Unregistered sales and modifications of equity under 8-K Items 3.02/3.03.
Crypto Co issued 30,000,000 shares of common stock to AJB Capital Investments LLC for Extension of maturity date of Promissory Note.
“In consideration for the extension of the maturity date, The Company will issue to the Holder 30,000,000 shares of Common Stock of the Company (the “ Extension Shares ”) within five (5) business days of the date of the Third Amendment.”
Crypto Co issued 165,348,837 shares of common stock to Jeffery G. Roberts, P.S.G. Poker LLC, Practivist Investors LLC, EKSA Holdings LLC, Jonathan Gunn, Windermere Property LLC, Robert K. Tschannen-Moran and Megan Tschannen-Moran Joint Revocable Living Trust, Scott Averitt Irrevocable GST Trust U/A DTD 6/24/2021, Old Well Fund LLC, and The New VC, LLC for $661,000 and 0.43232 BTC.
“Beginning on September 23, 2025, The Crypto Company (the “ Company ”) executed Subscription Agreements (each, a “ Subscription Agreement ” and collectively, the “ Subscription Agreements ”) with certain institutional and other accredited investors: Jeffery G. Roberts, P.S.G. Poker LLC, Practivist Investors LLC, EKSA Holdings LLC, Jonathan Gunn, Windermere Property LLC, Robert K. Tschannen-Moran and Megan Tschannen-Moran Joint Revocable Living Trust, Scott Averitt Irrevocable GST Trust U/A DTD 6/24/2021, Old Well Fund LLC, and The New VC, LLC (each, an “ Investor ” and collectively, the “ Investors ”), pursuant to which the Company agreed to sell and issue to the Investors an aggregate of 165,348,837 shares of the Company’s common stock, par value $0.001 (“ Common Stock ”) for an aggregate purchase price of $661,000 and 0.43232 BTC.”
Cottonwood Communities, Inc. issued 133,653 shares of preferred stock to accredited investors for aggregate proceeds of $1,302,000.
“Sales of Series A Convertible Stock During the period from September 19, 2025 through September 28, 2025, we issued and sold 133,653 shares of Series A Convertible Preferred Stock in the Series A Convertible Private Offering and received aggregate proceeds of $1,302,000.”
CISO Global, Inc. issued up to $15.0 million of shares of our newly authorized Series B Convertible Preferred Stock of preferred stock to B. Riley Principal Capital I for $960 per share.
“Stock, subject to the conditions set forth in the Purchase Agreement. The per share purchase price of the shares of our Series B Preferred Stock that may be sold to B. Riley is $960, a 4% original issue discount from the stated value of $1,000 per share in the Certificate of Designations (defined below). Actual sales of shares of Series B Preferred Stock by us”
Momentus Inc. issued warrant to Yield Point NY, LLC for $4,000,000 in principal amount of additional Convertible Notes and Investor Warrants.
“Pursuant to the Purchase Agreement the Company also sold to the investor warrants to purchase up to $4,000,000 in principal amount of additional Convertible Notes and Investor Warrants (the “AIR Warrants”).”
Momentus Inc. issued up to 1,460,964 shares of Common Stock of warrant to Yield Point NY, LLC for $1.40 per share.
“The Investor Warrants entitle the holder to purchase up to 1,460,964 shares of Common Stock. The Investor Warrants are exercisable immediately and have a term of five years. The Investor Warrants each have an exercise price of $1.40 per share, subject to adjustment as set forth therein.”
Momentus Inc. issued convertible note to Yield Point NY, LLC for $1,500,000 in gross proceeds.
“date, and (ii) warrants to purchase up to 1,460,964 shares of Common Stock at an exercise price of $1.40 per share (the “Investor Warrants”). The Company received approximately $1,500,000 in gross proceeds from the Offering. Securities Purchase Agreement The Purchase Agreement contains representations and warranties of the Company and the Investor which are typical”
PMGC Holdings Inc. issued up to $20,000,000 aggregate purchase amount of common stock to an institutional investor for $20,000,000 Commitment Amount.
