Equity Issuances

Ares Real Estate Income Trust Inc. issued 1,360,786 of common stock to accredited investors for $11,109,461.

“gross proceeds : Number of Shares Issued Gross Proceeds Class S-PR Shares (1)(2) 933,871 $ 7,689,254 Class D-PR Shares (1) 1,114,980 $ 9,102,263 Class I-PR Shares (1) 1,360,786 $ 11,109,461 _________________________ (1) Number of shares issued and gross proceeds include activity from shares issued pursuant to our distribution reinvestment plan. (2) Gross proceeds for”

Ares Real Estate Income Trust Inc. issued 1,114,980 of common stock to accredited investors for $9,102,263.

“table details the shares issued and gross proceeds : Number of Shares Issued Gross Proceeds Class S-PR Shares (1)(2) 933,871 $ 7,689,254 Class D-PR Shares (1) 1,114,980 $ 9,102,263 Class I-PR Shares (1) 1,360,786 $ 11,109,461 _________________________ (1) Number of shares issued and gross proceeds include activity from shares issued pursuant to our”

Ares Real Estate Income Trust Inc. issued 933,871 of common stock to accredited investors for $7,689,254.

“as amended, pursuant to Regulation D. The following table details the shares issued and gross proceeds : Number of Shares Issued Gross Proceeds Class S-PR Shares (1)(2) 933,871 $ 7,689,254 Class D-PR Shares (1) 1,114,980 $ 9,102,263 Class I-PR Shares (1) 1,360,786 $ 11,109,461 _________________________ (1) Number of shares issued and gross proceeds include activity”

Ares Real Estate Income Trust Inc. issued a number of shares ... of Class B common stock of common stock to Perigee SPV for $100,000,000.

“to purchase a number of shares (the “Securities”) of Class B common stock, par value $0.01 per share (the “Class B Common Shares”) of the Company in a purchase amount equal to $100,000,000 (the “Purchase”) capitalized by the sponsor of the Company and an institutional investor. The Securities were issued by the Company on June 1, 2026, at a per share purchase price”

ExchangeRight Income Fund issued 29,913 of common stock to Investors in the Private Offering for $825,000.

“Rule 506(c) of Regulation D promulgated thereunder. The following table details the shares sold: Number of Gross Share Class Shares Sold Proceeds Class D Common Shares 29,913 $ 825,000 Forward-Looking Statements Certain statements contained in this Current Report on Form 8-K other than historical facts may be considered “forward-looking statements,” and, as”

Rithm Perpetual Life Residential Trust issued 148,229 Class E Common Shares of common stock to Rithm Perpetual Life Residential Investor LLC for at a price per share of $20.2389 for aggregate consideration of $3,000,000.

“the Company issued an aggregate of 148,229 Class E Common Shares to Rithm Perpetual Life Residential Investor LLC, an affiliate of the Company’s sponsor, Rithm Capital Corp., at a price per share of $20.2389 for aggregate consideration of $3,000,000”

Rithm Perpetual Life Residential Trust issued 3,024.83 Class E Common Shares of common stock to Rithm Perpetual Life Residential Investor LLC for payment for the adviser's monthly management fee under the advisory agreement, dated as of November 18, 2025, of $61,219.23.

“on June 1, 2026, the Company issued a total of 3,024.83 Class E Common Shares to Rithm Perpetual Life Residential Investor LLC, an affiliate of the Company’s adviser, RCM GA Manager LLC, as payment for the adviser's monthly management fee under the advisory agreement, dated as of November 18, 2025, of $61,219.23”

Rithm Perpetual Life Residential Trust issued an aggregate of 610,891.013 common shares of common stock for aggregate consideration of approximately $12.5 million.

“on June 1, 2026, the Company sold an aggregate of 610,891.013 common shares (the “Shares”) for aggregate consideration of approximately $12.5 million”

Warburg Pincus Access Fund, L.P. issued 359,109 Class B1 Units, 32,867 Class B3 Units of unit to third-party investors for $10,058,308 aggregate.

“On May 1, 2026, Warburg Pincus Access Fund, L.P. (the “Fund”) sold unregistered limited partnership units (the “Units”) for aggregate consideration of $10,058,308.”

