Equity Issuances

BlackRock Private Credit Fund issued 2,659,981.058 of common stock to feeder vehicles for $64,362,497.68.

“Date of Unregistered Sale Amount of Institutional Class Shares Sold Consideration September 2, 2025 (number of shares finalized on September 22, 2025) 2,659,981.058 $64,362,497.68”

Stepstone Private Credit Fund LLC issued 3,624,185 unregistered shares of common stock to participating investors for $95.8 million.

“As of September 1, 2025, Stepstone Private Credit Fund LLC (the “Company”) sold 3,624,185 unregistered shares (the “Sold Shares”) of the Company’s limited liability company interests (the “Shares”) (with the final number of Sold Shares issued being determined on September 26, 2025) pursuant to subscription agreements entered into with the participating investors for aggregate consideration of $95.8 million.”

North Haven Private Income Fund A LLC issued 263,374 of unit to unitholders for aggregate offering price of approximately $5.3 million, reflecting a purchase price of $20.20 per unit.

“As of September 1, 2025, North Haven Private Income Fund A LLC ("we", the "Company" or the "Fund"), sold approximately 263,374 of the Company’s Class I units (the “Units”) for an aggregate offering price of approximately $5.3 million, reflecting a purchase price of $20.20 per unit (with the final number of Units being determined on September 22, 2025).”

LGAM Private Credit LLC issued 502,254 of the Company’s Common Units of common stock for aggregate offering price of approximately $10.1 million, reflecting a purchase price of $20.06 per unit.

“sold approximately 502,254 of the Company’s Common Units (the “Units”) for an aggregate offering price of approximately $10.1 million, reflecting a purchase price of $20.06 per unit”

HPS Corporate Capital Solutions Fund issued 1,304,262 common shares (275,981 Class I + 1,028,281 Class D) of common stock to accredited investors and non-U.S. persons for $34.75 million aggregate ($7.35M + $27.40M).

“was equal to $26.65. The following table details the Shares sold on September 1, 2025: Common Shares Issued Total Consideration (in millions) Class I Common Shares 275,981 $ 7.35 Class D Common Shares 1,028,281 $ 27.40 Class S Common Shares — $ — The sale of Shares was made pursuant to subscription agreements entered into by the Fund and its investors. The”

5C Lending Partners Corp. issued approximately 3,008,709 shares of common stock of common stock to investors for gross proceeds of approximately $76,000,000.

“On September 25, 2025, 5C Lending Partners Corp. (the “Company”) issued and sold approximately 3,008,709 shares of common stock, par value $0.001 per share (the “Common Stock”) resulting in gross proceeds of approximately $76,000,000.”

Lord Abbett Private Credit Fund issued approximately 674,414 of the Company’s common shares of common stock to accredited investors for $25.17 per Common Share.

“As of September 2, 2025, Lord Abbett Private Credit Fund (“we”, the “Company” or the “Fund”), issued and sold approximately 674,414 of the Company’s common shares of beneficial interest (the “Common Shares”) for an aggregate offering price of approximately $17.0 million, reflecting a purchase price of $25.17 per Common Share (with the final number of Common Shares being determined on September 22, 2025). The offer and sale of Common Shares was made pursuant to subscription agreements entered into by the Company and its shareholders.”

Audax Private Credit Fund, LLC issued 768,927.445 of common stock to investors for $19.5 million.

“On September 1, 2025, Audax Private Credit Fund, LLC (the “ Fund ”) sold limited liability company interest (the “ Shares ”). The purchase price per share and number of Shares issued was finalized on September 24, 2025. The purchase price per share was equal to $25.360. The following table details the Shares sold: Date of Issuance Common Shares Issued Total Consideration (in millions) September 1, 2025 768,927.445 $ 19.5”

Lord Abbett Private Credit Fund S issued approximately 199,203 Common Shares of common stock to accredited investors for aggregate offering price of approximately $5.0 million, reflecting a purchase price of $25.10 per Common Share.

