Debt Financings

Altimmune, Inc. incurred term loan of $15.0 million with Hercules Capital, Inc. at greater of (a) the prime rate as reported in The Wall Street Journal plus 2.45% maturing June 1, 2029.

“first Term Loan tranche was made on the Closing Date in an aggregate principal amount of $15.0 million.”

TWO HARBORS INVESTMENT CORP. incurred senior notes of $115.0 million aggregate principal amount at 9.375% per year maturing mature on August 15, 2030.

“On May 13, 2025, Two Harbors Investment Corp., a Maryland corporation (the “Company”), completed the issuance and sale of $115.0 million aggregate principal amount of its 9.375% Senior Notes due 2030”

Axsome Therapeutics, Inc. incurred credit facility of aggregate principal amount of up to $570.0 million with Blackstone Alternative Credit Advisors LP and Blackstone Life Sciences Advisors L.L.C. at Term SOFR adjusted secured overnight financing rate plus a margin of 4.75% maturing five years from the Closing Date.

“The Loan Agreement provides for loans in an aggregate principal amount of up to $570.0 million, consisting of (i) a first lien senior secured term loan in an aggregate principal amount of $120.0 million funded to the Company on the Closing Date, (ii) a $180.0 million senior secured term loan which is available to the Company at the Company’s option”

Bloom Energy Corp incurred convertible notes of approximately $115.7 million in aggregate principal amount with certain holders at 3.00% per annum maturing June 1, 2029.

“On May 7, 2025, Bloom Energy Corporation (the “Company”) entered into privately negotiated exchange agreements (the “Exchange Agreements”) with certain holders of the Company’s existing 2.50% Green Convertible Senior Notes due 2025 (the “2025 Notes”), to exchange (the “Exchange”) approximately $112.8 million in aggregate principal amount of the 2025 Notes for approximately $115.7 million in aggregate principal amount of the Company’s 3.00% Green Convertible Senior Notes due 2029 (the “2029 Notes”).”

Hims & Hers Health, Inc. incurred convertible notes of $1.0 billion aggregate principal amount of Notes with U.S. Bank Trust Company, National Association at 0.00% maturing May 15, 2030.

“On May 13, 2025, the Company issued $1.0 billion aggregate principal amount of Notes.”

Nexentis Technologies Inc. incurred convertible notes of $3,000,000 with YA II PN, Ltd. at 8% per annum maturing 12 months from issuance.

“a Purchase Agreement (the “Agreement”) with YA II PN, Ltd. (the “Investor”) pursuant to which the Investor committed to advance the Company the aggregate principal amount of $3,000,000, of which (i) up to $1,500,000 will be made available within 60 days following the date a new registration statement has been filed by the Company with the Securities and Exchange”

FAIR ISAAC CORP incurred senior notes of $1.5 billion aggregate principal amount with U.S. Bank Trust Company, National Association at 6.000% per annum maturing May 15, 2033.

“On May 13, 2025, the Company closed its previously announced private offering to eligible purchasers of $1.5 billion aggregate principal amount of 6.000% Senior Notes due 2033 (the “Notes”).”

CONSUMER PORTFOLIO SERVICES, INC. incurred debt of $419.95 million at 4.74%, 4.79%, 5.12%, 5.56%, 7.95%.

“the Trust issued and sold $419.95 million of asset-backed Notes, in five classes (such Notes collectively, the "Notes")”

BED BATH & BEYOND, INC. amended credit facility with Kirkland's Inc. and its subsidiaries.

“obligations arising under the Existing Credit Agreement in the aggregate amount of $8.5 million were rolled into the Amended and Restated Credit Agreement as obligations thereunder”

BED BATH & BEYOND, INC. incurred term loan of approximate aggregate original principal amount of $5.2 million with Kirkland's Inc. and its subsidiaries.

