Debt Financings

CROWN HOLDINGS, INC. incurred senior notes of €500,000,000 with initial purchasers (BNP Paribas as representative) at 5.000% per year maturing May 15, 2028.

“On May 9, 2023, Crown Holdings, Inc. (the “ Company ”) entered into a Purchase Agreement (the “ Purchase Agreement ”) pursuant to which Crown European Holdings S.A. (the “ Issuer ”), a subsidiary of the Company, agreed to issue and sell to several initial purchasers, for whom BNP Paribas is acting as representative, €500,000,000 in aggregate principal amount of senior unsecured notes due 2028 (the “ Notes ”). The Notes will mature on May 15, 2028 and will accrue interest at a rate of 5.000% per year.”

ONCOR ELECTRIC DELIVERY CO LLC incurred senior notes of $400 million aggregate principal amount of its 4.95% Senior Secured Notes due 2052 with initial purchasers at 4.95% per annum maturing September 15, 2052.

“On May 11, 2023, Oncor Electric Delivery Company LLC (“Oncor”) completed a sale of $600 million aggregate principal amount of its 4.30% Senior Secured Notes due 2028 (the “2028 Notes”) and $400 million aggregate principal amount of its 4.95% Senior Secured Notes due 2052 (the “2052 Notes” and, together with the 2028 Notes, the “Notes”).”

ONCOR ELECTRIC DELIVERY CO LLC incurred senior notes of $600 million aggregate principal amount of its 4.30% Senior Secured Notes due 2028 with initial purchasers at 4.30% per annum maturing May 15, 2028.

“On May 11, 2023, Oncor Electric Delivery Company LLC (“Oncor”) completed a sale of $600 million aggregate principal amount of its 4.30% Senior Secured Notes due 2028 (the “2028 Notes”)”

WATERS CORP /DE/ incurred senior notes of $50,000,000 with PGIM, Inc. and the purchasers listed on Schedules A-1 and A-2 at 4.91% maturing May 11, 2030.

“$50,000,000 aggregate principal amount of 4.91% Senior Guaranteed Notes, Series Q, due May 11, 2030”

WATERS CORP /DE/ incurred senior notes of $50,000,000 with PGIM, Inc. and the purchasers listed on Schedules A-1 and A-2 at 4.91% maturing May 11, 2028.

“$50,000,000 aggregate principal amount of 4.91% Senior Guaranteed Notes, Series P, due May 11, 2028”

BALTIMORE GAS & ELECTRIC CO incurred senior notes of $700 million with U.S. Bank Trust Company, National Association, as trustee at 5.400% maturing June 1, 2053.

“On May 10, 2023, BGE issued $700 million aggregate principal amount of its 5.400% notes due June 1, 2053 (the “Notes”).”

ROCKY BRANDS, INC. amended term loan with TCW Asset Management Company LLC.

“On May 9, 2023, the Company and TCW entered into a Fourth Amendment to the Term Loan Agreement (“Term Loan Amendment”), among other things, to provide certain EBITDA adjustments with respect to its financial covenants, adjust the method to calculate total debt, continue certain weekly reporting requirements, adjust ratio requirements for the total leverage ratio periodically through March 31, 2025, continue certain pricing terms, extend certain prepayment terms, and pay such lenders certain amendment fees.”

Legacy IMBDS, Inc. reported a default on credit facility with Siena Lending Group LLC.

“The events giving rise to the Synacor Notice also constitutes an event of default under the Loan and Security Agreement dated July 30, 2021 (as amended, the "Loan and Security Agreement"), by and among the Company, as the lead borrower, certain of its subsidiaries party thereto as borrowers, Siena Lending Group LLC ("Siena") and the other financial institutions party thereto from time to time as lenders, Siena, as agent, and certain additional subsidiaries of the Company, as guarantors thereunder.”

Legacy IMBDS, Inc. faced acceleration on senior notes of original principal amount of $10,000,000 with Synacor, Inc..

