Unregistered sales and modifications of equity under 8-K Items 3.02/3.03.
Zoomcar Holdings, Inc. issued 1,143 Preferred Shares of preferred stock to accredited investors for $1,000 per Unit.
“of the Company’s common stock, par value $0.0001 per share (the “Common Stock”) (the “Warrants,” and the transaction, the “Offering”). The Units were sold at a purchase price of $1,000 per Unit. The Offering is being conducted pursuant to Section 4(a)(2) of the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506(c) of Regulation D promulgated”
Zoomcar Holdings, Inc. issued 1,143 Units of unit to accredited investors for $1,000 per Unit.
“of the Company’s common stock, par value $0.0001 per share (the “Common Stock”) (the “Warrants,” and the transaction, the “Offering”). The Units were sold at a purchase price of $1,000 per Unit. The Offering is being conducted pursuant to Section 4(a)(2) of the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506(c) of Regulation D promulgated”
Long Table Growth Corp. issued warrant to Long Table Growth Sponsor LLC for $1.00 per warrant.
“Simultaneously with the closing of the IPO, pursuant to the Private Placement Warrants Purchase Agreement, the Company completed the private sale of 3,600,000 warrants (the “Private Placement Warrants”) at the initial public offering price of $1.00 per warrant (for an aggregate purchase price of $3,600,000).”
GPGI, Inc. issued common stock.
“The Reincorporation did not result in any change in the headquarters, business, jobs, management, properties, location of any of the Company’s offices or facilities, number of employees, obligations, assets, liabilities or net worth (other than as a result of the costs related to the Reincorporation).”
Howard Hughes Holdings Inc. issued preferred stock to Pershing Square Holdings, Ltd. for $1.0 billion.
“the Company issued and sold Series A Non-voting Exchangeable Perpetual Preferred Stock, par value $0.01 per share (the “Preferred Stock”) to PSH for an aggregate purchase price of $1.0 billion.”
Alphabet Inc. issued 167,500,000 series B depositary shares of preferred stock.
“On June 4, 2026, the Company filed the Certificates of Designations with the Secretary of State of the State of Delaware to establish the preferences, limitations and relative rights of the respective series of Preferred Stock.”
Alphabet Inc. issued 167,500,000 series A depositary shares of preferred stock.
“On June 4, 2026, the Company filed the Certificates of Designations with the Secretary of State of the State of Delaware to establish the preferences, limitations and relative rights of the respective series of Preferred Stock.”
NORTHERN MINERALS & EXPLORATION LTD. issued 216,660 shares of common stock to persons designated by R.A. Miller Energy, Inc. for valued at $10,833.
“As partial consideration for the acquisition, the Company agreed to issue 216,660 shares of its common stock valued at $10,833. The shares will be issued to persons designated by R.A. Miller Energy, Inc. in a private transaction exempt from registration pursuant to Section 4(a)(2) of the Securities Act of 1933, as amended.”
BiomX Inc. issued up to 2,000,000 shares of Common Stock of warrant to Mandragola Ltd. for additional consideration for making the Credit Line available.
“As additional consideration for making the Credit Line available, the Company also issued to Mandragola a five-year warrant to purchase up to 2,000,000 shares of Common Stock at an exercise price of $12.00 per share, with a cashless exercise feature.”
BiomX Inc. issued 1,013,637 restricted shares of common stock of common stock to three individual assignees upon partial conversion of a convertible promissory note originally issued to Mandragola Ltd. for conversion of approximately $379,000 in principal amount.
“NYSE American. The warrant was issued to Mandragola in reliance on Section 4(a)(2) of the Securities Act. The Conversion Shares were issued upon the conversion of approximately $379,000 in principal amount extended by Mandragola. The Conversion Shares have not been registered under the Securities Act of 1933 (as amended, the “Securities Act”) or under any state”
Fortitude Gold Corp issued 1,150,000 shares of common stock to one person for $4.82 per share.
“On June 2, 2026 the Company sold 1,150,000 shares of its common stock at a price of $4.82 per share to one person.”
Agassi Sports Entertainment Corp. issued 100,000 shares of its common stock of warrant to its outside legal counsel for services rendered.