“aggregate purchase amount of up to $20,000,000 (such amount, the “Commitment Amount”)”
PMGC Holdings Inc. issued 10,300 shares of Common Stock of common stock to an institutional investor for $6.70 per share.
“follows: $5,000,000.00 initial principal balance, less the OID, less the Transaction Expense Amount. In addition to the Initial Purchase Price, the Investor also agreed to pay $6.70 to Company for the Pre-Delivery Shares (the “Pre-Delivery Purchase Price,” and, together with the Initial Purchase Price, the “Purchase Price”). The maturity date of the Initial”
PMGC Holdings Inc. issued 56,700 shares of Common Stock of common stock to an institutional investor for $5,000,000 initial principal balance, less OID and Transaction Expense Amount.
“and conditions set forth in such Pre-Paid Purchase (as further described below); (ii) Pre-Paid Purchase # 1 (the “Initial Pre-Paid Purchase”) in the original principal amount of $5,000,000, to be delivered by the Company to the Investor on the date of consummation of the issuance and sale of the Initial Pre-Paid Purchase and the Pre-Delivery Shares (such”
Goldman Sachs Private Credit Corp. issued 11,917,033 of common stock to accredited investors for $298,402,513.
“details the Shares sold: Date of Unregistered Sale Amount of Class I Shares Consideration As of September 1, 2025 (number of shares finalized on September 29, 2025) 11,917,033 $ 298,402,513 The sale of Shares was made pursuant to subscription agreements entered into by the Company and the purchasers thereof. The Company relied, in part, upon representations from the”
Blackstone Private Equity Strategies Fund L.P. issued 2,078,710 Class I Units, 1,989,472 Class S Units, 60,926 Class D Units of unit to accredited investors and qualified purchasers for $130,463,572.
“and collectively with BXPE U.S., the “Funds,”) each sold unregistered limited partnership units (the “Units”) for aggregate consideration of approximately $422.8 million (1) and $130.5 million (2) , respectively. The following table details the Units sold by the Funds: Number of Units Sold (3) Consideration Blackstone Private Equity Strategies Fund L.P . Class I Units”
Blackstone Private Equity Strategies Fund L.P. issued 8,369,909 Class I Units, 4,686,605 Class S Units, 93,774 Class D Units, 98,209 Class N Units of unit to accredited investors and qualified purchasers for $422,821,321.
“L.P. (the “Feeder” and collectively with BXPE U.S., the “Funds,”) each sold unregistered limited partnership units (the “Units”) for aggregate consideration of approximately $422.8 million (1) and $130.5 million (2) , respectively. The following table details the Units sold by the Funds: Number of Units Sold (3) Consideration Blackstone Private Equity Strategies”
26North BDC, Inc. issued approximately 4,824,805 shares of the Company’s common stock of common stock to accredited investors for gross proceeds of approximately $122.1 million.
“On September 25, 2025, 26North BDC, Inc. (the “Company”) issued and sold approximately 4,824,805 shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”), resulting in gross proceeds of approximately $122.1 million.”
Curanex Pharmaceuticals Inc issued 28,312 shares of common stock to Xiaohong Song for $200,000.
“On September 25, 2025, Curanex Pharmaceuticals Inc, a Nevada corporation (the “Company”), issued 28,312 shares (the “Shares”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”) to Xiaohong Song, an investor that entered into Amended and Restated Subscription Agreement with the Company on November 27, 2024 (the “Agreement”). In accordance with the terms of the Agreement, in consideration of $200,000 subscribed for by Mr. Song, the Shares were issued following successful closing of the Company’s initial public offering (the “IPO”) on August 27, 2025”
GSR III Acquisition Corp. issued 3,184,000 ordinary shares of common stock to institutional and accredited investors for $10.00 per share.
“The PIPE Subscription Agreement provides for the sale of an aggregate of 3,184,000 ordinary shares at a purchase price of $10.00 per share”
Blackstone Infrastructure Strategies L.P. issued unit to accredited investors and qualified purchasers for aggregate consideration of approximately $223.5 million.
