8-K
filed May 5, 2026, 7:59 PM ET
ticker SBEV
CIK 0001553788
regulatory
confidence high
sentiment negative
materiality 0.85
Splash Beverage receives NYSE delisting notice; shareholders' equity negative $15.3M
SPLASH BEVERAGE GROUP, INC.
- NYSE notified Splash on April 29, 2026 that shareholders' equity was ($15.3M) vs. $6M minimum; plan due May 29, 2026.
- Company expects to regain compliance via proposed merger with Medterra CBD, LLC; draft merger agreement delivered.
- Borrowed $30K from DMF with option to buy $300K stock at 50% VWAP; sold Series A-1 preferred to Digmann for $200K with 12% dividend.
- Canceled Series D preferred in exchange for 227,200 common shares; withdrawal of designation filed May 4.
Machine-readable event card
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- SPLASH BEVERAGE GROUP, INC.
- filed_at
- 2026-05-05T23:59:59+00:00
- discovered_at
- 2026-05-14T18:02:32.458718+00:00
- generated_at
- 2026-05-14T23:22:00.419955+00:00
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- ["1.01", "1.02", "3.01", "3.02", "5.03", "7.01", "9.01"]
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- negative
- materiality_score
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- 0.85
- confidence
- high
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- https://www.sec.gov/Archives/edgar/data/1553788/000173112226000668/0001731122-26-000668-index.htm
- edgar_primary_document_url
- https://www.sec.gov/Archives/edgar/data/1553788/000173112226000668/e7604_8-k.htm
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Source-grounded claims
ba752b5c843051ab033d03b3b2c491470916f604
SPLASH BEVERAGE GROUP, INC. received a nyse deficiency notice notice regarding stockholders equity (rules 1003(a)(i), 1003(a)(ii), 1003(a)(iii)).
April 29, 2026, the Company received notice from NYSE Regulation (the “NYSE”) that the Company is not in compliance with the shareholders’ equity requirement of $6 million as of December 31, 2025 as outlined in Section 1
SEC 8-K Item 3.01
confidence 0.95
SEC evidence
fc63604907a5bf62c6d7bd70c621356638393ba3
SPLASH BEVERAGE GROUP, INC.: Withdrawal of designation of Series D Convertible Preferred Stock (effective 2026-05-04).
On May 4, 2026, the Company filed a Certificate of Withdrawal (the “Withdrawal of Designation”) with the Secretary of State of the State of Nevada and terminated the designation of its Series D Convertible Preferred Stock, par value $0.001 per share (the “Series D”). At the time of filing the Withdrawal of Designation, there were no shares of Series D issued and outstanding. The Withdrawal of Designation became effective upon filing.
SEC 8-K Item 5.03/5.05/5.06
confidence 0.9
SEC evidence
7333d722539b19bc7aa418c653c0386ef90948dd
SPLASH BEVERAGE GROUP, INC. entered into a credit facility with DMF Ventures, LLC valued at $30,000 (effective 2025-04-28).
On April 28, 2025, Splash Beverage Group, Inc. (the “Company”) borrowed $30,000 from DMF Ventures, LLC (“DMF”).
SEC 8-K Item 1.01/1.02
confidence 0.4
SEC evidence
914050e1b58e0fd1b904da6ab21376a5d165e39f
SPLASH BEVERAGE GROUP, INC. entered into Shareholder Rights Agreement with Kevin Digmann valued at $200,000 (effective 2025-05-27).
In conjunction with the sale of Series A, the Company entered into a Shareholder Rights Agreement with Mr. Digmann under which the Company granted an option to purchase $200,000 of common stock using a 20% discount to the five-day VWAP, which option expires May 27, 2026.
SEC 8-K Item 1.01/1.02
confidence 0.4
SEC evidence
Comparable filings
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same event type: regulatory
similar materiality
This filing
April 29, 2026, the Company received notice from NYSE Regulation (the “NYSE”)
that the Company is not in compliance with the shareholders’ equity requirement of $6 million as of December 31, 2025 as outlined
in Section 1
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May 22, 2026, the Company received a delisting determination letter from the Staff advising the Company that unless the Company requests
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XHLD
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May 26, 2026, 4:05 PM ET
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Items 1.01, 3.01, 3.02, 9.01
same fact type: exchange_compliance_notice
same SEC item: 1.01, 3.01, 3.02, 9.01
same event type: regulatory
similar materiality
This filing
April 29, 2026, the Company received notice from NYSE Regulation (the “NYSE”)
that the Company is not in compliance with the shareholders’ equity requirement of $6 million as of December 31, 2025 as outlined
in Section 1
Comparable filing
May 26, 2026, the Company received a deficiency letter from the Listing Qualifications Department (the “ Staff ”)
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AGAE
AGAE receives Nasdaq delisting notice over bid price <$1.00 and late 10-K; will appeal
Allied Gaming & Entertainment Inc.
