Governance Changes

StoneBridge Acquisition II Corp: Adopted amended certificate of incorporation in connection with IPO (effective 2025-09-29).

“In connection with the IPO, the Company adopted its Amended Charter on September 29, 2025.”

Carlyle Private Equity Partners Fund, L.P.: The Fund entered into an Amended and Restated Limited Partnership Agreement, amending and restating the initial Limited Partnership Agreement dated February 11, 2025 (effective 2025-10-01).

“On October 1, 2025, the Fund entered into an Amended and Restated Limited Partnership Agreement (the “Partnership Agreement”) with CPEP GP, LLC, the Fund’s general partner (the “General Partner”), and each of the Fund’s limited partners. The Partnership Agreement amended and restated the Fund’s initial Limited Partnership Agreement, dated as of February 11, 2025.”

Rice Acquisition Corp 3: Shareholders adopted Articles, filed with Cayman Islands Registrar, effective September 30, 2025 (effective 2025-09-30).

“On September 30, 2025 and in connection with the IPO, the Company’s shareholders adopted the Articles, the Company filed the Articles with the Registrar of Companies in the Cayman Islands and the Articles became effective.”

AA Mission Acquisition Corp. II: Adopted Amended and Restated Memorandum and Articles of Association in connection with IPO (effective 2025-09-30).

“On September 30, 2025 and in connection with the IPO, the Company adopted its Amended and Restated Memorandum and Articles of Association.”

SEACOAST BANKING CORP OF FLORIDA: Filed Certificate of Designations to create Series A Non-Voting Preferred Stock, amending the Amended and Restated Articles of Incorporation (effective 2025-10-01).

“the Company filed the Certificate of Designations with the Articles of Amendment filed with the Secretary of State of Florida to amend the Company’s Amended and Restated Articles of Incorporation on October 1, 2025”

CITIZENS FINANCIAL GROUP INC/RI: Filed a Certificate of Elimination to eliminate Series F Preferred Stock and a Restated Certificate of Incorporation integrating Series I Preferred Stock (effective 2025-10-06).

“On October 6, 2025, Citizens Financial Group, Inc. (the “Company”) filed a Certificate of Elimination to its Restated Certificate of Incorporation with the Secretary of State of the State of Delaware, which, effective upon filing, eliminated from the Restated Certificate of Incorporation all matters set forth in the Certificate of Designations with respect to its 5.650% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series F (the “Series F Preferred Stock”). All outstanding shares of the Series F Preferred Stock were redeemed on October 6, 2025. A copy of the Certificate of Elimination relating to the Series F Preferred Stock is filed as Exhibit 3.1 to this Current Report on Form 8-K and is incorporated herein by reference. A Restated Certificate of Incorporation reflecting (i) the elimination of the Series F Preferred Stock; and (ii) the integration of the Company’s previously filed Certificate of Designations for the 6.500% Fixed-Rate Reset Non-Cumulative Perpetual Prefer”

Capstone Holding Corp.: Certificate of Designation for Series Z Preferred shares filed, constituting an amendment to the articles of incorporation (effective 2025-10-06).

“Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. The applicable disclosures set forth in Item 1.01 above regarding the Certificate of Designation are incorporated by reference into this Item 5.03.”

OMNICELL, INC.: Omnicell, Inc. adopted the fourth amended and restated bylaws on September 30, 2025, effective immediately, with changes to stockholder nomination procedures, disclosure requirements, personal jurisdiction provision, and other updates (effective 2025-09-30).

“On September 30, 2025, in connection with a periodic review of the bylaws of Omnicell, Inc. (the “ Company ”), the Company’s board of directors adopted the fourth amended and restated bylaws of the Company (the “ Fourth Amended and Restated Bylaws ”), effective immediately. Among other things, the amendments effected by the Fourth Amended and Restated Bylaws: • Enhance procedural mechanics and disclosure requirements in connection with stockholder nominations of directors and submission of stockholder proposals (other than proposals to be included in the Company’s proxy statement pursuant to Rule 14a-8 under the Securities Exchange Act of 1934, as amended (the “ Exchange Act ”)) made in connection with annual and special meetings of stockholders, including requiring additional disclosures from nominating or proposing stockholders, proposed nominees and, if the nominating or proposing stockholder is not a natural person, the natural person(s) associated with such stockholder responsible”

BERKSHIRE HATHAWAY INC: Amended and restated By-Laws to separate the roles of Chairman and CEO, effective upon appointment of Greg Abel as CEO on Jan 1, 2026 (effective 2025-09-30).