“On September 1, 2025, Blackstone Infrastructure Strategies L.P. (the “Fund”) sold unregistered limited partnership units (the “Units”) for aggregate consideration of approximately $223.5 million”
EQT Private Equity Co LLC issued 674,291 Class E Shares of common stock to EQT Holdings AB for valued at $27.01 per Class E Share.
“On September 25, 2025, EQT Private Equity Company LLC (the “Company”) issued to EQT Holdings AB, an indirect subsidiary of EQT AB, a total of 674,291 Class E Shares of the Company (the “Class E Shares”), valued at $27.01 per Class E Share, in exchange for the contribution to the Company of ownership interests in CluePoints, SA, a premier software provider for risk-based quality management and data quality oversight in clinical trials.”
Drugs Made In America Acquisition II Corp. issued 1,200,000 units of unit to the Sponsor and Cantor for $10.00 per Private Unit, generating total proceeds of $12,000,000.
“Simultaneously with the closing of the IPO, the Company consummated the private placement ("Private Placement") of an aggregate of 1,200,000 units (the "Private Units") to the Sponsor and Cantor, with 700,000 Private Units to the Sponsor and 500,000 Private Units to Cantor, at a price of $10.00 per Private Unit, generating total proceeds of $12,000,000.”
FutureCrest Acquisition Corp. issued 3,500,000 warrants of warrant to FutureCrest Acquisition Sponsor LLC and Cantor Fitzgerald & Co. for $2.00 per Private Placement Warrant.
“Simultaneously with the closing of the IPO, pursuant to the Sponsor Private Placement Warrants Purchase Agreement and the Representative Private Placement Warrants Purchase Agreement, the Company completed the private sale of an aggregate of 3,500,000 warrants (the “ Private Placement Warrants ”) to the Sponsor and the Representative, with each Private Placement Warrant exercisable to purchase one Class A Ordinary Share at $11.50 per share, at a price of $2.00 per Private Placement Warrant, or $7,000,000 in the aggregate.”
Emmis Acquisition Corp. issued 75,000 Class A Ordinary Shares of common stock to I-Bankers (or its designees).
“The Company also issued to I-Bankers (or its designees) 75,000 Class A Ordinary Shares as Representative Shares.”
Emmis Acquisition Corp. issued 367,500 units of unit to the Sponsor and I-Bankers for $10.00 per Private Placement Unit.
“Simultaneously with the closing of the IPO, pursuant to the Sponsor Private Placement Units Purchase Agreement and the Representative Private Placement Units Purchase Agreement, the Company completed the private sale of an aggregate of 367,500 units (the “Private Placement Units”) to the Sponsor and I-Bankers at a price of $10.00 per Private Placement Unit.”
American Exceptionalism Acquisition Corp. A issued 175,000 Ordinary Shares of common stock to Sponsor for at a price of $10.00 per Private Placement Share, generating gross proceeds to the Company of $1,750,000.
“Substantially concurrently with the closing of the IPO, the Company completed the private sale of 175,000 Ordinary Shares (the “ Private Placement Shares ”) at a price of $10.00 per Private Placement Share to the Sponsor, generating gross proceeds to the Company of $1,750,000.”
COHU INC issued $287.5 million aggregate principal amount of 1.50% Convertible Senior Notes due 2031 of convertible note to initial purchasers for approximately $278.9 million net proceeds.
“of their option to purchase an additional $27.5 million aggregate principal amount of Notes. Use of Proceeds The Company’s net proceeds from this offering were approximately $278.9 million, after deducting the initial purchasers’ discounts and commissions but before estimated offering expenses. The Company used approximately $28.4 million of the net proceeds from”
INTEL CORP issued 86,956,522 shares of common stock to SoftBank Group Corp. for $2.0 billion in cash.
“On September 26, 2025, Intel Corporation (the "Company") completed the issuance and sale of 86,956,522 shares of the Company's common stock, par value $0.001 per share (the "Shares"), to SoftBank Group Corp. ("SoftBank") at a price per share of $23.00, for an aggregate purchase price in cash of $2.0 billion.”
BNB PLUS CORP. issued 3,334,471 prefunded warrants of common stock to certain accredited investors for cash equivalents of crypto-currency (or trust units or interests that that hold crypto-currency).
