Governance Changes

PROVECTUS BIOPHARMACEUTICALS, INC.: Extended the automatic conversion date of Series D and Series D-1 Convertible Preferred Stock from June 20, 2026 to December 31, 2028 (effective 2026-01-30).

“On January 30, 2026, Provectus Biopharmaceuticals, Inc. (the “Company”) filed a Certificate of Amendment to the Certificate of Designation of Preferences, Rights, and Limitations of Series D Convertible Preferred Stock (the “Series D Amendment”) and a Certificate of Amendment to the Certificate of Designation of Preferences, Rights, and Limitations of Series D-1 Convertible Preferred Stock (the “Series D-1 Amendment,” and together with the Series D Amendment, the “Amendments”) with the Secretary of State of the State of Delaware.”

FIFTH THIRD BANCORP: Filed a Certificate of Amendment to the Amended Articles of Incorporation to establish the New Fifth Third Preferred Stock (effective 2026-01-31).

“In connection with the completion of the Transaction and in accordance with the Merger Agreement, Fifth Third filed a Certificate of Amendment with the Ohio Secretary of State, establishing the New Fifth Third Preferred Stock consisting of 400,000 authorized shares. The Certificate of Amendment became effective on January 31, 2026 at 11:59 pm, Eastern Time.”

HUNTINGTON BANCSHARES INC /MD/: Filed Articles Supplementary to establish Huntington Series L Preferred Stock (effective 2026-02-01).

“In connection with the Merger, the Company filed the Articles Supplementary with the Maryland Department, supplementing the Charter by establishing the Huntington Series L Preferred Stock consisting of 6,900 authorized shares.”

FEDERAL AGRICULTURAL MORTGAGE CORP: Amended and restated By-Laws to authorize Treasurer role, remote shareholder meetings, and other administrative updates (effective 2026-01-27).

“On January 27, 2026, the Board of Directors (“ Board ”) of the Federal Agricultural Mortgage Corporation (“ Farmer Mac ”) amended and restated Farmer Mac’s by-laws (“ By-Laws ”).”

Dauch Corp: Increased number of authorized shares from 150,000,000 to 375,000,000 (effective 2026-01-30).

“On January 30, 2026, the Company filed an amendment to its Certificate of Incorporation (the “ Share Capital Amendment ”) with the Secretary of State of the State of Delaware to effect the Share Capital Increase, which became effective upon filing.”

ENvue Medical, Inc.: Certificate of Amendment to Articles of Incorporation filed.

“matters described in Item 1.01 of this Current Report on Form 8-K related to the filing of the Certificate of Amendment is incorporated herein by reference.”

NSTAR ELECTRIC CO: Amended and Restated Code of Ethics for Senior Financial Officers adopted, reflecting changes in auditor oversight and compliance programs descriptions, clarifying and non-substantive revisions, and identifying Audit Committee oversight responsibility; no material change in responsibilities or waive (effective 2026-01-27).

“As a result of a review of the Code of Ethics for Senior Financial Officers, effective January 27, 2026, the Board of Trustees of Eversource Energy and the Boards of Directors of The Connecticut Light and Power Company, NSTAR Electric Company and Public Service Company of New Hampshire each approved and adopted an Amended and Restated Code of Ethics for Senior Financial Officers”

THC Farmaceuticals, Inc.: Changed fiscal year end from September 30 to December 31, effective December 31, 2024 (effective 2024-12-31).

“On December 31, 2024, the Board of Directors of THC Farmaceuticals, Inc. (the “Company”) approved a change in the Company’s fiscal year end from September 30 to December 31.”

Beeline Holdings, Inc.: Amendment to Series A Certificate of Designations to allow conversion of up to 2,000,000 additional shares at $2.00 per share (instead of $1.75) during the redemption period (effective 2026-01-28).

“On January 28, 2026, in accordance with the terms of the Letter Agreement, the Company filed a Certificate of Amendment to the Series A Certificate of Designations (the “Series A Certificate of Amendment”).”

