Unregistered sales and modifications of equity under 8-K Items 3.02/3.03.
Avalon GloboCare Corp. issued 231,850 shares of common stock of common stock to Existing warrant holders for Net-exercise basis, no proceeds received.
“On each of February 19, 2026, February 24, 2026 and February 26, 2026, the Company issued 287,411, 230,739 and 231,850 shares of its common stock, respectively upon exercise of existing warrants on a net-exercise basis.”
Avalon GloboCare Corp. issued 230,739 shares of common stock of common stock to Existing warrant holders for Net-exercise basis, no proceeds received.
“On each of February 19, 2026, February 24, 2026 and February 26, 2026, the Company issued 287,411, 230,739 and 231,850 shares of its common stock, respectively upon exercise of existing warrants on a net-exercise basis.”
Avalon GloboCare Corp. issued 287,411 shares of common stock of common stock to Existing warrant holders for Net-exercise basis, no proceeds received.
“On each of February 19, 2026, February 24, 2026 and February 26, 2026, the Company issued 287,411, 230,739 and 231,850 shares of its common stock, respectively upon exercise of existing warrants on a net-exercise basis.”
Avalon GloboCare Corp. issued 6,372,550 Series A-2 warrants to purchase common stock of warrant to Certain institutional investors for Each warrant has an exercise price of $0.51 per share; issued as part of private placement.
“placement (the “ Private Placement ”) of (i) 490,197 shares (the “Shares”) of the Company’s common stock, par value $0.0001 per shares (“ Common Stock ”) at a purchase price of $0.51 per Share; (ii) pre-funded warrants (the “Pre-Funded Warrants”) at a purchase price of 0.5099 per Pre-Funded Warrant to purchase up to an aggregate of 5,882,353 shares of Common”
Avalon GloboCare Corp. issued 6,372,550 Series A-1 warrants to purchase common stock of warrant to Certain institutional investors for Each warrant has an exercise price of $0.51 per share; issued as part of private placement.
“placement (the “ Private Placement ”) of (i) 490,197 shares (the “Shares”) of the Company’s common stock, par value $0.0001 per shares (“ Common Stock ”) at a purchase price of $0.51 per Share; (ii) pre-funded warrants (the “Pre-Funded Warrants”) at a purchase price of 0.5099 per Pre-Funded Warrant to purchase up to an aggregate of 5,882,353 shares of Common”
Lumentum Holdings Inc. issued 2,876,415 shares of preferred stock to NVIDIA Corporation for $695.31 per share for an aggregate purchase price of $2,000,000,000 in cash.
“On March 2, 2026, Lumentum Holdings Inc. (the “Company”) completed the issuance and sale of 2,876,415 shares of the Company’s Series A Convertible Preferred Stock, par value $0.001 per share (the “Series A Preferred Stock”) to NVIDIA Corporation (“NVIDIA”), pursuant to a Securities Purchase Agreement between the parties (the “Purchase Agreement”), dated as of March 2, 2026. The shares of Series A Preferred Stock were sold at a price of $695.31 per share for an aggregate purchase price of $2,000,000,000 in cash (the “Transaction”).”
Fortress Value Acquisition Corp. V issued 200,000 Class A Ordinary Shares of common stock to Fortress Value Acquisition Sponsor V LLC for $10.00 per Private Placement Share, generating gross proceeds to the Company of approximately $2,000,000.
“Simultaneously with the closing of the IPO, pursuant to the Private Placement Shares Purchase Agreement, the Company completed the private sale of an aggregate of 200,000 Class A Ordinary Shares (the " Private Placement Shares ") to the Sponsor at a price of $10.00 per Private Placement Share, generating gross proceeds to the Company of approximately $2,000,000.”
C2 Blockchain, Inc. issued 1,666,600 shares of common stock to accredited investors for $0.03 per share.
“the Company entered into subscription agreements with accredited investors for the purchase of an aggregate of 1,666,600 shares of the Company’s common stock, $0.001 par value per share, at a purchase price of $0.03 per share for aggregate gross proceeds of $49,997.99.”
COHERENT CORP. issued 7,788,161 shares of common stock to NVIDIA Corporation for at a price of $256.80 per share for an aggregate purchase price of $2 billion in cash.
“On March 2, 2026, Coherent Corp. (“Coherent” or the “Company”) entered into a Securities Purchase Agreement (the “Purchase Agreement”) with NVIDIA Corporation (“NVIDIA”), and Coherent completed the issuance and sale of 7,788,161 shares of the Company’s common stock, no par value (the “Shares”), pursuant to the Purchase Agreement, at a price of $256.80 per share for an aggregate purchase price of $2 billion in cash.”
