Debt Financings

Fortune Rise Acquisition Corp incurred loan of $50,000 with OriginClear, Inc. at non-interest bearing maturing the earlier of (i) consummation of the Company’s initial business combination; and (ii) the date of the liquidation of the Company.

“Unsecured promissory note dated November 23, 2022 in the principal amount of $50,000 to OriginClear, Inc.”

Porch Group, Inc. incurred convertible notes of $333.334 million with The Investors at 6.75% per annum maturing October 1, 2028.

“On April 20, 2023, the Company issued $333.334 million in aggregate principal amount of 2028 Notes to the Investors in the 2028 Notes Offering pursuant to the terms of the Subscription Agreements, the Indenture and the Global Note.”

Arcturus Therapeutics Holdings Inc. incurred revolving credit of $50 million revolving credit line with Wells Fargo Bank, National Association at 1.00% above either the Daily Simple SOFR or Term SOFR maturing two years.

“On April 21, 2023, Arcturus Therapeutics, Inc. (“Borrower”), a wholly-owned subsidiary of Arcturus Therapeutics Holdings Inc. (the “Company”, and together with Borrower, “Arcturus”), entered into a credit agreement (the “Credit Agreement”) Wells Fargo Bank, National Association (“Wells Fargo”) whereby Wells Fargo will make a $50 million revolving credit line available to Arcturus (the “Loan”)”

Cibus, Inc. incurred revolving credit of $500,000 with Cibus Global LLC at interest-free.

“(“ Calyxt ”) on January 17, 2023 (the “ Merger 8-K ”), pursuant to the terms of the Merger Agreement (as defined in the Merger 8-K), beginning on March 15, 2023, Calyxt can request, and Cibus Global LLC (“ Cibus ”) has agreed to provide, an unsecured, interest-free revolving line of credit of up to $3,000,000 in cash, which amount may be increased as described in the Merger 8-K (the “ Interim Funding ”).”

STRYVE FOODS, INC. incurred senior notes of $4.1 million with select accredited investors at 12% maturing upon the earlier of (i) December 31, 2023, or (ii) the closing of the next sale (or series of related sales) by the Company of its equity securities (other than.

“On April 19, 2023, Stryve Foods, Inc. (the “Company”) issued an aggregate of $4.1 million in principal amount of secured promissory notes (the “Notes”) to select accredited investors (including certain members of the Company’s management and Board of Directors) (the “Lenders”).”

NightFood Holdings, Inc. incurred convertible notes of $160,941.18 with Mast Hill Fund, L.P. maturing the 12-month anniversary of the Effective Date.

“On the Effective Date, the Company consummated the transactions pursuant to a Securities Purchase Agreement (the “Purchase Agreement”) and issued and sold to Mast Hill Fund, L.P. (“Mast Hill”), a Promissory Note (the “MH Note”) in the principal amount of $160,941.18 (actual amount of purchase price of $136,800 plus an original issue discount (“OID”) in the amount of $24,141.18).”

Sphere 3D Corp. incurred convertible notes of $1,000,000 with LDA Capital Limited at 7.5% per annum maturing 24 months after issuance.

“On April 17, 2023, Sphere 3D Corp. (the "Company") entered into a Securities Purchase Agreement (the "Purchase Agreement") pursuant to which the Company issued to an institutional accredited investor, LDA Capital Limited (the "Investor"), a Senior Convertible Promissory Note having an aggregate principal amount of $1,000,000 (the "Note")”

Keyarch Acquisition Corp incurred loan of up to $250,000 with Keyarch Global Sponsor Limited at bears no interest maturing due and payable upon the earlier to occur of (i) the date on which the Company consummates its initial business combination and (ii) the date that the winding u.

