Debt Financings

PARKERVISION INC incurred debt of $5.0 million with Brickell Key Investments.

“On May 4, 2023, ParkerVision, Inc. (the "Company") entered into a confidential letter agreement with Brickell Key Investments ("Brickell"), a special purpose fund under the management of Brickell Key Asset Management Limited, a Guernsey-based asset manager, whereby Brickell provided $5.0 million in additional funding to the Company.”

CMS ENERGY CORP incurred convertible notes of $800,000,000 aggregate principal amount with The Bank of New York Mellon, as trustee at 3.375% per year maturing May 1, 2028.

“On May 5, 2023, CMS Energy Corporation (“CMS Energy”) completed the sale of $800,000,000 aggregate principal amount of 3.375% Convertible Senior Notes due 2028 (the “Notes”), which included an additional $100,000,000 aggregate principal amount of Notes purchased pursuant to the full exercise of the option granted to the Initial Purchasers (as defined herein) pursuant to the Purchase Agreement (as defined herein) to purchase additional Notes, in a private offering to persons reasonably believed to be qualified institutional buyers pursuant to Rule 144A under the Securities Act of 1933, as amended (the “Securities Act”).”

NORTHWESTERN CORP incurred senior notes of $30 million with The Bank of New York Mellon, as trustee at 5.42% maturing May 1, 2033.

“On May 1, 2023, NorthWestern Corporation d/b/a NorthWestern Energy (NYSE: NWE) (the " Company ") issued and sold $30 million principal amount of the Company's South Dakota First Mortgage Bonds”

Core Laboratories Inc. /DE/ incurred senior notes of $50 million in aggregate principal amount with purchasers of the Notes at 7.25% and 7.50% maturing 2028 and 2030.

“On May 4, 2023, Core Laboratories Inc. (the “Company”) and Core Laboratories (U.S.) Interests Holdings, Inc. (the “Issuer”) completed a private placement of $50 million in aggregate principal amount of the Issuer’s senior secured notes with $25 million due 2028 (the “2028 Notes”) at an interest rate of 7.25% and $25 million due 2030 (the “2030 Notes”) at an interest rate of 7.50%.”

Stepstone Private Credit Fund LLC incurred revolving credit of $81.250 million with Bank of Montreal at Term SOFR plus a margin of 2.50% maturing May 1, 2030.

“On May 1, 2023, Stepstone Private Credit Fund LLC (the “Company”), through a special purpose wholly-owned subsidiary, StepStone Great Lakes SPV Facility II LLC (“SPV Facility II”), as borrower, entered into a Loan and Security Agreement (the “BMO Loan and Security Agreement”) with Bank of Montreal, a Canadian chartered bank acting through its Chicago Branch (“BMO”), as the administrative agent, as collateral agent, and as a lender, and the other lenders party thereto from time to time, to provide SPV Facility II with a revolving credit facility (the “BMO SPV II Credit Facility”). BMO has made an initial commitment of $81.250 million under the BMO SPV II Credit Facility, with an accordion provision to permit increases to the total facility amount up to $100 million, subject to the satisfaction of certain conditions.”

Hainan Manaslu Acquisition Corp. incurred loan of $227,700 with Able View Inc. at does not bear interest maturing mature upon closing of a business combination by the Company.

“On May 5, 2023, Hainan Manaslu Acquisition Corp. (the “Company”) issued one unsecured promissory note in an amount of $227,700, to Able View Inc. (“Able View”), in exchange for Able View depositing such amount into the Company’s trust account in order to extend the amount of time it has available to complete a business combination.”

DIH HOLDING US, INC. incurred loan of $135,000.00 with ATAC Sponsor LLC.

“Pursuant to the Extension Note, on May 5, 2023, the Company delivered to the Sponsor a written request to draw down $135,000.00 for the purpose of extending the date by which the Company has to consummate a business combination (the “Combination Period”). Upon this written request, the Sponsor deposited $135,000.00 to the Company’s Trust Account.”