BRAINSTORM CELL THERAPEUTICS INC. issued 120% of the total number of shares and Pre-Funded Warrants purchased by the Investor of warrant to accredited investor for $1.00 per share exercise price.
“The Company will also issue to the investors common stock purchase warrants (the " Common Warrants ," and together with the shares of Common Stock and Pre-Funded Warrants sold, the " Securities ") exercisable for a number of shares equal to 120% of the total number of shares and Pre-Funded Warrants purchased by the Investor, with an exercise price of $1.00 per share, subject to adjustment.”
BRAINSTORM CELL THERAPEUTICS INC. issued $125,000 at the first closing and an additional $875,000 on up to seven additional closings of common stock to accredited investor for $0.60 per share.
“at the first closing and an additional $875,000 on up to seven additional closings. The final closing must be no later than Septembner 25, 2026. The per share purchase price is $0.60 and the per Pre-Funded Warrant purchase price is $0.60 less $0.0005, and each Pre-Funded Warrant has an exercise price of $0.00005 per share. The Investor may elect to receive”
TANDEM DIABETES CARE INC issued convertible note to initial purchasers for $300.0 million aggregate principal amount.
“Material Agreement. Indenture and Notes On February 27, 2026, Tandem Diabetes Care, Inc. (the “Company”) completed its previously announced private offering (the “Offering”) of $300.0 million aggregate principal amount of 0.00% Convertible Senior Notes due 2032 (the “Notes”), including the exercise in full of the initial purchasers’ option to purchase up to an”
Presurance Holdings, Inc. issued 9,715,360 shares of Common Stock of common stock to Clarkston and its assignee for an aggregate purchase price of approximately $2.2 million in cash together with the offset of proceeds of the repurchase and redemption of the Series B Preferre.
“In satisfaction of the Backstop Commitment, Clarkston and its assignee (the “Backstop Purchasers”) paid an aggregate purchase price of approximately $2.2 million in cash together with the offset of proceeds of the repurchase and redemption of the Series B Preferred Stock described above under Item 1.01 and the Company issued 9,715,360 shares of Common Stock to the Backstop Purchasers.”
Presurance Holdings, Inc. issued 4,284,640 shares of the Common Stock of common stock for approximately $4.3 million.
“Subscribers in the Rights Offering exercised rights to purchase an aggregate of 4,284,640 shares of the Common Stock, and the gross proceeds received from the subscribers in the Rights Offering was approximately $4.3 million.”
FG Nexus Inc. issued common stock.
“On February 24, 2026, the board of directors (the “Board”) of FG Nexus Inc., a Nevada corporation (the “Company”), adopted resolutions that it is advisable and in the interests of the Company to amend Article I, Section 6 of the Company’s By-Laws (the “By-Laws”) to revise the quorum threshold for convening meetings of stockholders”
Silver Point Specialty Lending Fund issued 358,038 shares of common stock for $10,000,000 aggregate.
“As of February 2, 2026, Silver Point Specialty Lending Fund (the “Fund”) issued and sold 358,038 of its unregistered common shares of beneficial interest, par value $0.001 per share (the “Shares”), for an aggregate offering price of $10,000,000, reflecting a purchase price of $27.93 per Share”
Cottonwood Communities, Inc. issued 170,442 shares of preferred stock to accredited investors for $1,618,000.
“During the period from February 17, 2026 through February 26, 2026, we issued and sold 170,442 shares of Series A Convertible Preferred Stock in the Series A Convertible Private Offering and received aggregate proceeds of $1,618,000.”
Blue Owl Credit Income Corp. issued 3,342,898 shares of Class I common stock of common stock to feeder vehicles for $31,022,096.
“As of February 2, 2026, Blue Owl Credit Income Corp. (the “ Company ,” “ we ” or “ us ”) sold unregistered shares of its Class I common stock to feeder vehicles primarily created to hold the Company’s Class I shares. The offer and sale of these Class I shares was exempt from the registration provisions of the Securities Act of 1933, as amended, pursuant to Section 4(a)(2) and/or Regulation S thereunder (the “ Private Offering ”). The following table details the shares sold: Date of Unregistered Sale Approximate Number of Shares of Class I Common Stock Consideration As of February 2, 2026 (number of shares finalized on February 24, 2026) 3,342,898 $ 31,022,096”
Indaptus Therapeutics, Inc. issued common stock.
