Debt Financings

SANUWAVE Health, Inc. amended credit facility of original principal amount of the notes with NH Expansion Credit Fund Holdings LP at 20.25% per annum.

“On June 23, 2023, SANUWAVE Health, Inc., a Nevada corporation (the “Company”), entered into a Fourth Amendment to Note and Warrant Purchase and Security Agreement (the “Amendment”), which amends that certain Note and Warrant Purchase and Security Agreement, dated as of August 6, 2020 (as amended, the “NWPSA”), with the noteholder party thereto (the “Holder”) and NH Expansion Credit Fund Holdings LP, as agent (the “Agent”).”

American Water Works Company, Inc. incurred convertible notes of $1,035.0 million aggregate principal amount with J.P. Morgan Securities LLC and Mizuho Securities USA LLC, as representatives of the several initial purchasers at 3.625% maturing June 15, 2026.

“On June 29, 2023, American Water Capital Corp. (“AWCC”), a wholly owned finance subsidiary of American Water Works Company, Inc. (“American Water”), issued $1,035.0 million aggregate principal amount of its 3.625% Exchangeable Senior Notes due 2026 (the “Notes”), which included an additional $135.0 million principal amount of Notes purchased pursuant to the exercise in full of the option to purchase additional Notes granted to the Initial Purchasers (as defined below) in the Purchase Agreement (as defined below).”

Iconic Brands, Inc. reported a default on debt.

“The Bankruptcy Filing constitutes an event of default under all of the Company’s outstanding debt obligations.”

Calumet Specialty Products Partners, L.P. incurred senior notes of $325.0 million with Wilmington Trust, National Association at 9.75% maturing July 15, 2028.

“On June 27, 2023, Calumet Specialty Products Partners, L.P. (the “Partnership”) and Calumet Finance Corp. (“Finance Corp.” and, together with the Partnership, the “Issuers”) issued $325.0 million aggregate principal amount of a new series of the Issuers’ 9.75% Senior Notes due 2028 (the “Notes”) in a private placement conducted pursuant to Rule 144A and Regulation S under the Securities Act of 1933, as amended (the “Securities Act”).”

Everi Holdings Inc. amended credit facility with Jefferies Finance LLC, as administrative agent at Term Secured Overnight Financing Rate (“Term SOFR”).

“On June 23, 2023, Everi Holdings Inc. (the “Company” or “Everi”) entered into the first amendment (the “Amendment”) to its existing Credit Agreement, dated August 3, 2021 (the “Original Credit Agreement,” and, as amended, the “Amended Credit Agreement”), among Everi, as borrower, the lenders party thereto and Jefferies Finance LLC, as administrative agent, collateral agent, swing line lender and letter of credit issuer. Under the Amended Credit Agreement, the Term Secured Overnight Financing Rate (“Term SOFR”) will replace the Eurodollar Rate for all purposes under the Original Credit Agreement and under any other Loan Document (as defined therein) on July 1, 2023”

RGC RESOURCES INC amended term loan of $14,000,000 Term Note and $8,000,000 Term Note with Atlantic Union Bank at Daily Simple SOFR plus 126.448 basis points maturing All other terms and requirements retained, including maturity..

“On June 28, 2023, RGC Midstream, LLC (“Midstream”), a wholly-owned subsidiary of RGC Resources, Inc. (“Resources”), amended and restated the $14,000,000 Term Note and $8,000,000 Term Note (collectively, the “Amended Term Notes”) entered on June 12, 2019 and November 1, 2021, respectively, as amended, with Atlantic Union Bank, effective July 1, 2023. The amendment revised each of the original Term Note’s interest rate from LIBOR plus 115 basis points to Daily Simple SOFR plus 126.448 basis points. All other terms and requirements of the Term Notes were retained.”

Dauch Corp amended credit facility with JPMorgan Chase Bank, N.A..

