Unregistered sales and modifications of equity under 8-K Items 3.02/3.03.
WhiteHawk Income Corp issued 3,750,000 shares of common stock to Management Contributor.
“. Item 3.02 Unregistered Sales of Equity Securities In connection with the Internalization, on June 10, 2026, the Company issued 3,750,000 shares of Class B Common Stock to the Management Contributor, on a one-to-one basis equal to the number of common units of WhiteHawk OpCo it owns.”
Virgin Galactic Holdings, Inc issued 6,734,960 shares of common stock to holders of the First Lien Notes that were redeemed for $30,524,000 in principal amount of the First Lien Notes.
“On June 10, 2026, the Company successfully redeemed $30,524,000 in principal amount of the First Lien Notes by issuing 6,734,960 shares (the “Shares”) of the Company’s common stock to holders of the First Lien Notes that were redeemed.”
Allbirds, Inc. issued convertible note for $5.0 million in aggregate principal amount.
“On June 4, 2026, the Company sold $5.0 million in aggregate principal amount of Convertible Notes.”
EBR Systems, Inc. issued approximately 394.7 million new CDIs of common stock to institutional investors and existing securityholders for A$150.0 million capital raise.
“On 4 June 2026 (Sydney time), EBR Systems, Inc. (the “ Company ”) entered into an underwriting agreement (the “ Underwriting Agreement ”) with several underwriters for a fully underwritten A$150.0 million capital raise (the “ Placement ”) through the sale of CHESS Depository Interests (“ CDIs ”) in the approximate amount of 394.7 million new CDIs (“ New CDIs ”), with every ten (10) CDIs representing one share of the Company’s common stock, to institutional investors on the Australian Securities Exchange (“ ASX ”) through (i) a fully underwritten institutional placement to institutional and sophisticated investors to raise approximately A$64.4 million (the “ Institutional Placement ”), comprising (a) A$29.4 million institutional placement to institutional and sophisticated investors (“ Tranche 1 Placement ”); and (b) A$35.0 million conditional placement, placed to existing securityholders, subject to securityholder approval (“ Tranche 2 Placement ”), and (ii) a fully underwritten 1 for”
Bio Green Med Solution, Inc. issued 1,103,338 shares of Common Stock of common stock to foreign accredited investors for $0.72 per share for aggregate gross proceeds of $794,403.
“an aggregate of 1,103,338 shares of Common Stock, par value $0.001 (the “Shares”) of the Company at a purchase price of $0.72 per share for aggregate gross proceeds of $794,403”
MASIMO CORP issued common stock.
“As a result of the Merger, each Share that was issued and outstanding immediately prior to the Effective Time (except as described in Item 2.01 of this Current Report on Form 8-K) was cancelled and converted automatically, at the Effective Time, into the right to receive the Per Share Merger Consideration.”
Keel Infrastructure Corp. issued a maximum of 77,234,372 shares of Common Stock of convertible note to initial purchasers for $458,000,000 aggregate principal amount.
“On June 9, 2026, Keel Infrastructure Corp. (the “Company”) issued $458,000,000 aggregate principal amount of its 1.250% Convertible Senior Notes due 2032 (the “Notes”).”
VenHub Global, Inc. issued 700,000 shares of common stock of common stock to a third party.
“In addition, the Company will issue additional 700,000 shares of common stock to a third party as part of a settlement agreement between the Company and the third party.”
VenHub Global, Inc. issued an aggregate of 10,670,000 shares of common stock of common stock to five independent contractors.
“In connection with five separate service agreements that the Company entered into on June 9, 2026, with five independent contractors as described below, the Company will issue an aggregate of 10,670,000 shares of common stock”
HWH International Inc. issued 250,000 shares of common stock to Alset Inc. for $2.00 per share.
“Alset agreed to purchase 250,000 shares of the Company’s common stock (the “Shares”) for a total of $500,000, representing a purchase price of $2.00 per share.”
HWH International Inc. issued warrants to purchase up to 160,000,000 shares of warrant to Smart Dynamics Technology Limited for aggregate purchase price of $10,000,000.
“warrants to purchase up to 160,000,000 (one hundred and sixty million) shares of the Company’s common stock at an exercise price of $0.63 per share, exercisable immediately and expiring on the fourth anniversary of the closing of the transactions contemplated by the Securities Purchase Agreement for an aggregate purchase price of $10,000,000”
HWH International Inc. issued 20,000,000 (twenty million) fully paid, non-assessable shares of its Common Stock of common stock to Smart Dynamics Technology Limited for aggregate purchase price of $10,000,000.