“the Reverse Stock Split, once implemented, will result in a reduction in the number of shares of common stock outstanding and may affect certain rights of security holders, including voting rights and the number of shares available for future issuance.”
Blue Owl Technology Income Corp. issued 2,224,496 of common stock to feeder vehicles primarily created to hold the Company’s Class I shares for $ 22,845,569.
“Date of Unregistered Sale Approximate Number of Shares of Class I Common Stock Consideration As of February 2, 2026 (number of shares finalized on February 24, 2026) 2,224,496 $ 22,845,569”
Blackstone Private Equity Strategies Fund L.P. issued 2,004,561 Class S Units of common stock to accredited investors and qualified purchasers for $68,481,868.
“$ 388,209,012 Blackstone Private Equity Strategies Fund (TE) L.P. (2) Class I Units Series I 1,311,872 $ 45,623,232 Series II — $ — Series III — $ — Class S Units 2,004,561 $ 68,481,868 Class D Units 38,669 $ 1,200,000 Total $ 115,305,100 (1) The Funds, together with other Blackstone-managed parallel vehicles that invest alongside the Funds, but excluding”
Blackstone Private Equity Strategies Fund L.P. issued 1,311,872 Series I Class I Units of common stock to accredited investors and qualified purchasers for $45,623,232.
“$ 153,858,392 Class D Units 143,143 $ 5,000,000 Class N Units — $ — Total $ 388,209,012 Blackstone Private Equity Strategies Fund (TE) L.P. (2) Class I Units Series I 1,311,872 $ 45,623,232 Series II — $ — Series III — $ — Class S Units 2,004,561 $ 68,481,868 Class D Units 38,669 $ 1,200,000 Total $ 115,305,100 (1) The Funds, together with other Blackstone-managed”
Blackstone Private Equity Strategies Fund L.P. issued 143,143 Class D Units of common stock to accredited investors and qualified purchasers for $5,000,000.
“Equity Strategies Fund L.P . Class I Units (2) Series I 6,532,462 $ 229,350,620 Series II — $ — Series III — $ — Class S Units 4,460,219 $ 153,858,392 Class D Units 143,143 $ 5,000,000 Class N Units — $ — Total $ 388,209,012 Blackstone Private Equity Strategies Fund (TE) L.P. (2) Class I Units Series I 1,311,872 $ 45,623,232 Series II — $ — Series III — $ —”
Blackstone Private Equity Strategies Fund L.P. issued 4,460,219 Class S Units of common stock to accredited investors and qualified purchasers for $153,858,392.
“(3) Consideration Blackstone Private Equity Strategies Fund L.P . Class I Units (2) Series I 6,532,462 $ 229,350,620 Series II — $ — Series III — $ — Class S Units 4,460,219 $ 153,858,392 Class D Units 143,143 $ 5,000,000 Class N Units — $ — Total $ 388,209,012 Blackstone Private Equity Strategies Fund (TE) L.P. (2) Class I Units Series I 1,311,872 $ 45,623,232”
Blackstone Private Equity Strategies Fund L.P. issued 6,532,462 Series I Class I Units of common stock to accredited investors and qualified purchasers for $229,350,620.
“following table details the Units sold by the Funds: Number of Units Sold (3) Consideration Blackstone Private Equity Strategies Fund L.P . Class I Units (2) Series I 6,532,462 $ 229,350,620 Series II — $ — Series III — $ — Class S Units 4,460,219 $ 153,858,392 Class D Units 143,143 $ 5,000,000 Class N Units — $ — Total $ 388,209,012 Blackstone Private Equity”
Kinetic Seas Inc. issued convertible note to LABRYS FUND II, L.P. for principal amount of $148,500 for gross proceeds of $135,000.
“into a Securities Purchase Agreement with LABRYS FUND II, L.P. pursuant to which the Company issued an unsecured promissory note (the “Note”) in the principal amount of $148,500 for gross proceeds of $135,000. The Note matures on February 23, 2027 and includes an original issue discount. The Note bears an 8% one-time interest charge earned as of issuance”
Stepstone Private Credit Fund LLC issued 438,709 unregistered shares of common stock to participating investors for $11.5 million.
“As of February 1, 2026, Stepstone Private Credit Fund LLC (the “Company”) sold 438,709 unregistered shares (the “Sold Shares”) of the Company’s limited liability company interests (the “Shares”) (with the final number of Sold Shares issued being determined on February 27, 2026) pursuant to subscription agreements entered into with the participating investors for aggregate consideration of $11.5 million.”
