secwatch / observer
8-K filed April 16, 2024, 7:59 PM ET ticker BOF CIK 0001962481
regulatory confidence high sentiment negative materiality 0.85

BranchOut Food Inc. (BOF): Nasdaq/NYSE listing notice — BranchOut Food receives Nasdaq delisting notice; issues $225K notes at 15% interest

BranchOut Food Inc.

Key facts

Extracted from this filing and checked against the source text.

Debt Financings SEC 8-K Item 2.03/2.04 confidence 0.9

BranchOut Food Inc. incurred senior notes of $225,000 with a group of seven investors at 15% per annum maturing the earlier of December 31, 2024, or the occurrence of a Qualified Subsequent Financing or Change of Control.

Instrument
senior notes
Principal
$225,000
Counterparty
a group of seven investors
Rate
15% per annum
Maturity
the earlier of December 31, 2024, or the occurrence of a Qualified Subsequent Financing or Change of Control
Event
incurrence
Exact text from the filing
On April 16, 2024, BranchOut Food Inc. (the “Company”) completed the sale of $225,000 of Senior Secured Promissory Notes (“Notes”), and Warrants
View on SEC.gov
Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

BranchOut Food Inc. received a nasdaq deficiency notice notice regarding stockholders equity (rules 5550(b)(1)).

Exchange
nasdaq
Notice
deficiency notice
Deficiency
stockholders equity
Rules
5550(b)(1)
Exact text from the filing
April 11, 2024, the Company received a letter from The Nasdaq Stock Market (“Nasdaq”) stating that the Company was not in compliance with Nasdaq Listing Rule 5550(b)(1) (the “Rule”) because the stockholders’ equity of the Company of $2,210,476 as of December 31, 2023, as reported in the Company’s Annual Report on Form 10-K filed with the SEC on April 1, 2024, was below the minimum requirement of $2,500,000. Pursuant to Nasdaq’s Listing Rules, the Company has until May 28, 2024 to submit a plan to regain compliance with the Rule (a “Compliance Plan”). The Company intends to submit a Compliance
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Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.95

BranchOut Food Inc. entered into First Amendment to Subscription Agreement with a group of seven investors valued at $225,000 (effective 2024-04-16).

Action
entry
Agreement
credit facility
Counterparty
a group of seven investors
Value
$225,000
Effective
2024-04-16
Exact text from the filing
On April 16, 2024, BranchOut Food Inc. (the “Company”) completed the sale of $225,000 of Senior Secured Promissory Notes (“Notes”), and Warrants (“Warrants”) to purchase an aggregate of 56,250 shares of the Company’s common stock, to a group of seven investors (the “Investors”), pursuant to a First Amendment to Subscription Agreement between the Company and the Investors dated as of April 16, 2024 (the “First Amendment”).
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

BranchOut Food Inc. entered into Subscription Agreement with investors that purchased Notes and Warrants from the Company on January 10, 2024 valued at $400,000 (effective 2024-01-10).

Action
entry
Agreement
credit facility
Counterparty
investors that purchased Notes and Warrants from the Company on January 10, 2024
Value
$400,000
Effective
2024-01-10
Exact text from the filing
The First Amendment incorporates and amends certain provisions of the Subscription Agreement, dated January 10, 2024 (the “Subscription Agreement”), previously entered into by the Company and investors that purchased Notes and Warrants from the Company on January 10, 2024 (the “January Investors”).
View on SEC.gov

299 debt financings filed in the last 30 days. Browse all debt financings →

BranchOut Food Inc. filing history →

Source: SEC EDGAR
accession 0001493152-24-014830
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