Governance Changes

ERIE INDEMNITY CO: The Board of Directors approved a revised Code of Conduct applicable to all directors, officers and employees, and a revised Code of Ethics for CEO and Senior Financial Officers, effective November 2025 (effective 2025-11-01).

“On October 28, 2025, the Board of Directors approved a revised Code of Conduct applicable to all directors, officers and employees of the Company. The revisions update the Company’s existing Code of Conduct that was effective January 2025 and include non-substantive stylistic changes, address the use of AI, and strengthen the role of leaders to protect employees from retaliation. The revised Code of Conduct is effective November 2025. On October 28, 2025, the Board of Directors approved a revised Code of Ethics for CEO and Senior Financial Officers which contains additional obligations for the Company’s President and Chief Executive Officer, Chief Financial Officer, Controller and other persons performing similar functions. The revisions amend and restate the Company’s existing Code of Ethics for Senior Financial Officers that was effective June 1, 2016 to, among other things, address Insider Trading and Fair Dealing, and update the Waivers and Amendments section. The revised Code of E”

Rent the Runway, Inc.: Amended and restated bylaws to remove lead independent director provisions, add Lender exemption from notice procedures while Investor Rights Agreement is in effect, and make technical amendments regarding adjournment of stockholder meetings and stockholder lists (effective 2025-10-28).

“On October 28, 2025, the Board amended and restated the Company’s bylaws (the “Second Amended & Restated Bylaws”), effective as of the Closing Date.”

Innovative Payment Solutions, Inc.: Filed Restated Articles of Incorporation increasing authorized common and preferred stock, clarifying capital structure, and authorizing preferred stock series designation (effective 2025-10-03).

“On October 3, 2025, Innovative Payment Solutions, Inc. (the “Company”) filed Restated Articles of Incorporation with the Secretary of State of the State of Nevada.”

MapLight Therapeutics, Inc.: Amended and restated bylaws adopted effective upon IPO closing (effective 2025-10-28).

“Effective as of October 28, 2025, the Company adopted amended and restated bylaws (the “ Restated Bylaws ”) in connection with the closing of the IPO.”

MapLight Therapeutics, Inc.: Amended and restated certificate of incorporation filed in connection with IPO closing (effective 2025-10-28).

“In connection with the closing of the initial public offering (“ IPO ”) of shares of common stock, par value $0.0001 per share (“ Common Stock ”), of MapLight Therapeutics, Inc. (the “ Company ”), on October 28, 2025, the Company filed an amended and restated certificate of incorporation (the “ Restated Certificate ”) with the Secretary of State of the State of Delaware.”

Horizon Space Acquisition I Corp.: Amended charter to eliminate the limitation that the company may not redeem public shares if it would cause net tangible assets to be less than US$5,000,001.

“In addition, at the Shareholder Meeting, the shareholders of the Company also approved the proposal to amend Articles 48.2, 48.4, 48.5, and 48.8 of the Charter (such amendment, together with the amendment mentioned in the last paragraph, the “ Amended Charter ”) to eliminate the limitation that the Company may not redeem the Company’s public shares in an amount that would cause the Company’s net tangible assets to be less than US$5,000,001 following such redemptions.”

Horizon Space Acquisition I Corp.: Amended charter to provide that the company must consummate a business combination by October 27, 2025, with possible monthly extensions up to April 27, 2026, or cease operations and redeem public shares (effective 2025-10-27).

“At the Shareholder Meeting, the shareholders of the Company approved the proposal to amend Articles 48.7 and 48.8 of the Company’s Amended and Restated Memorandum and Articles of Association (the “ Charter ”) to provide that the Company must (i) consummate a business combination, or (ii) cease its operations except for the purpose of winding up if it fails to complete such Business Combination and redeem or repurchase 100% of the Company’s public shares included as part of the public units issued in the Company’s initial public offering, by October 27, 2025 (the “ Termination Date ”), and if the Company does not consummate a business combination by October 27, 2025, the Termination Date may be extended up to six times, each by a Monthly Extension, for a total of up to six months to April 27, 2025, without the need for any further approval of the Company’s shareholders.”

DT Cloud Star Acquisition Corp: Shareholders approved an amendment to the second amended and restated memorandum and articles of association to extend the business combination deadline to October 26, 2026 (effective 2025-10-22).

“Shareholders approved the proposal to amend DT Cloud Star’s second amended and restated memorandum and articles of association, to extend the date by which the Company must consummate a business combination to October 26, 2026, by adopting the third amended and restated memorandum and articles of association.”

Terrestrial Energy Inc. /DE/: HCM II adopted new bylaws in connection with a domestication (effective 2025-10-23).