Sports Entertainment Gaming Global Corp: Amended certificate of incorporation to change company name from Lottery.com Inc. to Sports Entertainment Gaming Global Corporation (effective 2026-01-27).

“On January 27, 2026, the registrant filed a Certificate of Amendment to its Certificate of Incorporation with the Secretary of State of the State of Delaware to change the name of the corporation from Lottery.com Inc. to Sports Entertainment Gaming Global Corporation.”

Bluejay Diagnostics, Inc.: Amended charter to implement a 1-for-4 reverse stock split, effective January 29, 2026 (effective 2026-01-29).

“On January 27, 2026, the Company filed a certificate of amendment to the Charter (the “Certificate of Amendment”) with the Secretary of State of the State of Delaware, to implement a 1-for-4 reverse split of the Company’s common stock”

Hess Midstream LP: Changed principal office, registered agent, and registered office addresses; amended certificate and limited partnership agreement accordingly (effective 2026-01-26).

“Effective January 26, 2026, each of Hess Midstream LP (the “Company”) and Hess Midstream GP LP, the general partner of the Company (the “General Partner”), changed (a) its principal office to 1400 Smith Street, Houston, Texas 77002 from 1501 McKinney Street, Houston, Texas 77010, (b) its registered agent to Corporation Service Company from The Corporation Trust Company and (c) its registered office to 251 Little Falls Drive, Wilmington, New Castle County, Delaware 19808 from Corporation Trust Center, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801.”

Edible Garden AG Inc: Amended Certificate of Incorporation to effect a 1-for-10 reverse stock split (effective 2026-02-03).

“On January 29, 2026, Edible Garden AG Incorporated (the “Company”) filed a Certificate of Amendment to amend its Certificate of Incorporation (the “Certificate of Amendment”) with the Secretary of State of the State of Delaware.”

BioAtla, Inc.: Filed Certificate of Elimination to remove Series A Junior Preferred Stock from the Amended and Restated Certificate of Incorporation (effective 2026-01-30).

“On January 30, 2026, BioAtla, Inc. (the “Company” or “BioAtla”) filed a Certificate of Elimination (the “Certificate of Elimination”) with the Secretary of State of the State of Delaware with respect to the Company’s Series A Junior Preferred Stock, par value $0.0001 per share (the “Series A Junior Preferred Stock”), following the redemption of the one (1) issued and outstanding share of Series A Junior Preferred Stock (the “Series A Preferred Share”).”

Constellation Acquisition Corp I: Extended the deadline to consummate a business combination from January 29, 2026 to February 28, 2026, with option for up to twelve additional monthly extensions without further shareholder vote (effective 2026-01-28).

“On January 27, 2026, the Company held the Shareholder Meeting (A) to amend, by way of special resolution, the Company’s amended and restated memorandum and articles of association (the “ Memorandum and Articles of Association ”) to extend the date (the “ Termination Date ”) by which the Company has to consummate a business combination (the “ Articles Extension ”) from January 29, 2026 (the “ Original Termination Date ”) to February 28, 2026”

OmniAb, Inc.: Amended and restated bylaws to address universal proxy rules and modernize stockholder meeting procedures (effective 2026-01-30).

“On January 30, 2026, the Board of Directors (the “Board”) of OmniAb, Inc. (the “Company”) approved and adopted amended and restated bylaws (the “Amended and Restated Bylaws”), which became effective the same day.”

Cyngn Inc.: Amended and restated Bylaws to add director-qualification framework, refine advance-notice director nomination mechanics, and clarify authority for remote stockholder meetings (effective 2026-01-27).

“On and effective January 27, 2026, by unanimous consent the Board of Directors (the “Board”) of Cyngn, Inc. (the “Company”) amended and restated the Bylaws of the Company (the “Amended Bylaws”).”

Principal Credit Real Estate Income Trust: Adopted Fourth Amended and Restated Declaration of Trust to establish rights, preferences, and privileges of Preferred Shares (effective 2026-01-26).