“As of September 2, 2025, Lord Abbett Private Credit Fund S (“we”, the “Company” or the “Fund”), issued and sold approximately 199,203 of the Company’s common shares of beneficial interest (the “Common Shares”) for an aggregate offering price of approximately $5.0 million, reflecting a purchase price of $25.10 per Common Share”

VistaOne, L.P. issued 6,810 Class E Units of unit to employee of Vista Equity Partners Management, LLC for $200,000.

“As of September 1, 2025, as part of this private offering, the Fund also offered and sold 6,810 (1)(2) Class E Units of the Fund to an employee of Vista Equity Partners Management, LLC for aggregate consideration of $200,000.”

VistaOne, L.P. issued 1,117,303 Class A-B Units, 1,863,551 Class A-I Units, 864,050 Class A-S Units of unit to third-party investors and an independent director, including through VistaOne (TE), L.P. for $31,837,549, $53,213,318, $24,585,000.

“details on the Units sold by the Fund to third-party investors and an independent director: Class Number of Units Sold (1,2) Aggregate Consideration (2) Class A-B 1,117,303 $ 31,837,549 Class A-I 1,863,551 $ 53,213,318 Class A-S 864,050 $ 24,585,000 The offer and sale of the Units were made as part of the Fund’s continuous private offering and were exempt from”

EMPIRE PETROLEUM CORP issued 281,030 shares of common stock of warrant to Phil E. Mulacek for partial consideration for commitment to make advances.

“As partial consideration for the commitment to make the advances under the Note, the Company has issued a warrant certificate for Mr. Mulacek to purchase 281,030 shares of common stock of the Company (the “Warrant Shares”) at an exercise price of $4.27 per share for a period of three years (the “Warrant”).”

EMPIRE PETROLEUM CORP issued convertible note to Phil E. Mulacek for $4,000,000 aggregate principal amount.

“On September 24, 2025 (the “Original Issue Date”), Empire Petroleum Corporation (the “Company”) issued that certain Promissory Note in the aggregate principal amount of $4,000,000 (the “Note”) to Phil E. Mulacek.”

AIxCrypto Holdings, Inc. issued $41,000,000 in cash of Common Stock and Series B Convertible Preferred Stock of preferred stock to certain investors, including Faraday Future Intelligent Electric Inc. for $2.246 per share for Common Stock and $1,000 per share for Series B Stock, paid in cash.

““Common Stock”) and shares of a newly created Series B Convertible Preferred Stock, par value $0.001 per share (the “Series B Stock”). The purchase price of the Common Stock was $2.246 per share and the purchase price for the Series B Stock was $1,000 per share (the “Stated Value”). At the closing of the Offering (the “Closing”), the shares of Common Stock and”

AIxCrypto Holdings, Inc. issued $41,000,000 in cash of Common Stock and Series B Convertible Preferred Stock of common stock to certain investors, including Faraday Future Intelligent Electric Inc. for $2.246 per share for Common Stock and $1,000 per share for Series B Stock, paid in cash.

““Common Stock”) and shares of a newly created Series B Convertible Preferred Stock, par value $0.001 per share (the “Series B Stock”). The purchase price of the Common Stock was $2.246 per share and the purchase price for the Series B Stock was $1,000 per share (the “Stated Value”). At the closing of the Offering (the “Closing”), the shares of Common Stock and”

DarioHealth Corp. issued 2,713,180 shares of common stock of common stock to purchasers in a private placement for $6.45 per share.

“health market, today announced a private placement for the purchase and sale of 2,713,180 shares of common stock (or common stock equivalents in lieu thereof) at a price of $6.45 per share for expected aggregate gross proceeds of approximately $ 17.5 million, before deducting offering expenses. The closing of the offering is expected to occur on or about”

SPLASH BEVERAGE GROUP, INC. issued convertible note to two institutional investors for $2,000,000.

“the Company received $2,000,000 on September 22, 2025 and that day issued to the Investors Original Issue Discount Secured Convertible Promissory Notes”

Rithm Capital Corp. issued 8,740,000 shares of preferred stock for $25.00 per share.