“pursuant to which Beyond provided Kirkland’s with additional term loans in an approximate aggregate original principal amount of $5.2 million”

CNO Financial Group, Inc. amended revolving credit with KeyBank National Association, as administrative agent at SOFR plus a margin ranging from 1.125% to 1.750% (or base rate plus 0.125% to 0. maturing May 8, 2030.

“The Amendment Agreement, among other things: (i) reduces the interest rate applicable to the loans under the Amended Credit Agreement and the commitment fee rate, and removes the credit spread adjustment applicable to the interest rate calculation”

Clean Energy Technologies, Inc. incurred convertible notes of $131,610 with 1800 Diagonal Lending LLC at 10% maturing February 15, 2026.

“the Company sold, and 1800 Diagonal purchased, a convertible promissory note in the principal amount of $131,610”

FiEE, Inc. incurred convertible notes of $300,000 with David Lazar maturing December 31, 2025.

“On May 9, 2025, the Company and David Lazar (“Noteholder”) entered into an unsecured promissory note (the “Convertible Note”), under which, effective as of February 18, 2025 (the “Effective Date”), the Company agreed to pay to the Noteholder a principal amount of $300,000, together with interest on the balance of the principal from time to time outstanding, at the rates and at the times described therein. The outstanding principal balance of the Convertible Note shall be paid in full on or prior to December 31, 2025.”

New Fortress Energy Inc. amended debt with Natixis, New York Branch.

“On May 12, 2025, the Company entered into the Eighth Amendment to Uncommitted Letter of Credit and Reimbursement Agreement (the “Eighth Amendment”), by and among the Company, as the borrower, the guarantors party thereto, Natixis, New York Branch, and each of the other financial institutions party thereto, as Lenders, which amends that certain Uncommitted Letter of Credit and Reimbursement Agreement, dated as of July 16, 2021 (as amended, restated or otherwise modified from time to time, the “Existing ULCA” and the Existing ULCA as amended by the Eighth Amendment, the “Amended ULCA”), by and among the Company, the guarantors from time to time party thereto, Natixis, New York Branch, as Administrative Agent, Natixis, New York Branch, as ULCA Collateral Agent, Natixis, New York Branch, and each of the other financial institutions party thereto, as Lenders and Issuing Banks.”

New Fortress Energy Inc. amended term loan with Morgan Stanley Senior Funding Inc. at increases the applicable margin to 6.70% for SOFR loans and 5.70% for Base Rate.

“On May 12, 2025, the Company entered into the Fifth Amendment to Credit Agreement (the “Fifth Amendment”), by and among the Company, as borrower, the guarantors party thereto, the lenders party thereto and Morgan Stanley Senior Funding Inc., as administrative agent and as collateral agent, which amends that certain Credit Agreement, dated as of July 19, 2024 (as amended, restated or otherwise modified from time to time, the “Existing TLA” and the Existing TLA as amended by the Fifth Amendment, the “Amended TLA”), by and among the Company, as the borrower, the guarantors from time to time party thereto, the several lenders and issuing banks from time to time party thereto, and Morgan Stanley Senior Funding Inc., as administrative agent and as collateral agent.”

New Fortress Energy Inc. amended revolving credit with MUFG Bank Ltd..

“te Energy Limited Partnership (the “Asset Sale”), on May 12, 2025, the Company entered into the Twelfth Amendment to Credit Agreement (the “Twelfth Amendment”), by and among the Company, as borrower, the guarantors party thereto, the lenders party thereto and MUFG Bank Ltd., as administrative agent and as collateral agent, which amends that certain Credit Agreement, dated as of April 15, 2021 (as amended, restated or otherwise modified from time to time, the “Existing RCF” and the Existing RCF as amended by the Twelfth Amendment, the “Amended RCF”), by and among the Company, as the borrower, the guarantors from time to time party thereto, the several lenders and issuing banks from time to time party thereto, and MUFG Bank Ltd., as administrative agent and as collateral agent.”

