Governance Changes

HCM Acquisition Corp: Amendment to extend business combination deadline from April 25, 2023 to May 25, 2023, with optional monthly extensions up to January 25, 2024 (effective 2023-04-21).

“As approved by its shareholders at the Extraordinary Meeting, HCM amended its amended and restated memorandum and articles of association (the “Extension Amendment”). HCM filed the Extension Amendment with the Registrar of Companies of the Cayman Islands on April 21, 2023. The Extension Amendment changed the date by which HCM must consummate an initial business combination from April 25, 2023 to May 25, 2023, with the option to elect to extend the date to consummate a business combination on a monthly basis for up to eight times by an additional month each time after May 25, 2023, without another shareholder vote, upon two days’ advance notice prior to the applicable deadline, for a total of up to nine months to January 25, 2024, unless the closing of a business combination shall have occurred.”

GRI Bio, Inc.: Amended the certificate of incorporation to effect a 1-for-30 reverse stock split (effective 2023-04-21).

“On April 21, 2023, prior to the Effective Time, the Company filed the Stock Split Amendment with the Secretary of State of the State of Delaware to effect the Reverse Split.”

Trean Insurance Group, Inc.: Amended and restated the bylaws in their entirety.

“In addition, in connection with the Merger, the Amended and Restated By-laws of the Company, were amended and restated in their entirety.”

Trean Insurance Group, Inc.: Amended and restated the certificate of incorporation in its entirety.

“At the effective time of the Merger on April 21 , 2023, the Amended and Restated Certificate of Incorporation of the Company, was amended and restated in its entirety.”

CARPENTER TECHNOLOGY CORP: Amended and restated bylaws to comply with universal proxy rules and make other clarifying and technical changes (effective 2023-04-18).

“On April 18, 2023, in connection with the universal proxy rules adopted by the U.S. Securities and Exchange Commission and related requirements (the “Universal Proxy Rules”) and a periodic review of the Bylaws of Carpenter Technology Corporation (“Carpenter” or the “Company”), the Board of Directors (the “Board”) of Carpenter amended the Company’s Amended and Restated Bylaws (the “Amended and Restated Bylaws”), effective as of the same date.”

Dynatrace, Inc.: Amended and restated bylaws to update provisions related to universal proxy rules, virtual meetings, stockholder proposals, DGCL amendments, and federal forum selection (effective 2023-04-20).

“On April 20, 2023, based on the recommendation of the Nominating and Corporate Governance Committee of the Board of Directors (the "Board") of Dynatrace, Inc. (the "Company"), in connection with new Securities and Exchange Commission rules and changes to the Securities Exchange Act of 1934, as amended (the "Exchange Act"), regarding universal proxy cards, certain recent changes to the Delaware General Corporation Law ("DGCL"), and a periodic review of corporate governance matters, the Board adopted and approved the Company's Second Amended and Restated Bylaws (the "Second A&R Bylaws"), effective immediately.”

Kontoor Brands, Inc.: Eliminated the director age limit from the Bylaws (effective 2023-04-20).

“On April 20, 2023, the Board of Directors of Kontoor Brands, Inc. (the "Company") amended Section 2 of Article II of the Bylaws of the Company to eliminate the director age limit.”

Purple Innovation, Inc.: Amendment and restatement of bylaws to reflect changes related to Cooperation Agreement, including references to Lead Independent Director Charter.

“In connection with the Company’s entry into the Cooperation Agreement, substantially simultaneously with (and in any event, within one (1) business day of) the Effective Time, the Company will amend and restate its bylaws in their entirety to reflect the changes described above.”

ARTELO BIOSCIENCES, INC.: Amended and restated bylaws to establish a classified board of directors with three classes and staggered three-year terms (effective 2023-04-21).

“On April 21, 2023, the board of directors (the “Board”) of Artelo Biosciences, Inc. (the “Company”) amended and restated the Company’s amended and restated bylaws to establish a classified board of directors, divided into three classes, each of whose members will serve for staggered three year terms.”

MedWellAI, Inc.: 实施1:125反向股票分割并将授权普通股从7.5亿股减少至600万股，并提交更正证书纠正优先股引用错误 (effective 2023-04-21).