“On May 27, 2026, HWH International Inc., a Nevada corporation (the “Company”) entered into a Securities Purchase Agreement (the “Securities Purchase Agreement”) with Smart Dynamics Technology Limited (the “Purchaser”), pursuant to which the Company will sell (i) 20,000,000 (twenty million) fully paid, non-assessable shares of its Common Stock and (ii) warrants to purchase up to 160,000,000 (one hundred and sixty million) shares of the Company’s common stock at an exercise price of $0.63 per share, exercisable immediately and expiring on the fourth anniversary of the closing of the transactions contemplated by the Securities Purchase Agreement for an aggregate purchase price of $10,000,000 (the “PIPE”).”
NOVANTA INC issued 2,142,857 common shares of common stock to institutional and other accredited investors for $140.00 per share.
“The Purchasers agreed to purchase an aggregate of 2,142,857 common shares, no par value, of the Company (the “Common Shares”), at a purchase price per share of $140.00, for an aggregate purchase price of approximately $300.0 million.”
BRC Group Holdings, Inc. issued 930,765 shares of Common Stock of common stock to DBA Trading, LLC.
“On June 4, 2026, the Company issued 930,765 shares of Common Stock to the Investor in exchange for 193,187 units of the 6.50% Senior Notes due 2026 (RILYN), 150,823 units of the 5.0% Senior Notes due 2026 (RILYG), 10,000 units of the 6.00% Senior Notes due 2028 (RILYT) and 17,883 units of the 5.25% Senior Notes due 2028 (RILYZ) (together, the “ June 3 3(a)(9) Notes ” and together with the May 14 3(a)(9) Notes, the “ Exchanged Senior Notes ”).”
BRC Group Holdings, Inc. issued 1,129,918 shares of Common Stock of common stock to DBA Trading, LLC.
“On May 14, 2026, the Company agreed to issue 1,129,918 shares of Common Stock to DBA Trading, LLC, an institutional accredited investor (the “ Investor ”), in exchange for 339,449 units of the 6.50% Senior Notes due 2026 (RILYN), 19,654 units of the 5.0% Senior Notes due 2026 (RILYG), 20,332 units of the 6.00% Senior Notes due 2028 (RILYT) and 28,742 units of the 5.25% Senior Notes due 2028 (RILYZ) (together, the “ May 14 3(a)(9) Notes ”).”
Big Digital Energy, Inc. issued securities.
“The Amendment accelerates the expiration date of the Rights Agreement to the earlier of June 8, 2026, and the Redemption Date (as defined in the Rights Agreement).”
Tilray Brands, Inc. issued 1,214,186 shares of Common Stock of common stock to an unrelated party for $6 million aggregate principal amount of the Company's 5.20% Convertible Senior Notes due June 15, 2027.
“On June 3, 2026, the Company entered into a private debt-for-equity exchange transaction (the “Exchange Transaction”) with an unrelated party. Pursuant to the Exchange Transaction, the Company issued an aggregate of 1,214,186 shares of Common Stock in exchange for $6 million aggregate principal amount of the Company’s 5.20% Convertible Senior Notes due June 15, 2027.”
Conexeu Sciences Inc. issued 100,000 shares of common stock of common stock to the individual who is a U.S. person for at a price of $0.001 per share.
“On June 8, 2026, the Company issued 100,000 shares of common stock (the " Performance Warrant Shares ") at a price of $0.001 per share upon the exercise of a like number of issued and outstanding performance common stock purchase warrants (the " Performance Warrants "), for gross proceeds of $100.”
Conexeu Sciences Inc. issued 416,667 Incentive Warrants of warrant to one warrant holder.
“On June 4, 2026, 416,667 Incentive Warrants were issued to the one Warrant holder.”
Conexeu Sciences Inc. issued 416,667 shares of common stock of common stock to one warrant holder for gross proceeds of approximately $166,667.
“On June 4, 2026, Conexeu Sciences Inc. (the " Registrant " or the " Company ") issued 416,667 shares of common stock (the "Warrant Shares"), upon the exercise of a like number of issued and outstanding common stock purchase warrants (the " Warrants "), for gross proceeds of approximately $166,667.”
Aditxt, Inc. issued convertible note to Investors for an aggregate original principal amount equal to approximately the sum of $725,000 in cash proceeds plus the sum of the outstanding obligations under the Existin.