“On October 23, 2025, in connection with the Domestication, HCM II filed the Certificate of Incorporation with the Secretary of State of the State of Delaware and adopted its new bylaws (the “Bylaws”).”

Terrestrial Energy Inc. /DE/: HCM II filed a new Certificate of Incorporation in Delaware in connection with a domestication (effective 2025-10-23).

“On October 23, 2025, in connection with the Domestication, HCM II filed the Certificate of Incorporation with the Secretary of State of the State of Delaware”

Fusemachines Inc.: Pubco ceased to be a shell company upon the Closing of the Business Combination.

“Upon the Closing, Pubco ceased to be a shell company.”

Fusemachines Inc.: Adopted a new Code of Business Conduct and Ethics effective upon the Closing Date, applicable to all employees, officers, and directors.

“Effective upon the Closing Date, in connection with the consummation of the Business Combination, the Board adopted a new Code of Business Conduct and Ethics, which is applicable to all employees, officers and directors of the Company (including its Chief Executive Officer and other executive and senior financial officers), which is available on the Company’s website at https://www.fusemachines.com/.”

Fusemachines Inc.: Pubco adopted new bylaws (New Bylaws) on October 22, 2025, replacing the prior governing documents (effective 2025-10-22).

“and also adopted the New Bylaws, which replace CSLM’s governing documents in effect as of such time, respectively.”

Fusemachines Inc.: Pubco filed a new charter (New Charter) with Delaware Secretary of State on October 22, 2025, replacing the prior governing documents (effective 2025-10-22).

“on October 22, 2025, Pubco filed the New Charter with the Delaware Secretary of State, and also adopted the New Bylaws, which replace CSLM’s governing documents in effect as of such time, respectively.”

MEDALLION FINANCIAL CORP: Adopted Fourth Amended and Restated By-Laws to provide for the election of an Executive Chairman (effective 2025-10-24).

“In connection with the upcoming appointment of Mr. Alvin Murstein as the Company's Executive Chairman of the Board, on October 24, 2025, the Board adopted the Fourth Amended and Restated By-Laws (the “Amended and Restated By-Laws”), in order to, among other things, provide that the Board may elect an Executive Chairman, who will perform such duties as provided in the Amended and Restated By-Laws or as may from time to time be assigned by the Board.”

Celularity Inc: Filed Certificate of Designation for Series A Convertible Preferred Stock, establishing rights and preferences for 6,000,000 shares of Series A Preferred Stock (effective 2025-10-24).

“On October 24, 2025, the Company filed a Certificate of Designation of Preferences, Rights and Limitations of Series A Convertible Preferred Stock (the “Certificate of Designation”) with the Secretary of State of the State of Delaware, designating 6,000,000 shares of Series A Preferred Stock, out of the Company’s authorized preferred stock.”

Tourmaline Bio, Inc.: Bylaws amended and restated in their entirety pursuant to Merger Agreement.

“the Company’s bylaws (the “ Bylaws ”) were amended and restated in their entirety”

Tourmaline Bio, Inc.: Certificate of incorporation amended and restated in its entirety pursuant to Merger Agreement.

“the certificate of incorporation of the Company (the “ Certificate of Incorporation ”) was amended and restated in its entirety”

Zapata Quantum, Inc.: Filed Certificate of Designations for Series A Preferred Stock, designating up to 15,000 shares with conversion and voting rights and liquidation preference over common stock and other preferred series (effective 2025-10-23).

“On October 23, 2025, the Company filed the Certificate of Designations of Preferences, Rights and Limitations (the “Certificate of Designations”) of the Series A with the Delaware Secretary of State designating and authorizing the issuance of up to 15,000 shares of Series A.”

Cycurion, Inc.: Second Amendment to the Second Amended and Restated Certificate of Incorporation filed to effect a 1-for-30 reverse stock split (effective 2025-10-27).

“The Company effected the Reverse Stock Split by filing the Second Amendment to the Second Amended and Restated Certificate of Incorporation with the Secretary of State of the State of Delaware.”

CleanCore Solutions, Inc.: Reduced quorum requirement for stockholder meetings from a majority to one-third of outstanding shares (effective 2025-10-22).

“On October 22, 2025, the Board of Directors of CleanCore Solutions, Inc. (the “ Company ”) adopted an amendment to the Company’s Bylaws (the “ Bylaw Amendment ”) to reduce the quorum requirement for meetings of stockholders from a majority to one-third of the outstanding shares.”

NCR Atleos Corp: Amended and restated bylaws to clarify and enhance procedural and disclosure requirements for stockholder proposals and director nominations, remove specific date references, confirm Board authority over committee membership, and make other clarifying changes (effective 2025-10-28).

