Equity Issuances

Apollo Asset Backed Credit Co LLC issued 673,135 shares of common stock to third party investors for $ 17,509,513.

“As of February 2, 2026, Apollo Asset Backed Credit Company LLC (the “Company”) issued and sold the following unregistered shares of the Company (with the final number of shares being determined on February 25, 2026) to third party investors for cash (unless otherwise noted): Type Number of Shares Sold Aggregate Consideration Series I A-I Shares 31,505 $ 800,000 F-I Shares 38,621 $ 986,000 F-S Shares - $ - P-I Shares - $ - P-S Shares (1) 162,428 $ 4,084,442 E Shares - $ - T-I Shares 22,328 $ 575,000 T-S Shares 55,458 $ 1,425,000 I Shares (2) 229,178 $ 5,887,285 S Shares - $ - Series II A-I Shares 102,646 $ 2,623,000 F-I Shares (3) 256,188 $ 6,590,464 F-S Shares - $ - P-I Shares - $ - P-S Shares 137,061 $ 3,540,400 E Shares 1,187 $ 30,000 T-I Shares (4) 1,011,353 $ 26,344,631 T-S Shares 182,357 $ 4,720,000 I Shares 988,756 $ 25,677,899 S Shares - $ - BD Shares 673,135 $ 17,509,513 (1) Includes an aggregate of 162,428 shares that were exchanged from 158,122 shares of Series II P-I (2) Inc”

Apollo Asset Backed Credit Co LLC issued 988,756 shares of common stock to third party investors for $ 25,677,899.

“As of February 2, 2026, Apollo Asset Backed Credit Company LLC (the “Company”) issued and sold the following unregistered shares of the Company (with the final number of shares being determined on February 25, 2026) to third party investors for cash (unless otherwise noted): Type Number of Shares Sold Aggregate Consideration Series I A-I Shares 31,505 $ 800,000 F-I Shares 38,621 $ 986,000 F-S Shares - $ - P-I Shares - $ - P-S Shares (1) 162,428 $ 4,084,442 E Shares - $ - T-I Shares 22,328 $ 575,000 T-S Shares 55,458 $ 1,425,000 I Shares (2) 229,178 $ 5,887,285 S Shares - $ - Series II A-I Shares 102,646 $ 2,623,000 F-I Shares (3) 256,188 $ 6,590,464 F-S Shares - $ - P-I Shares - $ - P-S Shares 137,061 $ 3,540,400 E Shares 1,187 $ 30,000 T-I Shares (4) 1,011,353 $ 26,344,631 T-S Shares 182,357 $ 4,720,000 I Shares 988,756 $ 25,677,899 S Shares - $ - BD Shares 673,135 $ 17,509,513 (1) Includes an aggregate of 162,428 shares that were exchanged from 158,122 shares of Series II P-I (2) Inc”

Apollo Asset Backed Credit Co LLC issued 1,011,353 shares of common stock to third party investors for $ 26,344,631.

“As of February 2, 2026, Apollo Asset Backed Credit Company LLC (the “Company”) issued and sold the following unregistered shares of the Company (with the final number of shares being determined on February 25, 2026) to third party investors for cash (unless otherwise noted): Type Number of Shares Sold Aggregate Consideration Series I A-I Shares 31,505 $ 800,000 F-I Shares 38,621 $ 986,000 F-S Shares - $ - P-I Shares - $ - P-S Shares (1) 162,428 $ 4,084,442 E Shares - $ - T-I Shares 22,328 $ 575,000 T-S Shares 55,458 $ 1,425,000 I Shares (2) 229,178 $ 5,887,285 S Shares - $ - Series II A-I Shares 102,646 $ 2,623,000 F-I Shares (3) 256,188 $ 6,590,464 F-S Shares - $ - P-I Shares - $ - P-S Shares 137,061 $ 3,540,400 E Shares 1,187 $ 30,000 T-I Shares (4) 1,011,353 $ 26,344,631 T-S Shares 182,357 $ 4,720,000 I Shares 988,756 $ 25,677,899 S Shares - $ - BD Shares 673,135 $ 17,509,513 (1) Includes an aggregate of 162,428 shares that were exchanged from 158,122 shares of Series II P-I (2) Inc”

Fortress Private Lending Fund issued 855,330 shares of common stock to accredited investors for aggregate consideration of $20.9 million.

