”

Neptune Wellness Solutions Inc. reported a default on loan of $13.0 million with NH Expansion Credit Fund Holdings LP at default rate.

“(financial or otherwise) of Sprout or a material impairment of the prospect of repayment of any portion of the Note. As of the date of the Notice, Sprout had outstanding $13.0 million of principal under the Note, along with $3.9 million of interest through March 21, 2024 and additional interest accruing at the default rate following the date of the notice,”

Consolidated Communications Holdings, Inc. incurred term loan of $80.0 million with Searchlight CVL AGG, L.P. at 12.0% per annum maturing April 2, 2027.

“On March 21, 2024, Consolidated Communications Holdings, Inc. (the “Company”), its wholly owned subsidiary, Consolidated Communications, Inc. (“CCI”), as borrower, certain other wholly owned subsidiaries of CCI, as guarantors (the “Guarantors”), and Searchlight CVL AGG, L.P., as lender (the “Lender”) entered into that certain Term Loan Agreement (the “Term Loan Agreement”), which consists of delayed draw term loans in the aggregate amount of $80.0 million (the “Loan”).”

PURE BIOSCIENCE, INC. incurred convertible notes of $500,000 with certain accredited investors at 7.81%, compounded annually maturing the third-year anniversary of the date of issuance.

“On March 22, 2024, Pure Bioscience, Inc. (the “Company”) entered into a Note Purchase Agreement (the “Purchase Agreement”) with certain accredited investors (“Lenders”) pursuant to which the Company issued the Lenders convertible promissory notes (the “Notes”, collectively with the Note Purchase Agreement, the “Notes Documents”) with an aggregate principal balance of $500,000 (the “Private Placement”).”

ACURA PHARMACEUTICALS, INC amended debt with Abuse Deterrent Pharma, LLC at 5.25% maturing June 30, 2024.

“Amendment #2 has an effective date of March 15, 2024 and changes the maturity date of the Note from March 31, 2024 to June 30, 2024, at which time all principal and interest is due.”

Rackspace Technology, Inc. incurred term loan of approximately $375 million aggregate principal amount with Citibank, N.A..

“On March 26, 2024, the Company closed the Public Term Loan Exchange, pursuant to which (i) approximately $530 million aggregate principal amount of remaining Existing Term Loans were exchanged or purchased for cancellation and (ii) approximately $375 million aggregate principal amount of New FLSO Term Loans were issued by the New Borrower under the New Credit Agreement.”

U.S. SILICA HOLDINGS, INC. amended term loan of $25 million voluntary term loan principal repayment with BNP Paribas at applicable interest rate margins reduced by 75 basis points to 3.00% (for base r maturing March 23, 2030 (term loans); March 23, 2028 (revolving credit facility).

“The Repricing Amendment reduces the applicable interest rate margins on the Credit Agreement’s term loans by 75 basis points to 3.00% (for the term loans bearing interest at rates based on the base rate) and to 4.00% (for the term loans bearing interest at rates based on the secured overnight financing rate). In conjunction with the Repricing Amendment, the Company completed a voluntary term loan principal repayment of $25 million.”

Stablecoin Development Corp incurred convertible notes of $525,000.

“on March 25, 2024, the Company issued the New Notes having an aggregate principal amount of $525,000 or will be convertible into an aggregate of 3,750,000 shares of Common Stock.”

PLUG POWER INC incurred convertible notes of $140,396,000 with Wilmington Trust, National Association at 7.00% per annum maturing June 1, 2026.

“On March 20, 2024, in connection with the consummation of previously announced private exchange transactions, Plug Power Inc., a Delaware corporation (the “Company”), issued $140,396,000 in aggregate principal amount of its 7.00% Convertible Senior Notes due 2026 (the “New Notes”) under an Indenture, dated March 20, 2024 (the “Indenture”), between the Company and Wilmington Trust, National Association, as trustee.”

PPL Corp incurred senior notes of $500 million aggregate principal amount of 5.350% Senior Notes due 2034 at 5.350% per year maturing May 1, 2034.

“On March 25, 2024, The Narragansett Electric Company (d/b/a Rhode Island Energy) (the "Issuer"), a wholly owned subsidiary of PPL Corporation, issued $500 million aggregate principal amount of 5.350% Senior Notes due 2034 (the "Notes").”