“On April 18, 2023, Keyarch Acquisition Corporation (the “ Company ”) issued a promissory note (the “ Note ”) in the principal amount of up to $250,000 to Keyarch Global Sponsor Limited, a Cayman Islands limited liability company and the Company’s sponsor (the “ Payee ”). The Note was issued in connection with advances the Payee has made, and may make in the future, to the Company for working capital expenses. The Note bears no interest and is due and payable upon the earlier to occur of (i) the date on which the Company consummates its initial business combination and (ii) the date that the winding up of the Company is effective.”

Scilex Holding Co incurred convertible notes of $7,500,000 with YA II PN, Ltd. at 7.00% maturing December 21, 2023.

“On April 20, 2023, the Company consummated the Third Closing and issued a third convertible debenture dated as of such date (the "Third Convertible Debenture") to Yorkville in the principal amount of $7,500,000.”

OCA Acquisition Corp. incurred loan of $90,000 with OCA Acquisition Holdings LLC at does not bear interest maturing matures upon closing of the Company's initial business combination.

“On April 17, 2023, the board of directors of OCA Acquisition Corp., a Delaware corporation (the “ Company ”), approved a draw of an aggregate of $90,000 (the “ Extension Funds ”) pursuant to the Promissory Note, dated as of January 19, 2023, between the Company and OCA Acquisition Holdings LLC (the “ Note ”), which Extension Funds the Company deposited into the Company’s trust account for its public stockholders.”

Crypto Co amended loan of $1,180,000 with AJB Capital Investments, LLC.

“Pursuant to the Second Amendment, AJB loaned the Company an additional $55,000 (resulting in proceeds to the Company of $50,000 after giving effect to an original issue discount of ten percent), and, as a result the Amendment served to increase the face amount of the Note to $1,180,000 to give effect to the additional funds loaned to the Company.”

ASHLAND INC. amended debt of up to $115 million between April and October of each year, and up to $100 million at all other times with PNC Bank, National Association and Fifth Third Bank, National Association at a fluctuating rate that is either the applicable commercial paper rate (as defin maturing April 14, 2025.

“Pursuant to the Third Amendment, the accounts receivable securitization facility under the RPA will be in an amount of up to $115 million between April and October of each year, and up to $100 million at all other times.”

PILGRIMS PRIDE CORP incurred senior notes of $1.0 billion aggregate principal amount with Regions Bank at 6.250% maturing 2033.

“On April 19, 2023, Pilgrim’s Pride Corporation, a Delaware corporation (the “Company”), closed the sale of $1.0 billion aggregate principal amount of its 6.250% senior unsecured notes due 2033 (the “Notes”).”

Valaris Ltd incurred senior notes of $700 million aggregate principal amount with Wilmington Savings Fund Society, FSB at 8.375% maturing April 30, 2030.

“On April 19, 2023, Valaris Limited (the “Company”) and Valaris Finance Company LLC (“Valaris Finance” and, together with the Company, the “Issuers”) issued $700 million aggregate principal amount of 8.375% Senior Secured Second Lien Notes due 2030”

D-Wave Quantum Inc. incurred term loan of $50 million with PSPIB Unitas Investments II Inc. at 10% payable in cash, or 11% payable in kind (PIK) maturing March 31, 2027.

“On April 13, 2023 (the “Loan Closing Date”), D-Wave Quantum Inc. (the "Company"), as borrower, and its subsidiaries (collectively, the "Loan Parties"), entered into a $50 million Loan and Security Agreement with PSPIB Unitas Investments II Inc. ("PSPIB"), as the lender and collateral agent (the "Term Loan").”

Rivian Automotive, Inc. / DE amended revolving credit of $1.5 billion with JPMorgan Chase Bank, N.A. maturing April 19, 2028.

“dated as of May 20, 2021. Among other things, the A&R Credit Agreement amended the existing asset-based revolving Credit Agreement to: • Double the revolving commitments to $1.5 billion; • Increase the letter of credit sublimit from $500 million to $1.0 billion; • Extend the maturity date from May 20, 2025 to a date that is the earlier of April 19, 2028 and a”

Strategic Storage Trust VI, Inc. amended credit facility of increase the borrowing capacity up to approximately $107.6 million with Huntington National Bank maturing November 30, 2025.