DIH HOLDING US, INC. incurred loan of $100,000.00 with ATAC Sponsor LLC maturing upon the earlier of (i) two (2) days following the date on which the Company’s initial business combination is consummated and (ii) the date of the liquidation.

“On May 2, 2023, the Company issued an unsecured promissory note (the “Third Working Capital Note”) in the amount of $100,000.00 to the Sponsor, in exchange for the Sponsor depositing such amounts in the Company’s working capital account, in order to provide the Company with additional working capital. The Third Working Capital Note does not bear interest, and matures (subject to the waiver against trust provisions) upon the earlier of (i) two (2) days following the date on which the Company’s initial business combination is consummated and (ii) the date of the liquidation of the Company.”

Gardiner Healthcare Acquisitions Corp. incurred loan of $75,000 with Virginia Stack maturing June 27, 2023 or earlier upon business combination.

““ Business Combination ”). The Promissory Notes entered into by the Company were issued as follows: (i) to Seisun Capital PTY LTD (“ Seisun Capital ”) for a principal sum of $75,000; (ii) to Guy Spriggs Trust 12/16 (“ Spriggs ”) for a principal sum of $200,000; (iii) to Kent Rinker (“ Rinker ”) for a principal sum of $50,000; (iv) to Greg Sukenik (“ Sukenik”

Gardiner Healthcare Acquisitions Corp. incurred loan of $25,000 with Greg Sukenik maturing June 27, 2023 or earlier upon business combination.

“12/16 (“ Spriggs ”) for a principal sum of $200,000; (iii) to Kent Rinker (“ Rinker ”) for a principal sum of $50,000; (iv) to Greg Sukenik (“ Sukenik ”) for a principal sum of $25,000; and (v) to Virginia Stack (“ Stack ” and, together with Seisun Capital, Spriggs, and Rinker, each a “ Payee ” and, collectively, the “ Payees ”) for a principal sum of $75,000.”

Gardiner Healthcare Acquisitions Corp. incurred loan of $50,000 with Kent Rinker maturing June 27, 2023 or earlier upon business combination.

“”) for a principal sum of $75,000; (ii) to Guy Spriggs Trust 12/16 (“ Spriggs ”) for a principal sum of $200,000; (iii) to Kent Rinker (“ Rinker ”) for a principal sum of $50,000; (iv) to Greg Sukenik (“ Sukenik ”) for a principal sum of $25,000; and (v) to Virginia Stack (“ Stack ” and, together with Seisun Capital, Spriggs, and Rinker, each a “ Payee ””

Gardiner Healthcare Acquisitions Corp. incurred loan of $200,000 with Guy Spriggs Trust 12/16 maturing June 27, 2023 or earlier upon business combination.

“issued as follows: (i) to Seisun Capital PTY LTD (“ Seisun Capital ”) for a principal sum of $75,000; (ii) to Guy Spriggs Trust 12/16 (“ Spriggs ”) for a principal sum of $200,000; (iii) to Kent Rinker (“ Rinker ”) for a principal sum of $50,000; (iv) to Greg Sukenik (“ Sukenik ”) for a principal sum of $25,000; and (v) to Virginia Stack (“ Stack ” and,”

Gardiner Healthcare Acquisitions Corp. incurred loan of $75,000 with Seisun Capital PTY LTD maturing June 27, 2023 or earlier upon business combination.

““ Business Combination ”). The Promissory Notes entered into by the Company were issued as follows: (i) to Seisun Capital PTY LTD (“ Seisun Capital ”) for a principal sum of $75,000; (ii) to Guy Spriggs Trust 12/16 (“ Spriggs ”) for a principal sum of $200,000; (iii) to Kent Rinker (“ Rinker ”) for a principal sum of $50,000; (iv) to Greg Sukenik (“ Sukenik”

Cibus, Inc. incurred revolving credit of up to $3,000,000 with Cibus Global LLC at interest-free.