CLEAN HARBORS INC incurred term loan of $500.0 million with Goldman Sachs Lending Partners LLC at Term SOFR Rate plus 1.75% or Base Rate plus 0.75% maturing October 8, 2028.

“Incremental Facility Amendment No. 5 provided for the incurrence by the Company of additional Term Loans (the “2024 Incremental Term Loans”) under the Term Loan Agreement in the aggregate principal amount of $500.0 million on March 22, 2024.”

ALLIENT INC incurred senior notes of $50 million with affiliates of PGIM, Inc. ("Prudential") at 5.96% maturing March 21, 2031.

“On March 21, 2024, Allient Inc. (the “Company”) issued and sold to certain affiliates of PGIM, Inc. (“Prudential”) $50 million in aggregate principal amount of the Series A Senior Notes due March 21, 2031 (the “Notes”).”

TPG Twin Brook Capital Income Fund incurred senior notes of $150,000,000 aggregate principal amount of 7.78% Series A Senior Notes, Tranche B, due March 19, 2029 with qualified institutional investors at 7.78% per annum maturing March 19, 2029.

“$150,000,000 aggregate principal amount of 7.78% Series A Senior Notes, Tranche B, due March 19, 2029”

TPG Twin Brook Capital Income Fund incurred senior notes of $90,000,000 aggregate principal amount of 7.69% Series A Senior Notes, Tranche A, due March 19, 2027 with qualified institutional investors at 7.69% per annum maturing March 19, 2027.

“$90,000,000 aggregate principal amount of 7.69% Series A Senior Notes, Tranche A, due March 19, 2027”

Learn CW Investment Corp amended loan of $3,050,000 with CWAM LC Sponsor LLC.

“On March 19, 2024, Learn CW Investment Corporation (the “Company”) issued a second amended and restated promissory note (the “Restated Note”) in the principal amount of $3,050,000 to CWAM LC Sponsor LLC, the Company’s sponsor (“Sponsor”).”

CURO Group Holdings Corp. faced acceleration on senior notes of $318 million.

“Approximately $318 million in outstanding aggregate principal amount of 2.0L Notes issued pursuant to the indenture governing the 2.0L Notes.”

CURO Group Holdings Corp. faced acceleration on senior notes of $682 million.

“Approximately $682 million in outstanding aggregate principal amount of 1.5L Notes issued pursuant to the indenture governing the 1.5L Notes;”

CURO Group Holdings Corp. faced acceleration on credit facility of $178 million.

“Approximately $178 million of outstanding borrowings under the Credit Agreement;”

Matador Resources Co amended revolving credit of $1.50 billion with PNC Bank, National Association maturing March 2029.

“On March 22, 2024, MRC Energy Company, a wholly owned subsidiary of Matador Resources Company (the “Company”), entered into a Fifth Amendment to Fourth Amended and Restated Credit Agreement (the “Amendment”), which amends the Company’s secured revolving credit facility (the “Credit Agreement”) to, among other things, (i) reaffirm the borrowing base at $2.50 billion, (ii) increase the maximum facility amount from $2.0 billion to $3.50 billion, (iii) increase the elected borrowing commitments from $1.325 billion to $1.50 billion, (iv) extend the maturity date from October 2026 to March 2029 and (v) replace Truist Bank with PNC Bank, National Association as administrative agent thereunder.”

Clear Channel Outdoor Holdings, Inc. incurred term loan of $375.0 million with JPMorgan Chase Bank, N.A., as administrative agent and collateral agent at (1) at a fixed rate of 7.5% per annum for the Fixed Rate Term Loan Tranche and ( maturing April 1, 2027.

“incurred thereunder, the “Term Loans”). Size and Availability The CCIBV Term Loan Facility is comprised of two tranches of Term Loans totaling an aggregate principal amount of $375.0 million: (1) a “fixed rate” tranche of Term Loans in an aggregate principal amount of $300.0 million (the “Fixed Rate Term Loan Tranche”); and (2) a “floating rate” tranche of Term Loans”

IntelGenx Technologies Corp. incurred term loan of US$1,000,000 with ATAI Life Sciences AG maturing February 1, 2026.

“(i) one (1) additional term loan in the amount of US$1,000,000 to IntelGenx Corp., which loan is to be disbursed within three (3) business days of the execution of the Loan Agreement (the " First Tranche Loan ")”

XEROX CORP incurred senior notes of $500 million with U.S. Bank Trust Company, National Association at 8.875% maturing due 2029.