“the First Amendment, among other things: (a) increased the maximum levels of the total net leverage ratio covenant during the Amendment Period; (b) reduced the minimum levels of the cash interest expense coverage ratio covenant during the Amendment Period; (c) modified certain categories of the applicable margin (determined based on the total net leverage ratio of Holdings) for the duration of the Amendment Period with respect to interest rates under the term loan A facility under the Amended and Restated Credit Agreement (the “Term Loan A Facility”) and interest rates under the revolving credit facility under the Amended and Restated Credit Agreement (the “Revolving Credit Facility”); and (d) modified certain covenants restricting the ability of Holdings, AAM and certain subsidiaries of Holdings to create, incur, assume or permit to exist certain additional indebtedness and liens and to make or agree to pay or make certain restricted payments, voluntary payments and distributions.”

ALEXANDRIA REAL ESTATE EQUITIES, INC. amended revolving credit of $5 billion with Citibank, N.A. at Floating Rate, Daily RFR Rate, or Base Rate, plus ... a margin ... 0.735%, inclu maturing January 22, 2028.

“Goldman Sachs Bank USA and RBC Capital Markets serve as joint bookrunners under the Amended Credit Agreement. The Amended Credit Agreement provides for, among other things, a $5 billion unsecured senior revolving credit facility (the “ Revolving Credit Facility ”) and an accordion option to increase aggregate commitments under the Amended Credit Agreement by up”

OLENOX INDUSTRIES INC. incurred loan of up to $2,000,000 in proceeds, of which it has raised $1,250,000 to date with BCV S&G DevCorp at 14% per annum maturing December 1, 2024.

“On June 23 2023, Safe and Green Development Corporation (“SG DevCo”), a wholly owned subsidiary of Safe & Green Holdings Corp. (the “Company”), entered into a Loan Agreement (the “BCV Loan Agreement”) with a Luxembourg-based specialized investment fund, BCV S&G DevCorp (“BCV S&G”), for up to $2,000,000 in proceeds, of which it has raised $1,250,000 to date.”

CREDIT ACCEPTANCE CORP amended revolving credit of from $410.0 million to $390.0 million with Comerica Bank and the other banks signatory thereto (collectively, the "Banks") and Comerica Bank as administrative agent maturing June 22, 2026.

“set to decrease by $25.0 million on June 22, 2023, however this amendment increased the amount of the facility by $5.0 million resulting in a net decrease of $20.0 million, from $410.0 million to $390.0 million. As of June 22, 2023, we had $89.8 million outstanding under the revolving secured line of credit facility. The terms and conditions of this transaction are set”

ASTRONICS CORP amended revolving credit of from $115 million to $120 million with HSBC Bank USA, National Association, as Agent and Co-Collateral Agent, Wells Fargo Bank, N.A., as Co-Collateral Agent, and the lenders signatory thereto.

“the Amendment increased the maximum aggregate amount that the Company can borrow under the revolving credit line by $5 million, from $115 million to $120 million”

iCoreConnect Inc. incurred loan of $405,000 with FG Merger Investors LLC maturing upon FGMC’s consummation of an initial business combination.

“issued a non-interest bearing unsecured promissory note in the aggregate principal amount of $405,000 (the “ Sponsor Note ”) to FG Merger Investors LLC”

iCoreConnect Inc. amended debt of from $405,000 to $505,000 with FG Merger Investors LLC.

“increase the maximum amount of drawdowns that may be outstanding under the note from $405,000 to $505,000”

Wejo Group Ltd faced acceleration on loan of $2.2 million with Tim Lee.

“aggregate under the Secured Convertible Notes; (iii) approximately $3.57 million in principal, interest and extension fees in the aggregate under the Second Lien Note, and (iv) $2.2 million in principal and redemption premium in the aggregate under the Unsecured Note.”

Wejo Group Ltd faced acceleration on loan of $3.57 million with Esousa Holdings LLC.

“Secured Loan Notes; (ii) approximately $10.5 million in principal and interest through December 2023 in the aggregate under the Secured Convertible Notes; (iii) approximately $3.57 million in principal, interest and extension fees in the aggregate under the Second Lien Note, and (iv) $2.2 million in principal and redemption premium in the aggregate under the”

Wejo Group Ltd faced acceleration on convertible notes of $10.5 million with General Motors Holdings LLC.

“each such note issuance: (i) approximately $42.6 million in principal and unpaid interest through April 2024 in the aggregate under the Secured Loan Notes; (ii) approximately $10.5 million in principal and interest through December 2023 in the aggregate under the Secured Convertible Notes; (iii) approximately $3.57 million in principal, interest and extension fees”

Wejo Group Ltd faced acceleration on loan of $42.6 million with Securis Investment Partners LLP.

