Governance Changes

AMREP CORP.: Increased board size from 4 to 5, increased Class III directors from 1 to 2, and amended Section 1(a) of Article III of the By-Laws (effective 2026-01-27).

“On January 26, 2026, the Board, effective as of January 27, 2026, increased the size of the Board from four members to five members, increased the number of Class III directors from one director to two directors (Mr. McNaney is a Class III director) and amended Section 1(a) of Article III of the By-Laws of the Company to provide that the Board consists of five directors.”

Modular Medical, Inc.: Increased authorized shares of common stock from 100,000,000 to 250,000,000 (effective 2026-01-23).

“On January 23, 2026, Modular Medical, Inc. (the "Company") filed a certificate of amendment to its Amended and Restated Articles of Incorporation (as amended, the "Amended and Restated Certificate of Incorporation") (the "Charter Amendment"), with the secretary of state of the state of Nevada to increase the Company’s authorized shares of common stock from 100,000,000 to 250,000,000.”

Astria Therapeutics, Inc.: At the Effective Time of the merger, the bylaws of the Merger Sub became the bylaws of Astria, replacing its prior bylaws (effective 2026-01-23).

“and the bylaws of the Merger Sub became the bylaws of Astria in the form filed as Exhibit 3.2 to this Current Report on Form 8-K”

Astria Therapeutics, Inc.: At the Effective Time of the merger, Astria's certificate of incorporation was amended and restated in its entirety (effective 2026-01-23).

“Pursuant to the Merger Agreement, at the Effective Time, Astria’s certificate of incorporation was amended and restated in its entirety in the form filed as Exhibit 3.1”

Livento Group, Inc.: Filed Certificate of Amendment to effect a 1-for-20,000 reverse stock split of Common Stock, effective December 30, 2026 (effective 2026-12-30).

“On May 5, 2025, the Company filed Certificate of Amendment (the "Amendment") to its Second Amended and Restated Certificate of Incorporation”

Super League Enterprise, Inc.: Filed amendment to Third Amended and Restated Certificate of Incorporation to effect a 1-for-12 reverse stock split of common stock (effective 2026-01-23).

“On January 16, 2026, Super League Enterprise, Inc. (the “ Company ”) filed an amendment (the “ Amendment ”) to the Company’s Third Amended and Restated Certificate of Incorporation (the “ Charter ”), to effect a reverse stock split of the Company’s issued and outstanding shares of common stock, par value $0.001 per share ( “ Common Stock ”) at a ratio of 1-for-12 (the “ Reverse Split ”). The Amendment became effective at 12:01 a.m. on January 23, 2026 (the “ Effective Time ”).”

BITGO HOLDINGS, INC.: Amended and Restated Bylaws became effective upon closing of initial public offering (effective 2026-01-23).

“On January 23, 2026, BitGo Holdings, Inc. (the “ Company ”) filed its Amended and Restated Certificate of Incorporation (the “ Charter ”) with the Secretary of State of the State of Delaware and its Amended and Restated Bylaws (the “ Bylaws ”) became effective in connection with the closing of the initial public offering”

BITGO HOLDINGS, INC.: Filed Amended and Restated Certificate of Incorporation effective upon closing of initial public offering (effective 2026-01-23).

“On January 23, 2026, BitGo Holdings, Inc. (the “ Company ”) filed its Amended and Restated Certificate of Incorporation (the “ Charter ”) with the Secretary of State of the State of Delaware and its Amended and Restated Bylaws (the “ Bylaws ”) became effective in connection with the closing of the initial public offering”

LanzaTech Global, Inc.: filed a Second Amended and Restated Certificate of Designation of Series A Convertible Senior Preferred Stock to provide for mandatory conversion, eliminate mandatory redemption, and make technical changes (effective 2026-01-21).

“On the Closing Date, the Company filed a Second Amended and Restated Certificate of Designation of Series A Convertible Senior Preferred Stock (the “A&R CoD”) with the Office of the Secretary of State of the State of Delaware.”