Binah Capital Group, Inc. issued preferred stock.
“On February 26, 2026, in accordance with the terms of the Credit Agreement, dated December 23, 2024 (the “ Credit Agreement ”) with Byline Bank, as lender (the “ Lender ”), the Series B Investors entered into a subordination agreement with the Lender and the Company filed of record with the Secretary of State of the State of Delaware the Amended and Restated Certificate of Designation amending and restating the terms of the Series B Preferred Stock (the “ Amended Certificate of Designation ”).”
Jefferies Credit Partners BDC Inc. issued 730,905.337 of common stock to certain third-party investors for $10,539,750.
“therefor: Date of Unregistered Sale Amount of Shares NAV per Share Consideration As of February 2, 2026 (number of Shares finalized on February 25, 2026) 730,905.337 $ 14.42013 $ 10,539,750 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto”
FrontView REIT, Inc. issued 250,000 shares of Series A Convertible Preferred Stock of preferred stock to Maewyn FVR II LP, Rebound Investment, LP and Petrus Special Situations Fund, L.P. for aggregate of 250,000 shares of Series A Convertible Preferred Stock, par value $0.01 per share (the “Series A Preferred Stock”) for $100.00 per share for gross.
“On February 10, 2026, the Company, issued an aggregate of 250,000 shares of Series A Convertible Preferred Stock, par value $0.01 per share (the “Series A Preferred Stock”) for $100.00 per share for gross proceeds of approximately $25.0 million to Maewyn FVR II LP (the “Maewyn Purchaser”), Rebound Investment, LP and Petrus Special Situations Fund, L.P. (collectively, the “Purchasers”).”
Lord Abbett Private Credit Fund issued 1,899,681 of the Company's common shares of common stock to accredited investors for $47.6 million, reflecting a purchase price of $25.08 per Common Share.
“issued and sold approximately 1,899,681 of the Company's common shares of beneficial interest (the “Common Shares”) for an aggregate offering price of approximately $47.6 million, reflecting a purchase price of $25.08 per Common Share”
Blackstone Infrastructure Strategies L.P. issued Class I 5,036,195; Class S 1,579,071; Class D 480,731 of unit to accredited investors and qualified purchasers for aggregate consideration of approximately $197.4 million.
“On February 1, 2026, Blackstone Infrastructure Strategies L.P. (the “Fund”) sold unregistered limited partnership units (the “Units”) for aggregate consideration of approximately $197.4 million”
Silver Point Private Credit Fund issued 7,053,752 of its unregistered common shares of beneficial interest of common stock to shareholders for $190,451,300 aggregate offering price, $27.00 per Share.
“As of February 2, 2026, Silver Point Private Credit Fund (the “Fund) issued and sold 7,053,752 of its unregistered common shares of beneficial interest, par value $0.01 per share (the “Shares”), for an aggregate offering price of $190,451,300, reflecting a purchase price of $27.00 per Share”
Lord Abbett Private Credit Fund S issued approximately 760,191 of the Company’s common shares of common stock to accredited investors for aggregate offering price of approximately $19.1 million, reflecting a purchase price of $25.07 per Common Share.
“As of February 2, 2026, Lord Abbett Private Credit Fund S ("we", the "Company" or the "Fund"), issued and sold approximately 760,191 of the Company’s common shares of beneficial interest (the “Common Shares”) for an aggregate offering price of approximately $19.1 million, reflecting a purchase price of $25.07 per Common Share”
Clearthink 1 Acquisition Corp. issued 315,000 units of unit to ClearThink 1 Sponsor LLC (the "Sponsor") for $10.00 per Private Unit, generating gross proceeds to the Company of $3,150,000.
“Simultaneously with the closing of the IPO, the Company completed the private sale and issuance of an aggregate of 315,000 units (the “Private Units”) to the Sponsor, at a price of $10.00 per Private Unit, generating gross proceeds to the Company of $3,150,000.”
MOZAYYX Acquisition Corp. issued 3,610,000 warrants of warrant to MOZAYYX Acquisition Sponsor LLC and Cantor Fitzgerald & Co. for $7,220,000 in the aggregate ($2.00 per warrant).
“simultaneously with the closing of the IPO, pursuant to the Sponsor Private Placement Warrants Purchase Agreement and the Representative Private Placement Warrants Purchase Agreement, the Company completed the private sale of an aggregate of 3,610,000 warrants (the “ Private Placement Warrants ”) to the Sponsor and the Representative, with each Private Placement Warrant exercisable to purchase one Class A Ordinary Share at $11.50 per share, at a price of $2.00 per Private Placement Warrant, or $7,220,000 in the aggregate.”