Syndax Pharmaceuticals Inc issued convertible note to certain investors for $250.0 million aggregate principal amount.

“the Company will issue $250.0 million aggregate principal amount of 2.25% Convertible Senior Notes due 2031”

Sports Entertainment Gaming Global Corp issued shares of common stock issuable upon conversion of the Note of convertible note to Amorua Global, Inc. for original principal amount of $3,500,000.

“Inc. (“Amorua” or the “Investor”), pursuant to which the Company issued to the Investor an unsecured convertible promissory note (the “Note”) in an original principal amount of $3,500,000. The Note bears interest at a rate of 12% per annum and matures 24 months from the Closing Date, unless earlier converted, repaid or otherwise terminated in accordance with its”

Charlotte's Web Holdings, Inc. issued convertible note to BT DE Investments Inc. (BAT).

“the Initial Conversion Price of the Convertible Debenture was reduced from C$2.00 to C$0.94 per share; (ii) the Interest Conversion Price of the Convertible Debenture was amended to C$0.94 per share; and (iii) the applicable threshold for purposes of the Conversion Cap was increased from 19.9% to 40.8%”

Charlotte's Web Holdings, Inc. issued 95,281,277 Common Shares of common stock to BT DE Investments Inc. (BAT) for conversion of principal and accrued interest at C$0.94 per share.

“on May 28, 2026, the Company issued 95,281,277 Common Shares in conversion of the principal amount of, and all accrued but unpaid interest on, the Convertible Debenture at C$0.94 per share.”

Charlotte's Web Holdings, Inc. issued 14,662,765 Common Shares of common stock to BT DE Investments Inc. (BAT) for C$0.94 per Purchased Share, aggregate US$10,000,000.

“on May 28, 2026, the Company issued the Purchased Shares to BAT at C$0.94 per share for an aggregate of US$10,000,000, or C$13,873,000.”

Liminatus Pharma, Inc. issued warrants to purchase an aggregate of up to 20,688,000 shares of common stock of warrant to a holder (the "Holder") of its existing common stock warrants for aggregate gross proceeds from the exercise of the Existing Warrants is approximately $1,861,920.00.

“Warrants” and, together with the New Black-Scholes Warrants, the “Inducement Warrants”). The aggregate gross proceeds from the exercise of the Existing Warrants is approximately $1,861,920.00, before deducting financial advisory fees. The Company intends to use the net proceeds from the exercise of the Existing Warrants for working capital and general corporate”

HIGH WIRE NETWORKS, INC. issued 46 shares of Series G Preferred Stock (including 12 shares issued as the Equity Incentive) of preferred stock to GHS Investments, LLC for $34,000 aggregate subscription amount.

“Pursuant to the Agreement, at the initial closing (the “ Initial Closing ”), the Company agreed to sell, and the Purchaser agreed to purchase, 34 shares of the Company’s Series G Preferred Stock (the “ Preferred Stock ”) at a purchase price of $1,000 per share, for an aggregate subscription amount of $34,000.”

SPAR Group, Inc. issued 3,190,569 shares of common stock to ReposiTrak, Inc. for $2,325,000.

“On May 29, 2026, ReposiTrak elected to receive payment of the outstanding balance owed to ReposiTrak under Services Agreement in shares of Common Stock. SGRP issued to ReposiTrak 3,190,569 shares of SGRP’s Common Stock (the " ReposiTrak Issuance ") at a deemed value of $0.728710119 per share, totaling $2,325,000, in satisfaction of amounts owed to ReposiTrak under the Services Agreement, which were issued on May 29, 206, without restrictions other than applicable securities laws.”

TD SYNNEX CORP issued up to 3,238,066 shares of the Company’s common stock of warrant to Amazon.com NV Investment Holdings LLC.

“On May 30, 2026, TD SYNNEX Corporation (the “Company”) issued a warrant (the “Warrant”) to Amazon.com NV Investment Holdings LLC (“Warrantholder”) to acquire up to 3,238,066 shares of the Company’s common stock, par value $0.001 per share, (the “Warrant Shares”).”

CXApp Inc. issued 12,267,843 shares of common stock of common stock to Avondale Capital, LLC for $0.126216 and $0.126217 per share.