“During February 2026, Fortress Private Lending Fund (the “Company”) sold its Class I common shares of beneficial interest, par value $0.01 per share (the “Shares”) for aggregate consideration of $20.9 million.”

ContextLogic Holdings Inc. issued 2,598,611 shares of ContextLogic common stock of common stock to ACP II for approximately $20.8 million.

“each of ACP I and ACP II purchased 190,496 and 2,598,611 shares of ContextLogic common stock, respectively, from the Company at a price of $8.00 per share of ContextLogic common stock, for aggregate amounts of approximately (a) $1.5 million for ACP I and (b) $20.8 million for ACP II”

ContextLogic Holdings Inc. issued 190,496 shares of ContextLogic common stock of common stock to ACP I for approximately $1.5 million.

“each of ACP I and ACP II purchased 190,496 and 2,598,611 shares of ContextLogic common stock, respectively, from the Company at a price of $8.00 per share of ContextLogic common stock, for aggregate amounts of approximately (a) $1.5 million for ACP I and (b) $20.8 million for ACP II”

ContextLogic Holdings Inc. issued 11,156,429.60 Class A Convertible Preferred Units of preferred stock to BCP for approximately $89.3 million.

“BCP purchased 11,156,429.60 Class A Convertible Preferred Units (the “ Preferred Units ”) from Holdings at a price of $8.00 per Preferred Unit for an aggregate amount of approximately $89.3 million”

ContextLogic Holdings Inc. issued 429,463 shares of ContextLogic common stock of common stock to holders of ContextLogic common stock for approximately $3.4 million.

“to purchase an aggregate of 429,463 shares of ContextLogic common stock, and the gross proceeds the Company received from subscribers in the Rights Offering was approximately $3.4 million. As previously described in our Current Report on Form 8-K filed with the SEC on December 11, 2025, Holdings entered into a backstop agreement with BCP on December 8, 2025 (the”

Carlyle Private Equity Partners Fund, L.P. issued 17,428 Units of unit to an affiliate of the Fund’s general partner, CPEP GP, LLC for $500,000 aggregate consideration.

“On February 2, 2026, Carlyle Private Equity Partners, L.P. (the “Fund”) sold unregistered limited partnership units (the “Units”) to certain investors for aggregate consideration of approximately $12.7 million. The following table provides details on the Units sold to investors by the Fund: Class Number of Units Sold (1,2) Aggregate Consideration (2) Class E-I 432,020 $ 12,170,000 Class C (3) 17,428 $ 500,000”

Carlyle Private Equity Partners Fund, L.P. issued 432,020 Units of unit to certain investors for $12,170,000 aggregate consideration.

“On February 2, 2026, Carlyle Private Equity Partners, L.P. (the “Fund”) sold unregistered limited partnership units (the “Units”) to certain investors for aggregate consideration of approximately $12.7 million. The following table provides details on the Units sold to investors by the Fund: Class Number of Units Sold (1,2) Aggregate Consideration (2) Class E-I 432,020 $ 12,170,000 Class C (3) 17,428 $ 500,000”

XWELL, Inc. issued warrants to purchase up to 66,666,669 shares of warrant to a certain accredited investor for initial exercise price of $0.345 per share.

“warrants (“Warrants”) to purchase up to 66,666,669 shares of Common Stock, at an initial exercise price of $0.345 per share”

XWELL, Inc. issued 31,333 shares of preferred stock to a certain accredited investor for gross proceeds ... approximately $31.3 million.

“(the “Closing Date”), subject to the satisfaction of customary closing conditions. The gross proceeds to the Company from the Private Placement are expected to be approximately $31.3 million, before estimated offering fees and expenses payable by the Company. The Company intends to use the net proceeds received from the Private Placement for the Repurchase”

Ideal Power Inc. issued Pre-Funded Warrants to purchase 631,332 shares of Common Stock of warrant to certain investors for gross proceeds of approximately $1.7 million.