Aquaron Acquisition Corp. incurred loan of $16,198.05 with HUTURE Ltd. at does not bear interest maturing upon the date on which the Company consummates a business combination with Huture.

“The Company issued, on May 6, 2025, an unsecured promissory note in the total principal amount of $16,198.05 (the “ Promissory Note ”) to HUTURE Ltd. (“ Huture ”). The Promissory Note does not bear interest and the principal thereunder becomes due and payable upon the date on which the Company consummates a business combination with Huture (the “ Business Combination ”).”

UNITIL CORP incurred term loan of $100.0 million with The Bank of Nova Scotia at unknown maturing unknown.

“Pursuant to, and subject to the terms and conditions of, the Debt Commitment Letter, The Bank of Nova Scotia has committed to provide a $100.0 million senior unsecured delayed-draw term loan facility.”

ADVANCED ENERGY INDUSTRIES INC amended revolving credit of $600 million with HSBC Bank USA, N.A. (administrative agent) and lenders including Citibank, N.A., Wells Fargo, National Association, PNC Bank, National Association, and JPMorgan Chase Bank, N.A. at Term SOFR plus between 0.75% and 1.75%, or Base Rate plus between 0.00% and 0.75 maturing May 8, 2030.

“which provides aggregate financing of $600 million, consisting of a $600 million senior unsecured revolving facility with a term of up to five years”

Booking Holdings Inc. incurred senior notes of €500,000,000 aggregate principal amount with U.S. Bank Trust Company, National Association at 4.500% maturing May 9, 2046.

“€500,000,000 aggregate principal amount of the Company’s 4.500% Senior Notes due 2046”

Booking Holdings Inc. incurred senior notes of €750,000,000 aggregate principal amount with U.S. Bank Trust Company, National Association at 4.125% maturing May 9, 2038.

“€750,000,000 aggregate principal amount of the Company’s 4.125% Senior Notes due 2038”

Booking Holdings Inc. incurred senior notes of €500,000,000 aggregate principal amount with U.S. Bank Trust Company, National Association at 3.125% maturing May 9, 2031.

“in connection with the sale of €500,000,000 aggregate principal amount of the Company’s 3.125% Senior Notes due 2031”

XEROX CORP incurred senior notes of $100,000,000 aggregate principal amount with U.S. Bank Trust Company, National Association at 13.500% per annum maturing due 2031.

“Xerox Corporation completed its previously announced private offering of $100,000,000 aggregate principal amount of 13.500% Senior Secured Second Lien Notes due 2031”

TJX COMPANIES INC /DE/ amended revolving credit of $750 million with U.S. Bank National Association, HSBC Bank USA, National Association, Wells Fargo Bank, National Association, Bank of America, N.A., Deutsche Bank Securities Inc., JPMorgan Chase Bank, N.A., Deutsche Bank AG New York Branch at a margin of 45 – 87.5 basis points consistent with the 2029 Revolving Credit Fac maturing May 9, 2030.

“to, among other things, (i) extend the maturity to May 9, 2030, (ii) decrease the aggregate principal amount of commitments to $750 million and (iii) reduce the interest rate margin applicable to borrowings bearing interest at a term secured overnight financing rate to a margin of 45 – 87.5 basis points consistent with the 2029 Revolving Credit Facility.”

TJX COMPANIES INC /DE/ amended revolving credit of $750 million with U.S. Bank National Association, HSBC Bank USA, National Association, Wells Fargo Bank, National Association, Bank of America, N.A., Deutsche Bank Securities Inc., JPMorgan Chase Bank, N.A. maturing May 9, 2029.

“to, among other things, (i) extend the maturity to May 9, 2029 and (ii) increase the aggregate principal amount commitment to $750 million.”

COMMUNITY HEALTH SYSTEMS INC incurred senior notes of $700,000,000 aggregate principal amount with U.S. Bank Trust Company, National Association at 10.750% per year maturing 2033.