PHP Ventures Acquisition Corp.: Approved an amendment to the Amended and Restated Certificate of Incorporation to extend the business combination deadline from August 16, 2025 to December 31, 2026 (effective 2025-08-16).

“The Extension Amendment extends the date by which the Company must consummate a business combination from August 16, 2025 to December 31, 2026, in a series of up to sixteen (16) one-month extensions, with each such extension at the election of the Company’s Board of Directors, provided that (i) The Sponsor, or its affiliates or permitted designees, will deposit into the Trust Account $0.10 per share for each share of Class A common stock issued in connection with the Company’s initial public offering that remains outstanding, subject to a maximum amount of $1,000 per month, and (ii) the procedures relating to any such extension, as set forth in the Company’s Investment Management Trust Agreement, shall have been complied with.”

Collab Z Inc.: Filed Certificate of Designation for Series C Convertible Preferred Stock, establishing terms of the series (effective 2026-01-23).

“The Certificate of Designation was filed with the State of Nevada Secretary of State on January 23, 2026.”

FG Imperii Acquisition Corp.: Filed amended and restated memorandum and articles of association in connection with IPO (effective 2026-01-15).

“On January 15, 2026, in connection with the IPO, the Company filed its amended and restated memorandum and articles of association (the “ Amended and Restated Memorandum and Articles of Association ”) with the Cayman Islands Registrar of Companies, which was effective on January 15, 2026.”

UNITED THERAPEUTICS Corp: Amended and restated bylaws to implement cure process for director nomination deficiencies, remove language allowing board to require supermajority vote, and lower stockholder vote required to amend bylaws from 80% to majority of voting power (effective 2026-01-21).

“On January 21, 2026, the Board also approved amendments to, and the restatement of, the Company’s Tenth Amended and Restated Bylaws.”

SOUTHERN FIRST BANCSHARES INC: Amended Bylaws to authorize the Nominating and Corporate Governance Committee to determine compensation of Emeritus Directors (effective 2026-01-20).

“On January 20, 2026, the Board of Directors of Southern First Bancshares (the “Company”) amended the Company’s Amended and Restated Bylaws (the “Bylaws”) to authorize the Nominating and Corporate Governance Committee of the Company to determine the compensation of Emeritus Directors.”

22nd Century Group, Inc.: Filing of Certificate of Amendment to effect a 1-for-15 reverse stock split of common stock (effective 2026-01-26).

“On January 22, 2026, 22nd Century Group, Inc. (the “Company”) filed a Certificate of Amendment (the “Certificate”) pursuant to Nevada Revised Statutes (“NRS”) Section 78.209 with the Secretary of State of the State of Nevada authorizing a 1-for-15 reverse stock split of the Company’s issued and outstanding shares of common stock (the “Reverse Stock Split”).”

Globaltek Ventures, Inc.: Amended Articles of Incorporation to effect a 1-for-1200 reverse stock split (effective 2026-01-20).

“In connection with the Reverse Stock Split, the Company filed a Certificate of Amendment to its Articles of Incorporation with the Nevada Secretary of State on October 2, 2025, which became effective on January 20, 2026.”

EKSO BIONICS HOLDINGS, INC.: Filed a Certificate of Designation for Series B Convertible Preferred Stock to the Restated Articles of Incorporation (effective 2026-01-22).

“In connection with the Private Placement, on January 22, 2026, the Company filed a Certificate of Designation of the Powers, Preferences and Relative, Participating, Option and Other Restrictions of the Series B Preferred Stock (the “Certificate of Designation”) to the Company’s Restated Articles of Incorporation with the Secretary of State of the State of Nevada.”

AMERICAN REBEL HOLDINGS INC: Approved a Certificate of Amendment to effect a 1-for-20 reverse stock split of common stock (effective 2026-02-02).

