Charter, bylaw, and control-related changes under 8-K Items 5.03/5.05/5.06.
DNA X, Inc.: Changed corporate name to DNA X, Inc. via certificate of amendment to certificate of incorporation (effective 2026-01-23).
“On the Closing Date, the Company changed its corporate name to DNA X, Inc. pursuant to a certificate of amendment to the Company’s amended and restated certificate of incorporation (the “ Charter Amendment ”) filed with the Delaware Secretary of State on January 23, 2026 (the “ Name Change ”).”
Plymouth Industrial REIT, Inc.: Certificate of formation and LLC operating agreement of REIT Merger Sub became governing documents of REIT Surviving Entity at REIT Merger Effective Time.
“By operation of law and in accordance with the Merger Agreement, as of the REIT Merger Effective Time, the certificate of formation and limited liability company operating agreement of REIT Merger Sub, as in effect immediately prior to the REIT Merger Effective Time, became the certificate of formation and limited liability company operating agreement of the REIT Surviving Entity.”
M2i Global, Inc.: Increased authorized preferred shares from 100,000 to 10,000,000 (effective 2026-01-22).
“On January 22, 2026, M2i Global, Inc. (the “Company”) filed a Certificate of Amendment (the “Charter Amendment”) to its articles of incorporation, as amended (the “Charter”), with the Secretary of State of the State of Nevada (the “Nevada Secretary of State”) to increase the number of authorized shares of the preferred stock that the Company may issue from time to time, from 100,000 shares to 10,000,000 shares, par value $0.001 per share”
La Rosa Holdings Corp.: Amended Articles of Incorporation to effect a 1-for-10 reverse stock split of common stock (effective 2026-01-26).
“On January 21, 2026, La Rosa Holdings Corp., a Nevada corporation (the " Company "), filed a Certificate of Amendment to the Company’s Amended and Restated Articles of Incorporation, as amended (the " Certificate of Amendmen t"), with the Secretary of State of Nevada to effect an 1-for-10 reverse stock split of the shares of the Company’s common stock, par value $0.0001 per share (the " Common Stock "), issued and outstanding, effective as of 12:01 a.m. (New York time) on January 26, 2026, (the " Reverse Stock Split ").”
Mag Magna Corp: Filed Articles of Amendment to adopt Amended and Restated Articles of Incorporation modifying capital stock, cumulative voting, preemptive rights, shareholder voting, indemnification, director liability, and designating Series X Preferred Stock (effective 2026-01-16).
“On January 16, 2026, the Company filed with the State of Wyoming an Articles of Amendment to its Articles of Incorporation in the form an Amended and Restated Articles of Incorporation”
Ribbon Acquisition Corp.: Adopted Second Amended and Restated Memorandum and Articles of Association extending the business combination deadline from January 16, 2026 to January 16, 2027 (effective 2026-01-16).
“the shareholders of the Company approved, by special resolution, the adoption of the Company’s Second Amended and Restated Memorandum and Articles of Association (the “Second A&R M&A”). The Second A&R M&A extends the date by which the Company must consummate an initial business combination from January 16, 2026 to January 16, 2027.”
Archimedes Tech SPAC Partners III Co.: Adopted amended and restated memorandum and articles of association in connection with IPO (effective 2026-01-22).
“On January 22, 2026, and in connection with the IPO, the Company adopted its Amended and Restated Memorandum and Articles of Association.”
Aldabra 4 Liquidity Opportunity Vehicle, Inc.: The Company filed amended and restated memorandum and articles of association authorizing new classes of shares (effective 2026-01-21).
“the Company filed its amended and restated memorandum and articles of association (the “Amended Articles”) with the Registrar of Companies in the Cayman Islands. Among other things, the Amended Articles authorize the issuance of up to (i) 200,000,000 Class A Ordinary Shares, (ii) 20,000,000 Class B ordinary shares, par value $0.0001 per share, and (iii) 1,000,000 preference shares, par value $0.0001 per share.”
Praetorian Acquisition Corp.: Filed amended and restated memorandum and articles of association effective upon filing (effective 2026-01-22).
“On January 22, 2026, in connection with the Offering, the Company filed its amended and restated memorandum and articles of association (the “ Amended and Restated Memorandum and Articles of Association ”) with the Cayman Islands Registrar of Companies, which became effective on January 22, 2026.”
GENERAL MILLS INC: Amended and restated By-Laws to revise director nomination and proposal procedures, revise majority voting provision, and make administrative changes (effective 2026-01-26).
