Governance Changes

Perfect Moment Ltd.: The quorum requirement for stockholder meetings was reduced from a majority to 33.3% of voting power (effective 2025-10-07).

“On October 7, 2025, the Board of Directors of Perfect Moment Ltd. (the “Company”) approved an amendment to the Company’s Amended and Restated Bylaws (the “Bylaws”) amending the quorum requirement contained in Section 2.8 of the Bylaws (the “Amendment”) to provide that the holders of thirty-three and one third percent (33.3%) in voting power of the stock issued and outstanding and entitled to vote at a meetings of stockholders, present in person or represented by proxy, shall constitute a quorum for the transaction of business.”

Canton Strategic Holdings, Inc.: Increased authorized shares of Common Stock from 250,000,000 to 1,000,000,000 (effective 2025-10-10).

“On October 10, 2025, Tharimmune, Inc. (the “Company”) filed a Certificate of Amendment (the “Amendment”) to its Certificate of Incorporation, as amended, with the Secretary of State of the State of Delaware pursuant to which it increased the total number of shares of Common Stock authorized for issuance thereunder from 250,000,000 shares to 1,000,000,000.”

GLOBALINK INVESTMENT INC.: Stockholders approved a fifth amendment to eliminate the net tangible assets requirement of at least $5,000,001 for consummating an initial business combination (effective 2025-10-07).

“stockholders approved Proposal 3 – the approval of a proposal to amend the Globalink Charter pursuant to a fifth amendment to the Globalink Charter in the form set forth in Annex J to the Definitive Proxy Statement/Prospectus to eliminate from the Globalink Charter the limitation that Globalink will not consummate any initial business combination unless it (or any successor) has net tangible assets of at least $5,000,001 upon consummation of such business combination”

Aura Fat Projects Acquisition Corp: Adopted Amended Charter to extend the deadline to complete an initial business combination from July 18, 2025 to July 18, 2027, without requiring additional deposit into the trust account (effective 2027-07-18).

“Pursuant to the Amended Charter, the Company has the right to extend the date by which the Company must (i) consummate an initial business combination, (ii) cease its operations if it fails to complete such initial business combination, and (iii) redeem or repurchase 100% of the Company’s Class A Ordinary Shares included as part of the units sold in the Company’s IPO, from July 18, 2025 to July 18, 2027”

Lake Superior Acquisition Corp: Filed amended and restated memorandum and articles of association in connection with IPO (effective 2025-10-06).

“On October 6, 2025, in connection with the IPO, the Company filed its Amended and Restated Memorandum and Articles of Association, as described in the Registration Statement, with the Registry of Corporate Affairs of British Virgin Islands.”

NexMetals Mining Corp.: Adopted new Articles replacing former bylaws in connection with continuance from Ontario into British Columbia (effective 2025-10-10).

“On October 10, 2025, NexMetals Mining Corp. (the “Company”) completed its continuance from the Province of Ontario into the Province of British Columbia under the Business Corporations Act (British Columbia). In connection with the continuance, the Company adopted new Articles of the Company, which replace its former by-laws under the Business Corporations Act (Ontario).”

SLB LIMITED/NV: Amended and restated by-laws to reflect the Company's new name (effective 2025-10-10).

“On October 10, 2025, the Board adopted the Amended and Restated By-Laws of the Company (as amended and restated from time to time, the “By-Laws”) to reflect the Company’s new name, following the October 7, 2025, amendment to the Company’s Articles of Incorporation.”

UMeWorld Inc.: UMeWorld DE Certificate of Incorporation became effective in connection with Share Exchange.

“In connection with the Share Exchange, the Certificate of Incorporation and Bylaws of UMeWorld DE became effective and now govern the rights of UMeWorld DE shareholders.”

BMP AI Technologies, Inc.: Amended articles of incorporation to change corporate name from NeuralBase AI Ltd. to BMP AI Technologies, Inc (effective 2025-10-09).

“The Company submitted the Name Change and Symbol Change request to the Financial Industry Regulatory Authority ("FINRA"). On October 8, 2025, FINRA announced the Company’s name and trading symbol change on its Daily List. The Company’s common stock will commence trading under its new name BMP AI Technologies, Inc. and new symbol “BMPA” at the open of market on October 9, 2025.”