“8-K), beginning on March 15, 2023, Calyxt can request, and Cibus Global LLC (“ Cibus ”) has agreed to provide, an unsecured, interest-free revolving line of credit of up to $3,000,000 in cash, which amount may be increased as described in the Merger 8-K (the “ Interim Funding ”). Funds can be drawn by Calyxt in $500,000 increments and may only be used to fund”

AB Private Credit Investors Corp incurred debt of $67,000,000 of subordinated notes with U.S. Bank Trust Company, National Association maturing April 27, 2035.

“Static Subsidiary ”), ABPCI Direct Lending Fund CLO XIII Second Static Subsidiary Ltd (the “ Second Static Subsidiary ” and together with the First Static Subsidiary, the “ Static Subsidiaries ”, and together with the Co-Issuers, the “ Issuer Entities ”), and U.S. Bank Trust Company, National Association (the “ CLO Transaction ”). The notes offered by the applicable Issuer Entities in the CLO Transaction (the “ Notes ”) are secured by a diversified portfolio of the Issuer Entities consisting primarily of middle market loans and participation interests in middle market loans and may also include some broadly syndicated loans.”

AB Private Credit Investors Corp incurred senior notes of $28,000,000 of Class D Secured Deferrable Floating Rate Notes with U.S. Bank Trust Company, National Association at Reference Rate plus 6.90% per annum maturing April 27, 2035.

“(iv) $28,000,000 of Class D Secured Deferrable Floating Rate Notes, which bear interest at the Reference Rate plus 6.90% per annum”

AB Private Credit Investors Corp incurred senior notes of $36,000,000 of Class C Secured Deferrable Floating Rate Notes with U.S. Bank Trust Company, National Association at Reference Rate plus 4.55% per annum maturing April 27, 2035.

“(iii) $36,000,000 of Class C Secured Deferrable Floating Rate Notes, which bear interest at the Reference Rate plus 4.55% per annum”

AB Private Credit Investors Corp incurred senior notes of $36,000,000 of Class B Senior Secured Floating Rate Notes with U.S. Bank Trust Company, National Association at Reference Rate plus 3.65% per annum maturing April 27, 2035.

“(ii) $36,000,000 of Class B Senior Secured Floating Rate Notes, which bear interest at the Reference Rate plus 3.65% per annum”

AB Private Credit Investors Corp incurred senior notes of $228,000,000 of Class A Senior Secured Floating Rate Notes with U.S. Bank Trust Company, National Association at Reference Rate plus 2.60% per annum maturing April 27, 2035.

“The CLO Transaction was executed through a private placement of: (i) $228,000,000 of Class A Senior Secured Floating Rate Notes, which bear interest at the Reference Rate (as defined in the Indenture) plus 2.60% per annum”

SKYX Platforms Corp. incurred revolving credit of $2.0 million with First-Citizens Bank & Trust Company at The Wall Street Journal Prime Rate plus 0.250%, subject to a floor of 5.0% and c maturing May 1, 2024.

“On May 1, 2023, the Company entered into a $2.0 million secured revolving line of credit with First-Citizens Bank & Trust Company”

Manitex International, Inc. amended revolving credit of $30,000,000 revolving credit facility with Amarillo National Bank maturing April 11, 2025.

“The Amendment also extends the maturity of the $30,000,000 revolving credit facility under the Credit Agreement from April 11, 2024 to April 11, 2025”

Manitex International, Inc. amended revolving credit of $40,000,000 revolving credit facility with Amarillo National Bank maturing April 11, 2025.

“The Amendment extends the maturity of the $40,000,000 revolving credit facility under the Credit Agreement (the “Operating Note”) from April 11, 2024 to April 11, 2025”

Sotherly Hotels Inc. incurred mortgage of $10.0 million with Citi Real Estate Funding Inc. at 7.35% maturing May 6, 2028.