“the Company in favor of Tim Lee. As of the date of the Third Notice of Intent, the Company had the following amounts outstanding under each such note issuance: (i) approximately $42.6 million in principal and unpaid interest through April 2024 in the aggregate under the Secured Loan Notes; (ii) approximately $10.5 million in principal and interest through December”

LF Capital Acquisition Corp. II amended loan of increase the aggregate principal amount available under the Note by $800,000 with Level Field Capital II, LLC.

“On June 27, 2023, LF Capital Acquisition Corp. II, a Delaware corporation (the “Company”), entered into an amendment (the “Amendment”) to the promissory note (the “Note”) dated as of February 21, 2023, by and between the Company, as the maker, and Level Field Capital II, LLC, a Delaware limited liability company, as the payee, to increase the aggregate principal amount available under the Note by $800,000. The other material terms of the Note were unchanged.”

OSR Holdings, Inc. incurred loan of $200,000 with Bellevue Global Life Sciences Investors LLC maturing earlier of December 31, 2024 or the date on which the Company consummates an initial business combination.

“On June 23, 2023, Bellevue Life Sciences Acquisition Corp., a Delaware corporation and blank check company (the “Company”), issued an unsecured promissory note (the “Note”) in the principal amount of $200,000 to Bellevue Global Life Sciences Investors LLC, the Company’s initial public offering sponsor (the “Sponsor”).”

ALKAMI TECHNOLOGY, INC. amended credit facility of $20,000,000 with Silicon Valley Bank maturing April 29, 2026.

“The Amendment, among other things, (i) increases the amount of the revolving loan commitment by $20,000,000 (with Citibank, N.A., joining as a new lender), (ii) extends the maturity date for one year from April 29, 2025 to April 29, 2026”

1 800 FLOWERS COM INC amended credit facility of $200 million term loan facility and $225 million revolving credit facility with JPMorgan Chase Bank, N.A., as Administrative Agent maturing June 27, 2028.

“The Third Amended Credit Agreement amends and restates the Second Amended Credit Agreement to, among other modifications to the Second Amended Credit Agreement, (i) increase the amount of the outstanding term loan from approximately $150 million to $200 million, (ii) decrease the amount of the commitments in respect of the revolving credit facility from $250 million to $225 million, (iii) extend the maturity date of the outstanding term loan and the revolving credit facilities by approximately 48 months to June 27, 2028, and (iv) increase the applicable interest rate margins for SOFR and base rate loans by 25 basis points.”

LEXICON PHARMACEUTICALS, INC. incurred credit facility of $50 million with Oxford Finance LLC.

“On June 28, 2023, Lexicon exercised its option to draw the third $50 million tranche under the Loan Agreement and the third tranche was funded on such date.”

Prologis, Inc. incurred senior notes.

“Prologis, L.P. (the “Operating Partnership”) expects that it will close the issuance and sale of the Notes (defined below) on June 28, 2023.”

WORLD KINECT CORP incurred convertible notes of $300 million aggregate principal amount with Morgan Stanley & Co. LLC, J.P. Morgan Securities LLC and BofA Securities, Inc., as representatives of the several initial purchasers at 3.250% maturing July 1, 2028.

“Inc., as representatives of the several initial purchasers named on Schedule I thereto (the “Initial Purchasers”), pursuant to which the Company agreed to issue and sell $300 million aggregate principal amount of its 3.250% Convertible Senior Notes due 2028 (the “Initial Notes”). In addition, the Company granted the Initial Purchasers an option to purchase up”

BRINKER INTERNATIONAL, INC incurred senior notes of $350 million with J.P. Morgan Securities LLC at 8.250% per annum maturing July 15, 2030.

“On June 27, 2023 (the "Closing Date"), the Company completed the issuance and sale of $350 million aggregate principal amount of the Notes in a previously announced private offering.”

Drilling Tools International Corp amended credit facility of $60.0 million with PNC Bank, National Association at the sum of the applicable margin, plus a base rate calculated by reference to th.