“issued an aggregate of 12,267,843 shares of common stock to Avondale Capital, LLC (“Avondale”) under a Pre-Paid Purchase #3, dated as of October 17, 2025, which was entered into pursuant to the Securities Purchase Agreement, dated as of March 26, 2025, by and between the Company and Avondale. The shares of common stock were issued between June 1, 2026 and June 3, 2026, at a price between $0.126216 and $0.126217 per share.”

CAMPBELL FUND TRUST issued unit to existing and/or new unitholders for $3,278,000.00, $1,654,509.81 and $2,054,144.00 in cash for Series A, Series D and Series W, respectively.

“Act of 1933, as amended (the “Securities Act”). The aggregate estimate consideration for Units of Beneficial Interest, excluding escrow interest, sold on May 31, 2026 was $3,278,000.00, $1,654,509.81 and $2,054,144.00 in cash for Series A, Series D and Series W, respectively. The Units of Beneficial Interest were issued by Registrant in reliance upon an”

Blue Owl Real Estate Net Lease Trust issued 15,457,239 common shares across classes (S, N, D, I) of common stock to unknown for gross proceeds of approximately $164.6 million, based on net asset value per share as of April 30, 2026.

“On June 1, 2026, Blue Owl Real Estate Net Lease Trust (the “ Company ,” “ ORENT ” “ we ” or “ us ”) sold an aggregate of 15,457,239 of its common shares for gross proceeds of approximately $164.6 million, based on net asset value per share as of April 30, 2026.”

Tribeca Strategic Acquisition Corp. issued 140,000 Class A Ordinary Shares (Representative Shares) of common stock to Underwriters for $0.001 per share, total $140.

“on May 28, 2026, pursuant to and as additional consideration under the Underwriting Agreement, the Underwriters purchased 140,000 Class A Ordinary Shares (the “Representative Shares”) for $0.001 per share, for a total purchase price of $140.”

Tribeca Strategic Acquisition Corp. issued 140,000 Private Placement Units of unit to BTIG, LLC for $10.00 per Private Placement Unit, aggregate $1,400,000.

“Simultaneously with the closing of the IPO on June 1, 2026, the Company completed the private sales of an aggregate of 470,000 units (the “Private Placement Units”) at a price of $10.00 per Private Placement Unit for an aggregate purchase price of $4,700,000.”

Tribeca Strategic Acquisition Corp. issued 330,000 Private Placement Units of unit to Tribeca Strategic Partners Holdco LLC for $10.00 per Private Placement Unit, aggregate $3,300,000.

“Simultaneously with the closing of the IPO on June 1, 2026, the Company completed the private sales of an aggregate of 470,000 units (the “Private Placement Units”) at a price of $10.00 per Private Placement Unit for an aggregate purchase price of $4,700,000.”

BNB PLUS CORP. issued exercise of Series E Warrants in an aggregate amount of approximately $0.22 million of warrant to an Exchanging Holder for approximately $0.22 million.

“On May 31, 2026, the Company entered into an Inducement Agreement with an Exchanging Holder for an exercise of Series E Warrants in an aggregate amount of approximately $0.22 million.”

BNB PLUS CORP. issued Common Warrants to purchase 2,380,953 shares of Common Stock of warrant to the Purchaser for Gross proceeds from the SPA totaled $2.5 million.

“On May 28, 2026, the Company closed the transaction contemplated by the SPA and sold and issued to the Purchaser, at an offering price of $1.05 per share, 2,380,953 shares of Series B-1 Preferred Stock and Common Warrants to purchase 2,380,953 shares of Common Stock. Gross proceeds from the SPA totaled $2.5 million.”

BNB PLUS CORP. issued 2,380,953 shares of Series B-1 Preferred Stock of preferred stock to the Purchaser for $1.05 per share, $2.5 million gross proceeds.

“On May 28, 2026, the Company closed the transaction contemplated by the SPA and sold and issued to the Purchaser, at an offering price of $1.05 per share, 2,380,953 shares of Series B-1 Preferred Stock and Common Warrants to purchase 2,380,953 shares of Common Stock. Gross proceeds from the SPA totaled $2.5 million.”

IR-Med, Inc. issued common stock.

“The information required by this Item 3.02 is included under Item 1.01 of this Current Report on Form 8-K.”