“On May 4, 2023, affiliates of Sotherly Hotels Inc., the sole general partner of Sotherly Hotels LP (the “Operating Partnership”), entered into loan documents to secure a $10.0 million mortgage loan (the “Mortgage Loan”) on the DoubleTree by Hilton Laurel hotel (the "Hotel") located in Laurel, MD with Citi Real Estate Funding Inc.”

CREDIT ACCEPTANCE CORP amended credit facility with Wells Fargo Bank, National Association at SOFR plus 230 basis points maturing April 30, 2026.

“On April 28, 2023, Credit Acceptance Corporation (the “Company”, “Credit Acceptance”, “we”, “our”, or “us”) entered into Amendment No. 1 to the Seventh Amended and Restated Loan and Security Agreement dated as of April 28, 2023, among the Company, CAC Warehouse Funding LLC II, and Wells Fargo Bank, National Association. The maturity of the facility was also extended from April 30, 2024 to April 30, 2026. The interest rate on borrowings under the facility has increased from LIBOR plus 175 basis points to Secured Overnight Financing Rate (“SOFR”) plus 230 basis points.”

SOLESENCE, INC. incurred loan of $1,750,000 with Beachcorp, LLC at prime rate plus 0.75% maturing September 30, 2023.

“On May 1, 2023, to advance funds used for work on its Bolingbrook facility which are expected to be reimbursed by its landlord, Nanophase Technologies Corporation (the “Company”) entered into another promissory note (the “Note”) in favor of Beachcorp, LLC in the amount of $1,750,000 with an interest rate of the prime rate plus 0.75%”

Six Flags Entertainment Corp/OLD incurred senior notes of $800,000,000 with U.S. Bank Trust Company, National Association at 7.250% per annum maturing May 15, 2031.

“On May 3, 2023, Six Flags Entertainment Corporation (the “Company”) issued $800,000,000 of its 7.250% Senior Notes due 2031 (the “Notes”).”

HERSHEY CO incurred senior notes of $400,000,000 aggregate principal amount with U.S. Bank Trust Company, National Association at 4.500% maturing May 4, 2033.

“The Notes were issued under an indenture with U.S. Bank Trust Company, National Association, as trustee, dated as of May 14, 2009.”

HERSHEY CO incurred senior notes of $350,000,000 aggregate principal amount with U.S. Bank Trust Company, National Association at 4.250% maturing May 4, 2028.

“On May 4, 2023, The Hershey Company (the “Registrant”) closed its previously announced public offering of $350,000,000 aggregate principal amount of 4.250% Notes due May 4, 2028”

GATX CORP incurred senior notes of $400,000,000 aggregate principal amount with BofA Securities, Inc., Citigroup Global Markets Inc. and Morgan Stanley & Co. LLC, as representatives of the several underwriters at 5.450% maturing due 2033.

“☐ Item 1.01 Entry Into A Material Definitive Agreement GATX Corporation (“GATX”) entered into an Underwriting Agreement (the “Underwriting Agreement”), with BofA Securities, Inc., Citigroup Global Markets Inc. and Morgan Stanley & Co. LLC, as representatives of the several underwriters listed therein (collectively, the “Underwriters”), dated May 1, 2023, pursuant to which GATX agreed to sell and the Underwriters agreed to purchase, subject to and upon terms and conditions set forth therein, $400,000,000 aggregate principal amount of 5.450% Senior Notes due 2033 (the “Notes”), as described in the prospectus supplement, dated May 1, 2023 (the “Prospectus Supplement”), filed pursuant to GATX’s shelf registration statement on Form S-3, Registration No.”

Currenc Group Inc. incurred loan of up to $150,000 with InFinT Capital LLC at does not bear interest maturing the date on which the Company consummates its initial business combination.

“On May 1, 2023, INFINT Acquisition Corporation (the "Company") issued an unsecured promissory note (the "Note") in the principal amount of up to $150,000 to InFinT Capital LLC (the "Sponsor"), the Company’s sponsor, which may be drawn down from time to time prior to the Maturity Date (defined below) upon request by the Company.”