“On January 26, 2026, the Board of Directors amended and restated the Company’s By-Laws to, among other things: i. revise procedures and disclosure requirements for the nomination of directors and the submission of proposals for consideration at annual meetings of the stockholders of the Company; ii. revise the majority voting provision to clarify when an election will be deemed contested; and iii. make certain administrative, modernizing, clarifying and conforming changes.”
Dauch Corp: Bylaws amended solely to reflect the name change to Dauch Corporation (effective 2026-01-26).
“the Board also approved, in accordance with the DGCL and the Company's organizational documents, the Company's Fourth Amended and Restated Bylaws (the " Fourth Amended and Restated Bylaws "), which were amended to reflect the Name Change. The Fourth Amended and Restated Bylaws effect no other changes to the Company's bylaws.”
Dauch Corp: Company changed its name to Dauch Corporation via amendment to Certificate of Incorporation (effective 2026-01-26).
“On January 23, 2026, American Axle & Manufacturing Holdings, Inc., a Delaware corporation (the " Company "), changed its name to Dauch Corporation by filing an amendment to its Certificate of Incorporation (the " Name Change Amendment ") with the Secretary of State of the State of Delaware (the " Name Change "). The Name Change and the Name Change Amendment became effective at 12:01 a.m. Eastern Time on January 26, 2026.”
IROBOT CORP: Adopted Amended and Restated Bylaws upon effectiveness of Plan.
“Upon the effectiveness of the Plan on the Effective Date, the Company adopted an Amended and Restated Certificate of Incorporation and Amended and Restated Bylaws.”
IROBOT CORP: Adopted Amended and Restated Certificate of Incorporation upon effectiveness of Plan.
“Upon the effectiveness of the Plan on the Effective Date, the Company adopted an Amended and Restated Certificate of Incorporation and Amended and Restated Bylaws.”
INVO Fertility, Inc.: Increased authorized shares of common stock from 6,250,000 to 250,000,000 (effective 2026-01-22).
“On January 22, 2026, the Company filed a Certificate of Amendment (the “Amendment”) to its Articles of Incorporation to increase its authorized shares of common stock from 6,250,000 shares to 250,000,000 shares.”
ATOSSA THERAPEUTICS, INC.: Approved a 15:1 reverse stock split of common stock and filed an amendment to the Amended and Restated Certificate of Incorporation with the Delaware Secretary of State, effective February 2, 2026 (effective 2026-02-02).
“the Company filed an amendment to its Amended and Restated Certificate of Incorporation, as amended (the “Certificate of Incorporation”), with the Secretary of State of the State of Delaware (the “Amendment”).”
Indivior Pharmaceuticals, Inc.: Adopted Global Code of Conduct and Code of Ethics for Senior Financial Officers (effective 2026-01-26).
“Effective January 26, 2026, Indivior U.S. adopted a Global Code of Conduct which applies to all directors, officers, and employees of Indivior U.S., and a Code of Ethics for Senior Financial Officers, each of which are substantially the same as those of Indivior U.K.”
Indivior Pharmaceuticals, Inc.: Adopted Bylaws in connection with U.S. Domestication.
“Indivior U.S. adopted Bylaws, a copy of which is attached hereto as Exhibit 3.2 (the “ Bylaws ”).”
EquipmentShare.com Inc: Amended and restated bylaws effective upon IPO closing (effective 2026-01-26).
“and its amended and restated bylaws (the “A&R Bylaws”) became effective, each in connection with the closing of the IPO.”
EquipmentShare.com Inc: Amended and restated certificate of incorporation effective upon IPO closing (effective 2026-01-26).
“On January 26, 2026, the Company filed its amended and restated certificate of incorporation (the “A&R Certificate of Formation”) with the Secretary of State of the State of Texas, and its amended and restated bylaws (the “A&R Bylaws”) became effective, each in connection with the closing of the IPO.”
Keen Vision Acquisition Corp.: Amended memorandum and articles of association to extend the business combination period up to two additional three-month periods from January 27, 2026 to July 27, 2026, with a deposit of $120,000 per extension (effective 2026-01-26).
“As approved by its shareholders at the Annual Meeting, KVAC filed its fourth amended and restated memorandum and articles of association (the “ M&AA ”) with the British Virgin Islands Registry on January 26, 2026.”
USA Rare Earth, Inc.: Amended Certificate of Designation to provide that any Government Financing is an Exempt Issuance, eliminating conversion price adjustments for such financings (effective 2026-01-26).