“On April 17, 2023, Integrated Ventures, Inc. (the “Company”) received from the Secretary of State of the State of Nevada the filed Certificate of Change Pursuant to NRS 78.209 , which effected a 1-for-125 reverse stock split (the “Reverse Stock Split”) and reduction in the number of shares of Common Stock that the Company is authorized to issue at the same ratio, with such number of authorized shares of Common Stock reduced from 750 million to 6 million”

General Motors Co: Lowered threshold for shareholders to call a special meeting from 25% to 15% of voting power (effective 2023-04-20).

“On April 20, 2023, the Board of Directors of General Motors Company (the “Company”) approved an amendment to the Company’s Bylaws (the “Amended and Restated Bylaws”), which became effective immediately. The Amended and Restated Bylaws were amended to lower the threshold for shareholders to call a special meeting from shares representing 25 percent of the Company’s voting power to shares representing 15 percent of the Company’s voting power.”

UNITED THERAPEUTICS Corp: Adopted Tenth Amended and Restated Bylaws with various amendments including enhanced stockholder proposal and director nomination procedures, adjourned meeting mechanics, proxy rules, and technical changes (effective 2023-04-20).

“On April 20, 2023, the Board of Directors (the “ Board ”) of United Therapeutics Corporation (the “ Company ”) approved and adopted the Company’s Tenth Amended and Restated Bylaws (as amended and restated, the “ Bylaws ”), which became effective the same day.”

BLACKSTONE MORTGAGE TRUST, INC.: Adopted Seventh Amended and Restated Bylaws, enhancing stockholder nomination and proposal procedures, including compliance with Rule 14a-19, and making other updates (effective 2023-04-19).

“On April 19, 2023, the Board of Directors (the “Board”) of Blackstone Mortgage Trust, Inc. (the “Company”) adopted resolutions amending and restating the Company’s bylaws (as amended and restated, the “Seventh Amended and Restated Bylaws”).”

MFA FINANCIAL, INC.: The Board approved and adopted an amendment and restatement of the Company's Bylaws, enhancing disclosure and procedural requirements for stockholder nominations, proxy voting, and other technical changes (effective 2023-04-18).

“On and effective as of April 18, 2023, the Board of Directors of MFA Financial, Inc. (the “Company”) approved and adopted an amendment and restatement of the Company’s Bylaws (the “Amended and Restated Bylaws”).”

SILICON LABORATORIES INC.: Adopted Sixth Amended and Restated Bylaws revising advance notice procedures, director nomination disclosures, meeting adjournment, and uncertificated shares (effective 2023-04-20).

“On April 20, 2023, the Board of Directors of the Company (the “Board”) approved and adopted the Sixth Amended and Restated Bylaws (“Restated Bylaws”), effective immediately.”

MASIMO CORP: Masimo Corp amended its Fifth Amended and Restated Bylaws to extend the deadline for stockholders to give notice of director nominations and submit proposals for the 2023 Annual Meeting from April 24, 2023 to May 1, 2023 (effective 2023-04-20).

“On April 20, 2023, the Board of Directors (the “Board”) of Masimo Corporation, a Delaware corporation (the “Corporation”) approved and adopted an amendment to the Corporation’s Fifth Amended and Restated Bylaws (the “Amendment”), which extends the deadline for stockholders to give notice of their intention to nominate directors to stand for election and to submit stockholder proposals for consideration at the 2023 Annual Meeting of Stockholders, from 6:00 p.m. local time in Wilmington, Delaware on April 24, 2023 to 6:00 p.m. local time in Wilmington, Delaware on May 1, 2023.”

CalAmp Corp.: Amendment and restatement of Bylaws to adopt universal proxy rules, revise advance notice disclosure requirements, and add procedural requirements for special meetings and written consent (effective 2023-04-20).

“On April 20, 2023, the Board of Directors (the “Board”) of CalAmp Corp. (the “ Company ”) approved and adopted an amendment and restatement of the Company’s Bylaws (as so amended, the “ Bylaws ”).”

MILLERKNOLL, INC.: Amended and restated bylaws to implement universal proxy card rules and make other governance updates (effective 2023-04-18).

“On April 18, 2023, in connection with the new Securities and Exchange Commission rules regarding universal proxy cards and its periodic review of corporate governance matters, the Board of Directors (the “Board”) of MillerKnoll, Inc. (the “Company”) amended and restated the Company’s Amended and Restated Bylaws (as so amended and restated, the “Bylaws”), effective as of the same date.”