RANGE IMPACT, INC. issued 6,256,704 shares of common stock to Tacora Capital, LP.

“Pursuant to the Purchase Agreement, the Company issued 6,256,704 shares of the Company’s common stock to Tacora Capital on May 31, 2026.”

IPC Alternative Real Estate Income Trust, Inc. issued 21,257 shares of common stock to an accredited investor for $23.5215 per share, aggregate purchase price of $500,000.

“On June 1, 2026, IPC Alternative Real Estate Income Trust, Inc. (the “Company”) issued 21,257 shares of Class X-1 common stock at a price per share of $23.5215 to an accredited investor in a private placement for an aggregate purchase price of $500,000.”

PIMCO Asset-Based Lending Co LLC issued 6,596,478 shares (comprising Anchor I Shares: 2,042,146; Anchor I-B Shares: 903,669; Anchor II Shares: 3,339,042; E Shares: 253,414; Standard A Shares: 58,207) of unit to third party investors for aggregate consideration of $67,801,729 (Anchor I: $21,011,589; Anchor I-B: $9,301,938; Anchor II: $34,272,126; E: $2,618,681; Standard A: $597,395).

“On May 1, 2026, PIMCO Asset-Based Lending Company LLC (the “Company”) (including PIMCO Asset-Based Lending Company LLC - Series II (“Series II”) issued and sold the following unregistered limited liability company interests of the Company (the “Shares”) for Series II (with the final number of Shares of each class (each, a “Class”) being determined on May 28, 2026) to third party investors for cash: Class Number of Shares Sold (1) Aggregate Consideration (1) Anchor I Shares (2) 2,042,146 $ 21,011,589 Anchor I-B Shares 903,669 9,301,938 Anchor II Shares (3) 3,339,042 34,272,126 Anchor II-B Shares - - Anchor III Shares - - E Shares (4) 253,414 2,618,681 Standard A Shares (5) 58,207 597,395 Standard B Shares - - (1) Inclusive of Shares issued pursuant to the Company’s distribution reinvestment plan (the “DRIP”). (2) Inclusive of the 72,956 Shares of Anchor I Shares acquired by previous shareholders of PIMCO Asset-Based Lending Company LLC - Series I (“Series I”, and together with Series II”

Cottonwood Communities, Inc. issued 366,016 shares of Series 2025 Preferred Stock of preferred stock to accredited investors for $3,637,500 aggregate proceeds.

“During the period from May 18, 2026 through June 2, 2026, we issued and sold 366,016 shares of Series 2025 Preferred Stock in the Series 2025 Private Offering and received aggregate proceeds of $3,637,500.”

Starwood Credit Real Estate Income Trust issued an aggregate of 439,785.519 of its common shares of common stock for aggregate consideration of approximately $8.9 million at a price per Class S Share and Class I Share equal to $20.0973 and $20.0533, respectively, plus applicab.

“On June 1, 2026, the Company sold an aggregate of 439,785.519 of its common shares of beneficial interest, par value $0.01 per share (the “Shares”), for aggregate consideration of approximately $8.9 million at a price per Class S Share and Class I Share equal to $20.0973 and $20.0533, respectively, plus applicable upfront selling commissions and dealer manager fees.”

Sintx Technologies, Inc. issued 1,882,845 shares of Common Stock of warrant to accredited investors for $2.39 per Unit.

“(the “Purchasers”) pursuant to which the Company agreed to sell in a private placement (the “Offering”) an aggregate of 1,882,845 units (the “Units”) at a purchase price of $2.39 per Unit for aggregate gross proceeds of approximately $4.5 million, before deducting fees and offering expenses. Each Unit consists of: one share of the Company’s common stock,”

Sintx Technologies, Inc. issued 1,882,845 shares of common stock to accredited investors for $2.39 per Unit.

“(the “Purchasers”) pursuant to which the Company agreed to sell in a private placement (the “Offering”) an aggregate of 1,882,845 units (the “Units”) at a purchase price of $2.39 per Unit for aggregate gross proceeds of approximately $4.5 million, before deducting fees and offering expenses. Each Unit consists of: one share of the Company’s common stock,”

ENERGY FOCUS, INC/DE issued 65,789 shares of common stock to Euka Power Japan Co., Ltd. for $3.80 per share.