“On April 13, 2023, the Company and Huntington amended the Huntington Credit Facility to: (i) increase the borrowing capacity up to approximately $107.6 million, (ii) extend the maturity date by one-year until November 30, 2025, (iii) add two additional special purpose entities as borrowers under the loan (the “Additional Borrowers”), and (iv) modify certain other covenants (the “Huntington Amendment”).”

IronNet, Inc. incurred convertible notes of $595,000 with C5 at same terms as previously issued secured promissory notes maturing same terms as previously issued secured promissory notes.

“On April 13, 2023, IronNet, Inc. (the “ Company ”) issued a secured convertible promissory note in the principal amount of $595,000 (the “ Fifth C5 Note ”) to an entity affiliated with C5 Capital Limited (“ C5 ”), a beneficial owner of more than 5% of the Company’s outstanding common stock.”

SIMPLICITY ESPORTS & GAMING Co incurred convertible notes of $16,500 with FirstFire Global Opportunities Fund LLC at 12% per annum maturing July 8, 2023.

“the Company issued a 12% convertible promissory note to FirstFire (the "March 2023 FirstFire Note") with a maturity date of July 8, 2023, in the principal sum of $16,500”

SIMPLICITY ESPORTS & GAMING Co incurred convertible notes of $16,500 with Ionic Ventures, LLC at 12% per annum maturing July 8, 2023.

“the Company issued a 12% convertible promissory note to Ionic (the "March 2023 Ionic Note") with a maturity date of July 8, 2023, in the principal sum of $16,500”

CANADIAN PACIFIC KANSAS CITY LTD/CN amended senior notes.

“which amended and supplemented the Old Notes Indentures and adopted the Amendments. The Amendments, among other things, modified or eliminated certain reporting requirements, restrictive covenants and events of default”

CANADIAN PACIFIC KANSAS CITY LTD/CN incurred senior notes of $ 226,823,000 of 3.125% Notes due 2026, $414,838,000 of 2.875% Notes due 2029, $448,453,000 of 4.300% Notes due 2043, $4 with Computershare Trust Company, N.A., as successor to Wells Fargo Bank, National Association, as trustee at 3.125%, 2.875%, 4.300%, 4.950%, 4.700%, 3.500%, 4.200% maturing 2026, 2029, 2043, 2045, 2048, 2050, 2069.

“for CPRC's 3.125% Notes due 2026, 2.875% Notes due 2029, 4.300% Notes due 2043, 4.950% Notes due 2045, 4.700% Notes due 2048, 3.500% Notes due 2050 and 4.200% Notes due 2069”

Blue Owl Capital Corp amended credit facility with Natixis, New York Branch at change the margin from 2.30% to 2.75% per annum maturing April 17, 2033.

“the Amendment amends the Secured Credit Facility to: (i) extend the reinvestment period from April 22, 2023 to April 22, 2025, (ii) extend the stated maturity from December 22, 2029 to April 17, 2033, (iii) incorporate compliance with the transparency and reporting requirements contained in Article 7 of Regulation (EU) 2017/2402, (iv) reduce the Term Commitments to zero, (v) amend the Advance Rate from 56% to 65% and (vi) change the margin from 2.30% to 2.75% per annum.”

Palo Alto Networks Inc incurred revolving credit of $400.0 million with Wells Fargo Bank, N.A., as administrative agent at Adjusted Term SOFR plus the Applicable Rate maturing April 13, 2028.

“The Credit Agreement provides for an unsecured revolving loan facility in an initial aggregate principal amount of $400.0 million.”

GUESS INC incurred convertible notes of $275.0 million in aggregate principal amount with U.S. Bank Trust Company, National Association at annual rate of 3.75% maturing April 15, 2028.