MONEYLION INC. amended term loan of $5.0 million of the outstanding principal balance of the Term A-2 Loans on May 1, 2023, $10.0 million on July 15, 2023 a with Monroe Capital Management Advisors, LLC maturing Term A-2 Loans extended to October 15, 2023; Term A-1 Loans due March 24, 2026.

“Pursuant to Amendment No. 2, the Company, the Lenders and Monroe Capital agreed that the Company would: ( i ) pay $5.0 million of the outstanding principal balance of the Term A-2 Loans on May 1, 2023, $10.0 million of the outstanding principal balance of the Term A-2 loans on July 15, 2023 and the remaining outstanding principal balance of the Term A-2 Loans in full on October 15, 2023, and ( ii ) prepay $5.0 million of the outstanding principal balance of the Term A-1 Loans on October 15, 2023, with the remaining outstanding principal balance of the Term A-1 Loans continuing to be due on the original maturity date of March 24, 2026.”

Vireo Growth Inc. incurred convertible notes of US$10 million committed principal amount and a discretionary additional principal amount of US$5 million with Chicago Atlantic Admin, LLC (Agent) at cash interest rate of 6.0 percent per year and a paid-in-kind interest rate of a maturing April 28, 2026.

“Among other matters, the Sixth Amendment provides a convertible note facility (the “Convertible Notes”) with a committed principal amount of US$10 million and a discretionary additional principal amount of US$5 million. The Convertible Notes mature April 28, 2026, have a cash interest rate of 6.0 percent per year and a paid-in-kind interest rate of an additional 6.0 percent per year”

NMF SLF I, Inc. amended credit facility of Not specified in the filing with Wells Fargo Bank, National Association at SOFR plus 1.70% per annum for Broadly Syndicated Loans and SOFR plus 2.20% per a maturing Not specified in the filing.

“The Second Amendment replaces the London Interbank Offered Rate (“ LIBOR ”) as the term benchmark rate with the Secured Overnight Financing Rate (“ SOFR ”). Pursuant to the Second Amendment, the Wells Credit Facility will now bear interest at a rate of SOFR plus 1.70% per annum for Broadly Syndicated Loans (as defined in the Loan and Security Agreement) and SOFR plus 2.20% per annum for all other investments.”

NAVIENT CORP incurred senior notes of $500,000,000 with The Bank of New York Mellon at 9.375% maturing 2030.

“On May 4, 2023, Navient Corporation (the “ Company ”) completed a public offering of $500,000,000 aggregate principal amount of its 9.375% Senior Notes due 2030 (the “ Notes ”).”

New Mountain Finance Corp amended credit facility with Wells Fargo Bank at SOFR plus 1.70% per annum.

“On April 28, 2023, the Company entered into the First Amendment to the Loan and Security Agreement (the “ Amendment ”), which amended the Loan and Security Agreement (the “ SLP IV Credit Facility ”) by and among the Company, as the collateral manager, NMFC Senior Loan Program IV LLC, as the borrower, NMFC Senior Loan Program I LLC and NMFC Senior Loan Program II as guarantor subsidiaries, Wells Fargo Bank as the administrative agent, the lenders party thereto, and Wells Fargo Bank, as collateral custodian (the “ Collateral Custodian ”). The Amendment, among other things, replaces LIBOR as the term benchmark rate with SOFR. Pursuant to the Amendment, the SLP IV Credit Facility will now bear interest at a rate of SOFR plus 1.70% per annum.”

YELP INC incurred revolving credit of $125.0 million with JPMorgan Chase Bank, N.A. (as administrative agent and collateral agent) at adjusted term Secured Overnight Financing Rate plus 0.10% plus a margin of 1.25% maturing five years.