“the Company agreed to issue and sell in a private placement (the “Private Placement”) an aggregate of 65,789 shares (the “Shares”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), for a purchase price per share of $3.80”

Nuo Therapeutics, Inc. issued shares of the Company's common stock of warrant to five lenders (collectively, the 'Lenders') for issued as loan fees and for accrued interest.

“On May 29, 2026, the closing date of the Interim Funding, and pursuant to the Interim Loan Agreement, the Company (a) issued to each Lender warrants, a portion of which are subject to vesting provisions, to purchase shares of the Company’s common stock, (b) cancelled certain warrants previously issued pursuant to the Initial Funding, and (c) again agreed to issue additional warrants to each Lender in the Interim Funding to purchase shares of the Company’s common stock as payment for accrued interest under the Notes.”

NKGen Biotech, Inc. issued warrant to Lender.

“(c) the Additional Warrant #3, which is exercisable for shares of Common Stock at an exercise price of $0.08 per share, subject to adjustment”

NKGen Biotech, Inc. issued convertible note to Lender.

“(b) the Additional Note #3, which is convertible into shares of Common Stock at a conversion price of $0.08 per share, subject to adjustment”

NKGen Biotech, Inc. issued common stock to Lender.

“(a) The Consideration Shares to be issued in six installments commencing on the five-month anniversary of the closing date of the Loan Agreement”

KLX Energy Services Holdings, Inc. issued 627,521 shares of common stock of common stock to certain holders (the “Noteholders”) of the Company’s Senior Secured Floating Rate Cash / PIK Notes due 2030 for $2.19 million in aggregate principal amount of the Company’s outstanding Notes.

“During the period from May 21, 2026 through the date of this Current Report on Form 8-K, the Company entered into debt for equity exchange agreements (the “Exchange Agreements” and each, an “Exchange Agreement”) with certain holders (the “Noteholders”) of the Company’s Senior Secured Floating Rate Cash / PIK Notes due 2030 (the “Notes”). Pursuant to the Exchange Agreements, the Noteholders exchanged $2.19 million in aggregate principal amount of the Company’s outstanding Notes for an aggregate of 627,521 shares of common stock (the “Exchanges” and each, an “Exchange”).”

KLX Energy Services Holdings, Inc. issued 19.9% of the outstanding shares of common stock as of immediately prior to the First Deferred Payment Date (the "Common Stock Consideration Cap"). Based on the of common stock to Wolf Pack for deferred payments of $1.5 million each.

“Adds $38.2 Million Revenue Business at Compelling Valuation Transaction Highlights • Purchase price of $17 million — $14 million at closing, plus two deferred payments of $1.5 million each at six and twelve months, payable in cash or KLX stock at KLX’s discretion • Cashflow accretive. Wolfpack reported 2025 revenue of $38.2 million and Adjusted EBITDA of $5.8”

Partners Group Lending Fund, LLC issued 26,549 of unit to accredited investors for $39,858.

“As of May 1, 2026, Partners Group Lending Fund, LLC (the “Fund”) sold its Class M and Class I units (the “Units”) as listed in the table below. The number of Units to be issued was finalized on May 28, 2026. The offer and sale of the Units was made pursuant to Section 4(a)(2) of the Securities Act of 1933, as amended (the “Securities Act”), Regulation D promulgated thereunder and other available exemptions from the registration requirements of the Securities Act to investors who are “accredited investors” within the meaning of Regulation D under the Securities Act. Unit Class Number of Units 1 Total Consideration Class I Units 13,322 $ 20,000 Class M Units 26,549 $ 39,858 1 Figures rounded to the nearest whole Unit”

Partners Group Lending Fund, LLC issued 13,322 of unit to accredited investors for $20,000.

“As of May 1, 2026, Partners Group Lending Fund, LLC (the “Fund”) sold its Class M and Class I units (the “Units”) as listed in the table below. The number of Units to be issued was finalized on May 28, 2026. The offer and sale of the Units was made pursuant to Section 4(a)(2) of the Securities Act of 1933, as amended (the “Securities Act”), Regulation D promulgated thereunder and other available exemptions from the registration requirements of the Securities Act to investors who are “accredited investors” within the meaning of Regulation D under the Securities Act. Unit Class Number of Units 1 Total Consideration Class I Units 13,322 $ 20,000 Class M Units 26,549 $ 39,858 1 Figures rounded to the nearest whole Unit”

Cottonwood Communities, Inc. issued 203,263 shares of preferred stock to accredited investors for aggregate proceeds of $2,006,000.