“the Board set the Reverse Stock Split ratio at 1-for-20 and approved and authorized the filing of the Certificate of Amendment on January 13, 2026, with the Certificate of Amendment to become effective as of 12:00 a.m., Eastern Time, on February 2, 2026”

Mission Produce, Inc.: Adoption of Rights Agreement declaring preferred stock purchase rights dividend (effective 2026-01-21).

“that was previously approved by the Board of Directors of the Company. In connection with the Rights Agreement, a dividend was declared of one preferred stock purchase right”

Israel Acquisitions Corp: Adopted Fifth Amended and Restated Memorandum and Articles of Association to extend business combination deadline up to January 18, 2027 (effective 2026-01-16).

“the Company amended the Company’s Fourth Amended and Restated Memorandum and Articles of Association on January 16, 2026, in its entirety, by adopting the Company’s Fifth Amended and Restated Memorandum and Articles of Association”

X3 Acquisition Corp. Ltd.: On January 20, 2026, the Company adopted its Amended and Restated Memorandum and Articles of Association (effective 2026-01-20).

“On January 20, 2026, and in connection with the IPO, the Company adopted its Amended and Restated Memorandum and Articles of Association.”

UMeWorld Inc.: Amended articles of incorporation to reflect redomiciliation from British Virgin Islands to Delaware and name change to UMeWorld Inc (effective 2026-01-21).

“Effective January 21, 2026, the Company completed its redomiciliation from the British Virgin Islands to the State of Delaware and changed its corporate name from UMeWorld Limited to UMeWorld Inc.”

Rithm Capital Corp.: Filed Certificate of Designations designating 11,500,000 shares of 8.750% Series F Fixed-Rate Reset Cumulative Redeemable Preferred Stock, effective upon filing (effective 2026-01-21).

“On January 21, 2026, the Company filed a Certificate of Designations (the “Certificate of Designations”) with the Secretary of State of the State of Delaware to designate 11,500,000 shares of the Company’s authorized preferred stock as the 8.750% Series F Fixed-Rate Reset Cumulative Redeemable Preferred Stock, par value $0.01 per share, with a liquidation preference of $25.00 per share (“Series F Preferred Stock”), with the powers, designations, preferences and other rights as set forth therein. The Certificate of Designations became effective upon filing on January 21, 2026.”

Franklin BSP Realty Trust, Inc.: Extended mandatory conversion date of Series H Convertible Preferred Stock from January 21, 2026 to January 21, 2028, and added monthly conversion right of up to 4,487 shares upon 10 business days' notice (effective 2026-01-20).

“On January 20, 2026, Franklin BSP Realty Trust, Inc. (the “ Company ”) filed Amendment No. 4 (the “ Amendment ”) to the Articles Supplementary (the “ Series H Articles Supplementary ”) relating to the Company’s Series H Convertible Preferred Stock, $0.01 par value per share (the “ Series H Preferred Stock ”) with the Maryland State Department of Assessments and Taxation, which Amendment became effective upon filing.”

GPGI, Inc.: Amended Third Amended and Restated By-Laws to reflect Company renaming to GPGI, Inc. effective January 22, 2026, and make administrative revisions for executive transitions (effective 2026-01-22).

“On January 16, 2026, the Board approved amendments to the Company’s Third Amended and Restated By-Laws (as amended, the “Bylaws”) to reflect the previously announced renaming of the Company to GPGI, Inc., which will become effective on January 22, 2026, and to make certain administrative revisions in connection with the executive transitions described in Item 5.02 above.”

GRI Bio, Inc.: Filed Certificate of Amendment to effect a 1-for-28 reverse stock split of common stock, effective January 23, 2026 (effective 2026-01-23).

“On January 21, 2026, GRI Bio, Inc. (the “Company”) filed with the Secretary of State of the State of Delaware an amendment (the “Certificate of Amendment”) to its amended and restated certificate of incorporation, as amended, to effect a reverse stock split of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), at a ratio of 1-for-28 (the “Reverse Stock Split”).”