“On September 30, 2025, the Board of Directors (the “Board”) of Berkshire Hathaway Inc., a Delaware corporation (the “Company”) voted to amend and restate the Company’s By-Laws effective immediately.”

Ovid Therapeutics Inc.: Filed Certificate of Designation establishing Series B Convertible Preferred Stock designating 57,722 shares of preferred stock (effective 2025-10-03).

“On October 3, 2025, the Company filed the Certificate of Designation with the Delaware Secretary of State designating 57,722 shares of its authorized and unissued preferred stock as Series B Preferred Stock.”

Onar Holding Corp: Increased authorized common stock from 450,000,000 shares to 1,000,000,000 shares (effective 2025-09-29).

“Effective September 29, 2025, ONAR Holding Corporation (the “Company”) amended its Articles of Incorporation (as amended, the “Articles of Incorporation”) to increase the authorized number of shares of the common stock, par value $0.001 per share (the “Common Stock”) of the Company from 450,000,000 shares to 1,000,000,000 shares (the “Amendment”).”

SHF Holdings, Inc.: Filed Certificate of Designation for Series B Convertible Preferred Stock (effective 2025-09-30).

“On September 30, 2025, the Company filed a Certificate of Designation of Preferences, Rights and Limitations of the Series B Convertible Preferred Stock (the “Certificate of Designation”) with the Secretary of State of the State of Delaware in connection with the Purchase Agreement referenced in Item 1.01 above.”

ALPHATIME ACQUISITION CORP: Amendment to Third Amended and Restated Memorandum and Articles of Association to extend the business combination deadline up to January 4, 2026 via three monthly extensions (effective 2025-10-01).

“the Company amended the Company’s Third Amended and Restated Memorandum and Articles of Association (the “ Existing Charter ”) on October 1, 2025, in the form set forth in Annex A to the definitive proxy statement, filed with the Securities and Exchange Commission on September 9, 2025 (the “ Extension Amendment ”), reflecting the extension of the date by which the Company must consummate a business combination from the Termination Date up to three (3) times, each comprised of one month each (each an “ Extension ”) up to January 4, 2026”

Trailblazer Merger Corp I: Amendment to extend the termination date for consummating a business combination from September 30, 2025 to March 30, 2026, with monthly extension options allowed by board resolution without further stockholder vote (effective 2025-09-30).

“the Company filed an amendment to its Amended and Restated Certificate of Incorporation (the “ Charter ”) with the Delaware Secretary of State on September 30, 2025 (the “ Charter Amendment ”), to (a) modify the terms and extend the date (the “ Termination Date ”) by which the Company has to consummate a business combination by allowing the Company, through resolution of the board of directors without another stockholder vote, to elect to extend the Termination Date by one month each time from September 30, 2025 to March 30, 2026, or such earlier date as determined by the Board in its sole discretion, unless the closing of a business combination shall have occurred prior thereto”

BTC Development Corp.: Filed amended and restated memorandum and articles of association in connection with IPO (effective 2025-09-29).

“On September 29, 2025, in connection with the IPO, the Company filed its amended and restated memorandum and articles of association (the “ Amended and Restated Memorandum ”) with the Cayman Islands General Registry.”

Fermi Inc.: Amended certificate of formation to impose stock ownership requirements on shareholders submitting proposals (effective 2025-10-01).

“to impose stock ownership requirements on shareholders seeking to submit a proposal”

LOGITECH INTERNATIONAL S.A.: Logitech amended its Articles of Incorporation to renew the Swiss 'capital band' and update articles 27 and 28 regarding share issuance and subscription rights (effective 2025-10-01).

“Logitech International S.A. (the “Company”) amended Article 27 of its Articles of Incorporation to renew the Swiss “capital band” information to increase the board of directors’ available authority to cancel and issue shares subject to the terms substantially the same as those approved at the 2023 annual general meeting of shareholders.”

BIG 5 SPORTING GOODS Corp: Amended and restated the bylaws entirely in connection with the merger.