“In connection with the offering of the Preferred Shares, the Company adopted the Fourth Amended and Restated Declaration of Trust (the “A&R Declaration of Trust”), which became effective on January 26, 2026.”

EQT Infrastructure Co LLC: Amended and Restated Limited Liability Company Agreement executed, restating the prior LLC Agreement (effective 2026-01-30).

“On January 30, 2026, the Company executed its Amended and Restated Limited Liability Company Agreement (the "A&R LLCA"), which amended and restated the Company’s Limited Liability Company Agreement, dated as of June 20, 2024.”

York Space Systems Inc.: Adopted bylaws upon conversion from LLC to corporation (effective 2026-01-28).

“On January 28, 2026, the Company converted from a Delaware limited liability company to a Delaware corporation, filed a certificate of incorporation (the “Certificate of Incorporation”) with the Secretary of State of the State of Delaware and adopted bylaws (the “Bylaws”), each of which became effective on January 28, 2026.”

York Space Systems Inc.: Filed certificate of incorporation upon conversion from LLC to corporation (effective 2026-01-28).

“On January 28, 2026, the Company converted from a Delaware limited liability company to a Delaware corporation, filed a certificate of incorporation (the “Certificate of Incorporation”) with the Secretary of State of the State of Delaware and adopted bylaws (the “Bylaws”), each of which became effective on January 28, 2026.”

Space Asset Acquisition Corp.: Adopted Amended and Restated Memorandum and Articles of Association in connection with IPO (effective 2026-01-27).

“On January 27, 2026, in connection with the IPO, the Company adopted its Amended and Restated Memorandum and Articles of Association (the “Amended Charter”), effective the same day.”

Mountain Lake Acquisition Corp. II: Company adopted its Amended and Restated Memorandum and Articles of Association in connection with the IPO (effective 2026-01-26).

“On January 26, 2026, and in connection with the IPO, the Company adopted its Amended and Restated Memorandum and Articles of Association.”

GigCapital9 Corp.: Adopted First Amended and Restated Memorandum and Articles of Association in connection with IPO (effective 2026-01-26).

“Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year On January 26, 2026, in connection with the IPO, the Company adopted its First Amended and Restated Memorandum and Articles of Association (the “ Amended and Restated Articles ”), effective the same day.”

SELECTIVE INSURANCE GROUP INC: Amended By-Laws to eliminate principal office address reference, require non-white proxy card colors, remove board declassification outdated language, add age-75 director eligibility limit, and update CEO/CFO duties (effective 2026-01-30).

“On January 29, 2026, the Board of Directors (the “Board”) of Selective Insurance Group, Inc. (the “Company”) adopted the following amendments (the “Amendments”) to the Company’s By-Laws (the “Bylaws”), with such Amendments to be effective as of January 30, 2026: · Section 1.1 of the Bylaws has been deleted to eliminate the specific reference to the address of the Company’s principal office. · Section 2.6 of the Bylaws has been added to provide that any stockholder soliciting proxies from other stockholders must use a proxy card color other than white, which will be reserved for the exclusive use by the Board. · Section 6.1 (formerly Section 7.1) of the Bylaws has been amended to remove outdated language regarding the process to declassify the Board, as directors have been elected on an annual basis since 2010. · Section 6.3 (formerly Section 7.3) of the Bylaws has been amended to provide that no person who has attained their 75 th birthday shall be eligible to be a director on the Boar”

POWER INTEGRATIONS INC: Board amended and restated the bylaws to enhance stockholder nomination and proposal procedures, update meeting mechanics, add exclusive forum provisions, and make other updates, effective January 27, 2026 (effective 2026-01-27).

“On January 27, 2026, the Board amended and restated the Company’s bylaws (as amended and restated, the “Bylaws”), effective as of such date.”

BLOOMIA HOLDINGS, INC.: Amended Certificate of Incorporation to change company name from Lendway, Inc. to Bloomia Holdings, Inc (effective 2026-01-28).