“of the Securities Act and Rule 506 of Regulation D promulgated thereunder. The gross proceeds to the Company from the Concurrent Placement are expected to be approximately $1.7 million. The Offering and the Concurrent Placement closed on February 25, 2026. The foregoing descriptions of the Underwriting Agreement, the Pre-Funded Warrants and the Securities”

REALLOYS INC. issued 5,000,000 warrants to acquire common stock of REalloys of warrant to Private Placement Investor for included in the Concurrent Private Placement; no separate consideration stated.

“As previously reported, on March 6, 2025, Private REalloys entered into a securities purchase agreement (the “ Purchase Agreement ”) with a certain institutional investor (the “ Private Placement Investor ”), pursuant to which Private REalloys agreed to issue and sell (i) an aggregate of 5,000 shares of Private REalloys Series X Preferred Stock, par value $0.0001 per share (the “ Series X Preferred Stock ”), with a stated value of $1,000 per share, with 1,000 shares of the Series X Preferred Stock issued at the initial closing (the “ Initial REalloys Financing Closing ”), and 4,000 shares of Private REalloys’ Series X Preferred Stock issuable following the consummation of the Merger at the second closing (the “ Second REalloys Financing Closing ”) and (ii) warrants (the “ REalloys Warrants ”) to acquire up to 5,000,000 shares of common stock of REalloys (the “ Concurrent Private Placement ”).”

REALLOYS INC. issued 3,000 shares of Private REalloys Series X Preferred Stock of preferred stock to Private Placement Investor for $3,000,000.

“Following such advance, the aggregate number of shares of Series X Preferred Stock issuable in connection with the Second REalloys Financing Closing was 3,000 shares and the aggregate additional purchase price paid by the Private Placement Investor in the Second REalloys Financing Closing was $3,000,000.”

Nutanix, Inc. issued 4,136,789 shares of common stock to Advanced Micro Devices, Inc. (AMD) for $150 million aggregate cash purchase price at $36.26 per share.

“On February 23, 2026, the Company entered into a Stock Purchase Agreement (the “ Stock Purchase Agreement ”) with Advanced Micro Devices, Inc. (“ AMD ”) pursuant to which AMD agreed to purchase 4,136,789 shares of Class A common stock of the Company, $0.000025 par value per share (the “ Shares ”), at a purchase price of $36.26 per share, representing an aggregate purchase price in cash of $150 million.”

Avalon GloboCare Corp. issued convertible note to an accredited investor for gross proceeds of $207,000.

“On February 19, 2026 (the “Issuance Date”), Avalon Globocare Corp. (the “Company”) entered into a securities purchase agreement (the “SPA”) with an accredited investor pursuant to which the Company issued to the investor a promissory note in the principal amount of $233,910 (inclusive of a $26,910 original issuance discount) (the “Note”) for gross proceeds of $207,000.”

GENERATION INCOME PROPERTIES, INC. issued 60,000 Conversion Shares of common stock to Silverback Capital Corporation for $26,304.

“On February 18, 2026, the Noteholder converted $26,304 of the balance of the First Amended Note into an aggregate of 60,000 Conversion Shares.”

urban-gro, Inc. issued 37,505 shares of common stock to Agile Capital Funding, LLC and Agile Lending, LLC for $90,762.10 aggregate value at $2.42 per share.

“the Company shall issue to Agile 37,505 shares of the Company’s common stock (the “Exchange Shares”), par value $0.001 per share (“Common Stock”), having an aggregate value of $90,762.10 (the “Note Exchange Amount”), with each Exchange Share being valued at $2.42, in exchange for the Note Balance being reduced by an amount equal to the Note Exchange Amount.”

Interactive Strength, Inc. issued 80,000 shares of common stock to Vertical Investors, LLC for reduction of the Loan Amount by $400,000 at $5.00 per share.

“On February 19, 2026, the Company and the Lender entered into an Exchange Agreement (the “Exchange Agreement”). Pursuant to the Exchange Agreement, the Company and Lender agreed to reduce the Loan Amount by $400,000 in exchange for the issuance of 80,000 shares (as adjusted for the Reverse Stock Split, as defined and discussed in Item 5.03 below) of the Company’s common stock (the “Exchange Shares”) to the Lender at a price per Exchange Share of $5.00 (as adjusted for the Reverse Stock Split).”

T3 Defense Inc. issued one and a half common stock purchase warrants to initially purchase up to one and a half shares of common stock of warrant to the Purchaser.

