Debt Financings

ARES STRATEGIC INCOME FUND amended credit facility with Société Générale at adjusted the interest rate charged on the SG Funding Facility (i) with respect t.

“The SG Funding Facility Amendment, among other things, adjusted the interest rate charged on the SG Funding Facility (i) with respect to term loans under the SG Funding Facility, from an applicable margin of 1.85% per annum to 1.80% per annum, and (ii) with respect to revolving loans under the SG Funding Facility, from an applicable margin of 1.90% per annum to 1.80% per annum, plus, in each case, an applicable benchmark (Term SOFR, Daily Simple SONIA, EURIBOR or CORRA).”

CRAWFORD & CO amended revolving credit of $500.0 million with Bank of America, N.A., as the Administrative Agent maturing December 2, 2030.

“acility”) with Bank of America, N.A., as the Administrative Agent, the Australian Security Trustee, the UK Security Trustee, Swing”

EOG RESOURCES INC incurred revolving credit of $3.0 billion with JPMorgan Chase Bank, N.A., as administrative agent at SOFR plus an applicable margin, or the Base Rate plus an applicable margin maturing December 3, 2030.

“to Section 13(a) of the Exchange Act. ☐ EOG RESOURCES, INC. Item 1.01 Entry into a Material Definitive Agreement. On December 3, 2025, EOG Resources, Inc. (EOG) entered into a $3.0 billion senior unsecured Revolving Credit Agreement (New Facility) among EOG, JPMorgan Chase Bank, N.A., as administrative agent, the financial institutions as bank parties thereto”

SUPERIOR INDUSTRIES INTERNATIONAL INC incurred term loan.

“immediately following the consummation of the Merger, each Term Lender (a) exchanged with the Company all of its rights, title, and interest in, to, and under its Exchanged Term Loan Claims and Bridge Loan Claims”

SUPERIOR INDUSTRIES INTERNATIONAL INC amended revolving credit with Revolving Lenders, JPMorgan Chase Bank, N.A. maturing June 30, 2026.

“the maturity of the revolving credit facility thereunder was amended to June 30, 2026”

SUPERIOR INDUSTRIES INTERNATIONAL INC incurred term loan of $172,500,000 of aggregate principal amount of term loans with Term Lenders, TPG Growth III Sidewall, L.P..

“$172,500,000 of aggregate principal amount of term loans (which amount was increased from the amount provided in the Recapitalization Support Agreement, dated as of July 8, 2025, by mutual agreement of the Company, the Term Loan Lenders, and TPG Growth III Sidewall, L.P. ("TPG")) were deemed made to the Company”

SUPERIOR INDUSTRIES INTERNATIONAL INC incurred term loan of an additional $27,500,000 of aggregate principal amount of term loans with Term Lenders, Oaktree Fund Administration, LLC.

“an additional $27,500,000 of aggregate principal amount of term loans were made to the Company by the Term Lenders”

CHARLES & COLVARD LTD reported a default on convertible notes of $2.0 million with Ethara Capital LLC at increased from an annual rate equal to 5% to 9%, effective October 3, 2025 maturing October 3, 2025.

“limited liability company. In connection with the Note Purchase Agreement, the Company issued a convertible secured note to the Holder for an aggregate total purchase price of $2.0 million, dated July 3, 2025 and due and payable on October 3, 2025. On November 25, 2025, the Company received a notice of default from the Holder asserting that an event of default by”

AMERICAN TOWER CORP /MA/ incurred senior notes of $850.0 million aggregate principal amount at 4.700% per annum maturing December 15, 2032.

“On December 5, 2025, American Tower Corporation (the “Company”) completed a registered public offering of $850.0 million aggregate principal amount of its 4.700% senior unsecured notes due 2032 (the “Notes”), which resulted in aggregate net proceeds to the Company of approximately $839.5 million, after deducting commissions and estimated expenses. The Company intends to use the net proceeds to repay existing indebtedness under its $4.0 billion senior unsecured revolving credit facility, as amended and restated in December 2021, as further amended. The Company issued the Notes under an indenture dated as of June 2, 2025 (the “Base Indenture”), as supplemented by a supplemental indenture dated as of December 5, 2025 (the “Supplemental Indenture No. 1” and, together with the Base Indenture, the “Indenture”), each between the Company and U.S. Bank Trust Company, National Association, as trustee (the “Trustee”). The following description of the Indenture is a summary and is qualified in its”

JONES SODA CO. amended revolving credit of $10 million with Two Shores Capital Corp..