“On October 28, 2025, the Board of Directors (the "Board") of NCR Atleos Corporation (the "Company") approved and adopted, effective as of such date, amendments to the Company’s bylaws, amending and restating them in their entirety (as amended, the "Second Amended and Restated Bylaws").”

Miluna Acquisition Corp: Amended and Restated Memorandum and Articles of Association became effective in connection with the IPO (effective 2025-10-24).

“On October 24, 2025, in connection with the completion of the IPO, the Company’s Amended and Restated Memorandum and Articles of Association became effective (the “ Amended Charter ”).”

LaFayette Acquisition Corp.: Filed amended and restated memorandum and articles of association authorizing up to 200,000,000 ordinary shares and up to 20,000,000 preference shares (effective 2025-10-23).

“The Company filed its amended and restated memorandum and articles of association (the “Amended Articles”) with the Registrar of Companies in the Cayman Islands, effective as of October 23, 2025. Among other things, the Amended Articles authorize the issuance of up to 200,000,000 Ordinary Shares, and up to 20,000,000 preference shares par value $0.0001 per share.”

FIRST HORIZON CORP: Board size increased from 13 to 14 members (effective 2025-10-27).

“On October 27, 2025, the Board of Directors unanimously approved an amendment to Section 3.2 of the Bylaws of First Horizon Corporation, effective immediately. As amended, that Section provides that the Board of Directors consists of fourteen members (increased from thirteen).”

WORLD KINECT CORP: Increased number of authorized directors by two to allow appointment of two new directors (effective 2025-10-22).

“On October 22, 2025, the Board approved an amendment and restatement of the Company’s By-Laws to (as so amended, the “Amended and Restated Bylaws”), increasing the number of authorized directors by two in order to allow for the appointment of Ms. Smith and, in January, Mr. Birns.”

Neuphoria Therapeutics Inc.: Adoption of Certificate of Designations establishing Preferred Shares and their rights (effective 2025-10-27).

“Item 5.03 Amendment to Articles of Incorporation or Bylaws; Change in Fiscal Year. In connection with the adoption of the Rights Agreement referenced in Item 1.01 above, the Board approved the Certificate of Designations establishing the Preferred Shares and the rights, preferences and privileges thereof. The Certificate of Designations was filed with the Secretary of State of the State of Delaware on October 27, 2025.”

SPLASH BEVERAGE GROUP, INC.: Amended bylaws to change quorum requirement to one-third of outstanding voting power, majority vote standard, clarify CEO/President roles, and remove special notice timing for authorized share increases (effective 2025-09-25).

“On September 25, 2025, the Board approved and adopted amendments to the Company’s Bylaws (the “Amendments”). The Bylaw Amendments are summarized as follows: (i) provide that the quorum requirement for shareholders’ meetings shall be one-third of the outstanding voting power; and (ii) provide that if a quorum is present, the affirmative vote of a majority of votes cast shall be an act of the shareholders unless a different voting standard is required by applicable law; (iii) provide for roles and duties of the Chief Executive Officer and President which are consistent with the Company’s current management structure and (iv) remove a special notice timing requirement for the mailing of notice relating to an increase in authorized shares. The Amendments became effective upon their adoption on September 25, 2025.”

LogicMark, Inc.: Filed a charter amendment effecting a one-for-seven hundred fifty reverse stock split of common stock and Series C Preferred Stock, effective 5:00 p.m. ET on October 24, 2025 (effective 2025-10-24).

“On October 24, 2025, LogicMark, Inc. (the “Company”), acting pursuant to authority received at the annual meeting of its stockholders on August 15, 2025 (the “Annual Meeting”), filed with the Secretary of State of the State of Nevada (i) a certificate of change (the “Charter Amendment”) to its articles of incorporation, as amended (the “Articles of Incorporation”), which effected a one-for-seven hundred fifty reverse stock split (the “Common Stock Reverse Stock Split”) of all of the Company’s outstanding shares of common stock”

CareTrust REIT, Inc.: Amended and restated bylaws to update advance notice provisions for universal proxy rules, clarify nomination limitations, and make conforming/technical changes (effective 2025-10-21).

“On October 21, 2025 , the Board approved an amendment and restatement of the Company’s Amended and Restated Bylaws (as so amended and restated, the “Bylaws”), which became effective immediately.”

Transcode Therapeutics, Inc.: Amended Section 6.1.1 of the Certificate of Designation to clarify conversion limits and removed the holder's right to convert Preferred Stock into Common Stock upon delisting from Nasdaq (effective 2025-10-27).