“new series of senior secured convertible notes (the “ Notes ”), as joint and several co-borrowers, with an aggregate original principal amount equal to approximately the sum of $725,000 in cash proceeds plus the sum of the outstanding obligations under the Existing Notes (as defined below), subject to a 35% original issue discount, as provided in the Notes. The”
Rain Enhancement Technologies Holdco, Inc. issued 1,612,903 shares of Class A Common Stock of common stock to RHY Management LLC for $4,000,000 of indebtedness.
“RHY exchanged an aggregate of $4,000,000 of indebtedness owed by the Company to RHY into shares of Class A common stock, par value $0.0001 per share, of the Company (the “ Class A Common Stock ”), at a price per share equal to the volume-weighted average price of the Class A Common Stock for the ten trading days preceding the date of the Conversion Agreement, which was $2.48 per share, for an aggregate of 1,612,903 shares of Class A Common Stock.”
LIQTECH INTERNATIONAL INC issued 3,000,000 shares of common stock to Note Holders (affiliates of Bleichroeder L.P., 21 April Fund, L.P., and 21 April Fund, Ltd.) for cancelling $3.0 million of senior promissory notes.
“On June 8, 2026, in connection with the closing of the Offering and pursuant to the Debt Cancellation Agreement, the Company issued 3,000,000 shares to the Note Holders in exchange for the Note Holders cancelling $3.0 million of senior promissory notes in a concurrent private placement.”
GLOBAL TECHNOLOGIES LTD issued three shares of preferred stock to H. Wyatt Flippen.
“On June 4, 2026, the Board of Directors of Global Technologies, LTD, a Delaware corporation (the “Company”), approved the issuance of three shares of the Company’s Series K Super Voting Preferred Stock to H. Wyatt Flippen, the Company’s Chief Executive Officer and Chairman of the Board.”
Worksport Ltd issued 79,618 shares of common stock to Steven Rossi for $0.6280 per share, for an aggregate purchase price of $50,000.10.
“On June 5, 2026, Worksport Ltd. (the “Company”) issued 79,618 shares of its common stock, par value $0.001 per share (the “Common Stock”), to its Chief Executive Officer, Steven Rossi, at a purchase price of $0.6280 per share, which represented the closing price of the Common Stock on the Nasdaq Capital Market on June 5, 2026, for an aggregate purchase price of $50,000.10.”
Aspira Women's Health Inc. issued up to 4,455,000 shares of common stock of warrant to accredited and institutional investors.
“warrants (the “Common Warrants”) to purchase up to 4,455,000 shares of the Company’s Common Stock, at a purchase price of $0.45 per share of Common Stock and accompanying warrants.”
Aspira Women's Health Inc. issued 3,300,000 shares of common stock to accredited and institutional investors for $0.45 per share.
“for the issuance and sale in a private placement (the “Private Placement”) of (i) 3,300,000 shares (the “Shares”) of the Company’s common stock, par value $0.001 (the “Common Stock”) and (ii) warrants (the “Common Warrants”) to purchase up to 4,455,000 shares of the Company’s Common Stock, at a purchase price of $0.45 per share of Common Stock and accompanying warrants.”
22nd Century Group, Inc. issued 1-for-20 reverse stock split of common stock.
“The Reverse Stock Split will become effective at 12:01 a.m. Eastern Time on June 12, 2026”
22nd Century Group, Inc. issued to purchase up to a number of shares of common stock equal to 100% of the number of shares of common stock issued pursuant to the exercise by the holders of the of warrant to holders of certain outstanding warrants.
“the Company agreed to issue new warrants (the “ Inducement Warrants ”) to purchase up to a number of shares of common stock equal to 100% of the number of shares of common stock issued pursuant to the exercise by the holders of the Existing Warrants, for cash, at a reduced exercise price equal to $0.4626.”
FutureCorp Space Acquisition 1 issued 6,000,000 Private Placement Warrants of warrant to FutureCorp Space Acquisition 1 LLC (Sponsor) and Cantor Fitzgerald & Co. (Representative) for $6,000,000 in the aggregate ($1.00 per warrant).
“Simultaneously with the closing of the IPO, pursuant to the Sponsor Private Placement Warrants Purchase Agreement and the Cantor Private Placement Warrants Purchase Agreement, the Company completed the private sale of an aggregate of 6,000,000 warrants (the “ Private Placement Warrants ”) to the Sponsor and the Representative, with each Private Placement Warrant exercisable to purchase one Class A ordinary share at $11.50 per share, at a price of $1.00 per Private Placement Warrant, or $6,000,000 in the aggregate.”