“On May 4, 2023, iMedia Brands, Inc. (the "Company") received a Notice of Acceleration and Demand for Payment (the "Synacor Notice") from Synacor, Inc. ("Synacor") dated May 4, 2023, with respect to the following documents (collectively, the "Synacor Documents"): (i) the Secured Promissory Note dated July 30, 2021, by the Company’s wholly-owned subsidiary, Portal Acquisition Company ("Portal"), in favor of Synacor in the original principal amount of $10,000,000 (the "Note"), which includes the guarantee of the Company in favor of Synacor (the "Guarantee")”

NORTHERN STATES POWER CO /WI/ incurred senior notes of $125 million with certain institutional investors at 5.30% maturing June 15, 2053.

“On May 10, 2023, Northern States Power Company, a Wisconsin corporation (“NSP-Wisconsin”), entered into a Bond Purchase Agreement (the “Bond Purchase Agreement”) with certain institutional investors for the offer and sale of $125 million in aggregate principal amount of 5.30% First Mortgage Bonds, Series due June 15, 2053 (the “Bonds”).”

ILLINOIS TOOL WORKS INC incurred credit facility of €1,300,000,000 with ING Bank, N.V., London Branch, as Agent and the lender(s) party thereto at EURIBOR rate plus 0.75% maturing May 3, 2024.

“On May 9, 2023, the Company submitted irrevocable notices to borrow €1,300,000,000 under the Euro Credit Agreement.”

Getty Images Holdings, Inc. amended revolving credit of $80 million to $150 million with J.P. Morgan Chase Bank N.A. at Term SOFR plus a margin of 4.00% or the Base Rate plus a margin of 3.00% maturing May 4, 2028.

“amended their existing senior secured credit facility with J.P. Morgan Chase Bank N.A., as administrative agent, and the other loan parties party thereto, to, among other things, (i) upsize the total amount of commitments under the revolving credit facility capacity from $80 million to $150 million and (ii) extend the maturity of the revolving credit facility until May 4, 2028”

Babylon Holdings Ltd incurred term loan of up to $34,500,000 with certain affiliates of, or funds managed and/or advised by, AlbaCore Capital LLP.

“the Bridge Noteholders agreed to provide further secured debt financing in the form of an additional senior secured term loan notes facility (the “Additional Bridge Facility”) in an additional aggregate principal amount of up to $34,500,000”

Zoomcar Holdings, Inc. incurred loan of up to $500,000 with Innovative International Sponsor I LLC at bears no interest maturing on the date of the consummation of the Company’s initial business combination.

“On May 10, 2023, Innovative International Acquisition Corp. (the “Company”) issued an unsecured promissory note (the “Note”), in the amount of up to $500,000 to Innovative International Sponsor I LLC, the sponsor of the Company.”

FARADAY FUTURE INTELLIGENT ELECTRIC INC. incurred convertible notes of $100.0 million with Metaverse Horizon Limited and V W Investment Holding Limited.

“On May 8, 2023, the Company entered into a Securities Purchase Agreement (the “Unsecured SPA”) with Metaverse Horizon Limited and V W Investment Holding Limited, as purchasers (collectively with additional purchasers from time to time party thereto, the “Unsecured SPA Purchasers”), to issue and sell, subject to the satisfaction of certain closing conditions (as described further below), $100.0 million aggregate principal amount of the Company’s senior unsecured convertible promissory notes (the “Unsecured SPA Notes”),”

Nikola Corp incurred senior notes of $15,000,000 in aggregate principal amount with Wilmington Savings Fund Society, FSB at 5.0% per annum maturing May 10, 2024.

“On May 10, 2023, Nikola Corporation (the “Company”) consummated the sale of $15,000,000 in aggregate principal amount of series B-2 senior convertible notes (the “Series B-2 Notes”) to an investor”

Kraft Heinz Co incurred senior notes of €600,000,000 maturing May 9, 2025.

“On May 10, 2023, Kraft Heinz Foods Company (the “Issuer”), a 100% owned operating subsidiary of The Kraft Heinz Company (the “Guarantor”), issued €600,000,000 Floating Rate Senior Notes due 2025 (the “Notes”)”

Neptune Wellness Solutions Inc. amended credit facility of $7,500,000 with Alterna Capital Solutions LLC at prime plus 1% with a minimum interest rate of 8% per annum maturing twelve (12) months from January 20, 2023.