“On January 26, 2026, following approval of the board of directors of the Company and the required holders of the Company’s 12.0% Series A Cumulative Convertible Preferred Stock (the “ Series A Preferred Stock ”), the Company adopted and filed with the Secretary of State of the State of Delaware, a certificate of amendment (the “ Certificate of Amendment ”) to the Company’s Certificate of Designation of Preferences, Rights and Limitations of 12.0% Series A Cumulative Convertible Preferred Stock (as previously amended on May 1, 2025, the “ Certificate of Designation ”). Pursuant to the Certificate of Amendment, the provisions of the Certificate of Designation providing for the adjustment of the Conversion Price (as defined in the Certificate of Designation) in the event of certain issuances or deemed issuances of shares of common stock by the Company were amended. In particular, the Certificate of Amendment provides that any Government Financing is an “Exempt Issuance” (as defined in the”
AMREP CORP.: Increased board size from 4 to 5, increased Class III directors from 1 to 2, and amended Section 1(a) of Article III of the By-Laws (effective 2026-01-27).
“On January 26, 2026, the Board, effective as of January 27, 2026, increased the size of the Board from four members to five members, increased the number of Class III directors from one director to two directors (Mr. McNaney is a Class III director) and amended Section 1(a) of Article III of the By-Laws of the Company to provide that the Board consists of five directors.”
Modular Medical, Inc.: Increased authorized shares of common stock from 100,000,000 to 250,000,000 (effective 2026-01-23).
“On January 23, 2026, Modular Medical, Inc. (the "Company") filed a certificate of amendment to its Amended and Restated Articles of Incorporation (as amended, the "Amended and Restated Certificate of Incorporation") (the "Charter Amendment"), with the secretary of state of the state of Nevada to increase the Company’s authorized shares of common stock from 100,000,000 to 250,000,000.”
Astria Therapeutics, Inc.: At the Effective Time of the merger, the bylaws of the Merger Sub became the bylaws of Astria, replacing its prior bylaws (effective 2026-01-23).
“and the bylaws of the Merger Sub became the bylaws of Astria in the form filed as Exhibit 3.2 to this Current Report on Form 8-K”
Astria Therapeutics, Inc.: At the Effective Time of the merger, Astria's certificate of incorporation was amended and restated in its entirety (effective 2026-01-23).
“Pursuant to the Merger Agreement, at the Effective Time, Astria’s certificate of incorporation was amended and restated in its entirety in the form filed as Exhibit 3.1”
Livento Group, Inc.: Filed Certificate of Amendment to effect a 1-for-20,000 reverse stock split of Common Stock, effective December 30, 2026 (effective 2026-12-30).
“On May 5, 2025, the Company filed Certificate of Amendment (the "Amendment") to its Second Amended and Restated Certificate of Incorporation”
Super League Enterprise, Inc.: Filed amendment to Third Amended and Restated Certificate of Incorporation to effect a 1-for-12 reverse stock split of common stock (effective 2026-01-23).
“On January 16, 2026, Super League Enterprise, Inc. (the “ Company ”) filed an amendment (the “ Amendment ”) to the Company’s Third Amended and Restated Certificate of Incorporation (the “ Charter ”), to effect a reverse stock split of the Company’s issued and outstanding shares of common stock, par value $0.001 per share ( “ Common Stock ”) at a ratio of 1-for-12 (the “ Reverse Split ”). The Amendment became effective at 12:01 a.m. on January 23, 2026 (the “ Effective Time ”).”
BITGO HOLDINGS, INC.: Amended and Restated Bylaws became effective upon closing of initial public offering (effective 2026-01-23).
“On January 23, 2026, BitGo Holdings, Inc. (the “ Company ”) filed its Amended and Restated Certificate of Incorporation (the “ Charter ”) with the Secretary of State of the State of Delaware and its Amended and Restated Bylaws (the “ Bylaws ”) became effective in connection with the closing of the initial public offering”
BITGO HOLDINGS, INC.: Filed Amended and Restated Certificate of Incorporation effective upon closing of initial public offering (effective 2026-01-23).
“On January 23, 2026, BitGo Holdings, Inc. (the “ Company ”) filed its Amended and Restated Certificate of Incorporation (the “ Charter ”) with the Secretary of State of the State of Delaware and its Amended and Restated Bylaws (the “ Bylaws ”) became effective in connection with the closing of the initial public offering”
LanzaTech Global, Inc.: filed a Second Amended and Restated Certificate of Designation of Series A Convertible Senior Preferred Stock to provide for mandatory conversion, eliminate mandatory redemption, and make technical changes (effective 2026-01-21).
“On the Closing Date, the Company filed a Second Amended and Restated Certificate of Designation of Series A Convertible Senior Preferred Stock (the “A&R CoD”) with the Office of the Secretary of State of the State of Delaware.”