“The Amended and Restated Certificate of Designation amended Section 6.1.1 of the Prior Certificate to clarify that for as long as the Purchase Agreement remains in effect and for as long as any shares of Preferred Stock remain outstanding, prior to receipt by the Company of the stockholders’ approval of the conversion of the applicable series of Preferred Stock into shares of the Company’s common stock, par value $0.0001 per share (“Common Stock”), in accordance with the listing rules of the Nasdaq Stock Market, as set forth in the Purchase Agreement, the Company shall not issue pursuant to the Purchase Agreement and Section 6.1.1 of the Amended and Restated Certificate of Designation more than an aggregate of 19.9% of the Common Stock outstanding as of October 8, 2025. In addition, the Amended and Restated Certificate of Designation removed the ability of a holder of Preferred Stock to convert, at the option of such holder, the Preferred Stock into Common Stock in the event of a delis”

ASPAC III Acquisition Corp.: Amended and restated memorandum and articles of association to extend business combination deadline to November 12, 2026 (effective 2025-10-27).

“As described below under Item 5.07 of this Current Report on Form 8-K, A SPAC III Acquisition Corp. (the “Company”) held its extraordinary general meeting on October 27, 2025 (the “EGM”) at which the shareholders voted on the proposal to amend and restate the Company’s amended and restated memorandum and articles of association to allow the Company to extend the date by which it has to consummate a business combination for an additional twelve (12) months from November 12, 2025 to November 12, 2026 (the “Charter Amendment Proposal”).”

Hashdex Commodities Trust: Amended the Declaration of Trust to revise definition of Event of Withdrawal, clarify issuance of units, change sponsor withdrawal notice period from 90 to 30 days, and add that appointment of successor sponsor avoids dissolution upon Event of Withdrawal (effective 2025-10-21).

“Effective October 21, 2025, Tidal Investments LLC (“Tidal”) executed an amendment to the First Amended and Restated Declaration of Trust and Trust Agreement (“Declaration of Trust”) of the Tidal Commodities Trust I (the “Trust”), which amended certain provisions as follows: 1. The definition of “Event of Withdrawal” was revised to state that the sponsor’s actual withdrawal, and not the provision of notice of withdrawal, constitutes an Event of Withdrawal. 2. Section 3.2(a) was amended to clarify that each series within the Trust can issue, and has issued, units in accordance with the terms of the Declaration of Trust. 3. Section 4.11(a) was revised to change the notice period for a withdrawal of the sponsor from ninety days to thirty days. 4. Section 13.1(a) was revised to add that an Event of Withdrawal will not cause the dissolution of the Trust, if prior to the Event of Withdrawal, the Sponsor appoints a successor sponsor that agrees to carry on the business of the Trust.”

Harvard Ave Acquisition Corp: Adoption of Amended and Restated Memorandum and Articles of Association (effective 2025-09-26).

“On September 26, 2025, the Company adopted its Amended and Restated Memorandum and Articles of Association.”

DNA X, Inc.: Approved and effected a 1-for-18 reverse stock split of common stock via a certificate of amendment to the amended and restated certificate of incorporation (effective 2025-10-27).

“On October 20, 2025, the Company filed a certificate of amendment to the Certificate of Incorporation (the “Certificate of Amendment”) with the Secretary of State of the State of Delaware to effect the Reverse Stock Split. The Certificate of Amendment will become effective at 12:01 a.m. Eastern Time on October 27, 2025, at which time every eighteen (18) shares of Common Stock will be automatically combined into one (1) issued and outstanding share of Common Stock, without any change in par value per share.”

EQUATOR Beverage Co: Amended certificate of incorporation to effect a 1-for-2 reverse stock split and reduce authorized common stock from 20,000,000 to 10,000,000 shares (effective 2025-10-20).

“The Reverse Stock Split and authorized share reduction were effected through the filing of a Certificate of Amendment to the Company’s Certificate of Incorporation with the Delaware Secretary of State on October 20, 2025.”

Viatris Inc: Amended Section 2.16(b) to specify timely notice of proxy access nomination when the annual meeting date deviates from the first anniversary of the prior year's meeting (effective 2025-10-24).

“On October 24, 2025, the Board of Directors (the “Board”) of Viatris Inc. (“Viatris” or the “Company”) approved the Amended and Restated Bylaws of Viatris Inc. (the “Amended and Restated Bylaws”), which became effective the same date. The Amended and Restated Bylaws amended Section 2.16(b) to specify timely notice of the Notice of Proxy Access Nomination in the event the date of the annual meeting is more than 30 days before or more than 60 days after the first anniversary of the preceding year’s annual meeting.”