ZRCN Inc.: Company amended its Certificate of Incorporation to change its name from Harmony Energy Technologies Corp. to ZRCN Inc (effective 2023-04-18).

“On April 18, 2023, in connection with the Merger, the Company filed an amendment to the Certificate of Incorporation with the Secretary of State of the State of Delaware to change the Company’s name from “Harmony Energy Technologies Corp.” to “ZRCN Inc.””

Yotta Acquisition Corp: Amended the Amended and Restated Certificate of Incorporation to extend the Business Combination Period from April 22, 2023 to April 22, 2024 (effective 2023-04-19).

“As approved by its stockholders at the Special Meeting, YOTA filed an amendment to its Amended and Restated Certificate of Incorporation with the Delaware Secretary of State on April 19, 2023 giving YOTA the right to extend the Business Combination Period from April 22, 2023 to April 22, 2024.”

Global Technology Acquisition Corp. I: Amended and restated the memorandum and articles of association to extend the deadline to complete an initial business combination from April 25, 2023 to April 25, 2024 or October 25, 2024, subject to conditions (effective 2023-04-14).

“On April 14, 2023, to effectuate the Extension, GTAC filed with the Cayman Islands Registrar of Companies the Second Amended and Restated Memorandum and Articles of Association of GTAC (the “Second A&R Charter”).”

Apollo Debt Solutions BDC: Second Amended and Restated Bylaws: clarified annual shareholder meetings and revised contested election provisions (effective 2023-04-14).

“On April 14, 2023, the Board approved an amendment and restatement of the Fund’s Amended and Restated Bylaws (the “Second Amended and Restated Bylaws”). The Fund adopted the Second Amended and Restated Bylaws as a result of comments issued by state securities regulators in connection with their annual review of the Fund’s offering. The Second Amended and Restated Bylaws, among other things: (1) clarifies that the Fund will hold annual meetings of its shareholders; and (2) revises provision related to contested election where no trustee receives sufficient votes to be elected. The Second Amended and Restated Bylaws became effective immediately.”

Apollo Debt Solutions BDC: Third Amended and Restated Declaration of Trust: clarified trustee three-year term, shareholder challenge rights, and shareholder vote on bylaw amendments affecting voting rights (effective 2023-04-14).

“On April 14, 2023, the Board of Trustees (the “Board”) of Apollo Debt Solutions BDC (the “Fund”) approved an amendment and restatement of the Fund’s Second Amended and Restated Declaration of Trust (the “Third Amended and Restated Declaration of Trust”). The Fund adopted the Third Amended and Restated Declaration of Trust as a result of comments issued by state securities regulators in connection with their annual review of the Fund’s offering. The Third Amended and Restated Declaration of Trust, among other things: (1) clarifies that each trustee will serve for a fixed three-year term; (2) provides that shareholders have the ability to challenge actions taken by the Board; and (3) provides that any amendments to revise the Bylaws that would alter the voting rights of shareholders need to be approved by a majority vote of the Fund’s shareholders. The Third Amended and Restated Declaration of Trust became effective immediately.”

Ouster, Inc.: Certificate of Amendment to effect a one-for-10 reverse stock split and corresponding reduction in authorized shares (effective 2023-04-20).

“On April 20, 2023, Ouster, Inc. (the “ Company ”) filed with the Secretary of State of the State of Delaware a Certificate of Amendment to its Certificate of Incorporation (the “ Charter Amendment ”) to effect a one-for-10 reverse stock split of the Company’s common stock (the “ Reverse Stock Split ”) and a corresponding reduction in authorized shares of common stock, which became effective as of 1:01 p.m. Pacific Time on April 20, 2023.”

Axe Compute Inc.: Amended certificate of incorporation to effect a 1-for-20 reverse stock split of common stock (effective 2023-04-24).

“On April 19, 2023, Predictive Oncology Inc. (the “Company”) filed a Certificate of Amendment to the Certificate of Incorporation (the “Certificate of Amendment”) with the Secretary of State of Delaware to effect a 1-for-20 reverse stock split of the shares of the Company’s common stock, par value $0.01 per share (the “Common Stock”), effective as of 12:01 a.m. (Delaware time) on April 24, 2023 (the “Reverse Stock Split”).”