“("Sprout") and Alterna Capital Solutions LLC (the "Lender"), and a related Inventory Finance Rider (the "Rider"), dated as of April 21, 2023, by and between Sprout and the Lender.”

MARIZYME, INC. incurred convertible notes of $1,000,000 with Walleye Opportunities Master Fund Ltd at no interest maturing May 7, 2023.

“On February 6, 2023, the Company entered into a securities purchase agreement (the “Securities Purchase Agreement”) with Walleye Opportunities Master Fund Ltd (the “Investor”), pursuant to which the Company issued to the Investor an Unsecured Subordinated Convertible Promissory Note (the “Note”) in the aggregate principal amount of $1,000,000”

NUVASIVE INC amended credit facility of up to $550.0 million with Bank of America, N.A., as administrative agent at replacement of LIBOR-based rates with a SOFR-based rate (including a customary s.

“senior credit facility (the “Facility”). The Facility provides for secured revolving loans, multicurrency loan options and letters of credit in an aggregate amount of up to $550.0 million. The modifications to the Existing Credit Agreement pursuant to Amendment No. 2 to Credit Agreement provides for the replacement of LIBOR-based rates with a SOFR-based rate”

VIKING ENERGY GROUP, INC. incurred convertible notes of $800,000 with FK Venture LLC at 12% per annum maturing the earlier of earlier of July 1, 2025, or 90 days following the date that the Company completes a direct up-listing of its common stock to a national securitie.

“May 5, 2023, and the Company agreed to issue to the Seller, convertible promissory notes (each such note a “ Note ”), with each Note having a minimum principal amount of $800,000 (for aggregate minimum funding to the Company of $4,800,000 under the SPA); and (ii) the Investor would have the right to purchase up to an aggregate of $9,600,000 in principal”

METROPOLITAN LIFE INSURANCE CO amended credit facility of $3,000,000,000 with Bank of America, N.A., as Administrative Agent and Several L/C Agent, JPMorgan Chase Bank, N.A. and Wells Fargo Bank, National Association, as Co-Syndication Agents maturing May 8, 2028.

“in the Amended and Restated Credit Agreement. The Amended and Restated Credit Agreement will provide for borrowings or the issuance of letters of credit up to an aggregate of $3,000,000,000 committed by the lenders party thereto. The amount available under the Amended and Restated Credit Agreement may be increased to a maximum amount of $4,000,000,000, provided that”

ZYNEX INC incurred convertible notes of $60,000,000 with U.S. Bank Trust Company, National Association at 5.00% per year maturing May 15, 2026.

“amount of Notes. On May 8, 2023, the initial purchaser exercised its option to purchase additional Notes in full, bringing the total aggregate principal amount of the Notes to $60,000,000. The Notes were issued pursuant to, and are governed by, an indenture (the “Indenture”), dated as of May 9, 2023, between the Company and U.S. Bank Trust Company, National”

Direct Selling Acquisition Corp. incurred loan of $835,718.75 with DSAC Partners LLC at does not bear interest maturing upon closing of the Company’s initial business combination.

“On May 5, 2023, Direct Selling Acquisition Corp. (the “Company”) issued an unsecured promissory note (the “Note”) in the principal amount of $835,718.75 to DSAC Partners LLC (the “Sponsor”).”

DevvStream Corp. incurred loan of up to $1,500,000 with Focus Impact Sponsor, LLC at does not bear interest maturing matures upon closing of the Company's initial business combination.

“on May 9, 2023, the Company issued an unsecured promissory note in the total principal amount of up to $1,500,000 (the “Promissory Note”) to the Sponsor and the Sponsor funded the initial principal amount of $487,500. The Promissory Note does not bear interest and matures upon closing of the Company’s initial business combination.”

Integral Acquisition Corp 1 incurred loan of up to $630,000 with Integral Sponsor LLC at no interest maturing upon the date of the consummation of the Initial Business Combination or the liquidation of the Company.