“On December 1, 2025, Jones Soda Co. (USA) Inc. (the “Subsidiary”), a wholly-owned subsidiary of Jones Soda Co. entered into an Amendment to Loan Agreement (the “Amended Loan Agreement”) with Two Shores Capital Corp. (the “Lender”), pursuant to which that certain Loan Agreement, dated February 6, 2025, between Subsidiary and Lender (the “Original Loan Agreement”), was amended by increasing the Revolving Loan Cap (as defined in the Original Loan Agreement) to $10 million.”

SWK Holdings Corp amended credit facility of $60.0 million to $10.0 million with First Horizon Bank.

“On December 4, 2025, SWK Holdings Corporation (the “Company”), SWK Funding LLC, First Horizon Bank and the financial institutions party thereto entered into a Sixth Amendment to Credit Agreement (the “Amendment”), which amended the Credit Agreement, dated as of June 28, 2023 (as amended by the Amendment, the “Credit Agreement”), by and among the Company, SWK Funding LLC, the lenders party thereto and First Horizon Bank as a lender and agent, in order to, effective as of December 4, 2025, reduce the aggregate commitments thereunder from $60.0 million to $10.0 million.”

TuHURA Biosciences, Inc./NV amended loan with Matthew Nachtrab Revocable Trust dated 12/18/2014.

“(the “Company”) on October 31, 2025, the Company previously entered into a Secured Promissory Note and Loan Agreement, dated October 27, 2025 (the “Loan Agreement”), with the Matthew Nachtrab Revocable Trust dated 12/18/2014 (the “Lender”). Pursuant to the terms of the Loan Agreement, the Lender agreed to make loans to the Company in an aggregate principal amount of up to $3.0 million (the “Loans”) during a 30-day availability period beginning on the date of the Loan Agreement (the “Availability Period”).”

TuHURA Biosciences, Inc./NV incurred loan of $1.5 million with Matthew Nachtrab Revocable Trust dated 12/18/2014.

“the Company borrowed an additional $1.5 million from the Lender under the Loan Agreement (the “Second Loan”), which resulted in aggregate Loans of $3.0 million made to the Company under the Loan Agreement.”

Vivos Therapeutics, Inc. incurred loan of $2,093,340 with Avondale Capital, LLC at does not bear interest maturing not stated.

“On December 5, 2025, Vivos Therapeutics, Inc., a Delaware corporation (the “ Company ”), entered into a Note Purchase Agreement (the “ Note Purchase Agreement ”) with from Avondale Capital, LLC, a Utah limited liability company (“ Lender ”), pursuant to which the Company issued and sold to Lender a Promissory Note (the “ Note ”) in the original principal amount of $2,093,340”

Interactive Strength, Inc. incurred senior notes of $385,000 with accredited investor maturing December 4, 2026.

“On December 4, 2025, the Investor elected to exercise Class A Incremental Warrants (the “Warrant Exercise”) to purchase a Class A Incremental Note for a principal amount of $385,000 (the “Class A Incremental Note”) and, as a result, was issued Class A Incremental Common Warrants to purchase an aggregate of 110,633 shares of Common Stock. Description of the”

Scilex Holding Co incurred loan of up to $50 million with The St. James Bank & Trust Company Ltd. at 12-month Secured Overnight Financing Rate plus 2.0% per annum maturing fourth anniversary of the closing date of the first tranche of the Loan.

“pursuant to which the Lender agreed to loan the Company an aggregate principal amount of up to $50 million in one or more tranches”

Overland Advantage incurred revolving credit of $400 million with BNP Paribas at three (3) month term secured overnight financing rate, plus an applicable margin maturing December 2, 2030.