“On March 20, 2024, Xerox Holdings Corporation (the “Company”) completed its previously announced private offering of $500 million aggregate principal amount of 8.875% Senior Notes due 2029”

ZEBRA TECHNOLOGIES CORP amended revolving credit of $180 million with PNC Bank, National Association maturing March 19, 2027.

“from ZTI. The Financing Agreement provides ZTRSC with a revolving U.S. trade receivables securitization facility (the “A/R Facility”) in a maximum principal amount of $180 million based on the availability of eligible receivables and other customary factors, and the satisfaction of certain conditions. Under the A/R Facility, ZTI will sell or contribute”

NextTrip, Inc. incurred loan of $500,000 with William Kerby and Donald Monaco at 7.5% simple interest per annum maturing February 28, 2025.

“On March 18, 2024, NextTrip Holdings, Inc. (“NextTrip”), a wholly owned subsidiary of NextTrip, Inc. (the “Company”), issued an unsecured line of credit promissory note, in the principal amount of $500,000 (the “Promissory Note”), to William Kerby and Donald Monaco, together as holders, with an initial advance from Mr. Monaco of $125,000.”

RICHTECH ROBOTICS INC. incurred loan of $1,000,000 with YA II PN, Ltd. at 8% per annum maturing February 15, 2025.

“On March 18, 2024, Richtech Robotics Inc., a Nevada corporation (the “ Company ”) issued a promissory note in the principal amount of $1,000,000 (the “ Note ”) to YA II PN, Ltd.”

TMT Acquisition Corp. incurred convertible notes of $300,000 with Ms. Xiaozhen Li at no interest maturing upon consummation of the Business Combination.

“On March 19, 2024, TMT Acquisition Corp (the "SPAC") issued a convertible Promissory Note to Ms. Xiaozhen Li with a principal amount of $300,000 (the "Note") in order to finance its transaction costs in relation to its initial business combination (the "Business Combination").”

Apollo Debt Solutions BDC incurred senior notes of $650,000,000 with U.S. Bank Trust Company, National Association at 6.900% maturing April 13, 2029.

“related to the $650,000,000 in aggregate principal amount of its 6.900% notes due 2029”

Spectral AI, Inc. incurred convertible notes of $5.0 million with YA II PN, LTD at 0% maturing 12 months after the issuance date.

“ith YA II PN, LTD, a Cayman Islands exempt limited partnership (“ Yorkville ”) pursuant to which the Company”

Shoals Technologies Group, Inc. incurred revolving credit of $200,000,000 with JPMorgan Chase Bank, N.A., as Administrative Agent at adjusted term SOFR or base rate plus (i) in the case of SOFR loans, 2.50% per an maturing March 19, 2029.

“from time to time, the “Amended Credit Agreement”). The Amendment, among other things, (i) provides for a new tranche of revolving loans in an aggregate principal amount of $200,000,000 (the “2024 Revolving Loans”), (ii) reduces the interest rate margin applicable to revolving loans outstanding under the Amended Credit Agreement by at least 0.25% with additional”

OCA Acquisition Corp. incurred loan of $90,000 with OCA Acquisition Holdings LLC at does not bear interest maturing upon closing of the Company’s initial business combination.

“On March 20, 2024, the board of directors of OCA Acquisition Corp., a Delaware corporation (the “ Company ”), approved a draw of an aggregate of $90,000 (the “ Extension Funds ”) pursuant to the Promissory Note (the “ Note ”), dated as of January 11, 2024, between the Company and OCA Acquisition Holdings LLC (the “ Sponsor ”), which Extension Funds the Company deposited into the Company’s trust account for its public stockholders on March 20, 2024.”

Robinhood Markets, Inc. amended revolving credit of $2.25 billion total commitment; increased up to $3.375 billion with JPMorgan Chase Bank, N.A. at Daily Simple SOFR plus 0.10%, with applicable margin of 1.25% (Tranche A) and 2. maturing 364 days from March 22, 2024.