“On May 8, 2023, Integral Acquisition Corporation 1, a Delaware corporation (the “ Company ”), issued a promissory note (the “ Note ”) in the aggregate principal amount of up to $630,000 to Integral Sponsor LLC”

PureCycle Technologies, Inc. incurred term loan of $40 million with Pure Plastic LLC at Term SOFR plus 7.5% maturing December 31, 2025.

“On May 8, 2023, PureCycle Technologies, Inc. (the “Company) entered into a $40 million term loan facility (the “Term Loan Facility”) pursuant to a Credit Agreement (the “Term Loan Credit Agreement”) dated as of May 8, 2023”

Appreciate Holdings, Inc. reported a default on debt of $6,000,000 with Vellar Opportunity Fund SPV LLC – Series 9.

“in either cash (as set forth in clause (a)) or Shares (as set forth in clause (b)) that is due to Seller pursuant to Section 6(d)(ii) of the Agreement. (a) In the case of cash, $6,000,000. Seller is entitled to the Maturity Cash Consideration, which is equal to the product of (i)(x) the Maximum Number of Shares less (y) the number of Terminated Shares and (ii)”

i3 Verticals, Inc. incurred revolving credit of $450 million with JPMorgan Chase Bank, N.A., as administrative agent at base rate or the Adjusted Term SOFR rate, plus, in each case, an applicable marg.

“provides for aggregate commitments of $450 million in the form of a senior secured revolving credit facility”

Evolus, Inc. amended term loan of $50.0 million with BPCR Limited Partnership and BioPharma Credit Investments V (Master) LP at SOFR.

“On May 9, 2023, the Company entered into a Third Amendment to Loan Agreement (the “Third Amendment”) with BPCR Limited Partnership (as a “Lender”), BioPharma Credit Investments V (Master) LP (as a “Lender” and, together with BPCR Limited Partnership, the “Lenders”), and Biopharma Credit PLC, as collateral agent for the Lenders (in such capacity, the “Collateral Agent”), which amends certain terms of the Loan and Security Agreement, dated December 14, 2021, as amended, by and among the Company, Lenders, and Collateral Agent (the “Loan Agreement”). The Third Amendment provides that, subject to the terms of the Loan Agreement, as amended, the Lenders will advance the second tranche of $50.0 million to the Company in two installments: (i) $25.0 million to be advanced on May 31, 2023 and (ii) $25.0 million to be advanced on December 15, 2023. The Third Amendment increases the interest only period under the Loan Agreement by 12 months, after which the Company shall make seven equal quarterly”

AVIAT NETWORKS, INC. incurred credit facility of $40 million revolving credit facility and a $50.0 million Delayed Draw Term Loan Facility with Wells Fargo Bank, National Association at Adjusted Term SOFR in effect from time to time plus the applicable margin; or th maturing May 8, 2028.

“On May 9, 2023, the Company entered into a Secured Credit Facility Agreement (the “Loan Facility” or the “Credit Agreement”) by and among the Company, Aviat U.S., Inc. (“Opco” and together with the Company the “U.S. Borrowers”,) Aviat Networks (S) Pte. Ltd. (the “Singapore Borrower” and together with the Company and Opco, the “Borrowers”) and Wells Fargo Bank, National Association, as administrative agent, swingline lender and issuing lender and Wells Fargo Securities LLC, Citigroup Global Markets Inc., and Regions Capital Markets as joint lead arrangers and joint bookrunners (the “Lender”). The Loan Facility provides for a $40 million revolving credit facility and a $50.0 million Delayed Draw Term Loan Facility with a maturity date of May 8, 2028.”

Prairie Operating Co. incurred convertible notes of $1,000,000 at 12%.

“the Company’s 12% senior secured convertible debentures (the " Original Debentures "), plus accrued but unpaid interest and a 30% premium, were exchanged, in the aggregate, for (a) 12% amended and restated senior secured convertible debentures (collectively, the " AR Debentures ") in the principal amount of $1,000,000”

INVACARE HOLDINGS Corp incurred term loan of $85 million with Highbridge Capital Management, LLC at Term SOFR + 8.00% or base rate + 7.00% maturing May 5, 2027.