“On May 29, 2026, the Company granted warrants to purchase 100,000 shares of its common stock with an exercise price of $5.00 per share and a term of five years to its outside legal counsel in consideration for services rendered, which warrants include cashless exercise rights and vested immediately.”
Agassi Sports Entertainment Corp. issued 235,000 shares of restricted common stock of common stock to certain accredited investors for $5.00 per share, or a total of $1,175,000.
“On May 22 nd , June 1 st , 2 nd and 4 th , 2026, Agassi Sports Entertainment Corp. (the “ Company ”, “ we ” and “ us ”), entered into Subscription Agreements with certain accredited investors (the “ Investors ”), pursuant to which such Investors purchased an aggregate of 235,000 shares of restricted common stock of the Company (the “ Shares ”), for $5.00 per share, or a total of $1,175,000.”
Ares Core Infrastructure Fund issued common stock for aggregate purchase price of $845.2 million.
“In its monthly closing for June 2026, Ares Core Infrastructure Fund (the “Fund”) has agreed to sell common shares of beneficial interest ("Common Shares"), including Class I Common Shares (“Class I Shares”), Class D Common Shares (“Class D Shares”), Class N Common Shares (“Class N Shares”) and Class S Common Shares (“Class S Shares”) for an aggregate purchase price of $845.2 million.”
PHOENIX MOTOR INC. issued up to 80,896 shares of common stock of warrant to Concrete Jungle Ltd..
“In connection with the Loan Agreement, the Company issued the Warrant to the Lender to purchase 80,896 shares of Common Stock at an exercise price of $3.00 per share, subject to adjustment as provided therein, including adjustments for stock splits, stock dividends, combinations, reclassifications, certain distributions and certain dilutive issuances.”
Cenntro Inc. issued 1,000,000 shares of common stock of common stock to accredited investors for $3.93 per share, for gross proceeds of approximately $3,930,000.
“an aggregate of 1,000,000 shares of common stock, par value $0.0001 per share (the “Common Stock”) at a purchase price of $3.93 per share, for gross proceeds of approximately $3,930,000. The Private Placement closed on June 2, 2026.”
New Mountain Net Lease Trust issued 613,712 of its common shares of common stock for approximately $12.6 million.
“on June 1, 2026, the Company sold an aggregate of 613,712 of its common shares of beneficial interest, par value $0.01 per share (the “Shares”), for aggregate consideration of approximately $12.6 million at the most recently determined net asset value per share”
FORTRESS CREDIT REALTY INCOME TRUST issued 994,813 common shares of common stock to accredited investors for gross proceeds of approximately $20.0 million.
“On June 1, 2026, Fortress Credit Realty Income Trust (the “Company” or “we”) issued and sold an aggregate of 994,813 common shares for gross proceeds of approximately $20.0 million, based on net asset value per share of the applicable class of common shares as of April 30, 2026.”
Goldman Sachs Real Estate Finance Trust Inc issued 238,502.800 shares of Class I Common Stock and 191,266.028 shares of Class S Common Stock of common stock to accredited investors for Aggregate Consideration of $5,957,800 for Class I Common Stock and $4,814,635 for Class S Common Stock.
“and Regulation D thereunder. The following table details the Shares sold: Title of Securities* Number of Shares Sold Aggregate Consideration Class I Common Stock 238,502.800 $ 5,957,800 Class S Common Stock 191,266.028 $ 4,814,635 (1) (1) Includes upfront selling commissions of $40,635. * The Company views its different series of common stock as being part of a”
North Haven Net REIT issued 3,510,253 common shares of common stock to not specified for approximately $73.2 million.
“In connection with the continuous private offering of North Haven Net REIT, a Maryland statutory trust (the “Company”), on June 1, 2026, the Company sold an aggregate of 3,510,253 common shares (the “Shares”) for aggregate consideration of approximately $73.2 million, plus applicable upfront selling commissions and dealer manager fees, at the most recently determined net asset value per share.”
Invesco Commercial Real Estate Finance Trust, Inc. issued Class S-1 Common Stock 688,777 of common stock for $24.9801 per share.