“Under the BNP Revolving Credit Facility, BNP has agreed to make available to Overland Financing C, LLC, a revolving loan facility in the maximum principal amount of up to $400 million subject to additional increases. Advances under the BNP Revolving Credit Facility will initially bear interest at a per annum rate equal to the three (3) month term secured”

BLUM HOLDINGS, INC. incurred convertible notes of $500,000 with related accredited investor at 8.0% per annum maturing November 25, 2027.

“On December 5, 2025, the Company executed and delivered an Unsecured Promissory Note in the principal amount of $500,000 (the “December 5th Note”) to the Lender.”

BLUM HOLDINGS, INC. incurred convertible notes of $100,000 with related accredited investor at 8.0% per annum maturing November 14, 2027.

“On December 4, 2025, the Company executed and delivered an Unsecured Promissory Note in the principal amount of $100,000 (the “December 4th Note”) to the Lender.”

BLUM HOLDINGS, INC. incurred convertible notes of $500,000 with related accredited investor at 8.0% per annum maturing October 31, 2027.

“On December 3, 2025, the Company executed and delivered an Unsecured Promissory Note in the principal amount of $500,000 (the “December 3rd Note”) to the Lender.”

BLUM HOLDINGS, INC. incurred convertible notes of $200,000 with related accredited investor at 8.0% per annum maturing October 30, 2027.

“On December 2, 2025, the Company executed and delivered an Unsecured Promissory Note in the principal amount of $200,000 (the “December 2nd Note”) to the Lender.”

SCHOLASTIC CORP entered an off-balance-sheet arrangement for lease obligation of $333,059,306.47 with ESRT 555-557 Broadway, L.L.C. maturing fifteen (15) years, with two (2) renewal options of ten (10) years each.

“(“Scholastic SoHo”) entered into a Contract of Purchase and Sale (the “SoHo Purchase Agreement”) with ESRT 555-557 Broadway, L.L.C. (“ESRT”), an affiliate of Empire State Realty Trust, Inc., pursuant to which Scholastic SoHo agreed to sell the real property and building thereon (the “SoHo Building”) located at 555-557 Broadway, New York, New York 10012 (the “SoHo Property”) to ESRT for a purchase price of $386,000,000 (the “SoHo Sale-Leaseback Transaction”).”

TUCOWS INC /PA/ reported a default on debt with Generate TF Holdings, LLC.

“As disclosed in our most recent Quarterly Report on Form 10-Q, Ting had not paid the preferred return due to Generate TF Holdings, LLC (“Generate”) under the Ting Fiber LLC Amended and Restated Limited Liability Company Agreement, dated as of August 11, 2022 (the “LLC Amended Agreement”), for two consecutive quarters.”

BAXTER INTERNATIONAL INC incurred senior notes of $1,000,000,000 aggregate principal amount with U.S. Bank Trust Company, National Association at 5.650% maturing December 15, 2035.

“$1,000,000,000 aggregate principal amount of the Company’s 5.650% Senior Notes due 2035”

BAXTER INTERNATIONAL INC incurred senior notes of $700,000,000 aggregate principal amount with U.S. Bank Trust Company, National Association at 4.900% maturing December 15, 2030.

“$700,000,000 aggregate principal amount of the Company’s 4.900% Senior Notes due 2030”

BAXTER INTERNATIONAL INC incurred senior notes of $300,000,000 aggregate principal amount with U.S. Bank Trust Company, National Association at 4.450% maturing February 15, 2029.

“the issuance by the Company of $300,000,000 aggregate principal amount of the Company’s 4.450% Senior Notes due 2029”

EXELON CORP incurred convertible notes of $1 billion aggregate principal amount with The Bank of New York Mellon Trust Company, N.A. (trustee) at 3.25% per year maturing March 15, 2029.

“On December 4, 2025, Exelon Corporation (the “Company”) completed its previously announced sale of $1 billion aggregate principal amount of 3.25% Convertible Senior Notes due 2029 (the “Notes”), which amount includes the exercise in full of the $100 million option to purchase additional Notes granted to the initial purchasers, in a private offering to persons reasonably believed to be qualified institutional buyers pursuant to Rule 144A under the Securities Act of 1933, as amended (the “Securities Act”).”