“in a private placement (collectively, the “Subscription Transactions” and, together with the Exchange Transactions, the “Transactions”) for the issuance in the Transactions of $275.0 million in aggregate principal amount of New Convertible Notes. Indenture On April 17, 2023, in connection with the issuance of the New Convertible Notes, the Company entered into an”

BIOCRYST PHARMACEUTICALS INC incurred credit facility of $450 million Loan Agreement with BioPharma Credit Investments V (Master) LP and BPCR Limited Partnership at three-month SOFR rate, which shall be no less than 1.75% (“SOFR”), plus 7.00%, p maturing April 17, 2028.

“On April 17, 2023, BioCryst Pharmaceuticals, Inc. (the “Company”) entered into a $450 million Loan Agreement by and among the Company, as borrower; the guarantors from time to time party thereto; BioPharma Credit Investments V (Master) LP and BPCR Limited Partnership as the lenders thereunder; and BioPharma Credit PLC, as collateral agent for the lenders (the “Credit Agreement”).”

PPG INDUSTRIES INC incurred term loan of €500,000,000 with Banco Bilbao Vizcaya Argentaria, S.A. New York Branch, as administrative agent at Eurocurrency Rate ... plus a margin of 0.79% maturing April 10, 2026.

“On April 12, 2023, PPG Industries, Inc. (the “Company”) entered into a €500,000,000 Term Loan Credit Agreement among the Company, the banks, financial institutions and other institutional lenders party thereto and Banco Bilbao Vizcaya Argentaria, S.A. New York Branch, as administrative agent (the “Credit Agreement”).”

ClimateRock incurred loan of up to $500,000 with Eternal BV at bearing no interest maturing May 1, 2024, or if earlier, upon the consummation of the initial business combination of the Company.

“On April 12, 2023, ClimateRock (the “Company”) entered into a loan agreement with Eternal BV (the “Lender”), in the principal amount of up to $500,000, on an unsecured basis and bearing no interest (the “Loan”).”

Noble Corp plc amended revolving credit of $550.0 million with JPMorgan Chase Bank, N.A..

“the revolving credit facility under the A&R Credit Agreement (the “Revolving Credit Facility”) provides for commitments of $550.0 million”

Noble Corp plc incurred senior notes of $600,000,000 with U.S. Bank Trust Company, National Association at 8.000% per annum maturing April 15, 2030.

“issued $600,000,000 in aggregate principal amount of the Issuer’s 8.000% Senior Notes due 2030”

Papaya Growth Opportunity Corp. I incurred loan of up to an aggregate principal amount of $2.8 million with Papaya Growth Opportunity I Sponsor, LLC at non-interest bearing maturing the date on which the Company consummates a business combination.

“On April 17, 2023, the Company issued a promissory note (the “Promissory Note”) to Papaya Growth Opportunity I Sponsor, LLC (the “Lender”), the Company’s sponsor. Pursuant to the Promissory Note, the Lender agreed to loan the Company up to an aggregate principal amount of $2.8 million. The Promissory Note is non-interest bearing and all outstanding amounts under the Promissory Note will be due on the date on which the Company consummates a business combination (the “Maturity Date”).”

Chenghe Acquisition I Co. incurred loan of up to $1,050,000.00 with LatAmGrowth Sponsor LLC at non-interest bearing.

“On April 13, 2023, the Company issued a non-interest bearing non-convertible unsecured promissory note to LatAmGrowth Sponsor LLC, a Delaware limited liability company (the “Sponsor”), for a principal amount of up to $1,050,000.00”

Black Mountain Acquisition Corp. incurred loan of $320,000 with Black Mountain Sponsor LLC maturing due and payable upon the earlier to occur of (i) the date on which the Company consummates a merger, capital stock exchange, asset acquisition, stock purchase,.