“to designate 8,740,000 shares of the Company’s authorized preferred stock as the 8.750% Series E Fixed-Rate Cumulative Redeemable Preferred Stock, par value $0.01 per share, with a liquidation preference of $25.00 per share”

Alzamend Neuro, Inc. issued 300,000 shares of common stock of common stock to Series B Convertible Preferred Stock holders for conversion of 696 shares of Series B Convertible Preferred Stock.

“Between September 17, 2025 and September 25, 2025, Alzamend Neuro, Inc. (the “ Company ”) issued an aggregate of 300,000 shares of common stock, par value $0.0001 per share (“ Common Stock ”) upon conversion of an aggregate of 696 shares of Series B Convertible Preferred Stock.”

FORUM MARKETS Inc issued convertible note.

“the Company and the Investor agreed to partially waive and modify certain terms of the Existing Convertible Notes and the Securities Purchase Agreement, including: (i) to reduce the interest rate from 4% to 2% (ii) permitting the Company to Stake (as defined in the Security Purchase Agreement) the collateral held in the Company’s crypto control accounts, (iii) allowing the Company to use the yield of any cash held in the controlled accounts (less the accrued and unpaid interest on the Convertible Notes and any other amounts then due and payable to the Investor), in the ordinary course of business, and (iv) to permit one or more additional subsequent placements (not including any variable rate transaction) solely consisting of the sale of common stock (x) with gross proceeds not in excess of an aggregate of $1 billion, subject to certain pre-requisites, or (y) at any time if such applicable purchase price exceeds $4.00 (as adjusted for stock splits, stock dividends, stock combinations,”

FORUM MARKETS Inc issued convertible note to an institutional investor for aggregate principal amount of $350 million in exchange for cash equal to 97.25% of the New Principal Amount.

“The New Convertible Notes were sold to the Investors on September 23, 2025 (the “ Effective Date ”), in the aggregate principal amount of $350 million (the “ New Principal Amount ”) in exchange for cash equal to 97.25% of the New Principal Amount (the “ New Debt Financing ”).”

Gossamer Bio, Inc. issued up to approximately 6,688,964 additional shares of Common Stock of common stock to current stockholders of Prana and the former stockholders of Respira for cash and stock milestone payments upon the achievement of specified regulatory and sales milestones.

“upon the achievement of specified regulatory and sales milestones following the closing of the transaction, make cash and stock milestone payments, including the issuance of up to approximately 6,688,964 additional shares of Common Stock”

Gossamer Bio, Inc. issued up to an additional 1,500,000 shares of Common Stock of common stock to current stockholders of Prana and the former stockholders of Respira for following the exercise of the Company Merger Option at the closing of the transaction.

“agreed to (a) issue up to an additional 1,500,000 shares of Common Stock following the exercise of the Company Merger Option at the closing of the transaction”

Gossamer Bio, Inc. issued 2,500,000 shares of Common Stock of common stock to Prana Bio, Inc. for as consideration for the grant of the Company Merger Option.

“the Company (i) issued 2,500,000 shares of the Company’s common stock, par value $0.0001 per share (the “Common Stock”) to Prana on September 24, 2025 as consideration for the grant of the Company Merger Option and (ii) agreed to (a) issue up to an additional 1,500,000 shares of Common Stock following the exercise of the Company Merger Option at the closing of the transaction and (b) upon the achievement of specified regulatory and sales milestones following the closing of the transaction, make cash and stock milestone payments, including the issuance of up to approximately 6,688,964 additional shares of Common Stock”

FARADAY FUTURE INTELLIGENT ELECTRIC INC. issued increase in the number of authorized shares of preferred stock from 12,900,000 to 17,931,000 shares of preferred stock.

“and (ii) an increase in the number of authorized shares of preferred stock, par value $0.0001 per share, of the Company (“FFAI Preferred Stock”) from 12,900,000 to 17,931,000 shares”

FARADAY FUTURE INTELLIGENT ELECTRIC INC. issued increase in the number of authorized shares of common stock from 167,245,313 to 232,470,985 shares of common stock.

“to effect (i) an increase in the number of authorized shares of common stock, par value $0.0001 per share, of the Company (“FFAI Common Stock”) from 167,245,313 to 232,470,985 shares”

Cipher Digital Inc. issued 24,178,576 shares of warrant to Google.

