secwatch / observer

Listing & Compliance Notices

Exchange listing deficiency and compliance notices under 8-K Item 3.01.

8-K items 3.01 JSON
VHUB VenHub Global, Inc.

VenHub Global, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5450(a)(1), 5810(c)(3)(A)).

“April 30, 2026, VenHub Global, Inc. (the “Company”) received a notification letter from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that, because the closing bid”
JAGX Jaguar Health, Inc.

Jaguar Health, Inc. received a nasdaq deficiency notice notice regarding other (rules 5550(a)(4), 5810(d), 5810(c)(3)(A)).

“May 1, 2026, Jaguar Health, Inc. (the “Company”) received a written notification (the “Notice”) from the staff of the Listing Qualifications Department (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) notifying th”
HOTH Hoth Therapeutics, Inc.

Hoth Therapeutics, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)).

“April 30, 2026, Hoth Therapeutics, Inc. (the “Company”) was notified (the “Notification Letter”) by The Nasdaq Stock Market, LLC (“Nasdaq”) that it is not in compliance with the minimum bid price requirements set forth i”
ALIS Calisa Acquisition Corp

Calisa Acquisition Corp received a nasdaq deficiency notice notice regarding other (rules 5450(a)(2)).

“April 30, 2026, Calisa Acquisition Corp (the “ Company ”) received a written notice (the “ Notice ”) from the Listing Qualifications Department of The Nasdaq Stock Market (“ Nasdaq ”) indicating that the Company is not i”
STKL SunOpta Inc.

SunOpta Inc. received a nasdaq delisting notice notice regarding other.

“May 1, 2026, the Company notified the Nasdaq Stock Market LLC (“Nasdaq”) of the consummation of the Arrangement on May 1, 2026 and requested that Nasdaq halt trading of the Common Shares effective as of 5:00 p.m., Easter”
CBAT CBAK Energy Technology, Inc.

CBAK Energy Technology, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)).

“April 30, 2026, CBAK Energy Technology, Inc. (the “Company”) received notice (the “Notice”) from the Listing Qualifications staff of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that it is currently not i”
LNAI Lunai Bioworks Inc.

Lunai Bioworks Inc. received a nasdaq delisting notice notice regarding minimum bid price (rules 5550(a)(2)).

“April 20, 2026, the Company received notice from the Panel (in the “Decision”) that it had until April 27, 2026, to regain compliance with the $2.5 million equity requirement under Nasdaq Listing Rule 5550(b)(1) (the “S”
LNAI Lunai Bioworks Inc.

Lunai Bioworks Inc. received a nasdaq delisting notice notice regarding stockholders equity (rules 5550(b)(1)).

“April 20, 2026, the Company received notice from the Panel (in the “Decision”) that it had until April 27, 2026, to regain compliance with the $2.5 million equity requirement under Nasdaq Listing Rule 5550(b)(1) (the “S”
ATRA Atara Biotherapeutics, Inc.

Atara Biotherapeutics, Inc. received a nasdaq deficiency notice notice regarding market value (rules 5450(b)(2)(A), 5810(c)(3)(C)).

“April 30, 2026, Atara Biotherapeutics, Inc. (the “Company”) received a notice (the “Notice”) from the Listing Qualifications Department (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that t”
REKR Rekor Systems, Inc.

Rekor Systems, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)).

“April 27, 2026, Rekor Systems, Inc. (the “Company”) received a written notice (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that it is not in co”
ONFO Onfolio Holdings, Inc

Onfolio Holdings, Inc received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2)).

“January 6, 2026, Onfolio Holdings Inc. (the “ Company ”) received notice from The NASDAQ Stock Market that its common stock failed to maintain a minimum bid price of $1.00 over the previous 30 consecutive business days a”
GREE Greenidge Generation Holdings Inc.

Greenidge Generation Holdings Inc. received a nasdaq deficiency notice notice regarding audit committee (rules 5605(c)(2)(A), 5605(c)(4)(B)).

“April 29, 2026, the Company received a notice from Nasdaq (the “Notice”) confirming the Company’s non-compliance with Nasdaq Listing Rule 5605(c)(2)(A) as a result of Mr. Fearn’s resignation from the Audit Committee. As”
QETA Quetta Acquisition Corp

Quetta Acquisition Corp received a nasdaq deficiency notice notice regarding market value (rules 5450(b)(2)(C), 5810(c)(3)(D)).