“completed its previously announced sale and issuance of $700,000,000 aggregate principal amount of its 10.750% Senior Secured Notes due 2033”

HERTZ GLOBAL HOLDINGS, INC amended senior notes of €1.160 billion maturing April 30, 2027.

“extend the maturity date of the European ABS facility with respect to €1.160 billion of Class A notes to April 30, 2027”

HERTZ GLOBAL HOLDINGS, INC amended senior notes of $3.640 billion maturing May 7, 2027.

“Car Asset Backed Notes, Class A, issued thereunder by one year to May 7, 2027, among certain other amendments. The Class A Maximum Principal Amount until April 10, 2026 is $3.640 billion, and thereafter the Class A Maximum Principal Amount is $2.860 billion until May 7, 2027, after giving effect to the terms of Amendment No. 3 to Second A&R Series 2021-A”

HERTZ GLOBAL HOLDINGS, INC amended revolving credit of $1.665 billion with Barclays Bank PLC, as administrative agent maturing March 31, 2028.

“Amendment No. 10 provides for the extension of the maturity date of approximately $1.665 billion of commitments under THC’s existing $2 billion revolving credit facility from June 30, 2026 to March 31, 2028, subject to a springing maturity date described therein”

Angel Studios, Inc. incurred convertible notes of $5,000,000 with an investor at 15.00% per annum, compounded monthly maturing May 1, 2027.

“On May 2, 2025, Angel Studios, Inc. (the “Company”) entered into a note and warrant purchase agreement (the “Purchase Agreement”) with an investor (the “Investor”), providing for the private placement of a subordinated convertible promissory note with a principal balance of $5,000,000 (the “Note”)”

CONSTELLATION BRANDS, INC. incurred term loan of $500 million with Bank of America, N.A., as administrative agent, and certain other lenders at Term SOFR or Base Rate plus (i) for Term SOFR, a margin ranging from 0.750% to 1 maturing two years after the date on which the initial borrowing, if any, of the Term Loans occurs.

“The Credit Agreement provides for a delayed draw term loan available in up to two draws in the aggregate principal amount of $500 million.”

NEXTNRG, INC. incurred loan of $112,000 with Michael D. Farkas at 12% per annum maturing the earlier of (1) May 9, 2026 or (ii) the date the Company completes a cumulative capital raise of at least $4 million following the date of the May 9 Note.

“On May 9, 2025, the Company and Mr. Farkas entered into a promissory note (the “May 9 Note”) or the principal sum of $112,000 to be used for the Company’s working capital needs.”

NEXTNRG, INC. incurred loan of $600,000 with Michael D. Farkas at 12% per annum maturing the earlier of (1) May 5, 2026 or (ii) the date the Company completes a cumulative capital raise of at least $4 million following the date of the May 5 Note.

“On May 5, 2025, NextNRG, Inc. (the “Company”) and Michael D. Farkas entered into a promissory note (the “May 5 Note”) for the principal sum of $600,000 to be used for the Company’s working capital needs.”

Builders FirstSource, Inc. incurred senior notes of $750.0 million aggregate principal amount with Wilmington Trust, National Association at 6.750% maturing May 15, 2035.

“On May 8, 2025 (the “Closing Date”), Builders FirstSource, Inc., a Delaware corporation (the “Company”), completed the previously announced sale of $750.0 million aggregate principal amount of its 6.750% senior notes due 2035 (the “Notes”) at an issue price of 100.0% (the “Notes Offering”).”

Propanc Biopharma, Inc. amended loan of not changed with same Investor at not changed maturing June 15, 2025 (extended from previous maturity; Note dated August 15, 2023, previously amended May 7, 2024).

“Effective May 7, 2025, the Company entered into a Maturity Extension Agreement (the "Extension Agreement") with the same Investor whereby the Investor agreed to extend the maturity date of a previously issued promissory note dated August 15, 2023, which was amended on May 7, 2024 (the "Old Note") to June 15, 2025.”