“the Company issued to Google warrants (the “Warrants”) to purchase 24,178,576 shares (the “Warrant Shares”) of the Company’s common stock, par value $0.001 per share (“Common Stock”), for an exercise price of $0.01 per share of Common Stock”

KKR Infrastructure Conglomerate LLC issued 5,267,208 Class I Shares, 3,789,612 Class S Shares, 190,227 Class D Shares of common stock to accredited investors and non-U.S. investors for $273,169,523 aggregate.

“On September 1, 2025, KKR Infrastructure LLC (the “Company”) sold the following unregistered shares (the “Investor Shares”) of the Company (with the final number of shares being determined on September 19, 2025) to investors for cash: Class Number of Shares Sold (1) Aggregate Consideration (1) Class I Shares 5,267,208 $ 155,647,056 Class S Shares 3,789,612 111,906,101 Class D Shares 190,227 5,616,366 Total $ 273,169,523”

KKR Private Equity Conglomerate LLC issued Class U Shares 5,669,155, Class I Shares 5,361,116, Class D Shares 620,548, Class S Shares 57,761 of common stock to accredited investors and non-U.S. investors for aggregate consideration $369,473,841.

“On September 2, 2025, KKR Private Equity Conglomerate LLC (the “Company”) sold the following unregistered shares (the “Investor Shares”) of the Company (with the final number of shares being determined on September 19, 2025) to investors for cash: Class Number of Shares Sold (1) Aggregate Consideration (1) Class U Shares 5,669,155 $ 177,946,268 Class I Shares 5,361,116 170,142,510 Class D Shares 620,548 19,572,024 Class S Shares 57,761 1,813,039 Total $ 369,473,841”

Apollo Infrastructure Co LLC issued 430,140 shares of preferred stock to third party investors for $11,725,500 aggregate.

“As of September 2, 2025, Apollo Infrastructure Company LLC (the “Company”) issued and sold the following unregistered shares of the Company (with the final number of shares being determined on September 25, 2025) to third party investors for cash: Type Number of Shares Sold Aggregate Consideration Series I A-II Shares 430,140 $ 11,725,500”

Apollo Asset Backed Credit Co LLC issued 53,352 Series I A-I Shares; 144,114 Series I F-I Shares; 456,790 Series I T-I Shares; 238,898 Series I T-S Shares; 72,721 Series II A-I Shares; 279,926 Series I of common stock to third party investors for $1,351,000 for Series I A-I Shares; $3,670,630 for Series I F-I Shares; $11,740,000 for Series I T-I Shares; $6,131,000 for Series I T-S Shares; $1,850,000 for.

“As of September 2, 2025, Apollo Asset Backed Credit Company LLC (the “Company”) issued and sold the following unregistered shares of the Company (with the final number of shares being determined on September 25, 2025) to third party investors for cash: Type Number of Shares Sold Aggregate Consideration Series I A-I Shares 53,352 $ 1,351,000 F-I Shares 144,114 $ 3,670,630 E Shares - $ - T-I Shares 456,790 $ 11,740,000 T-S Shares 238,898 $ 6,131,000 P-S Shares - $ - F-S Shares - $ - P-I Shares - $ - I Shares - $ - Series II A-I Shares 72,721 $ 1,850,000 I Shares 279,926 $ 7,237,901 F-I Shares 2,034,606 $ 52,109,926 P-S Shares 268,284 $ 6,900,000 BD Shares 644,243 $ 16,684,470 T-I Shares 197,070 $ 5,110,900 T-S Shares 321,673 $ 8,293,566 E Shares - $ - F-S Shares 2,580 $ 66,019 P-I Shares 958 $ 25,000”

AGL Private Credit Income Fund issued 5,889,520.71 of the Company’s common shares of common stock to accredited investors (shareholders) for aggregate offering price of $145,000,000.

“On September 24, 2025, AGL Private Credit Income Fund (the “ Company ”) closed the sale of 5,889,520.71 of the Company’s common shares of beneficial interest, par value $0.001 per share (the “ Common Shares ”), for an aggregate offering price of $145,000,000.”