“Each unit consists of (i) one share (each a “Share” and collectively, the “Shares”) of Series B Convertible Preferred Stock, par value $0.0001 per share (the “Series B Preferred Stock”), and (ii) one and a half common stock purchase warrants to initially purchase up to one and a half shares of common stock, par value $0.0001 per share (the “Common Stock”), of the Company, subject to adjustment as described herein (the “Common Warrants” and the shares of Common Stock issuable upon exercise or exchange of the Common Warrants, the “Warrant Shares”).”

T3 Defense Inc. issued 400 units of preferred stock to an accredited investor for $20,000,000 aggregate.

“On February 24, 2026, T3 Defense Inc. (the “Company”) entered into a Securities Purchase Agreement with an accredited investor (the “Securities Purchase Agreement”) for a private placement (the “Private Placement”) pursuant to which the investor (the “Purchaser”) agreed to purchase from the Company 400 units for an aggregate purchase price of $20,000,000, or a per unit price of $50,000.”

Intuitive Machines, Inc. issued common stock to certain institutional investors or their affiliates led by global institutional investors for $15.12 per share.

“the issuance and sale to the Investors of shares of the Company’s Class A common stock, par value $0.0001 per share (the “ Common Stock ”) at a price of $15.12 per share (the “ Purchase Price ”) for an aggregate purchase price of $175 million”

Incannex Healthcare Inc. issued common stock.

“Incannex Announces Reverse Stock Split Incannex’s common stock is expected to begin trading on a post-split adjusted basis on February 27, 2026”

BlackRock Private Credit Fund issued 1,571,192.168 of common stock to feeder vehicles for $37,545,050.93.

“The Fund also issues shares to feeder vehicles pursuant to the distribution reinvestment plan of the Fund. Date of Unregistered Sale Amount of Institutional Class Shares Sold Consideration February 2, 2026 (number of shares finalized on February 20, 2026) 1,571,192.168 $37,545,050.93”

KKR Infrastructure Conglomerate LLC issued Class I Shares 3,260,598; Class S Shares 3,244,743; Class D Shares 423,349 of common stock to accredited investors and non-U.S. investors for $208,541,877 aggregate.

“On February 2, 2026, KKR Infrastructure LLC (the “Company”) sold the following unregistered shares (the “Investor Shares”) of the Company (with the final number of shares being determined on February 20, 2026) to investors for cash: Class Number of Shares Sold (1) Aggregate Consideration (1) Class I Shares 3,260,598 $ 98,144,331 Class S Shares 3,244,743 97,663,846 Class D Shares 423,349 12,733,700 Total $ 208,541,877”

KKR Private Equity Conglomerate LLC issued 4,001,127 Class I Shares, 3,524,919 Class U Shares, 226,222 Class D Shares, 88,444 Class S Shares of common stock to accredited investors and non-U.S. investors outside of the United States for $265,050,727 aggregate.

“On February 2, 2026, KKR Private Equity Conglomerate LLC (the “Company”) sold the following unregistered shares (the “Investor Shares”) of the Company (with the final number of shares being determined on February 20, 2026) to investors for cash: Class Number of Shares Sold (1) Aggregate Consideration (1) Class I Shares 4,001,127 $ 136,193,164 Class U Shares 3,524,919 118,245,509 Class D Shares 226,222 7,644,575 Class S Shares 88,444 2,967,479 Total $ 265,050,727”

ALLURION TECHNOLOGIES, INC. issued 2,659,565 shares of Common Stock of warrant to certain holders of existing warrants for aggregate gross proceeds of approximately $3.0 million from cash exercise of Existing Warrants.

“new warrants (the “New Warrants”) to purchase up to an aggregate of 5,319,130 shares of Common Stock. The Company expects to receive aggregate gross proceeds of approximately $3.0 million from the exercise of the Existing Warrants by the Exercising Holders. Each New Warrant is exercisable into shares of Common Stock at a price per share of $1.15, will initially be”

Apollo Infrastructure Co LLC issued 342,543 Series I A-II Shares, 902 F-I Shares, 132,822 I Shares, 963,237 Series II A-II Shares, 24,970 F-I Shares, 415 E Shares, 28,059 I Shares of securities to third party investors for $9,636,000, $25,000, $3,685,035, $27,488,000, $701,950, $12,000, $790,500 aggregate.