“On April 14, 2023, Black Mountain Acquisition Corp. (the “Company”) issued an unsecured promissory note (the “Note”) to Black Mountain Sponsor LLC (the “Sponsor”) in the principal amount of $320,000”

WinVest Acquisition Corp. incurred loan of $125,000 with WinVest SPAC LLC at does not bear interest maturing earlier of (a) the closing of a Business Combination and (b) the Company's liquidation.

“On April 17, 2023, the Company effected the fifth drawdown of $125,000 under the Promissory Note and caused such sum to be deposited into the Trust Account”

Innoveren Scientific, Inc. incurred convertible notes of $135,000 with three investors at 8% per annum maturing earlier of (i) one year from issuance; or (ii) upon the closing of a qualified offering.

“On April 12, 2023, H-Cyte, Inc., (the “Company”) and three investors entered into a Securities Purchase Agreement (the “SPA”), whereby, the Company sold and issued to the certain investors, an aggregate of one hundred thirty five thousand dollars ($135,000.00) of the Company’s convertible promissory notes”

IQVIA HOLDINGS INC. amended revolving credit of $2.0 billion at replace the London Interbank Offered Rate with the Secured Overnight Funding Rat.

“amendment (the “Amendment”) to its Fifth Amended and Restated Credit Agreement to increase the revolving credit commitments available under the existing revolving credit facility to $2.0 billion and to replace the London Interbank Offered Rate with the Secured Overnight Funding Rate for the revolving credit facility and a portion of the outstanding terms loans.”

Star Gold Corp. incurred convertible notes of $312,500.00 with related party and officer and members of the Company's Board of Directors at 8% maturing April 14, 2026.

“On April 14, 2023, Star Gold Corp. (“Star Gold” or the “Company”) issued four (4) convertible promissory notes (each a “Note” and collectively the “Notes”) with an aggregate principal amount of three hundred twelve thousand five hundred and no/100 dollars ($312,500.00).”

CROSS COUNTRY HEALTHCARE INC amended term loan with Wilmington Trust, National Association at Term SOFR plus an adjustment of 10 basis points due to the credit spread associa.

“The Second Amendment provides the option for all or a portion of the borrowings to bear interest at a rate based on SOFR or base rate, at the election of the borrowers, plus an applicable margin. With respect to any SOFR loan, the rate per annum will be equal to the Term SOFR (as defined in the Second Amendment) for the interest period plus an adjustment of 10 basis points due to the credit spread associated with the transition to SOFR.”

Dine Brands Global, Inc. incurred senior notes of $500 million with Citibank, N.A. at 7.824% maturing March 2053.

“issued the Series 2023-1 7.824% Fixed Rate Senior Secured Notes, Class A-2 (the “New Notes”) in an initial aggregate principal amount of $500 million”

ANALOG DEVICES INC incurred debt of up to a maximum aggregate face amount of $2.5 billion outstanding at any time at At a discount from par or at par and bear interest at rates determined at the ti maturing may not exceed 397 days from the date of issuance.

“exemption from registration contained in Section 4(a)(2) of the Securities Act of 1933, as amended (the “Securities Act”), in an amount up to a maximum aggregate face amount of $2.5 billion outstanding at any time. Amounts available under the CP Program may be borrowed, repaid, and re-borrowed from time to time. The Company intends to use the net proceeds of the”

Industrial Tech Acquisitions II, Inc. incurred loan of up to $300,000 with Industrial Tech Partners II, LLC at no interest maturing earlier of (a) the date of the consummation of the Business Combination or (b) the date of the liquidation of the Company.

“On April 12, 2023, the Company issued a second promissory note (the " Working Capital Loan Note " and, together with the Extension Note, the " Notes ") in the principal amount of up to $300,000 to the Sponsor.”

Industrial Tech Acquisitions II, Inc. incurred loan of up to $280,000 with Industrial Tech Partners II, LLC at no interest maturing earlier of (a) the date of the consummation of the Business Combination or (b) the date of the liquidation of the Company.