“National Association, as lender and agent. The Amended and Restated Credit Facility Agreement provides for a revolving credit facility with a maximum revolving advance amount of $60.0 million. The proceeds under the Amended and Restated Credit Facility Agreement may be used to (i) pay fees and expenses related to the Amended and Restated Credit Facility Agreement and”

Eightco Holdings Inc. incurred loan of $100,000 with Brian McFadden.

“On June 21, 2023, the Company’s Chief Executive Officer, Brian McFadden, entered into the Agreement and advanced the Borrower $100,000 under the same terms. The Borrower issued Mr. McFadden a Promissory Note in the amount of $100,000 on this same date.”

PHOENIX MOTOR INC. incurred senior notes of up to $5.1 million aggregate principal amount with certain investors at Prime Rate plus 4.75% per annum in cash, or Prime Rate plus 7.75% per annum if i maturing 18 months after the date of issuance at each applicable closing.

“On June 23, 2023, Phoenix Motor Inc., a Delaware corporation (the " Company "), entered into a Securities Purchase Agreement (the " SPA ") with certain investors named therein (the " Investors "), to issue and sell, subject to the satisfaction of certain closing conditions, up to $5.1 million aggregate principal amount of the Company’s unsecured senior convertible promissory notes (the " Notes ")”

Coliseum Acquisition Corp. incurred convertible notes of up to $1.5 million with Berto LLC (Acquirer) at no interest maturing upon the earlier of (a) the date of the consummation of the Company’s initial business combination, or (b) the date of the Company’s liquidation.

“on June 22, 2023, the Company issued a convertible promissory note to Acquirer with a principal amount up to $1.5 million (the “Note”). The Note bears no interest and is repayable in full upon the earlier of (a) the date of the consummation of the Company’s initial business combination, or (b) the date of the Company’s liquidation.”

MOBIX LABS, INC incurred loan of up to $500,000.00 with Chavant Capital Partners LLC at 10.0% per annum maturing upon the earlier of (i) the consummation of the Proposed Transaction and (ii) one year from the date of issuance.

“On June 22, 2023, Chavant Capital Acquisition Corp., a publicly traded special purpose acquisition company incorporated under the laws of the Cayman Islands (“Chavant”), issued an unsecured note (the “Promissory Note”) in the aggregate principal amount of up to $500,000.00 to its sponsor, Chavant Capital Partners LLC (the “Sponsor”).”

American Oncology Network, Inc. incurred loan of $50,000 with Digital Transformation Sponsor LLC at no interest maturing upon the earlier of (i) the date of the consummation of the Company’s initial business combination and (ii) the date of the liquidation of the Company.

“the Sponsor deposited $50,000 into the trust account established for the benefit of the Company’s public stockholders, which was evidenced by a non-interest bearing, unsecured promissory note issued in favor of the Sponsor (the “Extension Note”).”

Mirion Technologies, Inc. amended credit facility with Citibank, N.A., as administrative agent at secured overnight financing rate (SOFR) (including, solely with respect to curre.

“the parties agreed, among other things, to replace the interest rate based on the London interbank offered rate (“LIBOR”) and related LIBOR-based mechanics applicable to U.S. Dollar borrowings under the Existing Credit Agreement with an interest rate based on the secured overnight financing rate (“SOFR”)”

Blue Owl Technology Finance Corp. amended credit facility with Goldman Sachs Bank USA at converted the benchmark rate from LIBOR to term SOFR.

“Amendment No. 1 converted the benchmark rate of the facility loans denominated in USD from LIBOR to term SOFR.”

Summit Hotel Properties, Inc. amended term loan of $200 million with Bank of America, N.A. at the applicable margin for a term loan advance shall be 0.05% less than the revol maturing June 21, 2026.

“The $200 Million Term Loan will mature on June 21, 2026 and can be extended to June 21, 2028 at the Company’s option, subject to certain conditions.”

Summit Hotel Properties, Inc. amended revolving credit of $400 million with Bank of America, N.A. at SOFR, plus a 0.10% credit spread adjustment, plus a SOFR margin between 1.40% an maturing June 21, 2027.

“The $400 Million Revolver will mature on June 21, 2027 and can be extended to June 21, 2028 at the Company’s option, subject to certain conditions.”