Tracon Pharmaceuticals, Inc.: Amended certificate of incorporation to increase authorized common stock from 40,000,000 to 60,000,000 shares (effective 2023-04-20).

“On April 20, 2023, following stockholder approval of the Authorized Share Proposal, the Company filed with the Secretary of State of the State of Delaware a Certificate of Amendment to the Company’s Amended and Restated Certificate of Incorporation, as amended (the “Charter Amendment”), to increase the authorized number of shares of the Common Stock from 40,000,000 to 60,000,000 shares.”

Orbital Infrastructure Group, Inc.: Amendment to Certificate of Formation to effect a 1-for-40 reverse stock split, effective April 21, 2023 (effective 2023-04-21).

“the Certificate of Formation shall be amended to effect a reverse stock split of our outstanding Common Stock at a reverse stock split ratio of one share for forty shares (40:1)”

Aeries Technology, Inc.: Shareholders approved an amendment to the Articles to extend the deadline for the Company to complete a business combination from 18 months to 24 months from the closing of the IPO, and an amendment to eliminate the redemption limitation that prevented the Company from redeeming Class A ordinary sha (effective 2023-04-14).

“At the Meeting, the Company’s shareholders also approved two proposals to amend the Company’s amended and restated memorandum and articles of association (the “ Articles ”). The first such proposal (the “ Extension Amendment Proposal ”) sought to amend the Articles to extend the date by which the Company must (1) consummate a merger, amalgamation, share exchange, asset acquisition, share purchase, reorganization or similar business combination with one or more businesses or entities, (2) cease its operations except for the purpose of winding up if it fails to complete such business combination, and (3) redeem all of the Company’s Class A ordinary shares sold in the Company’s initial public offering that was consummated on October 22, 2021 (the “IPO”), from 18 months from the closing of the Company’s IPO to 24 months from the closing of the IPO (the “ Extension Amendment ”). The second such proposal (the “ Redemption Limitation Amendment Proposal ”) sought to amend the Articles to elimi”

AlTi Global, Inc.: Amended and restated By-laws to reflect name change to AlTi Global, Inc (effective 2023-04-19).

“the By-laws of the Company were also amended and restated to reflect the name change to AlTi Global, Inc.”

AlTi Global, Inc.: Amended Article One of the Certificate of Incorporation to change corporate name to AlTi Global, Inc (effective 2023-04-19).

“we amended Article One of the Company’s Certificate of Incorporation to change our corporate name to AlTi Global, Inc. pursuant to a Certificate of Ownership and Merger filed with the Secretary of State of the State of Delaware on April 19, 2023”

Mayville Engineering Company, Inc.: Decreased the size of the Board of Directors from eight directors to seven directors (effective 2023-04-18).

“Effective immediately preceding the Annual Meeting (as defined below) on April 18, 2023, the Board of Directors of Mayville Engineering Company, Inc. (the “Company”) amended Section 3.01 of Article III of the Bylaws of the Company to decrease the size of the Board of Directors from eight directors to seven directors.”

Bloomin' Brands, Inc.: Adopted amended bylaws to implement procedural safeguards for stockholder special meetings and update universal proxy rules under Rule 14a-19.

“the Board of Directors (the “Board”) of the Company approved and adopted the Fourth Amended and Restated Bylaws of the Company (the “Amended Bylaws”).”

Bloomin' Brands, Inc.: Amended charter to provide stockholders holding 25% or more of common stock the right to request special meetings and to permit officer exculpation consistent with DGCL (effective 2023-04-19).

“On April 18, 2023, the stockholders of Bloomin’ Brands, Inc. (the “Company”) at its 2023 Annual Meeting of Stockholders (the “Annual Meeting”) approved amendments (the “Amendments”) to the Company’s Fourth Amended and Restated Certificate of Incorporation (the “Charter”) to (a) provide stockholders holding a combined 25% or more of the Company’s common stock with the right to request special meetings of stockholders (the “Special Meeting Amendment”) and (b) permit the exculpation of officers consistent with changes to Delaware General Corporation Law.”