Akero Therapeutics, Inc.: The Company amended its Bylaws to update the forum selection provision in Article VI, Section 8 (effective 2025-10-08).

“On October 8, 2025, the Board approved and adopted an amendment (the “ Forum Selection Amendment ”) to the Company’s existing Bylaws that amends and replaces the existing Article VI, Section 8 forum selection provision. The Forum Selection Amendment is filed as Exhibit 3.1 hereto and incorporated by reference herein.”

CDT Equity Inc.: Filed amendment to effect a 1-for-8 reverse stock split of common stock (effective 2025-10-10).

“On October 8, 2025, CDT Equity Inc. (the “Company”) filed a certificate of amendment to the Company’s Second Amended and Restated Certificate of Incorporation (the “Amendment”) with the Secretary of State of the State of Delaware to effectuate a 1-for-8 reverse stock split (the “Reverse Stock Split”) of the outstanding shares of the Company’s common stock, par value $0.0001 per share (“Common Stock”).”

Blue Owl Digital Infrastructure Trust: Adopted Amended and Restated Bylaws effective on October 3, 2025 (effective 2025-10-03).

“In connection with the execution of the Amended and Restated Declaration of Trust, effective on October 3, 2025, the Company adopted its bylaws (“Bylaws”).”

Blue Owl Digital Infrastructure Trust: Amended and Restated Declaration of Trust executed on October 3, 2025 (effective 2025-10-03).

“Effective on October 3, 2025, the Company executed its Amended and Restated Declaration of Trust (the “Amended and Restated Declaration of Trust”), which amended and restated the Company’s Declaration of Trust, dated April 7, 2025.”

AI Infrastructure Acquisition Corp.: Adopted Amended Charter in connection with IPO (effective 2025-10-03).

“On October 3, 2025, in connection with the IPO, the Company adopted its Amended Charter, effective the same day.”

GigCapital8 Corp.: Adopted First Amended and Restated Memorandum and Articles of Association in connection with IPO (effective 2025-10-03).

“On October 3, 2025, in connection with the IPO, the Company adopted its First Amended and Restated Memorandum and Articles of Association (the “ Amended and Restated Articles ”), effective the same day.”

LIVEPERSON INC: Amendment to certificate of incorporation to effect a 1-for-15 reverse stock split and corresponding reduction in authorized shares of common stock from 300,000,000 to 20,000,000 (effective 2025-10-13).

“On October 13, 2025, the Company plans to file a Certificate of Amendment No. 3 to the Company’s certificate of incorporation (the “Certificate of Amendment”) with the Secretary of State of the State of Delaware, as a result of which the Reverse Stock Split and the Authorized Share Reduction are expected to be effected prior to market open on October 13, 2025 (the “Effective Time”).”

FG Nexus Inc.: Increased authorized common stock from 1,000,000,000 to 900,000,000,000 shares and preferred stock from 500,000,000 to 100,000,000,000 shares; added exclusive forum and jury waiver provisions; clarified no stockholder consent required for name change; opted out of Nevada interested stockholder and c (effective 2025-10-07).

“The Charter Amendment was filed with and declared effective by the Secretary of State of the State of Nevada, on October 7, 2025.”

FORUM MARKETS Inc: Increased authorized shares of common stock from 1,000,000,000 to 5,000,000,000 via Certificate of Amendment to Second Amended and Restated Certificate of Incorporation (effective 2025-10-08).

“On October 8, 2025, we filed a Certificate of Amendment to our Second Amended and Restated Certificate of Incorporation, as amended (the “ Certificate of Amendment ”) with the Secretary of State of the State of Delaware to increase the Company’s authorized number of shares of common stock, par value $0.0001 per share from one billion (1,000,000,000) shares to five billion (5,000,000,000) shares, which became effective when filed on October 8, 2025.”

Corvex, Inc.: Filed amendment to Certificate of Incorporation to effect a 1-for-10 reverse stock split as approved by stockholders and board (effective 2025-10-10).

“On October 8, 2025, Company filed with the Secretary of State of the State of Delaware an amendment to the Certificate of Incorporation to effect the Reverse Stock Split (the “Amendment”), to be effective at 12:01 a.m. Eastern Time on October 10, 2025.”