PHP Ventures Acquisition Corp.: Approved an amendment to the Amended and Restated Certificate of Incorporation to extend the business combination deadline from August 16, 2025 to December 31, 2026 (effective 2025-08-16).
“The Extension Amendment extends the date by which the Company must consummate a business combination from August 16, 2025 to December 31, 2026, in a series of up to sixteen (16) one-month extensions, with each such extension at the election of the Company’s Board of Directors, provided that (i) The Sponsor, or its affiliates or permitted designees, will deposit into the Trust Account $0.10 per share for each share of Class A common stock issued in connection with the Company’s initial public offering that remains outstanding, subject to a maximum amount of $1,000 per month, and (ii) the procedures relating to any such extension, as set forth in the Company’s Investment Management Trust Agreement, shall have been complied with.”
Collab Z Inc.: Filed Certificate of Designation for Series C Convertible Preferred Stock, establishing terms of the series (effective 2026-01-23).
“The Certificate of Designation was filed with the State of Nevada Secretary of State on January 23, 2026.”
FG Imperii Acquisition Corp.: Filed amended and restated memorandum and articles of association in connection with IPO (effective 2026-01-15).
“On January 15, 2026, in connection with the IPO, the Company filed its amended and restated memorandum and articles of association (the “ Amended and Restated Memorandum and Articles of Association ”) with the Cayman Islands Registrar of Companies, which was effective on January 15, 2026.”
UNITED THERAPEUTICS Corp: Amended and restated bylaws to implement cure process for director nomination deficiencies, remove language allowing board to require supermajority vote, and lower stockholder vote required to amend bylaws from 80% to majority of voting power (effective 2026-01-21).
“On January 21, 2026, the Board also approved amendments to, and the restatement of, the Company’s Tenth Amended and Restated Bylaws.”
SOUTHERN FIRST BANCSHARES INC: Amended Bylaws to authorize the Nominating and Corporate Governance Committee to determine compensation of Emeritus Directors (effective 2026-01-20).
“On January 20, 2026, the Board of Directors of Southern First Bancshares (the “Company”) amended the Company’s Amended and Restated Bylaws (the “Bylaws”) to authorize the Nominating and Corporate Governance Committee of the Company to determine the compensation of Emeritus Directors.”
22nd Century Group, Inc.: Filing of Certificate of Amendment to effect a 1-for-15 reverse stock split of common stock (effective 2026-01-26).
“On January 22, 2026, 22nd Century Group, Inc. (the “Company”) filed a Certificate of Amendment (the “Certificate”) pursuant to Nevada Revised Statutes (“NRS”) Section 78.209 with the Secretary of State of the State of Nevada authorizing a 1-for-15 reverse stock split of the Company’s issued and outstanding shares of common stock (the “Reverse Stock Split”).”
Globaltek Ventures, Inc.: Amended Articles of Incorporation to effect a 1-for-1200 reverse stock split (effective 2026-01-20).
“In connection with the Reverse Stock Split, the Company filed a Certificate of Amendment to its Articles of Incorporation with the Nevada Secretary of State on October 2, 2025, which became effective on January 20, 2026.”
EKSO BIONICS HOLDINGS, INC.: Filed a Certificate of Designation for Series B Convertible Preferred Stock to the Restated Articles of Incorporation (effective 2026-01-22).
“In connection with the Private Placement, on January 22, 2026, the Company filed a Certificate of Designation of the Powers, Preferences and Relative, Participating, Option and Other Restrictions of the Series B Preferred Stock (the “Certificate of Designation”) to the Company’s Restated Articles of Incorporation with the Secretary of State of the State of Nevada.”
AMERICAN REBEL HOLDINGS INC: Approved a Certificate of Amendment to effect a 1-for-20 reverse stock split of common stock (effective 2026-02-02).
“the Board set the Reverse Stock Split ratio at 1-for-20 and approved and authorized the filing of the Certificate of Amendment on January 13, 2026, with the Certificate of Amendment to become effective as of 12:00 a.m., Eastern Time, on February 2, 2026”
Mission Produce, Inc.: Adoption of Rights Agreement declaring preferred stock purchase rights dividend (effective 2026-01-21).
“that was previously approved by the Board of Directors of the Company. In connection with the Rights Agreement, a dividend was declared of one preferred stock purchase right”
Israel Acquisitions Corp: Adopted Fifth Amended and Restated Memorandum and Articles of Association to extend business combination deadline up to January 18, 2027 (effective 2026-01-16).