BTCS Inc.: Filed a Certificate of Amendment to the Certificate of Designation for Series V Preferred Stock, changing convertibility, duration, liquidation preference, and dividend rights (effective 2023-04-17).

“On April 14, 2023, BTCS Inc. (the “Company”) filed a Certificate of Amendment to its Certificate of Designation (the “Amendment”) for its Series V Preferred Stock (the “Series V”) related to the previously announced dividend (the “Dividend”) payable in shares of Series V. The Amendment was accepted by the Secretary of State of the State of Nevada on April 17, 2023.”

FATE THERAPEUTICS INC: Amended definition of Beneficial Ownership Limitation in Class A Convertible Preferred Stock Certificate of Designation to 14.99% of outstanding common shares upon conversion (effective 2023-04-13).

“On April 13, 2023, the Company filed with the office of the Secretary of State of the State of Delaware a Certificate of Amendment (the “Certificate of Amendment”) to Certificate of Designation of Preferences, Rights and Limitations of Class A Convertible Preferred Stock (the “Certificate of Designation”) which amends the definition of “Beneficial Ownership Limitation” to be 14.99% of the number of shares of the Common Stock outstanding immediately after giving effect to the issuance of shares of Common Stock pursuant to a Notice of Conversion (as defined in, and to the extent permitted pursuant to Section 6(c) of, the Certificate of Designation).”

Sunshine Biopharma Inc.: Amendment to bylaws changing the quorum requirement for common voting stock to one-third of outstanding shares (effective 2023-04-17).

“On April 17, 2023, Sunshine Biopharma, Inc. (the “Company”) adopted an amendment to the Company’s bylaws. Pursuant to the amendment, one-third of the outstanding shares of the Company's common voting stock will constitute a quorum.”

BIOGEN INC.: Effective April 12, 2023, the Board approved amended bylaws to change the title of 'Chairman' to 'Chair' (effective 2023-04-12).

“Effective April 12, 2023, the Board of Directors of Biogen Inc. (the “Company”) approved the Company’s Fourth Amended and Restated Bylaws, as amended through April 12, 2023 (as so amended, the “Amended Bylaws”), to change the title of “Chairman” to “Chair.””

Mitesco, Inc.: On March 23, 2023, Mitesco, Inc. filed a Certificate of Designations with the Delaware Secretary of State to create and designate Series F 12% PIK Convertible Perpetual Preferred Stock, establishing the rights, preferences, and designations of that series (effective 2023-03-23).

“On March 23, 2023, Mitesco, Inc. (the "Company") filed a Certificate of Designations, Preferences and Rights of Series F 12% PIK Convertible Perpetual Preferred Stock (the "Series F Shares" or "Series F Preferred Stock") with the Delaware Secretary of State (the "Certificate of Designation").”

INNOVATIVE SOLUTIONS & SUPPORT INC: Filed Articles of Amendment to amend the Amended and Restated Articles of Incorporation (effective 2023-04-17).

“On April 17, 2023, following the approval of a proposed amendment to the Amended and Restated Articles of Incorporation (the “ Charter ”) of Innovative Solutions and Support, Inc. (the “ Company ”) by the Company’s shareholders at the Company’s 2023 Annual Meeting of Shareholders (the “ Annual Meeting ”), as further described in the Company’s Proxy Statement on Schedule 14A, which was filed with the U.S. Securities and Exchange Commission on February 24, 2023 (such amendment, the “ Amendment ” and such Proxy Statement, the “ Proxy Statement ”), the Company filed Articles of Amendment with the Department of State of the Commonwealth of Pennsylvania (the “ Department ”) in order to give effect to the Amendment.”

Papaya Growth Opportunity Corp. I: Approved Charter Amendment to extend termination date from April 19, 2023 to October 19, 2023 (effective 2023-04-18).

“a proposal to approve the Charter Amendment to extend the termination date up to six (6) times for an additional one (1) month each time, from April 19, 2023 to October 19, 2023”

Abpro Holdings, Inc.: Amended charter to extend business combination deadline, add Series B-to-Series A conversion right, and require 65% vote for certain amendments (effective 2023-04-18).