Knight-Swift Transportation Holdings Inc. incurred term loan of $250 million with Bank of America, N.A. as Administrative Agent; PNC Bank National Association and Wells Fargo Bank, National Association as Lenders and Co-Syndication Agents at SOFR plus the 0.10% SOFR adjustment plus 1.375% maturing September 3, 2026.

“On June 22, 2023 (the "Closing Date"), Knight-Swift Transportation Holdings Inc. (the "Company") entered into a $250 million unsecured credit facility with the lenders thereto, Bank of America, N.A. as Administrative Agent and PNC Bank National Association and Wells Fargo Bank, National Association as Lenders and Co-Syndication Agents (the "2023 Term Loan Agreement").”

SRx Health Solutions, Inc. incurred credit facility of up to $4,750,000 with Wintrust Receivables Finance, a division of Wintrust Bank N.A. at a minimum rate of 5.5% maturing an initial term of two years.

“Wintrust Facility On June 21, 2023, Halo entered into an account purchase agreement (the “AP Agreement”) with Wintrust Receivables Finance, a division of Wintrust Bank N.A. (“Wintrust”) pursuant to which Wintrust will purchase, at its discretion, up to eligible customer invoices and advance up to 75% of the face amount of all purchased invoices up to $4,750,000 (the “Wintrust Facility”).”

SRx Health Solutions, Inc. incurred term loan of $5,000,000 with Alphia Inc. at 10% per annum, compounded quarterly maturing June 21, 2026.

“Pursuant to the Term Loan Agreement, Alphia made a term loan to the Company in the original principal amount of $5,000,000 (the “Term Loan”).”

Extra Space Storage Inc. incurred credit facility of $4.865 billion with U.S. Bank National Association, as administrative agent maturing due June 20, 2027 (the “Revolving Credit Facility”), ... due June 22, 2024.

“The Credit Agreement provides for aggregate borrowings of up to $4.865 billion, consisting of a senior unsecured revolving credit facility of $1.94 billion, due June 20, 2027”

CHARLES & COLVARD LTD amended credit facility of $5,000,000 cash secured credit facility with JPMorgan Chase Bank, N.A. at variable rate equal to the sum of the monthly secured overnight financing rate p maturing July 31, 2024.

“On June 21, 2023, Charles & Colvard, Ltd. (the “Company”), renewed a $5,000,000 cash secured credit facility (as renewed, the “Credit Facility”) from JPMorgan Chase Bank, N.A. (“JPMC”), with an effective date of June 21, 2023.”

NRG ENERGY, INC. amended credit facility maturing June 21, 2024.

“In addition, in connection with the amendments to the Receivables Facility, NRG Retail and the Originators renewed the existing repurchase facility (the “Repurchase Facility”) that provides short-term financing secured by a subordinated note issued by NRG Receivables. Such renewal, among other things, extends the maturity date to June 21, 2024 and joins the Additional Originator to the Repurchase Facility.”

NRG ENERGY, INC. amended credit facility of up to $1.4 billion outstanding (adjusted seasonally) with Royal Bank of Canada, as administrative agent maturing June 21, 2024.

“On June 22, 2023, NRG Receivables LLC (“NRG Receivables”), an indirect wholly-owned subsidiary of NRG Energy, Inc. (the “Company”), amended its accounts receivable securitized borrowing facility (the “Receivables Facility”) to, among other things, (i) extend the scheduled termination date by one year, (ii) increase the aggregate commitments from $1 billion to $1.4 billion and (iii) add a new originator.”

GSE SYSTEMS INC incurred convertible notes of $2,747,228 with Lind Global Fund II LP at interest free maturing August 23, 2024.

“The Amended Note is a secured, interest free convertible promissory note in the principal amount of $2,747,228, such amount being the outstanding balance of the 2022 Note as of June 23, 2023.”

GSE SYSTEMS INC incurred convertible notes of $1,800,000 with Lind Global Fund II LP at interest free maturing two years from the issuance date.