“On April 28, 2023, Yelp Inc. (the “Company”) entered into a Revolving Credit and Guaranty Agreement with the lenders party thereto and JPMorgan Chase Bank, N.A., as administrative agent and collateral agent (the “2023 Credit Agreement”), which provides for a five-year $125.0 million senior secured revolving credit facility (the “2023 credit facility”).”

ARES CAPITAL CORP amended revolving credit with Sumitomo Mitsui Banking Corporation at an applicable spread of either (x) 1.75% or 2.00% over one month SOFR plus a cre.

“transitioned the interest rate based on the London Interbank Offered Rate ("LIBOR") and related LIBOR-based mechanics applicable to borrowings under the SMBC Funding Facility to an interest rate based on the Secured Overnight Financing Rate ("SOFR") and related SOFR-based mechanics; and (b) adjusted the interest rate charged on the SMBC Funding Facility from an applicable spread of either (i) 1.75% or 2.00% over one month LIBOR, or (ii) 0.75% or 1.00% over a "base rate" (as defined in the agreements governing the SMBC Funding Facility) to an applicable spread of either (x) 1.75% or 2.00% over one month SOFR plus a credit spread adjustment of 0.10%, or (y) 0.75% or 1.00% over a "base rate" (as defined in the agreements governing the SMBC Funding Facility)”

PROASSURANCE CORP entered an off-balance-sheet arrangement for revolving credit of $125 million each swap agreements (total $250 million notional) with US Bank at hedging of short term interest rate indices maturing March 31, 2028.

“that was originally entered into on April 15, 2011 and subsequently amended on November 7, 2019 and April 19, 2021. The Revolving Credit Agreement permits borrowings up to $250 million, and has available a $50 million accordion feature which, if successfully subscribed, would expand the permitted borrowings to a maximum of $300 million. As of March 31, 2023 and”

PROASSURANCE CORP incurred term loan of $125 million term loan with not disclosed at not stated maturing April 2028.

“In concert with the Revolving Credit Agreement amendment, ProAssurance agreed to a Term Loan of $125 million as of April 28, 2023. We plan to draw on the Term Loan and the Revolving Credit Agreement in November 2023 to refinance our senior notes that are due at that time. The Term Loan will be due April 2028.”

PROASSURANCE CORP amended revolving credit of $250 million revolving credit facility with $50 million accordion with various lenders at not stated maturing April 2028.

“that was originally entered into on April 15, 2011 and subsequently amended on November 7, 2019 and April 19, 2021. The Revolving Credit Agreement permits borrowings up to $250 million, and has available a $50 million accordion feature which, if successfully subscribed, would expand the permitted borrowings to a maximum of $300 million. As of March 31, 2023 and”

FIRSTENERGY CORP incurred convertible notes of $1.5 billion aggregate principal amount at 4.00% per year maturing May 1, 2026.

“On May 4, 2023, FirstEnergy Corp. (the “Company”) completed its previously announced offering of $1.5 billion aggregate principal amount of its 4.00% Convertible Senior Notes due 2026 (the “convertible notes”), which included $200 million aggregate principal amount of the convertible notes purchased pursuant to the full exercise of the option granted to the initial purchasers pursuant to the Purchase Agreement (the “Purchase Agreement”), dated May 1, 2023, among the Company and the initial purchasers party thereto.”

BENCHMARK ELECTRONICS INC amended revolving credit of $550 million with Bank of America, N.A. at Term Secured Overnight Financing Rate (SOFR) plus 0.10% plus the Applicable Rate maturing December 21, 2026.

“Amendment No. 3 increased the Revolving Credit Facility commitments from $450 million to $550 million.”

LANNETT CO INC faced acceleration on debt with Wilmington Trust, National Association, as trustee; Alter Domus (US) LLC, as administrative agent and collateral agent; Wells Fargo Bank, National Association, as administrative agent and as collateral agent.