Aeon Acquisition I Corp. issued 590,625 Ordinary Shares (the "Restricted Shares") of common stock to Aeon Acquisition Partners I LLC for part of the Private Placement generating total proceeds of $2,625,000.
“Simultaneously with the closing of the IPO, the Company consummated the private placement (“Private Placement”) with Aeon Acquisition Partners I LLC, the Company’s sponsor (the “Sponsor”), of 262,500 private units (the “Private Placement Units”) at a price of $10.00 per Private Unit and 590,625 Ordinary Shares (the “Restricted Shares”), generating total proceeds of $2,625,000.”
Aeon Acquisition I Corp. issued 262,500 private units of unit to Aeon Acquisition Partners I LLC for $10.00 per Private Unit, generating total proceeds of $2,625,000.
“Simultaneously with the closing of the IPO, the Company consummated the private placement (“Private Placement”) with Aeon Acquisition Partners I LLC, the Company’s sponsor (the “Sponsor”), of 262,500 private units (the “Private Placement Units”) at a price of $10.00 per Private Unit and 590,625 Ordinary Shares (the “Restricted Shares”), generating total proceeds of $2,625,000.”
Bluejay Diagnostics, Inc. issued Placement Agent Warrants to purchase up to an aggregate of 255,915 shares of common stock of warrant to H.C. Wainwright & Co. for services as placement agent.
“the Company issued to the placement agent (or its designees) warrants ("Placement Agent Warrants"”
Bluejay Diagnostics, Inc. issued pre-funded warrants to purchase up to 3,655,917 shares; Series G warrants to purchase up to 3,655,917 shares; Series H warrants to purchase up to 3,655,917 shar of warrant to institutional accredited investors for $2.324 per Pre-Funded Warrant and accompanying Series G Warrant and Series H Warrant.
“and (iii) Series H warrants (the “Series H Warrants”) to purchase up to 3,655,917 shares of common stock. The combined price of securities sold in the private placement was $2.324 per Pre-Funded Warrant and accompanying Series G Warrant and Series H Warrant. The Pre-Funded Warrants are immediately exercisable for shares of common stock at an exercise price”
Elite Express Holding Inc. issued 32,000,000 shares of common stock to eight non-U.S. investors for $0.25 per share, aggregate gross proceeds of $8,000,000.
“the Company agreed to issue and sell in a private placement offering (the “Private Placement”) an aggregate of 32,000,000 shares (the “Shares”) of the Company’s Class A Common Stock, par value $0.000001 per share, at a purchase price of $0.25 per share, for aggregate gross proceeds of $8,000,000”
Triller Group Inc. issued common stock.
“On June 8, 2026, the Board of Directors of Triller Group Inc. (the “Company”), approved an amendment to Section 2.07 of the Company’s Bylaws to reduce the quorum requirement for meetings of stockholders from a majority in voting power of the shares of the Company entitled to vote at the meeting, present in person or represented by proxy, to 35% in voting power of the shares of the Corporation entitled to vote at the meeting, present in person or represented by proxy.”
West Bay BDC LLC issued approximately 2.1 million common units of common stock to accredited investors and non-U.S. persons for aggregate offering price of approximately $37.1 million.
“On June 4, 2026, West Bay BDC LLC (the “Company”) delivered a capital drawdown notice to investors relating to the sale of approximately 2.1 million common units of the Company’s limited liability company interests (the “Common Units”) for an aggregate offering price of approximately $37.1 million.”
InterPrivate Investment Partners V, Inc. issued 365,000 units to the Sponsor and an aggregate of 175,000 units of unit to the Sponsor and an aggregate of 175,000 units to the underwriters for $10.00 per Private Placement Unit.
“On June 5, 2026, simultaneously with the consummation of the Offering, the Company consummated the private placement of 365,000 units to the Sponsor and an aggregate of 175,000 units to the underwriters (collectively, the “Private Placement Units”) at a price of $10.00 per Private Placement Unit, generating gross proceeds of $5,400,000 (the “Private Placement”).”
Newton Golf Company, Inc. issued 50,000 Warrant Shares of warrant.
“On June 3, 2026, the Company completed the first closing of the June Financing (the “First Closing”) at which the Company issued, and the purchaser purchased, a Convertible Note with a principal amount of $500,000 and a Warrant to purchase 50,000 Warrant Shares.”
Newton Golf Company, Inc. issued convertible note for principal amount of $500,000.
“On June 3, 2026, the Company completed the first closing of the June Financing (the “First Closing”) at which the Company issued, and the purchaser purchased, a Convertible Note with a principal amount of $500,000 and a Warrant to purchase 50,000 Warrant Shares.”