“The first closing occurred on June 23, 2023, and consisted of the issuance of a secured, two-year interest free convertible promissory note with a funding amount of $1,500,000 and a principal amount of $1,800,000 (the “2023 Note”)”

GRAFTECH INTERNATIONAL LTD incurred senior notes of $450 million aggregate principal amount with U.S. Bank Trust Company, National Association at 9.875% per annum maturing December 15, 2028.

“On June 26, 2023, GrafTech Global Enterprises Inc. (the “Issuer”), an indirect, wholly-owned subsidiary of GrafTech International Ltd. (the “Company”), issued $450 million aggregate principal amount of 9.875% Senior Secured Notes due 2028”

WOLFSPEED, INC. incurred senior notes of $1,250,000,000 aggregate principal amount with U.S. Bank Trust Company, National Association at (i) during the first three years after the Issue Date, at a rate of 9.875% per a maturing June 23, 2030.

“On June 23, 2023 (the " Issue Date "), in connection with a private placement and sale of $1,250,000,000 aggregate principal amount of senior secured notes due 2030 (the " Senior Notes ") of Wolfspeed, Inc. (the " Company "), the Company and U.S. Bank Trust Company, National Association, as the trustee and collateral agent (the " Agent "), executed an indenture (the " Indenture ") relating to the Senior Notes.”

PAR PACIFIC HOLDINGS, INC. amended credit facility with J. Aron & Company LLC at the SOFR Rate means the sum of (a) Compounded SOFR (as defined in the S&O Agreem.

“On June 21, 2023, Par Hawaii Refining, LLC, a Hawaii limited liability company (“ PHR ”) and indirect wholly-owned subsidiary of Par Pacific Holdings, Inc. (“ Par Pacific ”), and Par Petroleum, LLC, a Delaware limited liability company and a subsidiary of Par Pacific and the parent of PHR, as guarantor, entered into an Amendment (the “ Amendment ”) to Second Amended and Restated Supply and Offtake Agreement (as amended, the “ S&O Agreement ”) with J. Aron & Company LLC (“ J. Aron ”). The Amendment amended the S&O Agreement to change the interest rate benchmark in the S&O Agreement by replacing LIBOR with the SOFR Rate and to make certain other conforming and mechanical changes.”

Cheniere Energy, Inc. incurred revolving credit of $1 billion with MUFG Bank, Ltd., Bank of Nova Scotia, Société Générale and other lenders at reduce the rate of interest and commitment fees applicable thereunder maturing extend the maturity date thereunder.

“On June 23, 2023, Sabine Pass Liquefaction, LLC (“ SPL ”), a subsidiary of CEI, entered into a $1 billion Senior Secured Revolving Credit and Guaranty Agreement among SPL, as borrower, various lenders (the “ SPL Lenders ”) and issuing banks, MUFG Bank, Ltd., as coordinating lead arranger, the Bank of Nova Scotia, as senior facility agent and Société Générale, as common security trustee for the SPL Lenders (the “ SPL Revolving Credit Facility ”).”

Cheniere Energy, Inc. incurred revolving credit of $1 billion with MUFG Bank, Ltd. and SG Americas Securities, LLC and other lenders at variable rate per annum equal to SOFR or the base rate (the highest of (a) the p maturing The Revolving Credit Facility matures on June 23, 2028..

“On June 23, 2023, Cheniere Energy Partners, L.P. (“ CQP ”), a subsidiary of Cheniere Energy, Inc. (“ CEI ”), entered into a $1 billion Senior Unsecured Revolving Credit and Guaranty Agreement among CQP, as borrower, certain subsidiaries of CQP, as subsidiary guarantors, various lenders (the “ CQP Lenders ”) and issuing banks, MUFG Bank, Ltd., as coordinating lead arranger, joint bookrunner and administrative agent, and SG Americas Securities, LLC as joint bookrunner for the CQP Lenders (the “ CQP Revolving Credit Facility ”).”

QT IMAGING HOLDINGS, INC. incurred convertible notes of $1,000,000 with GigAcquisitions5, LLC at no interest maturing upon the consummation of a business combination.

“On June 26, 2023, the Company further amended and restated the Working Capital Note (the “Eighth Restated Working Capital Note”) to reflect an additional principal amount of $130,000 extended by the Sponsor to the Company for a collective principal amount under the Eighth Restated Working Capital Note of $1,000,000.”