“3,334,471 prefunded warrants (the “Cryptocurrency Prefunded Warrants”) to purchase shares of Common Stock at a per share exercise price of $3.82”
BNB PLUS CORP. issued 3,334,471 shares of Common Stock of warrant to certain accredited investors for per share exercise price of $3.82.
“3,334,471 common stock purchase warrants (the “Cryptocurrency Common Warrants”) at a per share exercise price of $3.82”
BNB PLUS CORP. issued 4,730,178 shares of Common Stock of warrant to certain accredited investors for per share exercise price of $3.82.
“Series E Warrants (the “Common Warrants”) to purchase 4,730,178 shares of Common Stock at a per share exercise price of $3.82”
BNB PLUS CORP. issued 4,730,178 shares of common stock to certain accredited investors for U.S. dollars or the cryptocurrency stablecoin issued by Circle Internet Group, Inc. commonly referred to as "USDC".
“the Company agreed to sell and issue to the Cash Purchasers in a private placement offering (the “Cash Offering”) an aggregate of 4,730,178 shares (the “Shares”) of common stock of the Company”
OCTAVE SPECIALTY GROUP INC issued 5,092,707 shares of common stock of warrant to American Acorn Holdings, LLC (owned by funds managed by Oaktree Capital Management, L.P.) for $70 million in the aggregate.
“with respect to the Warrant upon conversion of the Warrant (including conversions in connection with a Change of Control (as defined in the Letter Agreement)) will not exceed $70 million in the aggregate . The Warrant was, and the Warrant Shares will be, issued in reliance upon an exemption from registration pursuant to Section 4(a)(2) of the Securities Act. The”
Hyperscale Data, Inc. issued 1 of common stock to holder(s) of Class B common stock for conversion of an equal number of shares of Class B common stock.
“On September 22, 2025, the Company issued one share of Class A Common Stock upon conversion of an equal number of shares of Class B common stock.”
MGT CAPITAL INVESTMENTS, INC. issued 500,000,000 shares of common stock of common stock to Michael Onghai for exchange or waiver of outstanding director fees of $56,000.
“Also on September 23, 3025, the Company issued 500,000,000 shares of common stock to its Director, Michael Onghai, pursuant to an Exchange Agreement (the “Exchange Agreement”) under which Mr. Onghai agreed to exchange or waive outstanding director fees of $56,000 owed as of December 31, 2024, in consideration for the share issuance.”
MGT CAPITAL INVESTMENTS, INC. issued 100,000,000 shares to Interim CEO and CFO; 100,000,000 shares to another employee of common stock to Jonathan M. Pfohl and another employee for equity grants approved by Board of Directors.
“On September 23, 2025, the Company issued 100,000,000 shares of common stock to its Interim Chief Executive Officer & Chief Financial Officer, Jonathan M. Pfohl, and an additional 100,000,000 shares to another employee of the Company who qualified as an accredited investor.”
MGT CAPITAL INVESTMENTS, INC. issued 650,000,000 shares of common stock of preferred stock to Project Nickel LLC for conversion of 650,000 shares of Series D Preferred Stock.
“Also on September 22, 2025, the Company issued 650,000,000 shares of common stock upon the conversion of 650,000 shares of Series D Preferred Stock held by Project Nickel.”
MGT CAPITAL INVESTMENTS, INC. issued 500,000,000 shares of the Company's common stock of convertible note to Project Nickel LLC for exchange of outstanding principal balance of $1,220,240 on a Secured Exchange Note.
“On September 22, 2025, the Company issued to Project Nickel, an accredited investor, in private transactions not involving a public offering, (i) the New Secured Exchange Note in the principal amount of $1,220,240, and (ii) 500,000,000 shares of the Company's common stock, pursuant to the terms of the 2025 Convertible Note Exchange Agreement.”
YUNHONG GREEN CTI LTD. issued common stock.
“The Reverse Stock Split is expected to become effective by 9:00 a.m. Eastern Time on October 1, 2025 (the “Effective Time”).”
Future FinTech Group Inc. issued 1,445,000 shares of common stock of common stock to Avondale Capital, LLC.