GTJ REIT, INC. incurred term loan of $20 million with Keybank National Association at same rate as set forth in the First Amended and Restated Credit Agreement for th maturing August 5, 2026.

“The Letter Agreement and related documents establish a $20 million term loan facility under the First Amended and Restated Credit Agreement with an initial maturity date of August 5, 2026”

Western Midstream Operating, LP incurred senior notes of $600,000,000 aggregate principal amount of 4.800% Senior Notes due 2031 and $600,000,000 aggregate principal amount of 5 with Computershare Trust Company, National Association at 4.800% maturing March 1, 2031, unless redeemed prior to maturity.

“On December 4, 2025, Western Midstream Operating, LP (the “Partnership”), a subsidiary of Western Midstream Partners, LP (NYSE: WES), completed the public offering of $600,000,000 aggregate principal amount of 4.800% Senior Notes due 2031 (the “2031 Notes”) and $600,000,000 aggregate principal amount of 5.500% Senior Notes due 2035 (the “2035 Notes” and, together with the 2031 Notes, the “Notes”).”

Western Midstream Partners, LP incurred senior notes of $600,000,000 aggregate principal amount of 4.800% Senior Notes due 2031 and $600,000,000 aggregate principal amount of 5 with Computershare Trust Company, National Association (as Trustee) at 4.800% on the 2031 Notes and 5.500% on the 2035 Notes maturing 2031 Notes mature on March 1, 2031; 2035 Notes mature on December 15, 2035.

“On December 4, 2025, Western Midstream Operating, LP (“WES Operating”), a subsidiary of Western Midstream Partners, LP (NYSE: WES) (“WES”), completed the public offering of $600,000,000 aggregate principal amount of 4.800% Senior Notes due 2031 (the “2031 Notes”) and $600,000,000 aggregate principal amount of 5.500% Senior Notes due 2035 (the “2035 Notes” and, together with the 2031 Notes, the “Notes”).”

Blue Owl Technology Income Corp. amended credit facility of $750,000,000 with The Bank of Nova Scotia at range of 1.48% to 2.15% maturing December 1, 2034.

“The Amendment (i) increases the total revolving loan commitment from $350,000,000 to $750,000,000, (ii) decreases the interest spread from a range of 1.58% to 2.25% depending on the ratio of broadly syndicated loans in the collateral to a range of 1.48% to 2.15% depending on the ratio of broadly syndicated loans in the collateral, (iii) revises the undrawn commitment fee from 0.50% per annum to 0.233% for the first three months after the First Amendment Closing Date, and 0.50% thereafter, and (iv) extends the Reinvestment Period from December 12, 2027 to June 1, 2028 and the Stated Maturity from June 12, 2034 to December 1, 2034.”

Helio Corp /FL/ reported a default on loan of $250,000 with a noteholder at 9.75% per annum.

“the Company received a notice from a noteholder asserting that such holder’s Amended and Restated Secured Promissory Note, dated October 15, 2024, in the principal amount of $250,000 bearing interest at a rate of 9.75% per annum (the “Secured Note”)is in default due to the Company’s failure to repay the outstanding amount of within grace period of the Secured Note’s November 5, 2025 maturity date.”

Helio Corp /FL/ incurred loan of $15,773.00 with Paul S. Turin at zero-interest maturing on-demand.

“the other in the principal amount of $15,773.00 to Paul S. Turin. The Notes evidence past advances previously made by Mr. Delory and Mr. Turin to the Company and do not represent new borrowings.”

Helio Corp /FL/ incurred loan of $25,404.00 with Gregory T. Delory at zero-interest maturing on-demand.

“the Company issued two zero-interest, on-demand promissory notes, each dated December 2, 2025 (the “Notes”), one in the principal amount of $25,404.00 to Gregory T. Delory”

GETTY REALTY CORP /MD/ incurred senior notes of $250,000,000 with various purchasers named therein at 5.76% maturing January 22, 2036.