Propanc Biopharma, Inc. incurred loan of aggregate principal amount of $90,000, for a purchase price of $75,000 with accredited investor at ten percent (10%) per annum maturing June 15, 2025.

“Effective May 7, 2025, Propanc Biopharma, Inc. (the "Company") issued a Promissory Note to an accredited investor (the "Investor") in the aggregate principal amount of $90,000 (the "Note"), for a purchase price of $75,000.”

Clipper Realty Inc. incurred credit facility of $45 million with MF1 Capital LLC at 2.65% rate, plus 1-Month CME Term SOFR (with a floor of 2.25%) maturing initial May 2027 maturity date, with three one-year extensions available upon meeting the applicable extension conditions.

“(the “Company”), entered into the Multifamily Loan and Security Agreement (the “Loan Agreement”) with MF1 Capital LLC, a Delaware limited liability company (“MF1 Capital”), dated as of May 2, 2025.”

Clipper Realty Inc. incurred credit facility of $115 million with MF1 Capital LLC at 2.65% rate, plus 1-Month CME Term SOFR (with a floor of 2.25%) maturing initial May 2027 maturity date, with three one-year extensions available upon meeting the applicable extension conditions.

“(the “Company”), entered into the Multifamily Loan and Security Agreement (the “Loan Agreement”) with MF1 Capital LLC, a Delaware limited liability company (“MF1 Capital”), dated as of May 2, 2025.”

Catheter Precision, Inc. incurred loan of $1.5 million with Cardionomic (assignment for the benefit of creditors), LLC at 4% per annum maturing May 5, 2028.

“the issuance by Cardionomix of a promissory note (the "Note") in the amount of $1.5 million, with simple interest accruing at 4% per annum on the principal thereof and no interest or principal payable until the maturity date of the Note, which will be May 5, 2028”

PennyMac Financial Services, Inc. incurred senior notes of $850,000,000 aggregate principal amount with U.S. Bank Trust Company, National Association at 6.875% per year maturing May 15, 2032.

““Closing Date”), PennyMac Financial Services, Inc. (the “Issuer” and, together with its subsidiaries, the “Company”) closed the previously announced offering (the “Offering”) of $850,000,000 aggregate principal amount of the Issuer’s 6.875% Senior Notes due 2032 (the “Notes”). The Issuer sold the Notes to the initial purchasers in the Offering, which was exempt”

Krispy Kreme, Inc. incurred credit facility of $15,000,000.

“The Second Amendment established incremental term loan commitments in an aggregate principal amount of $15,000,000.”

Krispy Kreme, Inc. incurred credit facility of $110,000,000 with BNP Paribas.

“The First Amendment, among other things, (a) established incremental term loan commitments in an aggregate principal amount of $110,000,000”

Accelerate Diagnostics, Inc faced acceleration on convertible notes of 5.00% Senior Secured Convertible Notes due December 15, 2026 with U.S. Bank Trust Company, National Association at 5.00% maturing December 15, 2026.

“The filing of the Bankruptcy Petitions described in Item 1.03 above constitutes an event of default that accelerated the Company’s obligations under the following debt instruments (the “ Debt Instruments ”): · Indenture, dated as of August 8, 2024, by and among the Company, as issuer, and U.S. Bank Trust Company, National Association, as Trustee, governing the 16.00% Super Priority Senior Secured PIK Notes due December 31, 2025; and · Indenture, dated as of June 9, 2023, by and among the Company, as issuer, and U.S. Bank Trust Company, National Association, as trustee and collateral agent, governing the 5.00% Senior Secured Convertible Notes due December 15, 2026.”

Accelerate Diagnostics, Inc faced acceleration on senior notes of 16.00% Super Priority Senior Secured PIK Notes due December 31, 2025 with U.S. Bank Trust Company, National Association at 16.00% maturing December 31, 2025.