“On January 28, 2026, Lendway, Inc., a Delaware corporation (the “Company”), changed its name to Bloomia Holdings, Inc. by filing an amendment to its Certificate of Incorporation (the “Name Change Amendment”) with the Secretary of State of the State of Delaware (the “Name Change”).”

SM Energy Co: Amendment to restated certificate of incorporation increasing authorized shares of common stock from 200 million to 400 million (effective 2026-01-30).

“On January 30, 2026, the Company filed an amendment to the Company’s restated certificate of incorporation (the “ Charter Amendment ”), increasing the authorized shares of SM Energy Common Stock from 200 million to 400 million.”

Dare Bioscience, Inc.: Filed Certificate of Designation designating 4,999,620 shares as Series A Convertible Preferred Stock, establishing powers, preferences, and rights (effective 2026-01-23).

“On January 23, 2026, in anticipation of the initial closing of the Offering (as defined below), Daré Bioscience, Inc. (“Daré” “we,” “us,” or “our”) filed a Certificate of Designation of Series A Convertible Preferred Stock (the “Certificate of Designation”) with the Secretary of State of the State of Delaware, which became effective upon filing.”

Kura Oncology, Inc.: The Board adopted amended and restated bylaws effective January 28, 2026, making numerous changes to stockholder meeting procedures, advance notice requirements, quorum and voting thresholds, and other governance provisions (effective 2026-01-28).

“On January 28, 2026, the board of directors (the “Board”) of Kura Oncology, Inc. (the “Company”) adopted amended and restated bylaws of the Company (as amended and restated, the “A&R Bylaws”), effective as of such adoption date.”

zSpace, Inc.: Filed Certificate of Designations establishing Series P Convertible Preferred Stock, with terms including cumulative 18% dividends, voting rights, and conversion provisions (effective 2026-01-27).

“On January 27, 2026, the Company filed a Certificate of Designations of Series P Convertible Preferred Stock (the “Certificate of Designations”) with the Secretary of State of the State of Delaware.”

AMERICAN REBEL HOLDINGS INC: Amendment to Second Amended and Restated Articles of Incorporation to effect a 1-for-20 reverse stock split of common stock, effective February 2, 2026 (effective 2026-02-02).

“In connection with the corporate action approved by the Company’s stockholders by written consent in lieu of a meeting of stockholders dated November 25, 2025, a majority of the stockholders of the Company approved a Certificate of Amendment to the Company’s Second Amended and Restated Articles of Incorporation (the “Certificate of Amendment”) to effect a reverse stock split of the Company’s shares of common stock, par value $0.001 per share (the “Common Stock”), at a ratio of up to 1-for-25 (the “Reverse Stock Split”), with such ratio to be determined in the sole discretion of the Company’s Board of Directors (the “Board”) and with the Reverse Stock Split to be effected at such time and date, if at all, as determined by the Board in its sole discretion at any time within twelve (12) months of such stockholder approval. The Board set the Reverse Stock Split ratio at 1-for-20 and approved and authorized the filing of the Certificate of Amendment on January 13, 2026, with the Certificate”

Rallybio Corp: Effected a 1-for-8 reverse stock split of common stock via Certificate of Amendment to the Amended and Restated Certificate of Incorporation (effective 2026-02-06).

“On January 26, 2026, Rallybio Corporation (the “Company”) filed a Certificate of Amendment (the “Certificate of Amendment”) to its Amended and Restated Certificate of Incorporation (the “Certificate of Incorporation”) with the Secretary of State of the State of Delaware to effect a reverse stock split of the Company’s issued and outstanding common stock, par value $0.0001 (the “Common Stock”) at a ratio of 1-for-8 (the “Reverse Stock Split”). Pursuant to the Certificate of Amendment, the Reverse Stock Split will be effective at 12:01 a.m., Eastern Time, on February 6, 2026.”

ZeroStack Corp.: Company changed its name from Flora Growth Corp. to ZeroStack Corp. pursuant to Articles of Amendment (effective 2026-01-29).