“On June 1, 2026, Invesco Commercial Real Estate Finance Trust, Inc. (the “Company”) sold shares of common stock as follows: Number of Shares Sold Transaction Price Per Share Upfront Selling Commissions Aggregate Consideration Class S-1 Common Stock 688,777 $24.9801 $99,159 $17,304,895”
GIVBUX, INC. issued One Million (1,000,000) restricted shares of preferred stock to Kenyatto M. Jones for $1,000 in the form of cancellation of debt.
“super-voting at the rate of Five Thousand (5,000) votes per share and is not convertible into common shares of the Company. The consideration paid by Mr. Jones was the sum of $1,000 in the form of cancellation of debt owed by the Company to Mr. Jones. The foregoing discussion of the description of the voting powers, designations, preferences, limitations,”
EQT Exeter Real Estate Income Trust, Inc. issued 123,528.741 Class A-II shares of common stock to accredited investors for aggregate purchase price of approximately $1.35 million.
“On June 1, 2026, the Company issued 123,528.741 Class A-II shares of common stock at a price per share of $10.96 to accredited investors in a private placement for an aggregate purchase price of approximately $1.35 million.”
EQT Exeter Real Estate Income Trust, Inc. issued 9,981.698 shares of Class A-I common stock and 11,085.393 shares of Class A-II common stock of common stock to accredited investors for aggregate purchase prices of approximately $0.11 million and $0.12 million.
“On May 11, 2026, the Company issued 9,981.698 shares of Class A-I common stock at a price per share of $10.99 for an aggregate purchase price of approximately $0.11 million and 11,085.393 shares of Class A-II common stock at a price per share of $10.94 for an aggregate purchase price of approximately $0.12 million.”
EQT Exeter Real Estate Income Trust, Inc. issued 216.276 shares of common stock to two of the Company's independent directors for aggregate purchase price of approximately $2.57 thousand.
“On May 11, 2026, EQT Exeter Real Estate Income Trust, Inc. (the “Company”) issued 216.276 shares of Class E common stock at a price per share of $11.89 to two of the Company’s independent directors, for an aggregate purchase price of approximately $2.57 thousand.”
BEASLEY BROADCAST GROUP INC issued common stock.
“On June 4, 2026, Beasley Broadcast Group, Inc. (the “Company”) filed with the Secretary of State of the State of Delaware a Certificate of Amendment to its Amended and Restated Certificate of Incorporation (the “Charter Amendment”) to implement certain governance and structural provisions in connection with the Company’s entry into an Amended and Restated Transaction Support Agreement”
Hawkeye Systems, Inc. issued 221,878,595 shares of Company common stock of warrant to Hawkeye Holdco LLC.
“The Warrant was offered and issued in reliance upon exemptions from registration provided by Section 4(a)(2) under the Securities Act”
Brand Engagement Network Inc. issued 56,150 shares of common stock to Ben Capital Fund I, LLC and Joseph Bevash for $17.82 per share, $1,000,593 total.
“Brand Engagement Network, Inc. (the “Company”) entered into a Securities Purchase Agreement (the “SPA”) with Ben Capital Fund I, LLC and Joseph Bevash for a private placement of an aggregate 56,150 shares of the Company’s common stock at a purchase price of $17.82 per share (the “Purchase Price”), for total gross proceeds of $1,000,593 (the “Proceeds”).”
Mag Magna Corp issued convertible note to Silvercrest Hybrid Capital LLC for $170,000.00 principal amount for cash proceeds of $153,000.00.
“Effective April 29, 2026, the Company entered into a Securities Purchase Agreement (the "Silvercrest SPA" ) with Silvercrest Hybrid Capital LLC ( "Silvercrest" ), pursuant to which the Company issued to Silvercrest a 6% convertible redeemable note in the principal amount of $170,000.00 (the "Silvercrest Note" ) for cash proceeds of $153,000.00 (reflecting $17,000.00 original issue discount).”
Mag Magna Corp issued convertible note to CFI Capital, LLC for $170,000.00 principal amount for cash proceeds of $153,000.00.