“in accordance with the Merger Agreement, the Second Amended and Restated Bylaws of Big 5, as in effect immediately prior to the Effective Time, were amended and restated in their entirety”

BIG 5 SPORTING GOODS Corp: Amended and restated the certificate of incorporation entirely in connection with the merger.

“Pursuant to the Merger Agreement, as of the Effective Time, the Amended and Restated Certificate of Incorporation of Big 5, as in effect immediately prior to the Effective Time, was amended and restated in its entirety”

Venus Concept Inc.: Increased authorized shares of Series Y Preferred Stock from 1,500,000 to 2,100,000 via a Certificate of Amendment filed with the Delaware Secretary of State (effective 2025-09-30).

“The Series Y Amendment amended the Series Y COD to, among other things, increase the authorized shares of Series Y Preferred Stock from 1,500,000 to 2,100,000.”

Voip-pal.com Inc: Increased designated Series A preferred stock shares from 1,500,000 to 1,750,000 by amending the certificate of designation (effective 2025-07-29).

“On July 29, 2025, the the board of directors of VoIP-Pal.Com Inc. (the “Company”) approved an increase in the number of shares of preferred stock, par value $0.01 per share (the “Preferred Stock”), designated as Series A preferred stock (the “Series A Stock”) from 1,500,000 to 1,750,000. Following the approval, the Company filed an amendment to a certificate of designation dated May 25, 2022, as previously amended on March 6, 2023, October 8, 2024 and March 18, 2025 (together, the “Certificate of Designation”), with the Nevada Secretary of State in order to effect the foregoing increase.”

4D Molecular Therapeutics, Inc.: Board amended and restated Bylaws to update advance notice procedures for business brought before a meeting and for nominations of directors (effective 2025-09-30).

“On September 30, 2025, the Board amended and restated the Company’s current amended and restated bylaws (the “Amended and Restated Bylaws”). The Amended and Restated Bylaws were amended to, among other revisions, update the advance notice procedures for business brought before a meeting and update the advance notice procedures for nominations of directors.”

CONSTELLATION BRANDS, INC.: Amended and restated By-Laws to align with Delaware law, update stockholder meeting chair requirements, reserve proxy for Board, and make other technical changes (effective 2025-09-30).

“On September 30, 2025, the Board amended and restated the Company’s By-Laws (the “By-Laws”), with immediate effect.”

STARGUIDE GROUP, INC.: Company ceased being a shell company following acquisition of Live Investments Holdings Ltd (effective 2022-12-08).

“Item 5.06 of Form 8-K states that if the registrant was a shell company before transactions changing the status of a shell company, then the registrant must disclose the information that would be required if the registrant were filing a general form for registration of securities on Form 10.”

Turn Therapeutics Inc.: Amended and restated bylaws became effective on September 30, 2025, as previously approved by Board and stockholders (effective 2025-09-30).

“On September 30, 2025, in connection with the Direct Listing, the Company filed its amended and restated certificate of incorporation (the “Certificate of Incorporation”) with the Secretary of State of the State of Delaware, and its amended and restated bylaws (the “Bylaws”) became effective.”

Turn Therapeutics Inc.: Amended and restated certificate of incorporation filed with Delaware Secretary of State on September 30, 2025, effective upon effectiveness of the Registration Statement (effective 2025-09-30).

“On September 30, 2025, in connection with the Direct Listing, the Company filed its amended and restated certificate of incorporation (the “Certificate of Incorporation”) with the Secretary of State of the State of Delaware, and its amended and restated bylaws (the “Bylaws”) became effective.”

Bain Capital GSS Investment Corp.: Company adopted its Amended and Restated Memorandum and Articles of Association in connection with the IPO (effective 2025-09-29).

“On September 29, 2025 and in connection with the IPO, the Company adopted its Amended and Restated Memorandum and Articles of Association.”

GUARANTY BANCSHARES INC /TX/: Upon merger, GBCI's amended and restated bylaws became the bylaws of the combined company, replacing the prior bylaws.

“At the Effective Time, the separate corporate existence of GNTY ceased. As a result of the Merger, GBCI’s restated articles of incorporation and amended and restated bylaws, copies of which are included as Exhibits 3.1 and 3.2 hereto, respectively, and incorporated by reference herein, continued in effect as the articles of incorporation and bylaws of the combined company.”