“Effective January 29, 2026, Flora Growth Corp. (the "Company") changed its corporate name from "Flora Growth Corp." to "ZeroStack Corp." (the "Name Change") pursuant to Articles of Amendment filed with the Director under the Business Corporations Act (Ontario)”

Soho House & Co Inc.: Amended and restated the Bylaws to be a new set of Bylaws.

“In addition, at the Effective Time, the Bylaws of Soho House, as in effect immediately prior to the Merger, were amended and restated to be the Bylaws, in the form attached as Exhibit 3.2 to this Current Report on Form 8-K, which is incorporated herein by reference.”

Soho House & Co Inc.: Amended and restated the Second Amended and Restated Certificate of Incorporation to be a new Charter.

“At the Effective Time, the Second Amended and Restated Certificate of Incorporation of Soho House, as in effect immediately prior to the Merger, was amended and restated to be the Charter, in the form attached as Exhibit 3.1 to this Current Report on Form 8-K, which is incorporated herein by reference.”

Everest Consolidator Acquisition Corp: Amendment to certificate of incorporation to extend the deadline for consummating a business combination to the Termination Date (effective 2026-01-27).

“The stockholders of the Company approved an amendment to the Company’s certificate of incorporation to in order to extend the time the Company has to complete a business combination to the Termination Date. The amendment to the Certificate of Incorporation was filed with the Delaware Secretary of State on January 27, 2026.”

Unusual Machines, Inc.: Amended bylaws to add executive officer positions of President and Chief Revenue Officer (effective 2026-01-23).

“On January 23, 2026, the Board of Directors of Unusual Machines, Inc. (the “Company”) approved an amendment to the Company’s Amended and Restated Bylaws to add the executive officer positions of President and Chief Revenue Officer (the “Amendment”).”

TCW Steel City Senior Lending BDC: Amended and Restated Declaration and Agreement of Trust to align terms with prior Limited Partnership Agreement upon conversion from Delaware LP to Delaware Statutory Trust (effective 2026-01-23).

“On January 23, 2026, the board of trustees of the Company approved an Amended and Restated Declaration and Agreement of Trust to align its terms with the terms to which investors previously agreed under the Limited Partnership Agreement of TCW Steel City Perpetual Levered Fund LP, prior to the Company’s conversion from a Delaware Limited Partnership to a Delaware Statutory Trust.”

SPAR Group, Inc.: Amended the Amended and Restated By-Laws to change director voting standard from majority to plurality, adjust board size, revise notice periods, and other modifications (effective 2026-01-22).

“On January 22, 2026, the Board adopted and approved amendments to the existing Amended and Restated By-Laws of the Corporation.”

VISA INC.: Shareholders approved and company filed amendment to Eighth Restated Certificate of Incorporation to limit officer liability as permitted by Delaware law; effective upon filing January 28, 2026 (effective 2026-01-28).

“At the Annual Meeting, upon the recommendation of the Company’s Board of Directors (the “Board”), the Company’s shareholders approved amendments to the Company’s Eighth Amended and Restated Certificate of Incorporation, as amended (the “Certificate”), to limit officer liability as permitted by Delaware law as described within the Company's definitive proxy statement dated December 8, 2025. As a result, the Company filed a Certificate of Amendment to the Certificate (the “Certificate of Amendment”) incorporating such amendments with the Secretary of State of the State of Delaware on January 28, 2026. The Certificate of Amendment became effective upon filing.”

Livento Group, Inc.: Filed a Certificate of Amendment to effect a 1-for-20,000 reverse stock split of Common Stock (effective 2025-12-30).

“on May 5, 2025, the Company filed Certificate of Amendment (the "Amendment") to its Second Amended and Restated Certificate of Incorporation (as amended to date, the "Certificate of Incorporation") with the Secretary of State of Nevada to effect a one-for-twenty (1-for-20,000) reverse stock split (the "Reverse Stock Split") of its Common Stock, which has become effective on December 30, 2025”

Super League Enterprise, Inc.: Filed Certificates of Cancellation to terminate designations of nine series of preferred stock (effective 2026-01-27).