“April 30, 2026 Quetta Acquisition Corporation (the “Company”), received written notice from the Listing Qualifications Department (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) stating that the Company no longer”
AREC American Resources Corp

American Resources Corp received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

“April 24, 2026, American Resources Corporation (the “Company”) received a letter from The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that it is not in compliance with Nasdaq Listing Rule 5250(c)(1) due to t”
SDST Stardust Power Inc.

Stardust Power Inc. received a nasdaq deficiency notice notice regarding market value (rules 5550(b)(2), 5550(b)(1), 5550(b)(3), 5810(c)(3)(C)).

“April 24, 2026, Stardust Power Inc. (the “ Company ”) was notified by the listing qualifications staff of Nasdaq Regulation (“ Nasdaq ”) that the Company did not satisfy the minimum $35 million market value of the listed”
INV Innventure, Inc.

Innventure, Inc. received a nasdaq deficiency notice notice regarding audit committee (rules 5605(c)(2)(A), 5606(c)(4)(B)).

“April 29, 2026. On April 29, 2026, the Company informed The Nasdaq Stock Market LLC (“Nasdaq”) that, as a result of Mr. Hennessy’s resignation from the Board and the Audit Committee, the Company was rendered noncompliant”
ETS Elite Express Holding Inc.

Elite Express Holding Inc. received a nasdaq extension granted notice regarding minimum bid price (rules 5550(a)(2)).

“April 30, 2026, the Company received a notification from Nasdaq (the “Notification”) advising that, although the Company had not regained compliance with the minimum bid price requirement, Nasdaq determined that the Comp”
IVF INVO Fertility, Inc.

INVO Fertility, Inc. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

“April 23, 2026, INVO Fertility, Inc. (the “Company”) received a letter (the “Letter”) from the Listing Qualifications staff (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that the Company failed to fi”
RVYL RYVYL Inc.

RYVYL Inc. received a nasdaq deficiency notice notice regarding stockholders equity (rules 5550(b)(1)).

“April 23, 2026, the Company received written notice (“Notice”) regarding non-compliance of the minimum stockholders’ equity requirement of $2.5 Million for continued listing on Nasdaq Capital Market under Rule 5550(b)(1)”
PFSA Profusa, Inc.

Profusa, Inc. received a nasdaq deficiency notice notice regarding market value (rules 5450(b)(1)(C)).

“April 28, 2026, the Company received written notification from the Nasdaq Listing Qualifications Department (the “ Staff ”) of The Nasdaq Stock Market LLC (“ Nasdaq ”) that the Company had not regained compliance with Na”
VSTD Vestand Inc.

Vestand Inc. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

“April 23, 2026, Vestand Inc. (the “Company”) received a staff deficiency notice (the “Notice”) from The Nasdaq Stock Market (“Nasdaq”) indicating that, because Nasdaq has not yet received the Company’s Form 10-K for the”
VIVK Vivakor, Inc.

Vivakor, Inc. received a nasdaq compliance regained notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)(iii), 5815(d)(4)(B)).

“April 23, 2026, the Company received a notification letter (the “April Letter”) from the Staff that the Nasdaq Hearing Panel (the “Panel”) has determined that the Company is in compliance with the Minimum Bid Price Requi”
GRDX GridAI Technologies Corp.

GridAI Technologies Corp. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

“April 22, 2026, GridAI Technologies Corp. (the “Company”) received a letter (the “Letter”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that the Company was not in compl”
GIFT GIFTIFY, INC.

GIFTIFY, INC. received a nasdaq noncompliance notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)).

“March 24, 2026, the registrant (“Giftify” or the “Company”), received a notice from the Nasdaq Listing Qualifications department of the Nasdaq Stock Market LLC (“Nasdaq”) stating that Listing Rules (the “Rules”), specifi”
ARAI Arrive AI Inc.

Arrive AI Inc. received a nasdaq deficiency notice notice regarding market value (rules 5450(b)(2)(C)).

“March 31, 2026, Arrive AI Inc. (the “ Company ”) received a letter from The Nasdaq Listing Qualifications Department (the “ Staff ”) indicating that the Company’s common stock had failed to maintain a minimum market valu”
CTOR CITIUS ONCOLOGY, INC.