GUARANTY BANCSHARES INC /TX/: Upon merger, GBCI's restated articles of incorporation became the articles of incorporation of the combined company, replacing the prior charter.

“At the Effective Time, the separate corporate existence of GNTY ceased. As a result of the Merger, GBCI’s restated articles of incorporation and amended and restated bylaws, copies of which are included as Exhibits 3.1 and 3.2 hereto, respectively, and incorporated by reference herein, continued in effect as the articles of incorporation and bylaws of the combined company.”

OptimumBank Holdings, Inc.: Adopted articles of amendment to the articles of incorporation to amend and restate terms of Series B preferred stock, conforming it to Series C preferred stock and including it in diluted common shares and related financial disclosures (effective 2025-10-01).

“Effective October 1, 2025, OptimumBank Holdings, Inc. (the “Company”) adopted articles of amendment to its articles of incorporation amending and restating the terms of the Company’s Series B preferred stock.”

GENCO SHIPPING & TRADING LTD: Filed Statement of Designations designating 60,000 Series B Preferred Shares, effective October 1, 2025 (effective 2025-10-01).

“In connection with the adoption of the Rights Agreement, the Board approved a Statement of Designations of Series B Preferred Stock designating 60,000 Preferred Shares. The Company filed the Statement of Designations for the Preferred Shares on October 1 , 2025 with the Registrar of Corporations of the Republic of the Marshall Islands and the Statement of Designations became effective on such date.”

Cosmos Health Inc.: Approved amendment to Articles of Incorporation to increase authorized shares to 1.5B common and 300M blank-check preferred.

“the Amendment will become effective upon its filing with the Secretary of State of the State of Nevada”

Presurance Holdings, Inc.: Changed corporate name from Conifer Holdings, Inc. to Presurance Holdings, Inc (effective 2025-09-30).

“Effective September 30, 2025, Conifer Holdings, Inc. changed its name to Presurance Holdings, Inc. (the “Company”) by filing a certificate of amendment (“Certificate of Amendment”) to its Second Amended and Restated Articles of Incorporation with the Michigan Department of Licensing and Regulatory Affairs (the “Name Change”).”

SPLASH BEVERAGE GROUP, INC.: Amended bylaws to change quorum requirement to one-third of outstanding voting power, majority-of-votes-cast standard for shareholder acts, add roles for CEO and President, and remove special notice timing requirement for authorized share increase (effective 2025-09-25).

“On September 25, 2025, the Board approved and adopted amendments to the Company’s Bylaws (the “Amendments”).”

NexPoint Real Estate Finance, Inc.: Classified and designated 1,200,000 additional shares of Series B Preferred Stock, increasing authorized Series B Preferred Stock to 17,200,000 shares (effective 2025-10-01).

“On October 1, 2025, the Company filed with the State Department of Assessments and Taxation of the State of Maryland (the “SDAT”) the Articles Supplementary (the “Articles Supplementary”) to the Articles of Amendment and Restatement of the Company classifying and designating an additional 1,200,000 shares (the “Additional Shares”) of the Company’s Series B Preferred Stock”

Aptera Motors Corp: Adopted Amended and Restated Bylaws establishing procedures for stockholder proposals, director nominations, public benefit corporation status, and conforming amendments (effective 2025-09-30).

“On September 30, 2025, the Amended and Restated Bylaws previously approved by the Company’s board of directors became effective.”

Aptera Motors Corp: Filed an Amended and Restated Certificate of Incorporation with provisions customary for public companies and public benefit corporations (effective 2025-09-30).

“On September 30, 2025, Aptera Motors Corp. (the “Company”) filed an Amended and Restated Certificate of Incorporation (the “Restated Certificate”) with the Secretary of State of the State of Delaware.”

PCS Edventures!, Inc.: Decreased authorized shares of common stock from 150,000,000 to 125,000,000.

“A majority of our shareholders also approved an amendment to our Articles of Incorporation that decreased the number of our authorized shares of common stock from 150,000,000 shares to 125,000,000 shares.”

Clean Energy Technologies, Inc.: Filed a Certificate of Change with the State of Nevada to effect a 1-for-15 reverse stock split of the Company's authorized and outstanding shares of common stock, reducing authorized shares from 2,000,000,000 to 133,333,333 and outstanding shares from approximately 69,726,161 to 4,648,521, with an (effective 2025-10-06).