“On September 24, 2025, following the issuance of 1,445,000 shares of common stock of company as the Pre-Delivery Shares to the Investor, the Company received $1,000,000 in gross proceeds from the Investor by wire transfer.”
Future FinTech Group Inc. issued preferred stock to Avondale Capital, LLC for $1,000,000 in cash proceeds.
“On September 22, 2025, the Company entered into Pre-Paid Purchase #2 Agreement (the “Pre-Paid Purchase #2”) with the investor, pursuant to the Pre-Paid SPA. Under Pre-Paid Purchase #2, the Company issued a Pre-Paid Instrument with a principal amount of $1,080,000 in exchange for $1,000,000 in cash proceeds”
Dell Technologies Inc. issued 3,915,292 shares of common stock to SL SPV-2, L.P., Silver Lake Partners IV, L.P., Silver Lake Technology Investors IV, L.P., Silver Lake Partners V DE (AIV), L.P. and Silver Lake Technology Investors V, L.P..
“On September 15, 2025, September 17, 2025, September 18, 2025, September 19, 2025 and September 22, 2025, Dell Technologies Inc. (the “Company”) issued an aggregate of 3,915,292 shares of the Company’s Class C common stock (the “Class C Common Stock”) upon conversion of the same number of shares of the Company’s Class B common stock (the “Class B Common Stock”) held by SL SPV-2, L.P., Silver Lake Partners IV, L.P., Silver Lake Technology Investors IV, L.P., Silver Lake Partners V DE (AIV), L.P. and Silver Lake Technology Investors V, L.P.”
Digital Brands Group, Inc. issued Common Stock Purchase Warrants exercised in the aggregate amount of $300,000 of warrant to certain Investors for $300,000 in cash exercise.
“at the Second Closing, certain Investors agreed to exercise Common Stock Purchase Warrants (the “Warrants”) in the aggregate amount of $300,000 in cash in accordance with the terms and provisions of the Warrants”
Digital Brands Group, Inc. issued 1,875 shares of Series D Preferred Stock of preferred stock to accredited investor for aggregate gross cash proceeds of $1,500,000, aggregate stated value of $2,156,250 at $1,150 per share.
“At the second closing under the Purchase Agreement on September 26, 2025 (the “Second Closing”), the Company issued the Additional Series D Shares to Additional Investor for aggregate gross cash proceeds of $1,500,000”
Onconetix, Inc. issued warrants to purchase 4,362,827 shares of Common Stock of warrant to eleven institutional investors for included in aggregate purchase price of approximately $12.9 million.
“On September 22, 2025, Onconetix, Inc., a Delaware corporation (the “ Company ”), entered into, and sold to eleven institutional investor(s) (collectively, the “ PIPE Investors ”), pursuant to a securities purchase agreement (the “ Securities Purchase Agreement ”) an aggregate of 16,099 shares of Series D convertible preferred stock, par value $0.00001 per share (“ Series D Preferred Stock ”), which are convertible into common stock of the Company, $0.00001 par value per share (the “ Common Stock ”), which includes an issuance of 500 shares of Series D Preferred Stock to a certain investor as consideration for the PIPE Investors’ irrevocable commitment to purchase shares of the Series D Preferred Stock, and warrants to purchase 4,362,827 shares of Common Stock (the “ Warrants ” and, together with the Series D Preferred Stock, the “ PIPE Securities ”), for an aggregate purchase price of approximately $12.9 million.”
Onconetix, Inc. issued 16,099 shares of Series D convertible preferred stock of preferred stock to eleven institutional investors for aggregate purchase price of approximately $12.9 million of which approximately $9.3 million was paid in cash and the balance was used to offset certain amounts.
“On September 22, 2025, Onconetix, Inc., a Delaware corporation (the “ Company ”), entered into, and sold to eleven institutional investor(s) (collectively, the “ PIPE Investors ”), pursuant to a securities purchase agreement (the “ Securities Purchase Agreement ”) an aggregate of 16,099 shares of Series D convertible preferred stock, par value $0.00001 per share (“ Series D Preferred Stock ”), which are convertible into common stock of the Company, $0.00001 par value per share (the “ Common Stock ”), which includes an issuance of 500 shares of Series D Preferred Stock to a certain investor as consideration for the PIPE Investors’ irrevocable commitment to purchase shares of the Series D Preferred Stock, and warrants to purchase 4,362,827 shares of Common Stock (the “ Warrants ” and, together with the Series D Preferred Stock, the “ PIPE Securities ”), for an aggregate purchase price of approximately $12.9 million.”