“Effective April 1, 2026, Mag Magna Corp., a Wyoming corporation (the "Company" ), entered into a Securities Purchase Agreement (the "CFI Capital SPA" ) with CFI Capital, LLC ( "CFI Capital" ), pursuant to which the Company issued to CFI Capital a 6% convertible redeemable note in the principal amount of $170,000.00 (the "CFI Capital Note" ) for cash proceeds of $153,000.00 (reflecting $17,000.00 original issue discount).”
BlackRock Monticello Debt Real Estate Investment Trust issued 1,318,837.5608 common shares of common stock to third party investors and one or more officers, trustees, directors or employees of the Company’s investment advisers or their affiliates for aggregate consideration of $33,304,250.00.
“on June 1, 2026, the Company sold an aggregate of 1,318,837.5608 common shares (the “Shares”) for aggregate consideration of $33,304,250.00, plus applicable upfront selling commissions and dealer manager fees, to third party investors and one or more officers, trustees, directors or employees of the Company’s investment advisers or their affiliates”
Gossamer Bio, Inc. issued 135,789,000 Purchase Warrants of warrant to eligible holders of the Existing Convertible Notes for exchange of Existing Convertible Notes.
“the Company issued $65,174,000 in aggregate principal amount of New Convertible Notes, 254,150,441 shares of its Common Stock, 33,402,727 Prefunded Warrants and 135,789,000 Purchase Warrants to eligible holders of the Existing Convertible Notes accepted for exchange in the Exchange Offer.”
Gossamer Bio, Inc. issued 33,402,727 Prefunded Warrants of warrant to eligible holders of the Existing Convertible Notes for exchange of Existing Convertible Notes.
“the Company issued $65,174,000 in aggregate principal amount of New Convertible Notes, 254,150,441 shares of its Common Stock, 33,402,727 Prefunded Warrants and 135,789,000 Purchase Warrants to eligible holders of the Existing Convertible Notes accepted for exchange in the Exchange Offer.”
Gossamer Bio, Inc. issued 254,150,441 shares of common stock to eligible holders of the Existing Convertible Notes for exchange of Existing Convertible Notes.
“the Company issued $65,174,000 in aggregate principal amount of New Convertible Notes, 254,150,441 shares of its Common Stock, 33,402,727 Prefunded Warrants and 135,789,000 Purchase Warrants to eligible holders of the Existing Convertible Notes accepted for exchange in the Exchange Offer.”
Gossamer Bio, Inc. issued convertible note to eligible holders of the Existing Convertible Notes for $65,174,000 in aggregate principal amount.
“the Company issued $65,174,000 in aggregate principal amount of New Convertible Notes, 254,150,441 shares of its Common Stock, 33,402,727 Prefunded Warrants and 135,789,000 Purchase Warrants to eligible holders of the Existing Convertible Notes accepted for exchange in the Exchange Offer.”
Cycurion, Inc. issued 947.25 shares of preferred stock to Obsidian Associates, LLC for stated value of $1,000 per share.
“947.25 shares of the Company’s Series H Convertible Preferred Stock, with each share having a stated value of $1,000”
Cycurion, Inc. issued convertible note to Obsidian Associates, LLC for $1,083,003.41 of principal and accrued non-default interest.
“approximately $1,083,003.41 of principal and accrued non-default interest owed under certain existing notes was exchanged for a new convertible promissory note”
Cycurion, Inc. issued 952.7 shares of preferred stock to M2B Funding Corp. for stated value of approximately $952,695.73.
“issued 952.7 shares of Series H Convertible Preferred Stock with an aggregate stated value of approximately $952,695.73”
Cycurion, Inc. issued convertible note to M2B Funding Corp. for principal amount of $1,326,748.31.
“exchanged outstanding promissory notes for a new convertible promissory note, attached as Exhibit 10.4, in the principal amount of $1,326,748.31”
Cycurion, Inc. issued convertible note to IQ Financial, Inc. for $517,604.40 of outstanding obligations.
“approximately $517,604.40 of outstanding obligations, consisting of principal and accrued interest, was exchanged for a new convertible promissory note”
SPLASH BEVERAGE GROUP, INC. issued 3,846,332 shares of common stock to C/M Capital Master Fund, LP for $607,720.