Mitesco, Inc. issued convertible note to Pinz Special Opportunities Fund, LP for $150,000 face; 10% original issue discount.
“and with Pinz Special Opportunities Fund, LP, whose face is $150,000 purchase price, for a total of $225,000.”
Mitesco, Inc. issued convertible note to Monroe Street Capital, LLC for $75,000 face; 10% original issue discount.
“On June 3, 2026 Mitesco, Inc. (the “Company”) received funding from two (2) historical investors in the Company from two (2) new 2026 Bridge Notes. The 10% Original Issue Discount Convertible Promissory Notes (the “2026 Bridge Note”) with Monroe Street Capital, LLC. whose note has a face of $75,000”
Keystone Acquisition Corp. issued an aggregate of 8,468,750 warrants of warrant to the Sponsor and the Representatives for $1.00 per Private Placement Warrant.
“On June 4, 2026, simultaneously with the closing of the IPO, pursuant to the Private Placement Warrants Purchase Agreements, the Company completed the private sale of an aggregate of 8,468,750 warrants (the “ Private Placement Warrants ”) to the Sponsor and the Representatives at a purchase price of $1.00 per Private Placement Warrant, generating gross proceeds to the Company of $8,468,750.”
WESTERN DIGITAL CORP issued 21,289,938 shares of Exchange Shares of common stock to certain holders of its 3.00% Convertible Senior Notes due 2028 for cash and shares of common stock of the Company.
“As previously reported on a Current Report on Form 8-K filed on June 3, 2026 (the “Original Form 8-K”), Western Digital Corporation (the “Company”) entered into separate, privately negotiated exchange agreements with certain holders of its 3.00% Convertible Senior Notes due 2028 (the “Notes”), pursuant to which such holders have agreed to exchange approximately $858.4 million aggregate principal amount of Notes for cash and shares of common stock of the Company (the “Exchange Shares” and, such transactions, the “Exchange Transactions”). The exact number of the Exchange Shares to be delivered in the Exchange Transactions was not available at the time of filing of the Original Form 8-K because such number is calculated using the average price of the Company’s common stock over a two-day measurement period on June 3-4, 2026. The Company is filing this Amendment No. 1 to the Original Form 8-K solely for the purposes of disclosing that an aggregate of 21,289,938 shares of Exchange Shares wi”
Volato Group, Inc. issued 6,500,000 shares of common stock to certain institutional investors for $0.34 per share.
“the sale by the Company of 6,500,000 shares (the “Shares”) of the Company’s Class A common stock, par value $0.0001 per share, at a per share price of $0.34.”
ALPHA MODUS HOLDINGS, INC. issued common stock.
“On June 3, 2026, Alpha Modus Holdings, Inc. (the " Company "), filed a Certificate of Amendment to Certificate of Incorporation with the State of Delaware to effect a 1-for-40 reverse stock split of the Company’s issued and outstanding shares of Class A common stock”
Strive, Inc. issued increase the number of authorized shares of its SATA Stock to 40,000,000 shares of preferred stock.
“to collectively certify the authorization to increase the number of authorized shares of its SATA Stock to 40,000,000 shares.”
OFA Group issued 3,000,000 shares of common stock to Atsion.
“the remaining unpaid balance of the commitment fee shall be converted into Class A ordinary shares (“Default Shares”) at a conversion price equal to volume-weighted average price of Company’s Class A ordinary shares on the day immediately prior to the Share Transfer Date (as defined in the Amendment), provided, however, that the number of Default Shares will not exceed 3,000,000 shares”
Zoomcar Holdings, Inc. issued Placement Agent Warrants to purchase up to 115 shares of Common Stock of warrant to ThinkEquity LLC (Placement Agent) for 10% of the shares of Common Stock underlying the securities sold in the Offering.
““Placement Agent Agreement”), between the Company and the Placement Agent. As compensation for its services, the Company agreed to pay the Placement Agent a cash fee equal to 10.0% of the aggregate gross proceeds received by the Company from the Purchasers at each closing, to reimburse certain of the Placement Agent’s expenses, to pay a”
Zoomcar Holdings, Inc. issued Warrants to purchase up to 1,143 shares of Common Stock of warrant to accredited investors for $0.0625 per share exercise price.
“therein, including pursuant to an alternate conversion right and price-reset provisions set forth in the Certificate of Designation. The Warrants have an exercise price of $0.0625 per share, subject to adjustment as provided therein, are exercisable beginning on the date of issuance, and expire five (5) years from the date of issuance. In connection with”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.