TRG Latin America Acquisitions Corp. issued 225,000 units of unit to TRG Latin America Acquisitions LLC (the Sponsor) for $10.00 per Private Placement Unit.
“Simultaneously with the closing of the IPO, pursuant to the Private Placement Units Purchase Agreement, the Company completed the private sale of an aggregate of 225,000 units (the “Private Placement Units”) to the Sponsor at a price of $10.00 per Private Placement Unit.”
Mitesco, Inc. issued convertible note to C/M Capital Master Fund, L.P. for $125,000.
“On February 23, 2026 Miteco, Inc. ( the “Company”) received an additional funding of $125,000 under a Senior Secured 10% Original Issue Discount Convertible Promissory Note (the “2025 Bridge Note”) with C/M Capital Master Fund, L.P.”
CHASE PACKAGING CORP issued 6,909,000 shares of warrant.
“The Registrant has extended the expiration date of its common stock purchase warrants that were scheduled to expire on March 7, 2026. The new expiration date is March 7, 2029. The warrants give their holders the right to purchase an aggregate of 6,909,000 shares of the Registrant’s common stock.”
CENTERPOINT ENERGY INC issued Initially, a maximum of 15,155,010 shares of Common Stock may be issued upon conversion of the Notes based on the initial maximum conversion rate of 23.3154 sha of convertible note to initial purchasers for $650,000,000 aggregate principal amount of 2.875% Convertible Senior Notes due 2029 for net proceeds of approximately $641.5 million.
“On February 26, 2026, CenterPoint Energy, Inc. (the “Company”) completed the sale of $650,000,000 aggregate principal amount of 2.875% Convertible Senior Notes due 2029 (the “Notes”), which amount included an additional $50,000,000 aggregate principal amount of Notes purchased pursuant to the full exercise of the option granted to the Initial Purchasers (as defined herein) pursuant to the Purchase Agreement (as defined herein).”
Carlyle Credit Solutions, Inc. issued 801,534 shares of common stock to investors for aggregate consideration of $15.1 million.
“As of February 1, 2026, Carlyle Credit Solutions, Inc. (the “Company”) issued and sold 801,534 shares of the Company’s Class I common stock, par value $0.01 per share (the “Class I Common Stock”), with the final number of shares being determined on February 25, 2026 for aggregate consideration of $15.1 million.”
Nexentis Technologies Inc. issued 600,000 shares of common stock to consultants.
“On February 20, 2026, N2OFF, Inc. (the “Company”) issued 600,000 shares of common stock to consultants in consideration of various investor relations and business development services provided to the Company.”
North Haven Private Income Fund LLC issued approximately 489,573 of the Company’s Class S units of unit to accredited investors for aggregate offering price of approximately $9.06 million, reflecting a purchase price of $18.51 per unit.
“As of February 1, 2026, North Haven Private Income Fund LLC (“we”, the “Company” or the “Fund”), sold approximately 489,573 of the Company’s Class S units (the “Units”) for an aggregate offering price of approximately $9.06 million, reflecting a purchase price of $18.51 per unit (with the final number of Units being determined on February 23, 2026). The sale of Units was made pursuant to subscription agreements entered into by the Company and its unitholders. The issuance of the Units is exempt from the registration requirements of the Securities Act of 1933, as amended (the “Securities Act”), pursuant to Section 4(a)(2) thereof and Regulation D thereunder. The Company relied, in part, upon representations from the unitholders in the subscription agreements that each unitholder was an accredited investor as defined in Regulation D under the Securities Act.”
Zoomcar Holdings, Inc. issued 939 Warrants of warrant to the purchasers named in the Securities Purchase Agreements for aggregate gross proceeds of approximately $939.
“Company and the purchasers named therein (collectively, the “Purchasers”). Pursuant to the Securities Purchase Agreements, and at the Closing, the Company issued an aggregate of 939 Warrants to the Purchasers for aggregate gross proceeds of approximately $939 (before deducting offering expenses payable by the Company). Each Warrant is exercisable for one”
VISTA CREDIT STRATEGIC LENDING CORP. issued 315,896.042 shares of Class I common stock 712.560 shares of Class S common stock of common stock to accredited investors / non-U.S. persons for $6,220,558.