“As of February 2, 2026, Apollo Infrastructure Company LLC (the “Company”) issued and sold the following unregistered shares of the Company (with the final number of shares being determined on February 25, 2026) to third party investors for cash: Type Number of Shares Sold Aggregate Consideration Series I A-II Shares 342,543 $ 9,636,000 F-I Shares 902 25,000 I Shares* 132,822 3,685,035 Series II A-II Shares 963,237 $ 27,488,000 F-I Shares 24,970 701,950 E Shares 415 12,000 I Shares 28,059 790,500”

New Mountain Private Credit Fund issued 38,766 of its common shares of beneficial interest of common stock for $0.9 million at a price per Share equal to $23.99.

“the Company sold an aggregate of 38,766 of its common shares of beneficial interest for the month of February (the “Shares”), for aggregate consideration of approximately $0.9 million at a price per Share equal to $23.99”

TPG Private Equity Opportunities, L.P. issued unit to third-party investors for aggregate consideration of $99.7 million.

“On February 1, 2026, TPG Private Equity Opportunities, L.P., a Delaware limited partnership (the “Fund” or “T-POP”), sold unregistered limited partnership units (the “Units”) of the Fund as part of its continuous private offering for aggregate consideration of $99.7 million.”

INVO Fertility, Inc. issued 400 shares of the Company's Series D Non-Voting Convertible Preferred Stock of preferred stock to the Seller.

“On February 18, 2026, the Company issued 400 shares of the Company's Series D Non-Voting Convertible Preferred Stock (the "Series D Preferred") to the Seller.”

BROOKFIELD REAL ESTATE INCOME TRUST INC. issued 23,030 shares of common stock to Brookfield and its affiliates for $238,791.

“The following table details the unregistered Class E common shares issued to Brookfield and its affiliates during the month of February 2026. Date of Unregistered Sale Number of Class E Common Shares Issued to Brookfield and its Affiliates Consideration February 20, 2026 23,030 $238,791”

BROOKFIELD REAL ESTATE INCOME TRUST INC. issued 158,520 shares of common stock to Brookfield and its affiliates for $1,645,090.

“The following table details the unregistered Class I common shares issued to Brookfield and its affiliates during the month of February 2026. Date of Unregistered Sale Number of Class I Common Shares Issued to Brookfield and its Affiliates Consideration February 20, 2026 158,520 $1,645,090”

BROOKFIELD REAL ESTATE INCOME TRUST INC. issued 9,960 shares of common stock to feeder vehicle for $103,184.

“The following table details the unregistered Class I common shares issued to the feeder vehicle during the month of February 2026. Date of Unregistered Sale Number of Class I Common Shares Issued to Feeder Vehicles Consideration February 20, 2026 9,960 $103,184”

BROOKFIELD REAL ESTATE INCOME TRUST INC. issued 105,895 shares of common stock to Brookfield REIT Adviser LLC for $1,098,956.

“the Company issued 105,895 unregistered Class I common shares to the Adviser in satisfaction of the January 2026 management fee of $1,098,956.”

Sono Group N.V. issued convertible note to YA II PN, Ltd. (Yorkville) for $750,000 aggregate principal amount.

“On February 19, 2026, Sono Group N.V. (the “Company”) issued a convertible debenture (the “Debenture”) to YA II PN, Ltd. (“Yorkville”) in the aggregate principal amount of $750,000.”

CDT Equity Inc. issued 130,000 shares of Common Stock of common stock to Maxim Partners LLC for partial consideration for investment banking services.

“the Company previously issued to Maxim Partners LLC, 130,000 shares of Common Stock (the “ Maxim Shares ”), as partial consideration for investment banking services”

CDT Equity Inc. issued 341,702 shares of Common Stock of common stock to Thesprogen, PC for $245,000 in the form of 341,702 shares of Common Stock.

“the Company paid an additional one-time fixed retainer of $245,000 (the “ Thesprogen Extension Retainer ”) in the form of 341,702 shares of Common Stock”

CDT Equity Inc. issued 199,734 shares of Common Stock of common stock to NJS Foresight Bio-Advisory, LLC for $150,000 in the form of 199,734 shares of Common Stock valued at $0.751 per share.