MeridianLink, Inc.: Amended and restated by-laws in connection with merger.

“Pursuant to the Merger Agreement, at the Effective Time, the Company’s certificate of incorporation and by-laws were amended and restated in their entirety.”

MeridianLink, Inc.: Amended and restated certificate of incorporation in connection with merger.

“Pursuant to the Merger Agreement, at the Effective Time, the Company’s certificate of incorporation and by-laws were amended and restated in their entirety.”

Cycurion, Inc.: Filed a second amendment to the Second Amended and Restated Certificate of Incorporation to effect a 1-for-30 reverse stock split (effective 2025-10-27).

“On October 24, 2025, Cycurion, Inc., a Delaware corporation (the “ Company ”), filed the second amendment (the “ Amendment ”) to its Second Amended and Restated Certificate of Incorporation with the Delaware Secretary of State to implement a 1-for-30 reverse stock split of the Company’s issued and outstanding shares of common stock, par value US$0.0001 per share, which will become effective with the commencement of business on October 27, 2025”

DT Cloud Star Acquisition Corp: Shareholders approved an amendment to the second amended and restated memorandum and articles of association to extend the business combination deadline to October 26, 2026 (effective 2025-10-22).

“Shareholders approved the proposal to amend DT Cloud Star’s second amended and restated memorandum and articles of association, to extend the date by which the Company must consummate a business combination to October 26, 2026, by adopting the third amended and restated memorandum and articles of association.”

POTBELLY CORP: Bylaws amended and restated in their entirety (effective 2025-10-23).

“the bylaws of the Company were amended and restated in their entirety, effective as the Effective Time”

POTBELLY CORP: Certificate of incorporation amended and restated in its entirety (effective 2025-10-23).

“the certificate of incorporation of the Company was amended and restated in its entirety, effective as of the Effective Time”

POTBELLY CORP: Conversion of shares into merger consideration upon merger consummation.

“at the Effective Time, each Share that was issued and outstanding immediately prior to the Effective Time (except as described in Item 2.01 of this Current Report on Form 8-K) was converted into the right to receive the Merger Consideration pursuant to the Merger Agreement.”

Idaho Copper Corp: Amended articles of incorporation to effect a 1-for-20 reverse stock split, reducing authorized shares from 100,000,000 to 5,000,000 (effective 2025-10-15).

“On October 15, 2025, Idaho Copper Corporation, a Nevada corporation (the “Company”), filed a Certificate of Change to the Company’s Amended and Restated Articles of Incorporation (the “Amendment”) to effect a 1-for-20 reverse stock split of the Company’s common stock, par value $0.001 per share (the “Common Stock”).”

AUGUSTA GOLD CORP.: Amended and restated Bylaws in connection with merger.

“Augusta Gold’s Articles of Incorporation and Bylaws were amended and restated to the forms thereof attached as Exhibits D and E to the Merger Agreement, respectively.”

AUGUSTA GOLD CORP.: Amended and restated Articles of Incorporation in connection with merger.

“Augusta Gold’s Articles of Incorporation and Bylaws were amended and restated to the forms thereof attached as Exhibits D and E to the Merger Agreement, respectively.”

AIRWA INC.: Certificate of Amendment to Certificate of Incorporation to effect a 1-for-50 reverse stock split, effective October 27, 2025 (effective 2025-10-27).

“On October 22, 2025, AiRWA Inc. (the “ Company ”) filed a Certificate of Amendment to the Certificate of Incorporation of the Company, as amended, with the Secretary of State of the State of Delaware, to effect a reverse stock split of the Company’s common stock, par value $0.001 (the “ Common Stock ”) at a ratio of 1-for-50 (the “ Reverse Stock Split ”), which will become effective on October 27, 2025, at 12:01 a.m., Eastern time.”

XAI Octagon Floating Rate & Alternative Income Trust: Adopted Statement of Preferences establishing rights and preferences of Series A Mandatory Redeemable Preferred Shares (effective 2025-10-21).

“On October 21, 2025, the Trust adopted the Statement of Preferences of Mandatory Redeemable Preferred Shares (the “Statement of Preferences”) establishing and fixing the rights and preferences of the MRP Shares.”

FOXO TECHNOLOGIES INC.: Amended certificate of incorporation to increase authorized common stock from 500,000,000 to 2,500,000,000 shares (effective 2025-10-22).

“the Company filed a Certificate of Amendment to its Certificate of Incorporation, as amended, with the Secretary of State of Delaware to increase its authorized shares of Common Stock, $0.0001 par value per share, from 500,000,000 shares to 2,500,000,000 shares, which filing became effective on October 22, 2025”