secwatch / observer
8-K filed March 27, 2024, 7:59 PM ET CIK 0001401395
debt confidence high sentiment negative materiality 0.70

Neptune Wellness Solutions Inc.: debt financing — Neptune subsidiary Sprout receives default notice on $13M note; appoints acting general counsel

Neptune Wellness Solutions Inc.

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Appointed (interim)

Christopher Piazza

Acting General Counsel
Neptune Wellness Solutions Inc.
Effective
2024-03-27
Filed
March 27, 2024, 7:59 PM ET
On March 27, 2024, the Company appointed Christopher Piazza as Acting General Counsel.

Key facts

Extracted from this filing and checked against the source text.

Debt Financings SEC 8-K Item 2.03/2.04 confidence 0.95

Neptune Wellness Solutions Inc. reported a default on loan of $13.0 million with NH Expansion Credit Fund Holdings LP at default rate.

Instrument
loan
Principal
$13.0 million
Counterparty
NH Expansion Credit Fund Holdings LP
Rate
default rate
Event
default
Exact text from the filing
(financial or otherwise) of Sprout or a material impairment of the prospect of repayment of any portion of the Note. As of the date of the Notice, Sprout had outstanding $13.0 million of principal under the Note, along with $3.9 million of interest through March 21, 2024 and additional interest accruing at the default rate following the date of the notice,
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Christopher Piazza was appointed as Acting General Counsel at Neptune Wellness Solutions Inc..

Action
appointed
Role
Acting General Counsel
Exact text from the filing
On March 27, 2024, the Company appointed Christopher Piazza as Acting General Counsel.
View on SEC.gov

299 debt financings filed in the last 30 days. Browse all debt financings →

Source: SEC EDGAR
accession 0001437749-24-009615
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