“Pursuant to the Highbridge Loan Agreement, Old Invacare is deemed to have borrowed on the Closing Date an aggregate principal amount of $85 million secured term loans, which secured term loans consist of $55.5 million of secured term loans continued from the Original Credit Agreement and $29.5 million of secured term loans converted from secured term loans under the Superpriority Secured Debtor-In-Possession Credit Agreement, dated as of February 2, 2023, among Old Invacare, the lenders party thereto, Cantor Fitzgerald Securities, as administrative agent for the lenders thereunder and GLAS Trust Corporation Limited, as collateral agent for the secured parties thereunder. The secured term loan is scheduled to mature on May 5, 2027 and accrues interest at an annual rate of Term SOFR + 8.00% or a base rate plus 7.00%.”

CINCINNATI BELL INC incurred term loan of $200 million with Goldman Sachs Bank USA, as administrative agent, and CoBank, ACB, as the Term B-3 Lender at floating rate plus a margin equal to (x) 3.00% for Term B-3 Loans bearing intere maturing November 2028.

“The Incremental Amendment provides for the incurrence of a new tranche of $200 million senior secured term loans (the “Term B-3 Loans”).”

VSEE HEALTH, INC. incurred loan of $200,000 with SCS Capital Partners LLC at 10% per annum maturing May 5, 2024.

“On May 5, 2023, the Company issued a promissory note to SCS Capital Partners LLC in the aggregate principal amount of $200,000 (the “SCS Note”). The SCS Note bears interest at a rate of 10% per annum and is due and payable on May 5, 2024.”

VSEE HEALTH, INC. incurred loan of $300,000 at 10% per annum maturing May 5, 2024.

“Pursuant to the SPA, the Company issued the Holder a 16.67% original issue discount promissory note, in favor of the Holder, in the aggregate principal amount of $300,000 (the “Promissory Note”).”

Fortune Rise Acquisition Corp incurred loan of $330,064.50 with Water On Demand, Inc. at non-interest bearing maturing the earlier of (i) consummation of the Company’s initial business combination and (ii) the date of the liquidation of the Company.

“ompany issued an unsecured promissory note (the “ Note ”) to Water On Demand, Inc., a Nevada corporation and the entity which controls the Company’s sponsor.”

Global System Dynamics, Inc. incurred loan of $83,947 with DarkPulse, Inc. at no interest maturing upon the earlier of (i) the date on which the Company consummates its Initial Business Combination, and (ii) the date that the winding up of the Company is effe.

“On May 5, 2023, Global System Dynamics, Inc., a Delaware corporation (" GSD " or the " Company "), issued a promissory note (the " Note ") in the aggregate principal amount of $83,947 to DarkPulse, Inc., a Delaware corporation, the sponsor of the Company”

VIP Play, Inc. incurred loan of $1,600,000 with Excel Family Partners, LLLP at twenty-five percent (25%) per annum maturing 2023-11-04.

“On May 5, 2023, KeyStar Corp., a Nevada corporation (the “ Company ,” “ we ” or “ our ”), entered into a Promissory Note with Excel Family Partners, LLLP, a Florida limited liability limited partnership (“ Excel ”) in the principal amount of $1,600,000 (the “ Note ”).”

WeWork Inc. incurred senior notes of $23 million at 12.00% maturing due 2027.

“issued $23 million in aggregate principal amount of 12.00% Third Lien Senior Secured PIK Notes due 2027”

WeWork Inc. incurred senior notes of $687 million at 11.00% (5.00% Cash/6.00% PIK) maturing due 2027.

“issued $687 million in aggregate principal amount of 11.00% (5.00% Cash/6.00% PIK) Second Lien Senior Secured PIK Notes due 2027”

WeWork Inc. incurred senior notes of $525 million at 15.00% (7.00% Cash/8.00% PIK) maturing due 2027.

“issued $525 million in aggregate principal amount of 15.00% (7.00% Cash/8.00% PIK) First Lien Senior Secured PIK Notes due 2027”

Coronado Global Resources Inc. incurred revolving credit of US$150 million with The Hongkong and Shanghai Banking Corporation Limited, Sydney branch (HSBC), and DBS Bank Limited, Australian branch (DBS) at applicable rate of 2.80% and BBSY (for loans denominated in AUD) or SOFR (for lo maturing three years after the closing date.