“a proposal to amend the Company’s amended and restated certificate of incorporation (the “Charter”) to (a) extend the date by which the Company must consummate a business combination, (b) provide holders of Series B Common Stock (as defined in the Charter) the right to convert any and all their Series B Common Stock into Series A common stock on a one-for-one basis prior to the closing of a business combination at the election of the holder and (c) provide that certain charter amendments can be effectuated with the affirmative vote of 65% of the shares of common stock outstanding that are entitled to vote”

Arogo Capital Acquisition Corp.: Extended business combination period and updated certain defined terms in the Trust Agreement (effective 2023-03-29).

“The Company also made an amendment to the Company’s investment management trust agreement (the “ Trust Agreement ”), dated as of December 23, 2021, by and between the Company and Continental Stock Transfer & Trust Company, allowing the Company to extend the business combination period from March 29, 2023 to December 29, 2023, and updating certain defined terms in the Trust Agreement”

Arogo Capital Acquisition Corp.: Extended the date to consummate initial business combination from March 29, 2023 to December 29, 2023 (effective 2023-03-28).

“The Company filed the Charter Amendment with the Office of the Secretary of State of Delaware on March 28, 2023”

Black Mountain Acquisition Corp.: Amended charter to extend business combination deadline and remove redemption limitation (effective 2023-04-17).

“As approved by the Company’s stockholders at the Special Meeting, the Company filed the Amended Charter with the Secretary of State of the State of Delaware on April 17, 2023 in order to implement the Initial Extension and the Additional Extension Option and to remove the Redemption Limitation (as defined below).”

Bloom Energy Corp: Amended Certificate of Designation of Series B Redeemable Convertible Preferred Stock to clarify certain terms (effective 2023-04-18).

“On April 18, 2023, Bloom Energy Corporation (the “Company”) filed with the Secretary of State of Delaware a Certificate of Amendment to the Certificate of Designation of Series B Redeemable Convertible Preferred Stock (the “Certificate of Amendment”)”

SUPA Consolidated Inc.: Increased authorized shares from 50,000,000 to 500,000,000 (effective 2023-04-12).

“Pursuant to the authorization and approval previously provided by the stockholders of Tribal Rides International Corp., a Nevada corporation (the “ Company ”), the Company filed a Certificate of Amendment to its Articles of Incorporation with the Secretary of State of Nevada to increase its authorized shares, $0.00001 par value per share, from 50,000,000 shares to 500,000,000 shares, which filing became effective on April 12, 2023 (the “ Amendment ”).”

TON Strategy Co: Effected a 1-for-40 reverse stock split and increased authorized common stock from 200,000,000 to 400,000,000 shares (effective 2023-04-17).

“On April 17, 2023, the Company filed a Certificate of Amendment of Articles of Incorporation (the “Certificate of Amendment”) effecting a reverse stock split with a ratio of 1-for-40 (the “Reverse Split”) and reflecting an increase in the Company’s authorized shares of common stock from 200,000,000 to 400,000,000.”

IQVIA HOLDINGS INC.: Amended bylaws correspondingly to provide special meeting right, effective upon stockholder approval of charter amendment (effective 2023-04-18).

“The Board previously approved a corresponding amendment to the Company’s Amended and Restated Bylaws (the “Bylaws”), subject to stockholder approval of the proposal to provide a Special Meeting Right. The Bylaws of the Company became effective on April 18, 2023.”

IQVIA HOLDINGS INC.: Amended charter to provide stockholders holding at least 25% of outstanding common stock the right to request a special meeting (effective 2023-04-18).

“On April 18, 2023, IQVIA Holdings Inc. (the “Company”) held its 2023 Annual Meeting of Stockholders and approved a proposal to amend the Company’s Amended and Restated Certificate of Incorporation (the “Charter”) to provide stockholders representing at least 25% or more of the Company’s outstanding common stock the right to request a special meeting of stockholders (a “Special Meeting Right”).”

ACTELIS NETWORKS INC: Certificate of Amendment effecting a 1-for-10 reverse stock split of common stock (effective 2023-04-18).

“Actelis Networks, Inc. (the “Company”) filed a Certificate of Amendment to the Twenty Fourth Amended and Restated Certificate of Incorporation of the Company with the Secretary of State of the State of Delaware (the “Certificate of Amendment”) to affect a 1-for-10 reverse stock split (the “Reverse Stock Split”) of the shares of the Company’s common stock, par value $0.0001 per share (the “Common Stock”) on April 18, 2023.”