“secured revolving credit facility entered into in March 2023. The Credit Agreement provides for a 364-day senior secured revolving credit facility with a total commitment of $2.25 billion. Under circumstances described in the Credit Agreement, the aggregate commitments may be increased by up to $1.125 billion, for a total commitment under the Credit Agreement of”

AMERICAN REBEL HOLDINGS INC incurred loan of $235,750 with 1800 Diagonal Lending, LLC at 15% ($35,362).

“the Lender made a loan to the Company, evidenced by a promissory note in the principal amount of $235,750 (the “Note”). A one-time interest charge of 15% ($35,362)”

TransDigm Group INC incurred senior notes of $550 million in aggregate principal amount at 6.375% maturing March 1, 2029.

“TD Group also completed the previously announced offering of an additional $550 million in aggregate principal amount of TransDigm’s 6.375% Senior Secured Notes maturing March 1, 2029”

TransDigm Group INC amended credit facility at Term SOFR plus 2.75% maturing March 22, 2030.

“reprice the margin on $6.2 billion of existing term loans H and I from Term SOFR plus 3.25% to Term SOFR plus 2.75%, extend the maturity on $1.7 billion term loan H to March 2030”

SONIC FOUNDRY INC faced acceleration on loan of $7.0 million with Mark Burish.

“As a result of such event of default, all amounts due under the Burish Note and Security Agreement automatically became due. The Company has approximately $7.0 million of principal, interest and fees outstanding under the Burish Note and Security Agreement.”

Callaway Golf Co amended term loan with Bank of America, N.A., as administrative agent and collateral agent for the Term Lenders at reduce the interest rate applicable to the outstanding Term Loans under the Term.

“amends certain terms and provisions of the Term Loan Agreement, including, without limitation, to (a) reduce the interest rate applicable to the outstanding Term Loans under the Term Loan Facility by 0.50% per annum, (b) remove the 0.10% per annum credit spread adjustment applicable to Term Loans under the Term Loan Facility accruing interest at Term SOFR”

Better Therapeutics, Inc. faced acceleration on loan with Hercules Capital, Inc..

“The Hercules Notice indicates that all obligations are now immediately due and payable, and lender and agent reserve all rights and remedies provided under the Loan and Security Agreement, including the right to charge interest at the default rate on all amounts due and owing from the Company to lender and agent, including principal, interest and fees, during the continuance of any of the events of default.”

Astra Space, Inc. incurred convertible notes of $991,000 in aggregate principal amount with RBH Ventures Astra SPV, LLC at 12.0% maturing March 15, 2029.

“in which RBH purchased (i) $991,000 in aggregate principal amount of a 12.0% Senior Secured Convertible Note due 2025”

CAPITAL SOUTHWEST CORP incurred credit facility of $150 million with Deutsche Bank AG, New York Branch at three-month Term SOFR plus an applicable margin of 2.50% maturing March 20, 2029.

“Association as collateral agent, U.S. Bank National Association, as collateral custodian, and the lenders that are party thereto from time to time. The SPV Facility provides for $150 million of initial commitments with (i) an increase to $200 million of total commitments on the earlier of (a) June 20, 2024, the three month anniversary of the effective date of the”

Alcoa Corp incurred senior notes of $750,000,000 aggregate principal amount with qualified institutional buyers and certain non-U.S. persons (Rule 144A/Reg S) at 7.125% senior notes due 2031 maturing due 2031.

“On March 21, 2024, Alcoa Nederland Holding B.V. (the “Issuer”), a wholly-owned subsidiary of Alcoa Corporation (the “Company”), completed an offering (the “Offering”) of $750,000,000 aggregate principal amount of 7.125% senior notes due 2031 (the “notes”).”

Sila Realty Trust, Inc. incurred term loan of $250,000,000 with Truist Bank (Administrative Agent), Truist Securities, Inc., Wells Fargo Securities LLC, BofA Securities, Inc., The Huntington National Bank, Renasant Bank, Hancock Whitney Bank maturing March 20, 2027.

“other lenders listed as lenders in the 2027 A&R Term Loan Agreement. The 2027 A&R Term Loan Agreement, which was fully funded at closing, is made up of aggregate commitments of $250,000,000, which may be increased, subject to lender approval, to an aggregate amount not to exceed $500,000,000. The 2027 A&R Term Loan Agreement has a maturity date of March 20, 2027, and,”

USA Compression Partners, LP incurred senior notes of $1,000,000,000 with Computershare Trust Company, N.A. at 7.125% maturing 2029.