“Total Consideration As of February 2, 2026 (number of shares finalized on February 25, 2026) 315,896.042 shares of Class I common stock 712.560 shares of Class S common stock $6,220,558 The sales of Common Stock were made pursuant to subscription agreements entered into by the Company and its investors. The issuances of the Common Stock are exempt from the”
Goldman Sachs Private Credit Corp. issued 22,794,095 shares of common stock to accredited investors and/or Non-U.S. Persons for $568,256,780.
“Regulation D thereunder and/or Regulation S thereunder. The following table details the Shares sold: Share Class Amount of Shares Consideration Class I Shares 22,794,095 $ 568,256,780 Class S Shares 4,011 $ 100,000 The sale of Shares was made pursuant to subscription agreements entered into by the Company and the purchasers thereof. The Company relied, in part,”
North Haven Private Income Fund A LLC issued approximately 706,441 of unit to accredited investors for aggregate offering price of approximately $14.2 million, reflecting a purchase price of $20.10 per unit.
“As of February 1, 2026, North Haven Private Income Fund A LLC ("we", the "Company" or the "Fund"), sold approximately 706,441 of the Company’s Class I units (the “Units”) for an aggregate offering price of approximately $14.2 million, reflecting a purchase price of $20.10 per unit (with the final number of Units being determined on February 23, 2026).”
LGAM Private Credit LLC issued approximately 526,732 of the Company’s Common Units of common stock to unitholders for aggregate offering price of approximately $10.5 million, reflecting a purchase price of $19.92 per unit.
“As of February 1, 2026, LGAM Private Credit LLC ("we", the "Company" or the "Fund"), sold approximately 526,732 of the Company’s Common Units (the “Units”) for an aggregate offering price of approximately $10.5 million, reflecting a purchase price of $19.92 per unit (with the final number of Units being determined on February 23, 2026).”
Apollo Asset Backed Credit Co LLC issued 229,178 shares of common stock to third party investors for $ 5,887,285.
“As of February 2, 2026, Apollo Asset Backed Credit Company LLC (the “Company”) issued and sold the following unregistered shares of the Company (with the final number of shares being determined on February 25, 2026) to third party investors for cash (unless otherwise noted): Type Number of Shares Sold Aggregate Consideration Series I A-I Shares 31,505 $ 800,000 F-I Shares 38,621 $ 986,000 F-S Shares - $ - P-I Shares - $ - P-S Shares (1) 162,428 $ 4,084,442 E Shares - $ - T-I Shares 22,328 $ 575,000 T-S Shares 55,458 $ 1,425,000 I Shares (2) 229,178 $ 5,887,285 S Shares - $ - Series II A-I Shares 102,646 $ 2,623,000 F-I Shares (3) 256,188 $ 6,590,464 F-S Shares - $ - P-I Shares - $ - P-S Shares 137,061 $ 3,540,400 E Shares 1,187 $ 30,000 T-I Shares (4) 1,011,353 $ 26,344,631 T-S Shares 182,357 $ 4,720,000 I Shares 988,756 $ 25,677,899 S Shares - $ - BD Shares 673,135 $ 17,509,513 (1) Includes an aggregate of 162,428 shares that were exchanged from 158,122 shares of Series II P-I (2) Inc”
Apollo Asset Backed Credit Co LLC issued 256,188 shares of common stock to third party investors for $ 6,590,464.
“As of February 2, 2026, Apollo Asset Backed Credit Company LLC (the “Company”) issued and sold the following unregistered shares of the Company (with the final number of shares being determined on February 25, 2026) to third party investors for cash (unless otherwise noted): Type Number of Shares Sold Aggregate Consideration Series I A-I Shares 31,505 $ 800,000 F-I Shares 38,621 $ 986,000 F-S Shares - $ - P-I Shares - $ - P-S Shares (1) 162,428 $ 4,084,442 E Shares - $ - T-I Shares 22,328 $ 575,000 T-S Shares 55,458 $ 1,425,000 I Shares (2) 229,178 $ 5,887,285 S Shares - $ - Series II A-I Shares 102,646 $ 2,623,000 F-I Shares (3) 256,188 $ 6,590,464 F-S Shares - $ - P-I Shares - $ - P-S Shares 137,061 $ 3,540,400 E Shares 1,187 $ 30,000 T-I Shares (4) 1,011,353 $ 26,344,631 T-S Shares 182,357 $ 4,720,000 I Shares 988,756 $ 25,677,899 S Shares - $ - BD Shares 673,135 $ 17,509,513 (1) Includes an aggregate of 162,428 shares that were exchanged from 158,122 shares of Series II P-I (2) Inc”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.