Perfect Moment Ltd.: Amended Certificate of Incorporation to change Conversion Price and provide for automatic conversion of Series AA Preferred Stock, effective as of 5:00pm E.T. on January 14, 2026 (effective 2026-01-14).

“the Company’s stockholders approved the Certificate of Amendment to the Series AA COD (the “Certificate of Amendment”), to amend the definition of “Conversion Price” to be equal to $0.46822, and to provide for the automatic conversion of the Series AA Preferred, effective as of 5:00pm E.T. on January 14, 2026.”

Broad Capital Acquisition Corp: Extended deadline to consummate business combination from January 13, 2026 to July 13, 2027 and reduced monthly extension fee, effective upon stockholder approval on January 9, 2025 (effective 2025-01-09).

“On January 9, 2025, the Company held a Special Meeting of Stockholders (the “ Meeting ”). At the Meeting, the Company’s stockholders approved an amendment to the Company’s Charter, as further amended on January 11, 2023, June 12, 2023, January 8, 2024 and January 13, 2025 (the “Charter Amendment Proposal ”), (a) to extend the date by which we have to consummate a business combination from January 13, 2026 (the “ Termination Date ”) by up to eighteen (18) one-month extensions to July 13, 2027 (the “ Extended Date ”) and (b) to decrease the monthly extension fee (the “ Monthly Extension Loan ”) to the Adjusted Monthly Extension Loan commencing on January 13, 2026.”

60 DEGREES PHARMACEUTICALS, INC.: Amended Certificate of Incorporation to effect a one-for-four reverse stock split (effective 2026-01-20).

“On January 14, 2026, the Company filed a Certificate of Amendment to its Certificate of Incorporation with the Secretary of State of the State of Delaware, which became effective at 12:01 a.m. Eastern Time on January 20, 2026.”

Nakamoto Inc.: Amended and restated bylaws to reflect new corporate name (effective 2026-01-21).

“In connection with the Company’s name change, the Board approved the amended and restated bylaws of the Company (the “ Amended and Restated Bylaws ”, together with the Certificate of Amendment, the “ Rebranding ”) to reflect the new corporate name, which also became effective on January 21, 2026.”

Nakamoto Inc.: Changed corporate name from Kindly MD, Inc. to Nakamoto Inc. and changed corporate address (effective 2026-01-21).

“On January 16, 2026, Kindly MD, Inc. (the “ Company ”) filed with the Secretary of State of the State of Delaware a Certificate of Amendment (the “ Certificate of Amendment ”), as approved by the Company’s Board of Directors (the “ Board ”), to the Company’s Certificate of Incorporation, filed with the Secretary of State of the State of Delaware on December 17, 2025 (the “ Certificate of Incorporation ”), to change the Company’s corporate name from "Kindly MD, Inc." to “Nakamoto Inc.”, effective as of January 21, 2026.”

MICRON TECHNOLOGY INC: Approved amendment to Restated Certificate of Incorporation to eliminate certain officers' personal liability for monetary damages from duty of care breaches permitted by Delaware law (effective 2026-01-21).

“Company stockholders approved an amendment to the Company’s Restated Certificate of Incorporation (the “Company Charter”) to provide for the elimination of certain officers’ personal liability for monetary damages stemming from breaches of the duty of care as permitted by Section 102(b)(7) of the General Corporation Law of the State of Delaware (the “Exculpation Amendment”).”

OLENOX INDUSTRIES INC.: Changed company name from Safe & Green Holdings Corp. to Olenox Industries Inc. via Certificate of Amendment to Amended and Restated Certificate of Incorporation (effective 2026-01-22).

“On January 7, 2026, Safe & Green Holdings Corp. (the “ Company ”) changed its name to Olenox Industries Inc. by filing a Certificate of Amendment to its Amended and Restated Certificate of Incorporation with the Secretary of State of the State of Delaware (the “ Name Change ”).”