“the Company will sell to the Purchasers $250,000,000 of 5.76% Series U Guaranteed Senior Notes due January 22, 2036”

PLAINS ALL AMERICAN PIPELINE LP incurred term loan of $1.1 billion with PNC Bank, National Association at Term SOFR or the Base Rate, in each case, plus an applicable rate maturing the two-year anniversary of the closing date.

“as borrower, PNC Bank, National Association, as administrative agent, and the other lenders party thereto (collectively, the “Lenders”). The Term Loan Agreement provides for a $1.1 billion senior unsecured term loan (the “Term Loan”) to be funded on or prior to December 2, 2025. The Term Loan will mature on the two-year anniversary of the closing date. PAA may at”

APPLIED OPTOELECTRONICS, INC. incurred credit facility of NT$100,000,000 line of credit and a US$2,000,000 line of credit with Taishin International Bank at approximately 2.5% maturing from November 27, 2025 through October 31, 2026.

“On November 27, 2025, Prime World International Holdings, Ltd. (“Prime World”), a wholly owned subsidiary of Applied Optoelectronics, Inc., entered into a credit facility with Taishin International Bank in Taiwan (the “Bank”), consisting of a NT$100,000,000 line of credit (the “NT$100M Credit Line”) and a US$2,000,000 line of credit (the “US$2M Credit Line”, collectively, with the NT$100M Credit Line, the “Credit Facility”).”

Xtant Medical Holdings, Inc. faced acceleration on term loan of approximately $8.0 million with MidCap Financial Trust.

“approximately $8.0 million of the net cash proceeds received by the Company from the Divestitures (including previous deposits received) was used to prepay a portion of the Company’s term loan with MidCap, resulting in $14.4 million remaining outstanding under the term loan as of December 1, 2025, of which up to an additional $1.6 million will be required to be prepaid if and when the Companion Spine Note is repaid by Companion Spine.”

PLAINS GP HOLDINGS LP incurred term loan of $1.1 billion with PNC Bank, National Association, as administrative agent at Term SOFR or the Base Rate, in each case, plus an applicable rate. From the clos maturing two-year anniversary of the closing date.

“On November 26, 2025, PAA entered into a term loan agreement (the “Term Loan Agreement”) by and among PAA, as borrower, PNC Bank, National Association, as administrative agent, and the other lenders party thereto (collectively, the “Lenders”). The Term Loan Agreement provides for a $1.1 billion senior unsecured term loan (the “Term Loan”) to be funded on or prior to December 2, 2025. The Term Loan will mature on the two-year anniversary of the closing date.”

VIP Play, Inc. incurred convertible notes of $1,008,270 with Excel Family Partners, LLLP at 12.0% maturing upon demand.

“We borrowed an additional aggregate amount of $1,008,270 in five separate draws under the Note from October 31, 2025 through November 26, 2025.”

AB Commercial Real Estate Private Debt Fund, LLC incurred loan of $55,462,500.00 with HSBC Bank USA, National Association at Term SOFR plus a margin of 1.80% maturing November 9, 2027.

“provides for an additional loan under the HSBC Loan and Security Agreement of $55,462,500.00 (the “Additional Loan”), increasing the aggregate total borrowings under the HSBC Loan and Security Agreement to $147,712,500.00 (the “HSBC TNVA1 Loan”).”

Snail, Inc. incurred convertible notes of $1,000,000 with an accredited investor at 5% maturing twelve (12) months from the date of issuance.

“the Investor agreed to purchase from the Company in a private placement offering (the “Offering”) an unsecured convertible promissory Note in the aggregate principal amount of $1,000,000 (the “Note”).”

Churchill Capital Corp IX/Cayman incurred loan of aggregate principal amount of up to $1,500,000 with Churchill Sponsor IX LLC at does not bear interest maturing matures upon the earlier of the closing of an initial business combination by the Company and the Company’s liquidation.