May 11, 2026, 5:09 PM ET
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Items 3.01, 5.03, 7.01, 9.01
same fact type: exchange_compliance_notice
same SEC item: 3.01, 5.03, 7.01, 9.01
same event type: regulatory
similar materiality
This filing
April 29, 2026, the Company received notice from NYSE Regulation (the “NYSE”)
that the Company is not in compliance with the shareholders’ equity requirement of $6 million as of December 31, 2025 as outlined
in Section 1
Comparable filing
termination
before an independent Hearings Panel (the “Panel”) by May 13, 2026. On November 4, 2025, Staff notified the Company
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not comply with Nasdaq Listing Rule 5550(a)(2) (the “Minimum Bid Price Rule”). The Staff Determination was issued pursuant
to Nasdaq Listing Rule 5810(c)(3)(A) on the grounds that the Company has not regained compliance with the Minimum Bid Price Rule during
a 180-day compliance period and is not eligible for a second 180-day complian
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May 29, 2026, 5:10 PM ET
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Items 3.01, 7.01, 9.01
same fact type: exchange_compliance_notice
same SEC item: 3.01, 7.01, 9.01
same event type: regulatory
similar materiality
This filing
April 29, 2026, the Company received notice from NYSE Regulation (the “NYSE”)
that the Company is not in compliance with the shareholders’ equity requirement of $6 million as of December 31, 2025 as outlined
in Section 1
Comparable filing
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that the Company is not in compliance with the continued listing standards set forth in Section 1003(a)(ii) of the NYSE American Company
Guide (the “Company Guide”), which requires a listed company to maintain stockholders’ equity of $4.0 million or more
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May 26, 2026, 5:18 PM ET
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Items 3.01, 7.01, 9.01
same fact type: exchange_compliance_notice
same SEC item: 3.01, 7.01, 9.01
same event type: regulatory
similar materiality
This filing
April 29, 2026, the Company received notice from NYSE Regulation (the “NYSE”)
that the Company is not in compliance with the shareholders’ equity requirement of $6 million as of December 31, 2025 as outlined
in Section 1
Comparable filing
May 19, 2026, the Company received a Staff Delisting Determination letter (the “Staff Determination”) from Nasdaq notifying
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NVVE
Nuvve receives Nasdaq delisting notice for late Q1 10-Q filing; already under $1.00 bid price review
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May 22, 2026, 6:35 PM ET
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Items 3.01, 7.01, 9.01
same fact type: exchange_compliance_notice
same SEC item: 3.01, 7.01, 9.01
same event type: regulatory
similar materiality
This filing
April 29, 2026, the Company received notice from NYSE Regulation (the “NYSE”)
that the Company is not in compliance with the shareholders’ equity requirement of $6 million as of December 31, 2025 as outlined
in Section 1
Comparable filing
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ONFO
Onfolio receives Nasdaq delisting notice for insufficient equity ($1.22M vs $2.5M min)
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May 29, 2026, 4:30 PM ET
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Items 3.01, 9.01
same fact type: exchange_compliance_notice
same SEC item: 3.01, 9.01
same event type: regulatory
similar materiality
This filing
April 29, 2026, the Company received notice from NYSE Regulation (the “NYSE”)
that the Company is not in compliance with the shareholders’ equity requirement of $6 million as of December 31, 2025 as outlined
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Comparable filing
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May 28, 2026, 4:49 PM ET
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Items 3.01, 8.01, 9.01
same fact type: exchange_compliance_notice
same SEC item: 3.01, 9.01
same event type: regulatory
similar materiality
This filing
April 29, 2026, the Company received notice from NYSE Regulation (the “NYSE”)
that the Company is not in compliance with the shareholders’ equity requirement of $6 million as of December 31, 2025 as outlined
in Section 1
Comparable filing
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Filing page
SEC filing
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