“The filing of the Chapter 11 Cases described above in Item 1.03 constituted an event of default that accelerated the Company Parties’ respective obligations under the following debt instruments (collectively, the “Debt Instruments”):”

Blue World Acquisition Corp incurred loan of $194,324 with Blue World Holdings Limited at none (non-interest bearing) maturing upon the earlier to occur of (i) the consummation of the Company’s business combination or (ii) the date of expiry of the term of the Company.

“In connection with the First Monthly Extension Payment, the Company issued an unsecured promissory note of $194,324 (the “ Note ”) to the Sponsor. The Note bears no interest and is payable in full upon the earlier to occur of (i) the consummation of the Company’s business combination (the “ Business Combination ”) or (ii) the date of expiry of the term of the Company (the “ Maturity Date ”).”

Nova Vision Acquisition Corp incurred loan of $75,030.26 with Nova Pulsar Holdings Limited at does not bear interest maturing upon the closing of a business combination by the Company.

“On May 2, 2023, Nova Vision Acquisition Corp. (the “Company”) issued an unsecured promissory note in the aggregate principal amount of $75,030.26 (the “Note”) to Nova Pulsar Holdings Limited, the Company’s initial public offering sponsor (“Sponsor”) in exchange for Sponsor depositing such amount into the Company’s trust account in order to extend the amount of time it has available to complete a business combination. The Note does not bear interest and matures upon the closing of a business combination by the Company.”

Local Bounti Corporation/DE incurred lease obligation of $35 million multi-site sale and leaseback transaction with STORE Master Funding XXXI, LLC at Base Annual Rent of $3,237,500 increasing by 3% annually on each adjustment date maturing 25-year initial term expiring April 30, 2048, with four 5-year extension options through April 30, 2068.

“On April 27, 2023, Hollandia Real Estate, LLC (“Hollandia”), a wholly-owned subsidiary of Local Bounti Corporation (the “Company”), and STORE Master Funding XXXI, LLC (“STORE”) consummated a $35 million multi-site sale and leaseback transaction relating to the Carpinteria Facility and the Oxnard Facility”

EBET, Inc. amended credit facility of $30,000,000 with CP BF Lending, LLC.

““Company”) entered a credit agreement (the “Credit Agreement”) with CP BF Lending, LLC (“Lender”), pursuant to which the Lender agreed to make a single loan to the Company of $30,000,000 (the “Loan”). The Loan required the Company to maintain certain minimum liquidity and other financial and other covenants. On April 28, 2023, the Lender provided the Company with”

SoFi Technologies, Inc. incurred revolving credit of $486 million with Goldman Sachs Bank USA at Term SOFR plus a credit spread adjustment of 0.10% plus an applicable margin of maturing five years from the Closing Date.

“On the Closing Date, the Company was deemed to incur $486 million in borrowings under the Credit Agreement to repay all amounts outstanding under the Existing Credit Agreement.”

GELESIS HOLDINGS, INC. amended convertible notes of $2.0 million additional notes (aggregate principal amount of $2.0 million) with PureTech Health LLC at Not specified in excerpt maturing July 31, 2023, unless the Company receives gross proceeds from the sale of other notes of at least $10 million prior to July 31, 2023, then March 31, 2024.

“On May 1, 2023, Note Parties entered into an amendment No.1 to the NPA (the “Amendment”), pursuant to which, for a cash purchase price of $2.0 million, the Initial Investor waived the Conditions and (i) the Notes Issuers issued to the Initial Investor Additional Notes in the aggregate principal amount of $2.0 (the “First Issuance of Additional Notes”)”

nVent Electric plc incurred senior notes of $500.0 million aggregate principal amount with U.S. Bank Trust Company, National Association at 5.650% per year maturing May 15, 2033.

“On May 3, 2023, nVent Electric plc (the “Company”) and nVent Finance S.à r.l. (“nVent Finance”) completed a public offering (the “Offering”) of $500.0 million aggregate principal amount of nVent Finance’s 5.650% Senior Notes due 2033 (the “Notes”).”