URBAN ONE, INC.: Filed Certificate of Amendment to effect a 1-for-10 reverse stock split of all classes of common stock (effective 2026-01-22).

“On January 16, 2026, Urban One, Inc. (the Company) filed a Certificate of Amendment to its Amended and Restated Certificate of Incorporation (the Certificate of Amendment) with the Secretary of State of the State of Delaware to effect a 1-for-10 reverse stock split of all classes of the Company’s Common Stock (A, B, C and D), including its publicly traded Class A Common Stock and Class D Common Stock (the Reverse Stock Split), effective as of 11:59 p.m. Eastern Time on January 22, 2026 (the Effective Date).”

HARVARD BIOSCIENCE INC: Reduced quorum requirement for stockholder meetings from a majority to one-third of shares entitled to vote (effective 2026-01-19).

“On January 19, 2026, the Board of Directors (the “Board”) of Harvard Bioscience, Inc., a Delaware corporation (the “Company”), approved an amendment to the Company’s Amended and Restated By-laws to reduce the quorum requirement for stockholder meetings from a majority to one-third (1/3) of the shares of capital stock entitled to vote (the “By-laws Amendment”).”

enVVeno Medical Corp: One-for-thirty-five reverse stock split effected by filing Certificate of Amendment to Fifth Amended and Restated Certificate of Incorporation (effective 2026-01-20).

“To effect the Reverse Stock Split, the Company filed with the Delaware Secretary of State a Certificate of Amendment to the Fifth Amended and Restated Certificate of Incorporation of the Company (the “Certificate of Amendment”) which became effective as of 12:01 a.m. Eastern Standard Time on Tuesday, January 20, 2026.”

FOXO TECHNOLOGIES INC.: Increased authorized shares of Common Stock from 2,500,000,000 to 10,000,000,000 (effective 2026-01-18).

“the Company filed a Certificate of Amendment to its Certificate of Incorporation, as amended, with the Secretary of State of Delaware to increase its authorized shares of Common Stock, $0.0001 par value per share, from 2,500,000,000 shares to 10,000,000,000 shares, which filing became effective on January 18, 2026”

BITMINE IMMERSION TECHNOLOGIES, INC.: Increased authorized common stock from 500,000,000 to 50,000,000,000 shares (effective 2026-01-16).

“the stockholders of the Company, among other things, approved an amendment to the Company’s Amended and Restated Certificate of Incorporation (the “ Certificate of Incorporation ”) to increase the total number of shares of common stock (the “ Common Stock ”) the Company is authorized to issue from 500,000,000 shares to 50,000,000,000 shares (the “ Charter Amendment ”).”

Columbus Acquisition Corp/Cayman Islands: Shareholders approved deleting the existing Charter and substituting the Second Amended and Restated Memorandum and Articles of Association, extending the business combination deadline to January 22, 2027 with monthly extension options (effective 2026-01-22).

“At the Extraordinary General Meeting, the shareholders of the Company approved the proposal (the “Charter Amendment Proposal”) that the Company’s Amended and Restated Memorandum and Articles of Association (the “Charter”), which provided that the Company has until January 22, 2026 to complete a business combination, be deleted in their entirety and the substitution in their place of the Second Amended and Restated Memorandum and Articles of Association (the “Amended Charter”) to provide that the Company has until January 22, 2026 to complete a business combination, and may elect to extend the period to consummate a business combination up to twelve times, each by an additional one-month extension (the “Monthly Extension”), for a total of up to twelve months to January 22, 2027.”

Hashdex Nasdaq CME Crypto Index ETF: Name change of the trust from Hashdex Nasdaq Crypto Index US ETF to Hashdex Nasdaq CME Crypto Index ETF (effective 2026-01-20).