CITIUS ONCOLOGY, INC. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)).

“April 22, 2026, Nasdaq Stock Market LLC (“Nasdaq”) notified Citius Oncology, Inc. (the “Company”) that for the last 30 consecutive business days, the bid price for the Company’s common stock had closed below the minimum”
DRCT Direct Digital Holdings, Inc.

Direct Digital Holdings, Inc. received a nasdaq delisting notice notice regarding stockholders equity (rules 5550(b)(1)).

“April 2, 2026, notifying the Company that it is not in compliance with Nasdaq Listing Rule 5550(b)(1) (the “ Stockholders’ Equity Rule ”). In response thereto, the Company requested and was granted a hearing before the N”
DRCT Direct Digital Holdings, Inc.

Direct Digital Holdings, Inc. received a nasdaq delisting notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A), 5815(d)(4)(A)).

“April 23, 2026, the Company received an Additional Staff Delisting Determination Letter from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“ Nasdaq ”), notifying the Company that it is not in comp”
CAPN Cayson Acquisition Corp

Cayson Acquisition Corp received a nasdaq deficiency notice notice regarding other (rules 5450(a)(2)).

“April 27, 2026, Cayson Acquisition Corp (the “ Company ”) received a written notice (the “ Notice ”) from the Listing Qualifications Department of The Nasdaq Stock Market (“ Nasdaq ”) indicating that the Company is not i”
JAGX Jaguar Health, Inc.

Jaguar Health, Inc. received a nasdaq hearing update notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)(iv), 5810(c)(3)(A)).

“April 24, 2026, Jaguar Health, Inc. (the “Company”) received a decision letter from the Nasdaq Hearings Panel (“Panel”) granting the Company’s request to continue its listing on The Nasdaq Stock Market LLC (“Nasdaq”), su”
GNLN Greenlane Holdings, Inc.

Greenlane Holdings, Inc. received a nasdaq compliance regained notice regarding minimum bid price (rules 5550(a)(2)).

“April 21, 2026, the Company was notified by Nasdaq that the Company has regained compliance with the minimum bid price requirement set forth in Nasdaq Listing Rule 5550(a)(2) and that the Company is therefore in complian”
GNLN Greenlane Holdings, Inc.

Greenlane Holdings, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2)).

“March 25, 2026, Greenlane Holdings, Inc. (the “ Company ”) received a written notice (the “ Notice ”) from the Nasdaq Listing Qualifications Department of the Nasdaq Stock Market LLC (“ Nasdaq ”) indicating that Nasdaq s”
GURE GULF RESOURCES, INC.

GULF RESOURCES, INC. received a nasdaq noncompliance notice notice regarding late filing (rules 5250(c)(1)).

“the year ended December 31, 2025 (the “Form 10-K”), the Company is in non-compliance with Nasdaq Listing Rule 5250(c)(1), which requires timely filing all required periodic financial reports with the Securities Exchange”
BAYA Bayview Acquisition Corp

Bayview Acquisition Corp received a nasdaq hearing update notice regarding other.

“April 22, 2026, the Company received written notice of the Panel’s decision (the “Panel Decision”), granting the Company’s request for continued listing on Nasdaq, subject to the following conditions: 1. On or before Ap”
MTEX MANNATECH INC

MANNATECH INC received a nasdaq deficiency notice notice regarding stockholders equity (rules 5550(b)(1), 5810(c)(2)).

“April 20, 2026, Mannatech, Incorporated (the “Company”) received written notification (the “Notice”) from the Listing Qualifications Department of the Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that it is n”
LAB STANDARD BIOTOOLS INC.

STANDARD BIOTOOLS INC. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5450(a)(1), 5810(c)(3)(A)).

“April 20, 2026, Standard BioTools Inc. (NASDAQ: LAB) (the “Company”) received a notification letter (the “Notice”) from the Listing Qualifications Department (the “Staff”) of The Nasdaq Stock Market LLC (the “Nasdaq”) in”
NXGL NEXGEL, INC.

NEXGEL, INC. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2)).