“The filing of the Bankruptcy Petitions described in Item 1.03 above constitutes an event of default that accelerated the Company’s obligations under the following debt instruments (the “ Debt Instruments ”): · Indenture, dated as of August 8, 2024, by and among the Company, as issuer, and U.S. Bank Trust Company, National Association, as Trustee, governing the 16.00% Super Priority Senior Secured PIK Notes due December 31, 2025; and · Indenture, dated as of June 9, 2023, by and among the Company, as issuer, and U.S. Bank Trust Company, National Association, as trustee and collateral agent, governing the 5.00% Senior Secured Convertible Notes due December 15, 2026.”

CYANOTECH CORP amended loan with Skywords Family Foundation, Inc..

“On May 2, 2025, Cyanotech Corporation (the “Company”) entered into a Fourth Amendment (the “Amendment”) to the Amended and Restated Promissory Note with Skywords Family Foundation, Inc. (“Skywords”), dated as of April 12, 2021 and amended on December 14, 2022, August 13, 2023, and August 9, 2024 (the “Note”). The Amendment amends Section 4 to the Note to allow the Company to elect, in its sole discretion, to pay the interest accrued during the fiscal year ended March 31, 2026 in the form of its common stock at a per share value of $1.00 per share. All other terms of the Note remain the same.”

Autodesk, Inc. incurred revolving credit of $1,500,000,000 with Citibank, N.A., as administrative agent at Term SOFR plus a margin of between 0.575% and 1.000% maturing May 8, 2030.

“which provides for an unsecured revolving loan facility in the aggregate principal amount of $1,500,000,000”

NextTrip, Inc. incurred revolving credit of $3,000,000 revolving line of credit with Monaco Investment Partners II, LP at 12% per annum maturing May 31, 2027.

“On May 6, 2025, NextTrip, Inc. (the “Company”) entered into a Line of Credit Agreement (the “Line of Credit”) with Monaco Investment Partners II, LP (the “Lender”) providing the Company with a $3,000,000 revolving line of credit.”

MITEK SYSTEMS INC amended credit facility of up to $75,000,000 with Silicon Valley Bank, a division of First Citizens Bank & Trust Company at term SOFR plus a specified margin maturing May 1, 2030.

“(the “Bank”). The Amendment provides for, among other things, (i) the establishment of a delayed draw term loan (the “Term Loan”) in an aggregate principal amount of up to $75,000,000 that may be drawn prior to February 28, 2026 for the sole purpose of paying amounts outstanding under the 0.75% convertible senior notes due February 1, 2026 and customary fees”

Algorhythm Holdings, Inc. incurred loan of $1,500,000 is due and payable by the Company on the first anniversary of the Closing Date and the remaining $250,000 with SemiCab, Inc. at six percent per annum maturing first anniversary of the Closing Date; 18-month anniversary of the Closing Date.

“and Restated Operating Agreement”) which sets forth the terms and conditions governing the operation and management of SemiCab Holdings. The Promissory Note provides that $1,500,000 is due and payable by the Company on the first anniversary of the Closing Date and the remaining $250,000 is due and payable by the Company on the 18-month anniversary of the”

STARZ ENTERTAINMENT CORP /CN/ incurred credit facility of $300.0 million senior secured term loan credit facility and $150.0 million senior secured revolving credit facility with JPMorgan Chase Bank, N.A., as administrative agent at Term SOFR (subject to a 0.00% floor) or a base rate, in each case plus an applic maturing five years after the closing date of the facility.

““Borrower”), the guarantors referred to therein, the lenders referred to therein and JPMorgan Chase Bank, N.A., as administrative agent. The Credit Agreement provides for (i) a $300.0 million senior secured term loan credit facility and (ii) a $150.0 million senior secured revolving credit facility. The Credit Agreement and commitments thereunder will mature on the”