“the Company amended the Company’s Fourth Amended and Restated Memorandum and Articles of Association on January 16, 2026, in its entirety, by adopting the Company’s Fifth Amended and Restated Memorandum and Articles of Association”
X3 Acquisition Corp. Ltd.: On January 20, 2026, the Company adopted its Amended and Restated Memorandum and Articles of Association (effective 2026-01-20).
“On January 20, 2026, and in connection with the IPO, the Company adopted its Amended and Restated Memorandum and Articles of Association.”
UMeWorld Inc.: Amended articles of incorporation to reflect redomiciliation from British Virgin Islands to Delaware and name change to UMeWorld Inc (effective 2026-01-21).
“Effective January 21, 2026, the Company completed its redomiciliation from the British Virgin Islands to the State of Delaware and changed its corporate name from UMeWorld Limited to UMeWorld Inc.”
Rithm Capital Corp.: Filed Certificate of Designations designating 11,500,000 shares of 8.750% Series F Fixed-Rate Reset Cumulative Redeemable Preferred Stock, effective upon filing (effective 2026-01-21).
“On January 21, 2026, the Company filed a Certificate of Designations (the “Certificate of Designations”) with the Secretary of State of the State of Delaware to designate 11,500,000 shares of the Company’s authorized preferred stock as the 8.750% Series F Fixed-Rate Reset Cumulative Redeemable Preferred Stock, par value $0.01 per share, with a liquidation preference of $25.00 per share (“Series F Preferred Stock”), with the powers, designations, preferences and other rights as set forth therein. The Certificate of Designations became effective upon filing on January 21, 2026.”
Franklin BSP Realty Trust, Inc.: Extended mandatory conversion date of Series H Convertible Preferred Stock from January 21, 2026 to January 21, 2028, and added monthly conversion right of up to 4,487 shares upon 10 business days' notice (effective 2026-01-20).
“On January 20, 2026, Franklin BSP Realty Trust, Inc. (the “ Company ”) filed Amendment No. 4 (the “ Amendment ”) to the Articles Supplementary (the “ Series H Articles Supplementary ”) relating to the Company’s Series H Convertible Preferred Stock, $0.01 par value per share (the “ Series H Preferred Stock ”) with the Maryland State Department of Assessments and Taxation, which Amendment became effective upon filing.”
GPGI, Inc.: Amended Third Amended and Restated By-Laws to reflect Company renaming to GPGI, Inc. effective January 22, 2026, and make administrative revisions for executive transitions (effective 2026-01-22).
“On January 16, 2026, the Board approved amendments to the Company’s Third Amended and Restated By-Laws (as amended, the “Bylaws”) to reflect the previously announced renaming of the Company to GPGI, Inc., which will become effective on January 22, 2026, and to make certain administrative revisions in connection with the executive transitions described in Item 5.02 above.”
GRI Bio, Inc.: Filed Certificate of Amendment to effect a 1-for-28 reverse stock split of common stock, effective January 23, 2026 (effective 2026-01-23).
“On January 21, 2026, GRI Bio, Inc. (the “Company”) filed with the Secretary of State of the State of Delaware an amendment (the “Certificate of Amendment”) to its amended and restated certificate of incorporation, as amended, to effect a reverse stock split of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), at a ratio of 1-for-28 (the “Reverse Stock Split”).”
Perfect Moment Ltd.: Amended Certificate of Incorporation to change Conversion Price and provide for automatic conversion of Series AA Preferred Stock, effective as of 5:00pm E.T. on January 14, 2026 (effective 2026-01-14).
“the Company’s stockholders approved the Certificate of Amendment to the Series AA COD (the “Certificate of Amendment”), to amend the definition of “Conversion Price” to be equal to $0.46822, and to provide for the automatic conversion of the Series AA Preferred, effective as of 5:00pm E.T. on January 14, 2026.”
Broad Capital Acquisition Corp: Extended deadline to consummate business combination from January 13, 2026 to July 13, 2027 and reduced monthly extension fee, effective upon stockholder approval on January 9, 2025 (effective 2025-01-09).
“On January 9, 2025, the Company held a Special Meeting of Stockholders (the “ Meeting ”). At the Meeting, the Company’s stockholders approved an amendment to the Company’s Charter, as further amended on January 11, 2023, June 12, 2023, January 8, 2024 and January 13, 2025 (the “Charter Amendment Proposal ”), (a) to extend the date by which we have to consummate a business combination from January 13, 2026 (the “ Termination Date ”) by up to eighteen (18) one-month extensions to July 13, 2027 (the “ Extended Date ”) and (b) to decrease the monthly extension fee (the “ Monthly Extension Loan ”) to the Adjusted Monthly Extension Loan commencing on January 13, 2026.”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.