Transcode Therapeutics, Inc.: Filed Certificate of Designation for Series A and Series B Preferred Stock, establishing their rights, preferences, and limitations (effective 2025-10-08).

“On October 8, 2025, the Company filed a Certificate of Designation of Preferences, Rights and Limitations of Series A Preferred Stock and Series B Preferred Stock (the “Certificate of Designation”) with the Secretary of State of the State of Delaware in connection with the Acquisition and the Investment referenced in Item 1.01 above.”

Profusa, Inc.: Amended Bylaws to reduce the quorum requirement for stockholder meetings from a majority to 33 1/3% of voting power (effective 2025-10-07).

“the Board of Directors of Profusa, Inc. (the “Company”) adopted resolutions to amend the Company’s Bylaws to provide that the holders of 33 and 1/3% of the voting power of the stock issued and outstanding and entitled to vote, present in person or represented by proxy, will constitute a quorum at all meetings of the stockholders for the transaction of business; and where a separate vote by a class or series or classes or series is required, the holders of 33 1/3% of the voting power of the issued and outstanding shares of such class or series or classes or series, present in person or represented by proxy, shall constitute a quorum entitled to take action with respect to that vote on that matter.”

Nature's Miracle Holding Inc.: The company issued Series B and Series C Preferred Stock, filing related Certificates of Designations and an amendment to the Series B designation to increase authorized shares from 2,500 to 5,000 (effective 2025-09-30).

“On September 30, 2025, pursuant to the Purchase Agreement, the Company filed (i) the Certificate of Designations for the Series B Preferred Stock and (ii) the Certificate of Designations for the Series C Preferred Stock, with the Secretary of State of the State of Delaware for the purpose of establishing and designating the Series B Preferred Stock and Series C Preferred Stock.”

21Shares Ethereum ETF: Amended Trust Agreement to allow staking of ether (effective 2025-10-08).

“On October 8, 2025, the Sponsor and CSC Delaware Trust Company, the Trustee of the Trust, entered into a Third Amended and Restated Trust Agreement (the “Trust Agreement”) to allow for staking of the Trust’s ether.”

LIVEPERSON INC: Increase in authorized shares of common stock from 200 million to 300 million (effective 2025-10-03).

“The Stock Increase Charter Amendment became effective upon its filing with the Secretary of State of the State of Delaware on October 3, 2025.”

JLL Income Property Trust, Inc.: Filed Articles of Amendment to rename Class D common stock to Class N common stock and increase authorized shares to 2,050,000,000 total and 2,000,000,000 common shares; filed Articles Supplementary to designate 250,000,000 shares each for new Class S, Class D, Class Z, and Class I common stock (effective 2025-10-02).

“On October 2, 2025, the Company filed Articles of Amendment (the "Articles of Amendment") to its charter with the Maryland State Department of Assessments and Taxation ("SDAT") to (i) rename the Company's Class D common stock to Class N common stock; and (ii) increase the total number of the Company's authorized shares of capital stock to 2,050,000,000 and the number of the Company's authorized shares of common stock, $0.01 par value per share, to 2,000,000,000.”

RYVYL Inc.: Filed Certificate of Designation for Series C Convertible Preferred Stock, designating 50,000 shares (effective 2025-10-07).

“Pursuant to the terms of the Purchase Agreement, on October 7, 2025, the Company filed the Certificate of Designation with the Secretary of State of the State of Nevada, designating 50,000 shares of the Company’s preferred stock as Series C Preferred Stock, $0.001 par value per share.”

scPharmaceuticals Inc.: Amended and restated bylaws amended and restated in entirety (effective 2025-10-07).

“on October 7, 2025, the Company’s second amended and restated certificate of incorporation and amended and restated bylaws were each amended and restated in their entirety”

scPharmaceuticals Inc.: Second amended and restated certificate of incorporation amended and restated in entirety (effective 2025-10-07).

“on October 7, 2025, the Company’s second amended and restated certificate of incorporation and amended and restated bylaws were each amended and restated in their entirety”

Limitless X Holdings Inc.: Second Amended and Restated Certificate of Designation of Class C Convertible Preferred Stock filed, changing liquidation preference and removing conversion rights in connection with a Liquidation Event (effective 2025-09-30).