“From May 29, 2026 through June 1, 2026, the Company sold and issued a total of 3,846,332 shares of common stock pursuant to that certain Securities Purchase Agreement dated September 19, 2025 with C/M Capital Master Fund, LP as purchaser (the “ELOC Agreement”) for total gross proceeds of $607,720.”
Borealis Foods Inc. issued convertible note to OXUS CAPITAL PTE LTD. for $3,000,000.
“Definitive Agreement. On May 29, 2026, Borealis Foods Inc. (the “Company”) issued a convertible promissory note to OXUS CAPITAL PTE LTD. (“Oxus”) in the principal amount of $3,000,000 (the “Note”). As of the date of issuance, Oxus beneficially owned approximately 39.09% of the Company’s outstanding common shares and was the Company’s largest shareholder. Oxus”
Blackstone Real Estate Income Trust, Inc. issued 2,845,626 of common stock to accredited investors for $41,044,521.
“On June 1, 2026, Blackstone Real Estate Income Trust, Inc. (the “Company”) sold unregistered shares of the Company’s common stock (the “Shares”) for aggregate consideration of approximately $41.0 million.”
Greenidge Generation Holdings Inc. issued an aggregate of 1,162,221 shares of common stock to existing security holders for $2,089,400 aggregate principal amount of its 8.50% Senior Notes due October 2026.
“On May 29 and June 1, 2026, Greenidge Generation Holdings Inc. (the “Company”) entered into separate privately negotiated exchange agreements (collectively, the “Exchange Agreements”), under which it issued an aggregate of 1,162,221 shares of the Company’s Class A Common Stock, par value $0.0001 per share (the “Common Stock”), in exchange for $2,089,400 aggregate principal amount of its 8.50% Senior Notes due October 2026.”
Cohen & Steers Income Opportunities REIT, Inc. issued 2,512,259 Class P shares of common stock to Cohen & Steers Capital Management, Inc. (the Advisor) for aggregate purchase price of $30.7 million.
“The Company issued 2,512,259 Class P shares of its common stock to the Advisor for an aggregate purchase price of $30.7 million.”
Z Squared Inc. issued up to an aggregate of $50,000,000 of shares of the Company's common stock of common stock to LucentHash / Data Part Capital, a trading name of Translucent Matter Inc., a British Virgin Islands company for 95% of the volume-weighted average price of the Common Stock over a five consecutive trading-day pricing period.
“draw notice may be outstanding at any time, with a minimum of 14 calendar days required between successive draw notices. The purchase price for the shares sold in each draw is 95% of the volume-weighted average price of the Common Stock over a five consecutive trading-day pricing period unique to that draw. The Company retains sole control over whether,”
Sculptor Diversified Real Estate Income Trust, Inc. issued 147,709 of common stock for $1,682,472.
“$ 40,200 Class F Shares 87,831 1,006,644 Class FF Shares 23,154 262,047 Class AA Shares 31,767 356,462 Class A Shares 1,170 13,003 Class I-S Shares 372 4,116 Total 147,709 $ 1,682,472 _______________________________________ (1) Includes distributions of 114 Class E restricted shares at $1,342 in connection with the restricted stock held by our independent”
Sculptor Diversified Real Estate Income Trust, Inc. issued 17,392 of common stock to Sculptor Advisors LLC for $204,925.
“issued the following shares based on the respective net asset value per share as of April 30, 2026. The following table details the shares issued and gross proceeds: Number of Shares Issued Gross Proceeds Class E Shares (1) 17,392 $ 204,925”
Stonepeak-Plus Infrastructure Fund LP issued 740,977 Class A-1a, 3,102 Class A-1c, 2,411 Class Z - Series I-2 of unit to third party investors for aggregate consideration of approximately $23,921,110.
“On May 4, 2026, Stonepeak-Plus Infrastructure Fund LP (the “Fund”) sold unregistered limited partnership units (the “Units”) to third party investors for aggregate consideration of approximately $23,921,110.”
Principal Credit Real Estate Income Trust issued 36,771.87 common shares of common stock to third party investors for aggregate consideration of approximately $750,000.00.
“on June 1, 2026, the Company sold an aggregate of 36,771.87 common shares (the “Shares”) for aggregate consideration of approximately $750,000.00, to third party investors”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.