“Clean Energy Technology, Inc. (the “ Company ”), filed a Certificate of Change with the State of Nevada to effect a 1-for-15 reverse stock split of the Company’s (a) authorized shares of common stock, and (b) issued and outstanding shares of common stock (the “ Reverse Stock Split ”), which was accepted for filing by the State of Nevada on or about September 26, 2025.”

Axe Compute Inc.: Amendment to Section 3.02 of the Bylaws to limit the maximum number of directors to seven, effective September 26, 2025 (effective 2025-09-26).

“the Board approved an amendment to Section 3.02 of the Company’s Second Amended and Restated Bylaws, as amended (the “ Bylaws ”). The amendment, which became effective as of September 26, 2025, modifies Section 3.02 of the Bylaws to provide that the exact number of directors shall continue to be determined from time to time solely by resolution adopted by the affirmative vote of a majority of the entire Board, but now expressly limits the number of directors serving on the Board to a maximum of seven.”

Phoenix Energy One, LLC: Company amended and restated its limited liability company agreement to adopt manager-managed structure, board governance, and designate Series A Cumulative Redeemable Preferred Shares (effective 2025-09-29).

“Effective as of September 29, 2025, the Company entered into its Third Amended and Restated Limited Liability Company Agreement (the “Third ARLLCA”).”

Kodiak AI, Inc.: Company ceased to be a shell company upon consummation of business combination (effective 2025-09-24).

“the Company ceased to be a shell company (as defined in Rule 12b-2 of the Exchange Act) as of the Closing”

Kodiak AI, Inc.: Adopted a new Code of Business Conduct and Ethics (effective 2025-09-24).

“on September 24, 2025, the Board considered and adopted a new Code of Business Conduct and Ethics”

Kodiak AI, Inc.: Adopted new bylaws and waived certain lock-up restrictions therein (effective 2025-09-24).

“the Company adopted a certificate of incorporation and bylaws”

Kodiak AI, Inc.: Adopted new certificate of incorporation in connection with domestication from Cayman Islands to Delaware (effective 2025-09-24).

“the Company adopted a certificate of incorporation and bylaws”

ISABELLA BANK CORP: On September 24, 2025, the Board approved and adopted the Second Amended and Restated Bylaws, effective immediately, which include provisions on annual and special shareholder meetings, proxy registration, meeting conduct, shareholder proposals and director nominations, remote meeting participation, (effective 2025-09-24).

“On September 24, 2025, the Board of Directors (the "Board") of Isabella Bank Corporation, a Michigan corporation (the "Corporation"), approved and adopted the Second Amended and Restated Bylaws of the Corporation (the "Amended Bylaws"), effective immediately.”

WOLFSPEED, INC.: Adopted New Bylaws upon conversion from a North Carolina corporation to a Delaware corporation.

“Wolfspeed effected a conversion from a North Carolina corporation to a Delaware corporation and, in connection therewith, the New Certificate of Incorporation became effective and Wolfspeed adopted the New Bylaws.”

WOLFSPEED, INC.: Adopted New Certificate of Incorporation upon conversion from a North Carolina corporation to a Delaware corporation.

“Wolfspeed effected a conversion from a North Carolina corporation to a Delaware corporation and, in connection therewith, the New Certificate of Incorporation became effective and Wolfspeed adopted the New Bylaws.”

COMSCORE, INC.: Comscore filed a Certificate of Elimination to retire Series B Preferred Stock and remove related provisions from its Certificate of Incorporation (effective 2025-09-29).

“the Company will execute and file a Certificate of Retirement and Elimination of Designation of Series B Convertible Preferred Stock (the “ Certificate of Elimination ”), retiring the shares of Series B Preferred Stock acquired by the Company pursuant to the Exchange Agreements and eliminating from the Certificate of Incorporation all matters set forth in the Certificate of Designations of Series B Preferred Stock”

COMSCORE, INC.: Comscore filed a Certificate of Amendment to its Amended and Restated Certificate of Incorporation to increase authorized shares of Preferred Stock and Common Stock for conversion of Series C Preferred Stock (effective 2025-09-29).

“the Company will execute and file the Certificate of Designations and a Certificate of Amendment to the Amended and Restated Certificate of Incorporation of the Company (the “ Certificate of Amendment ”).”