RANGE IMPACT, INC. issued 3,666,667 shares of common stock to Edward Feighan, Michael Cavanaugh, and Tower IV, LLC for $0.15 per share.

““Purchasers”) providing for the issuance and sale by the Company to the Purchasers of an aggregate of 3,666,667 shares of the Company’s common stock (the “Shares”) at a price of $0.15 per share. The aggregate gross proceeds from the sale of the Shares are approximately $550,000. The Purchasers are Edward Feighan, the Chairman of the Board of Directors of the”

AB Private Credit Investors Corp issued common stock to accredited investors for an aggregate offering price of $23,643,449.20.

“On September 22, 2025, AB Private Credit Investors Corporation (the “ Fund ”) delivered a capital call notice to its investors relating to shares of the Fund’s common stock, par value $0.01 per share (the “ Shares ”), for an aggregate offering price of $23,643,449.20.”

Sadot Group Inc. issued common stock to Helena Global Investment Opportunities I Ltd for up to $10,000,000.

“On September 23, 2025, the Company entered into a Purchase Agreement (the “Purchase Agreement”) with the Investor. Pursuant to the Purchase Agreement, the Company shall have the right to issue and sell to the Investor, from time to time as provided therein, and the Investor shall purchase from the Company, up to $10,000,000 (the “Commitment Amount”) of the Company’s Common stock, subject to certain limitations and conditions set forth in the Purchase Agreement.”

BROOKFIELD REAL ESTATE INCOME TRUST INC. issued 6,184 unregistered Class E common shares of common stock to Brookfield and its affiliates for $64,897.

“Date of Unregistered Sale Number of Class E Common Shares Issued to Brookfield and its Affiliates Consideration September 19, 2025 6,184 $64,897”

BROOKFIELD REAL ESTATE INCOME TRUST INC. issued 2,416 unregistered Class I common shares of common stock to Brookfield and its affiliates for $25,389.

“Date of Unregistered Sale Number of Class I Common Shares Issued to Brookfield and its Affiliates Consideration September 19, 2025 2,416 $25,389”

BROOKFIELD REAL ESTATE INCOME TRUST INC. issued 10,303 unregistered Class I common shares of common stock to feeder vehicle for $107,998.

“Date of Unregistered Sale Number of Class I Common Shares Issued to Feeder Vehicles Consideration September 19, 2025 10,303 $107,998”

BROOKFIELD REAL ESTATE INCOME TRUST INC. issued 100,040 unregistered Class I common shares of common stock to Brookfield REIT Adviser LLC for $1,051,150.

“the Company issued 100,040 unregistered Class I common shares to the Adviser in satisfaction of the August 2025 management fee of $1,051,150.”

Quantum Computing Inc. issued 26,867,276 shares of common stock to the Purchasers for gross proceeds of approximately $500 million.

“stock, par value $0.0001 per share (the “Common Stock”). The closing of the Placement occurred on September 24, 2025. The Placement resulted in gross proceeds of approximately $500 million before deducting placement agent commissions and other offering expenses. The issuance of the Placement Shares was not registered under the Securities Act of 1933, as amended”

ExchangeRight Income Fund issued 18,345 of its Class ER-A Common Shares of common stock for $530,000.

“thereunder. The following table details the shares sold: Number of Gross Share Class Shares Sold Proceeds Class D Common Shares 5,521 $ 150,000 Class ER-A Common Shares 18,345 $ 530,000 * *Includes selling commissions as described above. Forward-Looking Statements Certain statements contained in this Current Report on Form 8-K other than historical facts may be”

ExchangeRight Income Fund issued 5,521 of its Class D Common Shares of common stock for $150,000.

“Rule 506(c) of Regulation D promulgated thereunder. The following table details the shares sold: Number of Gross Share Class Shares Sold Proceeds Class D Common Shares 5,521 $ 150,000 Class ER-A Common Shares 18,345 $ 530,000 * *Includes selling commissions as described above. Forward-Looking Statements Certain statements contained in this Current Report on”

Immuneering Corp issued $25.0 million of shares of the Company's Class A common stock or, in certain circumstances, shares of the Company's non-voting Class B common stock of common stock to Aventis Inc. for The price per Share will be the price per share of Class A Common Stock to the public in the Public Offering as set forth on the cover of the definitive prospec.