“entered into a senior secured asset-based revolving credit agreement in an initial aggregate principal amount of US$150 million”

InPoint Commercial Real Estate Income, Inc. amended credit facility of increase the maximum facility amount to $526,076,160 with JPMorgan Chase Bank, National Association maturing May 6, 2026, with the option to extend the maturity date further to May 6, 2028 subject to two optional one-year extensions.

“On May 5, 2023, the Company, through the Loan Subsidiary, entered into an amendment to the JPM Repo Facility (the “JPM Repo Facility Amendment”) to (i) extend the maturity date of the JPM Repo Facility to May 6, 2026, with the option to extend the maturity date further to May 6, 2028 subject to two optional one-year extensions, and (ii) increase the maximum facility amount to $526,076,160 (the “Amended Maximum Facility Amount”).”

Oportun Financial Corp incurred term loan of $25 million with certain affiliates of Neuberger Berman Specialty Finance.

“On May 5, 2023, the Company borrowed $25 million of incremental term loans (the “Incremental Tranche B Loans”) pursuant to the Company's corporate facility entered into by and among the Company, as borrower, the subsidiaries of the Company party thereto as guarantors, certain affiliates of Neuberger Berman Specialty Finance as lenders, and Wilmington Trust, National Association, as administrative agent and collateral agent, dated as of September 14, 2022 (as amended, supplemented or otherwise modified, the “Amended Credit Agreement”).”

Elys BMG Group, Inc. incurred convertible notes of $1,500,000 with Gold Street Capital Corp. at 12% per annum compounded annually maturing three years from their date of issuance.

“channel and mobile app product for U.S. and Canadian markets. The Investor purchased a total of 1,500 units and the Company issued Debentures for the total principal amount of $1,500,000 (the "Principal Amount") to the Investor and warrants to purchase 3,138,075 shares of common stock of the Company. The Debentures mature three years from their date of issuance”

VISHAY INTERTECHNOLOGY INC incurred revolving credit of $750 million with JPMorgan Chase Bank, N.A. at SOFR plus 1.60% maturing May 8, 2028.

“On May 8, 2023, Vishay Intertechnology, Inc. (“Vishay” or the “Company”) entered into an Amendment and Restatement Agreement with a consortium of banks led by JPMorgan Chase Bank, N.A., as administrative agent, and the lenders (the "Amended and Restated Credit Facility"), which provides an aggregate commitment of $750 million of revolving loans available until May 8, 2028.”

TUPPERWARE BRANDS CORP amended credit facility of $5.3 million with Wells Fargo Bank, National Association, as administrative agent.

“The Amendment, among other things, (a) provides for a waiver of, inter alia , certain conditions to borrowings set forth in the Credit Agreement, which permitted the Company to make, on the effective date of the Amendment, a single borrowing under the Credit Agreement in the aggregate principal amount of $5.3 million (the proceeds of which were used on such date to pay past-due interest owing by the Company under the Credit Agreement) notwithstanding the existence of each of a default related to such past-due interest and an event of default resulting from the Company’s failure to timely deliver audited financials in respect of the fiscal year ended 2022 under the Credit Agreement”

TUPPERWARE BRANDS CORP amended credit facility of $5.3 million borrowing to pay past-due interest with Wells Fargo Bank, National Association, as administrative agent, and the lenders party thereto at Not specified; borrowing used to pay past-due interest maturing Not specified.

“Credit Agreement, which permitted the Company to make, on the effective date of the Amendment, a single borrowing under the Credit Agreement in the aggregate principal amount of $5.3 million (the proceeds of which were used on such date to pay past-due interest owing by the Company under the Credit Agreement) notwithstanding the existence of each of a default related”

TRACTOR SUPPLY CO /DE/ incurred senior notes of $750,000,000 with Wells Fargo Securities, LLC, Truist Securities, Inc. and U.S. Bancorp Investments, Inc., as representatives of the several underwriters at 5.250% maturing May 15, 2033.

“the Company agreed to issue and sell to the Underwriters, and the Underwriters agreed to purchase, $750,000,000 aggregate principal amount of the Company’s 5.250% Senior Notes due 2033”