“During the period from May 15, 2026 through June 1, 2026, we issued and sold 203,263 shares of Series A Convertible Preferred Stock in the Series A Convertible Private Offering and received aggregate proceeds of $2,006,000.”

Chiron Real Estate Inc. issued 1,000,000 Series C Preferred Units of convertible note to Chiron Real Estate Inc. for proceeds received from the sale of the Series C Preferred Stock.

“The Company contributed the proceeds received from the sale of the Series C Preferred Stock to the Operating Partnership in exchange for the issuance of 1,000,000 Series C Preferred Units to the Company.”

Chiron Real Estate Inc. issued 1,000,000 shares of preferred stock to Maewyn XRN LP, Petrus Special Opportunities Fund, L.P., certain entities advised by Canyon Capital Advisors LLC and certain entities advised by Diameter Capital Partners LP for $100.00 per share for gross proceeds of approximately $100,000,000.

“On May 29, 2026 and June 2, 2026, the Company completed closings of its previously announced private placement (the “ Series C Private Placement ”), pursuant to which the Company issued an aggregate of 1,000,000 shares of Series C Preferred Stock for $100.00 per share for gross proceeds of approximately $100,000,000 to Maewyn XRN LP, Petrus Special Opportunities Fund, L.P., certain entities advised by Canyon Capital Advisors LLC and certain entities advised by Diameter Capital Partners LP (collectively, the “ Purchasers ”), pursuant to that certain Investment Agreement, dated as of May 6, 2026, by and among the Company and the purchasers party thereto (the “ Investment Agreement ”).”

XMax Inc. issued 486,500 shares of common stock to certain non-U.S. investors for $7.347 per share, aggregate $3,574,315.50.

“On May 28, 2026, XMax Inc. (the “ Company ”) entered into Securities Purchase Agreements (the “ Agreements ”) with certain non-U.S. investors identified on the signature pages thereto (the “ Purchasers ”), pursuant to which the Company agreed to sell to the Purchasers in a private placement for a total of 486,500 shares (the “ Shares ”) of the Company’s common stock, par value $0.001 per share (the “ Common Stock ”), at a purchase price of $7.347 per share for an aggregate offering price of $3,574,315.50 (the “ Private Placement ”).”

ISQ Open Infrastructure Co LLC issued Class I F-S TE Shares 117,858, F-I TE Shares 12,629, J TE Shares 20,219, Series II F-S Shares 122,982, F-I Shares 57,441, F-J Shares 1,867, J Shares 84,470, E S of common stock to investors for $12,965,396.

“As of May 1, 2026, ISQ Open Infrastructure Company LLC (the “Company”) issued and sold the following unregistered shares of the Company to investors for cash or for services rendered by the independent directors of the Boards of Directors of the Company: Class Number of Shares Sold* Aggregate Net Consideration* Series I F-S TE Shares 117,858 $ 3,795,750 F-D TE Shares - - F-I TE Shares 12,629 408,000 F-J TE Shares - - S TE Shares - - D TE Shares - - I TE Shares - - J TE Shares 20,219 645,000 E TE Shares - - Series II (1) F-S Shares 122,982 3,965,000 F-I Shares 57,441 1,860,896 F-J Shares 1,867 60,000 J Shares 84,470 2,111,750 E Shares 3,524 119,000 (1) Only reflects share classes outstanding as of May 1, 2026 held by third parties. * Share and dollar amounts rounded to the nearest whole number. The Company issued such shares for total aggregate net consideration of $12,965,396 (the “Proceeds”).”

Leef Brands Inc. issued 11,084,132 Preferred Shares of preferred stock.

“In addition, the Company issued 11,084,132 Preferred Shares. The Preferred Shares carry a 15% annual dividend, consisting of 10% payable in cash and 5% payable in kind, and are convertible into Common Shares of the Company at a conversion price of CN$0.38 per share.”