“On January 27, 2026 (the “ Effective Date ”), Super League Enterprise, Inc. (the “ Company ”) filed a Certificate of Cancellation of Designation with the Secretary of State of the State of Delaware to terminate the designations of each of its Series AA-2 Preferred Stock, Series AA-3 Preferred Stock, Series AA-4 Preferred Stock, Series AA-5 Preferred Stock, Series AAA Preferred Stock, Series AAA Junior Convertible Preferred Stock, Series AAA-2 Junior Convertible Preferred Stock, Series AAA-3 Junior Convertible Preferred Stock, and Series AAA-4 Convertible Junior Preferred Stock (collectively, the “ Certificates of Cancellation ”).”

HIGHLAND GLOBAL ALLOCATION FUND: Third Amended and Restated Bylaws approved (effective 2026-01-27).

“Effective January 27, 2026, the Board has approved the Second Amended and Restated Declaration of Trust and Third Amended and Restated Bylaws included as exhibits to this filing and incorporated herein by reference.”

HIGHLAND GLOBAL ALLOCATION FUND: Second Amended and Restated Declaration of Trust approved (effective 2026-01-27).

“Effective January 27, 2026, the Board has approved the Second Amended and Restated Declaration of Trust and Third Amended and Restated Bylaws included as exhibits to this filing and incorporated herein by reference.”

HIGHLAND OPPORTUNITIES & INCOME FUND: Board approved Fourth Amended and Restated Declaration of Trust, incorporating prior amendments and clarifying forum selection, shareholder proposals and nominations, and shareholder meetings (effective 2026-01-27).

“Effective January 27, 2026, the Board has approved the Fourth Amended and Restated Declaration of Trust and Fourth Amended and Restated Bylaws included as exhibits to this filing and incorporated herein by reference.”

HIGHLAND OPPORTUNITIES & INCOME FUND: Board reallocated trustees across classes and appointed Dorri McWhorter as Class I Trustee following Bryan A. Ward's passing (effective 2026-01-16).

“In light of the passing of Bryan A. Ward, a Class I Trustee of Highland Opportunities and Income Fund (the “Fund”), the Board of Trustees (the “Board”) of the Fund has determined to reallocate the Trustees across the three classes of Trustees. Accordingly, effective January 16, 2026, the Board accepted the resignation of Dorri McWhorter and subsequently appointed Ms. McWhorter to serve as a Class I Trustee of the Fund.”

UPEXI, INC.: Increased authorized capital stock to 1,010,000,000 shares, consisting of 1,000,000,000 shares of common stock and 10,000,000 shares of preferred stock, via filing of Certificate of Amendment on January 22, 2026 (effective 2026-01-22).

“On January 22, 2026, the Company filed with the Secretary of State of the State of Delaware a Certificate of Amendment to the Company’s Certificate of Incorporation (the “Certificate of Amendment”), which amended and restated Article V of the Company’s Certificate of Incorporation to increase the Company’s authorized capital stock to 1,010,000,000 shares, consisting of (i) 1,000,000,000 shares of Common Stock, and (ii) 10,000,000 shares of Preferred Stock.”

Pasithea Therapeutics Corp.: Increased authorized shares of Common Stock from 100,000,000 to 500,000,000 (effective 2026-01-28).

“On January 28, 2026, the Company filed a Certificate of Amendment (the “Certificate of Amendment”) to the Company’s Second Amended and Restated Certificate of Incorporation, as amended and/or restated from time to time (the “Certificate”), with the Secretary of State of the State of Delaware to increase the number of the Company’s authorized shares of common stock, par value $0.0001 per share (“Common Stock”), from 100,000,000 shares to 500,000,000 shares.”

Cingulate Inc.: Adopted a Certificate of Designation for Series A convertible preferred stock, establishing its terms including stated value, dividend rate, conversion price, and voting rights (effective 2026-01-28).

“On January 28, 2026, following approval by the Board of Directors of the Company, the Company adopted and filed with the Secretary of State of the State of Delaware, a certificate of designation (the “ Certificate of Designation ”) for the Preferred Stock.”