“Effective as of September 30, 2025, the Company filed a Second Amended and Restated Certificate of Designation of the Class C Convertible Preferred Stock (the “Second Amended Certificate”) with the Delaware Secretary of State and in accordance with the Delaware General Corporation Law.”

Northann Corp.: Certificate of Amendment to Articles of Incorporation effecting a 1-for-8 reverse stock split (effective 2025-10-07).

“On October 3, 2025, Northann Corp. (the “Company”) filed a Certificate of Amendment to its Articles of Incorporation, as amended to date, and a Certificate of Amendment to Designation, with the Nevada Secretary of State as corrected on October 7, 2025, effecting a 1-for-8 reverse stock split (the “Reverse Stock Split”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”) and the Company’s series A preferred stock, par value $0.001 per share (the “Preferred Stock”).”

TIC Solutions, Inc.: Company changed its name from Acuren Corporation to TIC Solutions, Inc. via Certificate of Amendment to Certificate of Incorporation, effective October 10, 2025 (effective 2025-10-10).

“On October 7, 2025, the Company filed a Certificate of Amendment to its Certificate of Incorporation (the “ Certificate of Amendment ”) with the Secretary of State of the State of Delaware to change its name from Acuren Corporation to TIC Solutions, Inc., effective at 5:00 p.m. Eastern Time on October 10, 2025.”

Neptune Insurance Holdings Inc.: Second amended and restated bylaws became effective in connection with IPO closing (effective 2025-10-02).

“On October 2, 2025, Neptune Insurance Holdings Inc. (the “Company”) filed its second amended and restated certificate of incorporation (the “Certificate of Incorporation”) with the Secretary of State of the State of Delaware, and its second amended and restated bylaws (the “Bylaws”) became effective”

Neptune Insurance Holdings Inc.: Second amended and restated certificate of incorporation became effective in connection with IPO closing (effective 2025-10-02).

“On October 2, 2025, Neptune Insurance Holdings Inc. (the “Company”) filed its second amended and restated certificate of incorporation (the “Certificate of Incorporation”) with the Secretary of State of the State of Delaware, and its second amended and restated bylaws (the “Bylaws”) became effective”

Range Capital Acquisition Corp II: Amended and restated memorandum and articles of association to authorize issuance of Class A, Class B, and preference shares (effective 2025-10-02).

“On October 2, 2025, the Company filed its amended and restated memorandum and articles of association (the “Amended Articles”) with the Registrar of Companies in the Cayman Islands. Among other things, the Amended Articles authorize the issuance of up to (i) 490,000,000 Class A Ordinary Shares, (ii) 10,000,000 Class B ordinary shares, par value $0.0001 per share, and (iii) 100,000,000 preference shares, par value $0.0001 per share.”

HEIDRICK & STRUGGLES INTERNATIONAL INC: Amended Bylaws to add Article XI designating exclusive forum for certain legal actions: Court of Chancery for internal corporate claims and federal courts for Securities Act claims.

“The Bylaws Amendment adds a new Article XI, which provides that, unless the Company otherwise consents to an alternative forum in writing, (i) the Court of Chancery of the State of Delaware is designated as the sole and exclusive forum for certain specified legal actions involving the Company and (ii) the federal district courts of the United States of America, to the fullest extent permitted by law, are designated as the sole and exclusive forum for the resolution of any complaint asserting a cause of action arising under the Securities Act of 1933, as amended (the “ Securities Act ”).”

Scienture Holdings, Inc.: Amended Section 2.8 of the Bylaws to change stockholder meeting quorum requirement from a majority to one-third of voting stock (effective 2025-10-01).

“On October 1, 2025, the board of directors of Scienture Holdings, Inc. (the “ Company ”) voted to amend Section 2.8 the Company’s Amended and Restated Bylaws (the “ Bylaws ”) to change the requirements for quorum at a meeting of the stockholders of the Company from a majority of voting stock to one-third of the voting stock (the “ Amendment ”).”

SUI Group Holdings Ltd.: Increased authorized shares from 111,111,111 to 2,000,000,000 (effective 2025-09-30).

