secwatch / observer
8-K filed June 27, 2023, 7:59 PM ET ticker PEVM CIK 0001879848
debt confidence high sentiment neutral materiality 0.75

PHOENIX MOTOR INC. (PEVM): debt financing — Phoenix Motor Inc. enters convertible note financing up to $5.1M

PHOENIX MOTOR INC.

Key facts

Extracted from this filing and checked against the source text.

Debt Financings SEC 8-K Item 2.03/2.04 confidence 0.9

PHOENIX MOTOR INC. incurred senior notes of up to $5.1 million aggregate principal amount with certain investors at Prime Rate plus 4.75% per annum in cash, or Prime Rate plus 7.75% per annum if i maturing 18 months after the date of issuance at each applicable closing.

Instrument
senior notes
Principal
up to $5.1 million aggregate principal amount
Counterparty
certain investors
Rate
Prime Rate plus 4.75% per annum in cash, or Prime Rate plus 7.75% per annum if i
Maturity
18 months after the date of issuance at each applicable closing
Event
incurrence
Exact text from the filing
On June 23, 2023, Phoenix Motor Inc., a Delaware corporation (the " Company "), entered into a Securities Purchase Agreement (the " SPA ") with certain investors named therein (the " Investors "), to issue and sell, subject to the satisfaction of certain closing conditions, up to $5.1 million aggregate principal amount of the Company’s unsecured senior convertible promissory notes (the " Notes ")
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

PHOENIX MOTOR INC. entered into Securities Purchase Agreement with certain investors valued at up to $5.1 million aggregate principal amount (effective 2023-06-23).

Action
entry
Agreement
equity purchase
Counterparty
certain investors
Value
up to $5.1 million aggregate principal amount
Effective
2023-06-23
Exact text from the filing
On June 23, 2023, Phoenix Motor Inc., a Delaware corporation (the “ Company ”), entered into a Securities Purchase Agreement (the “ SPA ”) with certain investors named therein (the “ Investors ”), to issue and sell, subject to the satisfaction of certain closing conditions, up to $5.1 million aggregate principal amount of the Company’s unsecured senior convertible promissory notes
View on SEC.gov

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PHOENIX MOTOR INC. filing history →

Source: SEC EDGAR
accession 0001104659-23-074824
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