“On December 2, 2025, Churchill Capital Corp IX (the “ Company ”) issued an unsecured promissory note (the “ Note ”) in the aggregate principal amount of up to $1,500,000 to Churchill Sponsor IX LLC (the “ Sponsor ”), the Company’s sponsor, for the Company’s working capital needs.”

LIBERTY STAR URANIUM & METALS CORP. incurred convertible notes of $70,400 with 1800 Diagonal Lending LLC. at 8%, with a 10% Original Issue Discount maturing September 15, 2026.

“On November 28, 2025, Liberty Star Uranium & Metals Corp. (the “Company”) entered into a Securities Purchase Agreement (the “Securities Purchase Agreement”) with 1800 Diagonal Lending LLC. (“1800 Diagonal”). Pursuant to the terms of the Securities Purchase Agreement, the Company agreed to issue a convertible promissory note (the “Note”) to 1800 Diagonal in the aggregate principal amount of $70,400. Effective November 28, 2025, the Company issued the Note to 1800 Diagonal consistent with the terms of the Securities Purchase Agreement. The Note bears interest at 8%, with a 10% Original Issue Discount and matures on September 15, 2026.”

ONCOR ELECTRIC DELIVERY CO LLC incurred revolving credit of $325 million aggregate principal amount with MUFG Bank, Ltd. at daily cost of asset-backed commercial paper plus dealer commissions and note iss maturing April 28, 2028.

“On November 25, 2025, $325 million aggregate principal amount was borrowed under the AR Facility.”

OOMA INC amended credit facility of add a term loan commitment in the amount of $65,000,000, of which $45,000,000 was borrowed with Citizens Bank, N.A. maturing fifth anniversary of the Amendment Closing Date.

“by adding a term loan commitment in the amount of $65,000,000, of which $45,000,000 was borrowed by the Company on the closing date”

Fluent, Inc. incurred credit facility of up to $30 million with CSNK Working Capital Finance Corp. d/b/a Bay View Funding at finance charges based on a floating interest rate maturing initial term of 36 months.

“(the “Company”) and Fluent, LLC, a wholly owned subsidiary of the Company (together with the Company, the "Borrower"), entered into an Accounts Receivable Finance Agreement (the "Financing Agreement") with CSNK Working Capital Finance Corp. d/b/a Bay View Funding ("Bay View"). Under the Financing Agreement, Bay View may extend financing to the Company based on eligible domestic and foreign accounts receivable, subject to a maximum aggregate advance amount of $30 million.”

Scorpius Holdings, Inc. incurred loan of $134,000 with institutional investor at 5.0% per annum maturing June 1, 2026.

“On December 1, 2025, the Company issued a non-convertible promissory note (the “Third Note”) in the principal amount of One Hundred Thirty-four Thousand Dollars ($134,000) to the Holder. The Third Note accrues interest at the rate of 5.0% per annum and matures on the earlier of: (i) June 1, 2026; (ii) the consummation of a Corporate Event (as such term is defined in the Third Note); or (iii) when, upon or after the occurrence of an event of default under the Third Note.”

Scorpius Holdings, Inc. incurred loan of $630,020 with institutional investor at 5.0% per annum maturing May 25, 2026.

“On November 26, 2025, the Company issued a non-convertible promissory note (the “Second Note”) in the principal amount of Six Hundred Thirty Thousand and Twenty Dollars ($630,020) to the Holder. The Second Note accrues interest at the rate of 5.0% per annum and matures on the earlier of: (i) May 25, 2026; (ii) the consummation of a Corporate Event (as such term is defined in the Second Note); or (iii) when, upon or after the occurrence of an event of default under the Second Note.”

Scorpius Holdings, Inc. incurred loan of $33,000 with institutional investor at 5.0% per annum maturing May 25, 2026.

“On November 25, 2025, the Company issued a non-convertible promissory note (the “First Note”) in the principal amount of Thirty-three Thousand Dollars ($33,000) to an institutional investor (the “Holder”). The First Note accrues interest at the rate of 5.0% per annum and matures on the earlier of: (i) May 25, 2026; (ii) the consummation of a Corporate Event (as such term is defined in the First Note); or (iii) when, upon or after the occurrence of an event of default under the Note.”