“the Company paid an additional one-time fixed retainer of $150,000 (the “ NJS Extension Retainer ”) in the form of 199,734 shares of Common Stock”

CDT Equity Inc. issued pre-funded warrants to purchase up to 109,978,918 shares of Common Stock of warrant to Investors for cash consideration of $8 million.

“Shares ” and, together with the Shares and the Pre-Funded Warrants, the “ Securities ”). In addition, the Company has agreed to pay Sarborg cash consideration of $8 million, which cash payment shall be deferred until such time as the Company raises no less than $20 million through the use of an at-the-market facility program. The Pre-Funded Warrants”

CDT Equity Inc. issued 598,006 shares of common stock to Investors for cash consideration of $8 million.

“Shares ” and, together with the Shares and the Pre-Funded Warrants, the “ Securities ”). In addition, the Company has agreed to pay Sarborg cash consideration of $8 million, which cash payment shall be deferred until such time as the Company raises no less than $20 million through the use of an at-the-market facility program. The Pre-Funded Warrants”

West Bay BDC LLC issued approximately 2.7 million common units of common stock to accredited investors and non-U.S. persons for aggregate offering price of approximately $46.4 million.

“On February 23, 2026, West Bay BDC LLC (the “Company”) delivered a capital drawdown notice to investors relating to the sale of approximately 2.7 million common units of the Company’s limited liability company interests (the “Common Units”) for an aggregate offering price of approximately $46.4 million.”

EQV Ventures Acquisition Corp. issued up to 117,686 Class A Ordinary Shares of common stock to Fort Baker Capital Management LP.

“the Sponsor agreed to assign to Fort Baker, for no additional consideration, up to 117,686 Class A Ordinary Shares”

EQV Ventures Acquisition Corp. issued 27,173 Series B Perpetual Participating Convertible Preferred Stock of preferred stock to Adage Capital Partners, L.P. for $25,000,000.

“the Preferred Investor will purchase in a private placement from Presidio an aggregate of 27,173 Series B Perpetual Participating Convertible Preferred Stock of Presidio PubCo Inc., par value $0.0001 per share (the "Series B Preferred Shares"), with each Series B Preferred Share convertible into 100 shares of Class A Common Stock, par value $0.0001 per share of Presidio ("Presidio Class A Common Stock") and entitled to participate in dividends declared on shares of Presidio Class A Common Stock on an as-converted basis, for an aggregate cash purchase price of $25,000,000”

EQT Private Equity Co LLC issued 2,006,907 of common stock to third-party investors for $57,357,046 aggregate.

“sold unregistered shares (the “Investor Shares”) of the Company to third-party investors for cash for aggregate consideration of approximately $57,357,046, at a price per Investor Share equal to transactional net asset value”

Blackstone Private Real Estate Credit & Income Fund issued 1,146,789 of common stock to participating investors for $30,000,000.

“As of February 1, 2026 (number of Common Shares finalized on February 23, 2026) 1,146,789 $30,000,000”

Golub Capital Private Income Fund S issued 233,700 of common stock for $5,816,805.

“Common Shares sold and consideration therefore: Date of Unregistered Sale Amount of Common Shares NAV per Common Share Consideration (1) As of February 1, 2026 233,700 $ 24.89 $ 5,816,805 (1) No underwriting discounts or commissions have been or will be paid in connection with the sale of such Common Shares. Although the Fund does not charge investors any upfront”

Golub Capital Private Income Fund I issued 711,433 of common stock to unknown for $17,679,100.

“Common Shares sold and consideration therefore: Date of Unregistered Sale Amount of Common Shares NAV per Common Share Consideration (1) As of February 1, 2026 711,433 $ 24.85 $ 17,679,100 (1) No underwriting discounts or commissions have been or will be paid in connection with the sale of such Common Shares. Investors are not charged any sales load or commission in”

PennantPark Private Income Fund issued 602,635 of common stock to accredited investors for approximately $15,300,000.

“On February 2, 2026, PennantPark Private Income Fund (the “Company”) issued and sold 602,635 of the Company’s common shares of beneficial interest, par value $0.001 per share (the “Common Shares”) (with the final number of Common Shares issued being determined on February 18, 2026) pursuant to subscription agreements entered into with the participating investors for aggregate consideration of approximately $15,300,000.”