“in order to change the name of the Trust from “Hashdex Nasdaq Crypto Index US ETF” to “Hashdex Nasdaq CME Crypto Index ETF””

Frontier Communications Parent, Inc.: Bylaws amended and restated in entirety effective January 20, 2026, in connection with merger consummation (effective 2026-01-20).

“the certificate of incorporation and the bylaws of the Company were each amended and restated in their entirety”

Frontier Communications Parent, Inc.: Certificate of incorporation amended and restated in entirety effective January 20, 2026, in connection with merger consummation (effective 2026-01-20).

“the certificate of incorporation and the bylaws of the Company were each amended and restated in their entirety”

Infinite Eagle Acquisition Corp.: Adopted Amended and Restated Memorandum and Articles of Association in connection with IPO (effective 2026-01-15).

“On January 15, 2026, in connection with the IPO, the Company adopted its Amended and Restated Memorandum and Articles of Association (the “Amended Charter”), effective the same day.”

FRANKLIN FINANCIAL SERVICES CORP /PA/: Removed Section 5.9 of the bylaws, which had imposed term limits on the Chairman of the Board, restricting service to no more than three consecutive one-year terms, subject to waiver provisions (effective 2026-01-15).

“On January 15, 2026, the Board of Directors of Franklin Financial Services Corporation (the “Corporation”) amended the bylaws of the Corporation by removing Section 5.9 of the bylaws in its entirety.”

GULF ISLAND FABRICATION INC: Merger resulting in cancellation of common shares and termination of shareholder rights.

“each share of Common Stock that was issued and outstanding immediately prior to the Effective Time (other than Excluded Shares) was converted into the right to receive the Per Share Merger Consideration”

NASDAQ, INC.: Amendments modernizing advance notice, universal proxy, operational flexibility, DGCL updates, emergency bylaw, and forum selection provisions (effective 2026-01-14).

“On April 23, 2025, Nasdaq’s Board of Directors approved amendments to the By-Laws of the Company (the “By-Laws” and the amendments thereto, the “By-Laws Amendments”), which amendments were also subject to the approval of the SEC.”

NASDAQ, INC.: Approved certificate of amendment to provide for limited officer exculpation (effective 2026-01-14).

“Nasdaq’s shareholders approved a certificate of amendment to Nasdaq’s Amended and Restated Certificate of Incorporation to provide for limited officer exculpation (the “Charter Amendment”).”

HOPE BANCORP INC: Amended and restated bylaws with changes including majority voting standard, updated stockholder nomination and proposal procedures, record date requirement for stockholder action by consent or special meeting, updated indemnification provisions, sole board authority to fill vacancies, and increased (effective 2026-01-15).

“on January 15, 2026, the Board of Directors of the Company amended and restated the Bylaws effective immediately. The Bylaws amendments, among other things, include: • Providing for a majority voting standard in uncontested elections consistent with the director resignation policy that is already in place; • Updating procedural, notice and information requirements for stockholder nominations of directors and submission of stockholder proposals to align with market and best practices; • Requiring stockholders seeking to act by consent or call a special meeting to first request the board fix a record date; • Updating the indemnification or advancement provisions to align with market and best practices; • Providing that the Board has the sole authority to fill vacancies on the Board; • Providing that the affirmative vote of a majority of the holders of a majority of the voting power of the outstanding shares of the Company’s capital stock entitled to vote thereon is required for stockhold”

Semler Scientific, Inc.: Bylaws amended and restated in connection with merger.

“Copies of the amended and restated certificate of incorporation and bylaws are filed as Exhibits 3.1 and 3.2, respectively”

Semler Scientific, Inc.: Certificate of incorporation amended and restated in connection with merger.

“Pursuant to the Merger Agreement, at the Effective Time, the certificate of incorporation and Bylaws of Semler Scientific were amended and restated in their entirety to be in the form of the certificate of incorporation and Bylaws, respectively, of Merger Sub, except that the name of the surviving corporation reflected therein shall be “Semler Scientific, Inc.””