“On April 12, 2023, Industrial Tech Acquisitions II, Inc., a Delaware corporation (the " Company ") issued a promissory note (the " Extension Note ") in the principal amount of up to $280,000 to Industrial Tech Partners II, LLC (the " Sponsor "), pursuant to which the Sponsor agreed to loan to the Company up to such amount in connection with the extension of the Company’s time to consummate a business combination from April 14, 2023 to December 14, 2023 (or such earlier date as determined by the board of directors of the Company) (the " Extension ").”

SOUNDHOUND AI, INC. incurred term loan of $100 million with ACP Post Oak Credit II LLC at SOFR plus 8.50% per annum maturing April 14, 2027.

“The Credit Agreement provides for a term loan facility in an aggregate principal amount of up to $100 million (the “Term Loan”), the entirety of which was funded on the Closing Date.”

Marvell Technology, Inc. amended credit facility with JPMorgan Chase Bank, N.A., as the administrative agent.

“The Amendment amends and modifies the Existing Credit Agreement to, among other things, adopt SOFR interest rates and conform the maximum leverage ratio financial covenant with the Revolving Credit Agreement”

Marvell Technology, Inc. amended revolving credit of up to $1.0 billion at adjusted term SOFR rate plus a margin based on ratings, which margin initially e maturing fifth anniversary of the date of execution of the Revolving Credit Agreement.

“The Revolving Credit Agreement provides for borrowings of up to $1.0 billion in the form of revolving loans”

Mirum Pharmaceuticals, Inc. incurred convertible notes of $316.25 million at 4.00% per annum maturing May 1, 2029.

“On April 17, 2023, Mirum Pharmaceuticals, Inc. (the “Company”) issued $316.25 million principal amount of its 4.00% Convertible Senior Notes due 2029”

Nxu, Inc. faced acceleration on convertible notes of $3.3 million at 10% per annum.

“On April 11, 2023, the Company also determined that receipt of the Notice of non- constituted an event of default under its convertible notes. As a result, unless waived by the holders, the convertible notes began accruing default interest at a rate of 10% per annum and the Company is obligated to pay to the holders $3.3 million”

Southwest Gas Holdings, Inc. incurred term loan of $550 million with JPMorgan Chase Bank, N.A., as Administrative Agent at term SOFR plus an adjustment of 0.100% or alternate base rate, plus applicable m maturing October 17, 2024.

“On April 17, 2023, Southwest Gas Holdings, Inc. (the “Company”) entered into a Term Loan Credit Agreement (the “Term Loan Agreement”) with the lenders from time to time party thereto, JPMorgan Chase Bank, N.A., as Administrative Agent, Bank of America, N.A. as Syndication Agent, JPMorgan Chase Bank, N.A., BofA Securities, Inc., Wells Fargo Bank, N.A. and U.S. Bank, National Association as Joint Lead Arrangers and Joint Bookrunners, and Wells Fargo Bank, N.A. and U.S. Bank, National Association as Co-Documentation Agents. The Term Loan Agreement provides for a term loan (the “Term Loan”) of $550 million that matures on October 17, 2024.”

CLEVELAND-CLIFFS INC. incurred senior notes of $750,000,000 aggregate principal amount with U.S. Bank Trust Company, National Association at 6.750% maturing April 15, 2030.

“On April 14, 2023, Cleveland-Cliffs Inc. (the “Company”) issued $750,000,000 aggregate principal amount of 6.750% senior unsecured guaranteed notes due 2030 (the “Notes”) in a private transaction exempt from the registration requirements of the Securities Act of 1933 (the “Securities Act”).”

DAYTON POWER & LIGHT CO incurred senior notes of $100 million with The Bank of New York Mellon at 5.19% maturing April 13, 2033.

“On April 13, 2023, AES Ohio completed the offering of $100 million in aggregate principal amount of First Mortgage Bonds, 5.19% Series due 2033 (the “New First Mortgage Bonds”) in a private placement.”