Star Mountain Lower Middle-Market Capital Corp issued 153,074.024 shares of common stock to a capital drawdown notice to its investors for $3,660,000.00.
“issued and sold 153,074.024 shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”), on September 26, 2025, for an aggregate offering price of $3,660,000.00”
Laser Photonics Corp issued up to 1,098,902 shares of Common Stock of warrant to certain accredited investors for exercise price of 3.40 per share.
“of approximately $4 million. The Offering is expected to close on September 29, 2025, subject to customary closing conditions. The Series A Warrants have an exercise price of $3.40 per share, are exercisable upon issuance (the “Initial Exercise Date”), and expire five years following the effective date of the registration statement to be filed in connection”
Laser Photonics Corp issued 1,098,902 shares of common stock to certain accredited investors for $3.64 per share of Common Stock and related Common Warrants, for a total aggregate gross proceeds of approximately $4 million.
“On September 22, 2025, the registrant, Laser Photonics Corporation (the “Company” or “Laser Photonics”), entered into a securities purchase agreement (the “Purchase Agreement”) with certain accredited investors (the “Investors”), pursuant to which the Company agreed to issue and sell to the Investors in a private placement (the “Offering”) (i) 1,098,902 shares (the “Shares”) of common stock of the Company, $0.001 par value (the “Common Stock”), (ii) series A warrants to purchase up to 1,098,902 shares of Common Stock (the “Series A Warrants”) and (iii) series B warrants to purchase up to 1,098,902 shares of Common Stock (the “Series B Warrants” and, with the Series A Warrants, the “Common Warrants” and, collectively with the Shares, and the Series B Warrants, the “Securities”) for a purchase price of $3.64 per share of Common Stock and related Common Warrants, for a total aggregate gross proceeds of approximately $4 million.”
Scilex Holding Co issued 12,500,000 shares of common stock to Biconomy for $16.00 per share, payable in Bitcoin.
“Common Stock held by the Company and (ii) 11,945,151 shares of Semnur Common Stock held by Scilex, Inc. The Biconomy Resale SPA Shares are being sold for a purchase price of $16.00 per share (the “Purchase Price”), payable in Bitcoin blockchain (“Bitcoin”), with such amount of Bitcoin equal to the quotient of (A) Biconomy’s aggregate Purchase Price divided”
Energy Vault Holdings, Inc. issued 4,500,000 warrants of warrant to Dorado Goose LLC.
“On August 18, 2025, the Company completed the private sale of an aggregate of 4,500,000 warrants (the “Warrants) to purchase shares of Common Stock at an exercise price ranging from $1.50 per share to $3.00 per share to Dorado Goose LLC, a Puerto Rico limited liability company.”
Energy Vault Holdings, Inc. issued convertible note to YA II PN, Ltd. for up to $50.0 million in aggregate principal amount.
“On September 22, 2025 , Energy Vault Holdings, Inc. (the “Company”) entered into a Securities Purchase Agreement (the “Purchase Agreement”) with YA II PN, Ltd. (the “Investor”), pursuant to which the Company agreed to issue and sell up to $50.0 million in aggregate principal amount of senior unsecured convertible debentures”
North Haven Private Income Fund LLC issued 1,189,990 Class S units of unit to accredited investors for aggregate offering price of approximately $22.29 million, reflecting a purchase price of $18.73 per unit.
“As of September 1, 2025, North Haven Private Income Fund LLC ("we", the "Company" or the "Fund"), sold approximately 1,189,990 of the Company’s Class S units (the “Units”) for an aggregate offering price of approximately $22.29 million, reflecting a purchase price of $18.73 per unit (with the final number of Units being determined on September 22, 2025).”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.