“April 22, 2026, NexGel, Inc. (the “ Company ”) received a deficiency letter from the Nasdaq Listing Qualifications Department (the “ Staff ”) of The Nasdaq Stock Market LLC (“ Nasdaq ”) notifying the Company that, for th”
ILLR Triller Group Inc.

Triller Group Inc. received a nasdaq delisting notice notice regarding minimum bid price (rules 5550(a)(2), 5810(d)).

“April 17, 2026, the Company received a delisting determination letter (the “Determination Letter”) from the Listing Qualifications Staff (the “Staff”) of the Nasdaq Stock Market LLC (“Nasdaq”) based on the Company’s non-”
ILLR Triller Group Inc.

Triller Group Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A), 5810(c)(3), 5810(d)).

“June 30, 2025, the Company received a letter (the “Deficiency Notice”) from the Staff notifying the Company that, based on the closing bid price of the Company’s common stock for the prior 30 consecutive business days, t”
NVVE Nuvve Holding Corp.

Nuvve Holding Corp. received a nasdaq delisting notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)(iv), 5810(c)(3)(A)).

“April 20, 2026, Nuvve Holding Corp. (the “Company”) received written notice (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that, because the clos”
SHFS SHF Holdings, Inc.

SHF Holdings, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)).

“April 22, 2026, SHF Holdings, Inc. (the “Company”) received a letter from the listing qualifications department staff of The Nasdaq Stock Market (“Nasdaq”) notifying the Company that for the last 30 consecutive business”
ZEO Zeo Energy Corp.

Zeo Energy Corp. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)).

“April 23, 2026, Zeo Energy Corp, a Delaware corporation (the “Company”) received a letter from the Listing Qualifications Staff of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that, based upon the closing bid price”
MDCX Medicus Pharma Ltd.

Medicus Pharma Ltd. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2)).

“April 21, 2026, the Company received written notice (the "Notice") from the Listing Qualifications Department of the Nasdaq Stock Market LLC ("Nasdaq"), notifying the Company that the closing bid price for the Company's”
BGDE Big Digital Energy, Inc.

Big Digital Energy, Inc. received a nasdaq delisting notice notice regarding stockholders equity (rules 5550(b)).

“April 17, 2026, Mawson Infrastructure Group Inc. (the “Company”) received written notice from the Listing Qualifications Department (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) that, based on the Company’s rep”
CETY Clean Energy Technologies, Inc.

Clean Energy Technologies, Inc. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

“April 17, 2026, Clean Energy Technologies, Inc. (the “ Company ”) received a written notice (the “ Notice ”) from the Listing Qualifications Department of The Nasdaq Stock Market (“ Nasdaq ”) indicating that the Company”
BOXL Boxlight Corp

Boxlight Corp received a nasdaq deficiency notice notice regarding stockholders equity (rules 5550(b)(1)).

“April 20, 2026, Boxlight Corporation, a Nevada corporation (“ Boxlight ”, the “ Company ”, “ we ” and “ us ”), received an expected letter from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“ Nasd”
ZSPC zSpace, Inc.

zSpace, Inc. received a nasdaq delisting notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)(iii)).

“April 21, 2026, the Company received a subsequent written notice (the “Notice”) from the Staff of Nasdaq indicating that it has determined that, as of April 17, 2026, the Company’s securities had a closing bid price of $”
SEGG Sports Entertainment Gaming Global Corp

Sports Entertainment Gaming Global Corp received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

“April 17, 2026, SEGG Media Corporation (the “Company”) received a written notice (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that the Company is not in c”
ILLR Triller Group Inc.

Triller Group Inc. received a nasdaq delisting notice notice regarding minimum bid price (rules 5550(a)(2)).

“April 17, 2026, the Company received a delisting determination letter (the “Determination Letter”) from the Listing Qualifications Staff (the “Staff”) of the Nasdaq Stock Market LLC (“Nasdaq”) based on the Company’s non-”
SMTK SmartKem, Inc.

SmartKem, Inc. received a nasdaq compliance regained notice regarding minimum bid price (rules 5550(a)(2), 5815(d)(4)(A)).

“April 21, 2026, SmartKem Inc. (the “Company”) was formally notified that the Nasdaq Hearings Panel (the “Panel”) determined that the Company has regained compliance with the stockholders’ equity requirement set forth in”

Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.