FATE THERAPEUTICS INC: Amended definition of Beneficial Ownership Limitation in Class A Convertible Preferred Stock Certificate of Designation to 14.99% of outstanding common shares upon conversion (effective 2023-04-13).
Change
charter amendment
Effective
2023-04-13
Exact text from the filing
On April 13, 2023, the Company filed with the office of the Secretary of State of the State of Delaware a Certificate of Amendment (the “Certificate of Amendment”) to Certificate of Designation of Preferences, Rights and Limitations of Class A Convertible Preferred Stock (the “Certificate of Designation”) which amends the definition of “Beneficial Ownership Limitation” to be 14.99% of the number of shares of the Common Stock outstanding immediately after giving effect to the issuance of shares of Common Stock pursuant to a Notice of Conversion (as defined in, and to the extent permitted pursuant to Section 6(c) of, the Certificate of Designation).
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