“On September 30, 2025, Sui Group Holdings Limited (the “Company”) filed an amendment to its Amended and Restated Articles of Incorporation, as amended, to increase the total number of shares of capital stock authorized for issuance thereunder from 111,111,111 to 2,000,000,000.”

GridAI Technologies Corp.: Filed Certificate of Designation creating Series H Preferred Stock (effective 2025-10-01).

“On October 1, 2025, the Company filed the Certificate of Designation with the Secretary of State of the State of Delaware.”

cbdMD, Inc.: The Company filed a Certificate of Amendment to the Certificate of Incorporation designating 1,700,000 shares of authorized preferred stock as Series B Convertible Preferred Stock (effective 2025-09-29).

“On September 29, 2025, the Company filed a Certificate of Amendment to the Certificate of Incorporation (the “Certificate of Designation”) designating 1,700,000 shares of the Company’s authorized preferred stock as Series B Convertible Preferred Stock, par value $0.001 per share.”

AIRWA INC.: Amended certificate of incorporation to change company name from Connexa Sports Technologies Inc. to AiRWA Inc (effective 2025-09-30).

“On September 30, 2025, to effectuate the Name Change, the Company filed a Certificate of Amendment (the “ Charter Amendment ”) to the Certificate of Incorporation of the Company, as amended, with the Secretary of State of the State of Delaware.”

Strategic Storage Trust VI, Inc.: Filed Articles Supplementary to designate Series E Preferred Stock preferences, restrictions, and terms (effective 2025-09-30).

“On September 30, 2025, the Company filed the Articles Supplementary with the State Department of Assessments and Taxation of Maryland setting forth the preferences, restrictions, limitations as to dividends and other distributions, qualifications, and terms and conditions of redemption and repurchase of the Series E Preferred Stock.”

Alternus Clean Energy, Inc.: The Company filed a Certificate of Designation establishing Series B Convertible Preferred Stock, setting forth rights, preferences, and privileges (effective 2025-09-30).

“The Company filed a certificate of designation (the "Certificate of Designation") with the Secretary of State of the State of Delaware therein establishing the Series B Convertible Preferred Stock and describing the rights, obligations and privileges of the Series B.”

CN Healthy Food Tech Group Corp.: Company ceased to be a shell company as a result of the Business Combination.

“As a result of the Business Combination, the Company ceased to be a shell company”

CN Healthy Food Tech Group Corp.: Adopted a new Code of Business Ethics and Conduct (effective 2025-09-30).

“the Company adopted a new Code of Business Ethics and Conduct applicable to all employees, officers and directors of the Company”

CN Healthy Food Tech Group Corp.: Amended and restated bylaws effective as of the Closing (effective 2025-09-30).

“amended and restated its bylaws (as amended, the “ A&R Bylaws”) effective as of the Closing”

CN Healthy Food Tech Group Corp.: Amended and restated certificate of incorporation effective at Closing of Business Combination (effective 2025-09-30).

“the Company amended and restated its certificate of incorporation, effective as of the Closing (the “ A&R Charter”)”

Palomino Laboratories Inc.: Ceased to be a shell company as a result of the merger.

“Prior to the Merger, we were a “shell company” (as such term is defined in Rule 12b-2 under the Exchange Act). As a result of the Merger, the Company has ceased to be a shell company.”

Palomino Laboratories Inc.: Adopted a new Code of Ethics applicable to directors, officers, and employees in connection with the merger.

“In connection with the Merger, the board of directors adopted a new Code of Ethics, which applies to all directors, officers (including our principal executive officer, principal financial officer, principal accounting officer or controller, or persons performing similar functions) and employees.”

Palomino Laboratories Inc.: Amended and restated bylaws in their entirety, effective upon closing of the merger.

“Prior to the Merger, we amended and restated our bylaws in their entirety, to be effective upon closing of the Merger.”

Palomino Laboratories Inc.: Amended and restated certificate of incorporation approved by board and stockholders on September 28, 2025, effective upon merger closing (effective 2025-09-28).

“Prior to the Merger, Unite Acquisition’s board of directors approved the amendment and restatement of our certificate of incorporation on September 28, 2025, and stockholders holding 100% of the then outstanding shares of our Common Stock approved the amendment and restatement to our certificate of incorporation on September 28, 2025.”