“On March 18, 2024, in connection with the previously announced offering (the “Offering”) by USA Compression Partners, LP, a Delaware limited partnership (the “Partnership”), and its wholly-owned subsidiary, USA Compression Finance Corp., a Delaware corporation (“Finance Corp.” and, together with the Partnership, the “Issuers”) of $1,000,000,000 in aggregate principal amount of the Issuers’ 7.125% senior notes due 2029 (the “Notes”), the Partnership entered into an Indenture (the “Indenture”), among the Issuers, the Guarantors (as defined below) and Computershare Trust Company, N.A., as trustee.”

AXIM BIOTECHNOLOGIES, INC. incurred convertible notes of $814,555 at 4.25% annually maturing March 1, 2034.

“On March 15, 2024, the Company issued unsecured convertible notes with an aggregate face value of $814,555 as more fully described in Item 1.01 above, which is incorporated by reference thereto.”

Can B Corp incurred convertible notes of $75,000 with ClearThink Capital Partners, LLC at 12% per annum maturing November 29, 2024.

“On February 29, 2024, Can B Corp. (the "Company") completed the sale of a promissory note in the principal amount of $75,000 to ClearThink Capital Partners, LLC ("ClearThink").”

IIOT-OXYS, Inc. faced acceleration on convertible notes of $50,000 with YVSGRAMORAH LLC maturing March 1, 2024.

“amount of $500,000 to Sergey Gogin (the “ 2018 Note ”). In addition, on March 6, 2019, the Company issued a Senior Secured Convertible Promissory Note in the principal amount of $50,000 to YVSGRAMORAH LLC (the “ 2019 Note ” and, together, with the 2018 Note, each, a “Note” or, together, the “ Notes ”). The Company has entered into several amendments to each of”

IIOT-OXYS, Inc. faced acceleration on convertible notes of $500,000 with Sergey Gogin maturing March 1, 2024.

“Sheet Arrangement. On January 22, 2018, IIOT-OXYS, Inc., a Nevada corporation (the “ Company ”), issued a Senior Secured Convertible Promissory Note in the principal amount of $500,000 to Sergey Gogin (the “ 2018 Note ”). In addition, on March 6, 2019, the Company issued a Senior Secured Convertible Promissory Note in the principal amount of $50,000 to”

ENCORE CAPITAL GROUP INC incurred senior notes of $500.0 million aggregate principal amount with GLAS Trust Company LLC as trustee and Truist Bank as security agent at 9.250% per annum maturing April 1, 2029.

“On March 20, 2024, Encore Capital Group, Inc. (the “ Company ”) issued $500.0 million aggregate principal amount of 9.250% senior secured notes due 2029 (the “ Notes ”) pursuant to an indenture (the “Indenture”) between, among others, the Company, certain subsidiaries of the Company as guarantors, GLAS Trust Company LLC as trustee and Truist Bank as security agent.”

BARNES GROUP INC amended term loan of $648,375,000 with Bank of America, N.A., as administrative agent and as collateral agent; lenders party thereto at 1.50%, in the case of ABR loans, and 2.50%, in the case of Term SOFR loans (with maturing August 31, 2030.

“as of February 6, 2024, and as otherwise amended, amended and restated, supplemented or otherwise modified, the “Credit Agreement”). Pursuant to the Amendment, the outstanding $648,375,000 principal amount of term loans under the Credit Agreement (the “Existing Term Loans”) were replaced with an equal amount of new term loans (the “New Term Loans”) having”

Arena Group Holdings, Inc. incurred loan of up to $25 million with Simplify Inventions, LLC at 10% per annum maturing March 13, 2026.

“On March 13, 2024, The Arena Group Holdings, Inc. (the “Company”) entered into a loan agreement (the “Loan Agreement”), by and between the Company and Simplify Inventions, LLC (the “Simplify Loan”), which will provide for up to $25 million of borrowings to be used for working capital and general corporate purposes. The Simplify Loan bears interest at a rate of 10% per annum, payable monthly in arrears unless otherwise demanded by the lender, and will mature on March 13, 2026.”

AZZ INC amended term loan with Citibank, N.A. at SOFR +325 basis points.

“The Third Amendment reduces the interest rate of the Term Loan by 50 basis points to SOFR +325 basis points from SOFR +375.”