“On September 24, 2025, Immuneering Corporation (the "Company") entered into a securities purchase agreement (the "Purchase Agreement") with Aventis Inc. (the "Investor"), a wholly owned subsidiary of Sanofi, a French société anonyme, pursuant to which the Company, in a private placement transaction (the "Private Placement"), agreed to issue and sell to the Investor $25.0 million of shares (the "Class A Shares") of the Company's Class A common stock, par value $0.001 per share ("Class A Common Stock"), or in certain circumstances in lieu of Class A Shares, shares (the "Class B Shares" and, together with the Class A Shares, collectively, the "Shares") of the Company's non-voting Class B common stock, par value $0.001 per share ("Class B Common Stock"), subject to and contingent upon the closing of a firm commitment underwritten public offering of Class A Common Stock by the Company that results in gross proceeds to the Company of at least $75.0 million and the pricing of which is publicl”

Blue Owl Credit Income Corp. issued 6,226,929 of common stock to feeder vehicles primarily created to hold the Company’s Class I shares for $58,844,478.

“of Unregistered Sale Approximate Number of Shares of Class I Common Stock Consideration As of September 2, 2025 (number of shares finalized on September 24, 2025) 6,226,929 $ 58,844,478”

Apollo Debt Solutions BDC issued 13,181,689 of common stock to feeder vehicles primarily created to hold the Fund's Class I Common Shares for $ 323,630,225.

“the shares sold: Date of Unregistered Sale Amount of Class I Common Shares Consideration As of September 1, 2025 (number of shares finalized on September 24, 2025) 13,181,689 $ 323,630,225”

NKGen Biotech, Inc. issued to purchase up to 20,000,000 shares of common stock of warrant to Asia Advisors Limited for exercisable at the Share Price.

“In addition to the Shares, the Company issued to the Purchaser a common stock purchase warrant (the “ Warrant ”) to purchase up to 20,000,000 shares of common stock, exercisable at the Share Price.”

NKGen Biotech, Inc. issued 10,000,000 shares of the Company’s common stock of common stock to Asia Advisors Limited for at a purchase price of $0.25 per share, for an aggregate purchase price of $2,500,000.00.

“On September 18, 2025, NKGen Biotech, Inc. (the “ Company ”) entered into a Stock Purchase Agreement (the “ SPA ”) with Asia Advisors Limited (the “ Purchaser ”), pursuant to which the Company agreed to issue and sell, and the Purchaser agreed to purchase, an aggregate of 10,000,000 shares of the Company’s common stock, par value $0.0001 per share (the “ Shares ”), at a purchase price of $0.25 per share (the “ Share Price ”), for an aggregate purchase price of $2,500,000.00.”

Blue Owl Technology Income Corp. issued 4,242,668 of common stock to feeder vehicles primarily created to hold the Company's Class I shares for $43,996,471.

“of Unregistered Sale Approximate Number of Shares of Class I Common Stock Consideration As of September 2, 2025 (number of shares finalized on September 24, 2025) 4,242,668 $ 43,996,471”

Alternus Clean Energy, Inc. issued convertible note to accredited investors.

“The offer of securities pursuant to the Purchase Agreements and the 2025 Notes, the sale of the 2025 Notes and shares of common stock issuable upon conversion of the 2025 Notes described above was conducted as a private placement pursuant to and in reliance on the exemption from registration provided by Section 4(a)(2) of the Securities Act, and Rule 506(b) of Regulation D promulgated thereunder (“Regulation D”) for transactions not involving a public offering.”

Jefferies Credit Partners BDC Inc. issued 1,155,540.927 of common stock to certain third-party investors for $16,710,000.

“Date of Unregistered Sale Amount of Shares NAV per Share Consideration As of September 2, 2025 (number of Shares finalized on September 22, 2025) 1,155,540.927 $ 14.46076 $ 16,710,000”