Governance Changes

FORMER BL STORES INC: Company changed its name from Big Lots, Inc. to Former BL Stores, Inc. via a Certificate of Amendment to its Amended Articles of Incorporation (effective 2025-09-23).

“On September 23, 2025, Big Lots, Inc. (the “Company”) filed a Certificate of Amendment to its Amended Articles of Incorporation (“Amendment”) with the Ohio Secretary of State to change its name to Former BL Stores, Inc. (the “Name Change”).”

CARTERS INC: Filed Certificate of Designation of Series A Junior Participating Preferred Stock, effective September 24, 2025 (effective 2025-09-24).

“The Certificate of Designation was filed with the Delaware Secretary of State and became effective on September 24, 2025.”

DallasNews Corp: Bylaws of Merger Sub became the bylaws of the Company.

“Pursuant to the terms of the Merger Agreement, at the Effective Time, the bylaws of Merger Sub, in effect immediately prior to the Effective Time, became the bylaws of the Company (except that all references to the name of Merger Sub were replaced with references to the name of the Company) (the “Bylaws”).”

DallasNews Corp: Certificate of Formation amended and restated in its entirety.

“Pursuant to the terms of the Merger Agreement, at the Effective Time, the Certificate of Formation of the Company, as amended, in effect immediately prior to the Effective Time was amended and restated in its entirety (as amended and restated, the “Charter”).”

CEMTREX INC: Certificate of Amendment filed to effect a 1-for-15 reverse stock split (effective 2025-09-29).

“On September 24, 2025, the Company filed a Certificate of Amendment to its Certificate of Incorporation (the “Charter Amendment”) with the Secretary of State of the State of Delaware, pursuant to which, effective at 12:01 a.m. Eastern Time on September 29, 2025, the Reverse Split will be effected.”

Lunai Bioworks Inc.: Filed Certificate of Amendment to effect a 1-for-10 reverse stock split of common stock, par value unchanged, effective September 29, 2025; authorized shares unchanged at 350,000,000 (effective 2025-09-29).

“On September 18, 2025, Lunai Bioworks, Inc. (the “ Company ”) filed a Certificate of Amendment to the Certificate of Incorporation of the Company (the “ Certificate of Amendment ”) with the Secretary of State of the State of Delaware to effect a 1-for-10 reverse stock split of the shares of the Company’s common stock, par value $0.0001 per share (the “ Common Stock ”), either issued and outstanding or held by the Company as treasury stock, effective as of 12:01 a.m. (New York time) on September 29, 2025 (the “ Reverse Stock Split ”).”

Pattern Group Inc.: Amended and restated bylaws became effective in connection with IPO closing (effective 2025-09-22).

“On September 22, 2025, Pattern Group Inc. (the “Company”) filed its amended and restated certificate of incorporation (the “Certificate of Incorporation”) with the Secretary of State of the State of Delaware, and its amended and restated bylaws (the “Bylaws”) became effective, in connection with the closing of the initial public offering of shares of the Company’s Series A common stock”

Pattern Group Inc.: Filed amended and restated certificate of incorporation in connection with IPO closing (effective 2025-09-22).

“On September 22, 2025, Pattern Group Inc. (the “Company”) filed its amended and restated certificate of incorporation (the “Certificate of Incorporation”) with the Secretary of State of the State of Delaware, and its amended and restated bylaws (the “Bylaws”) became effective, in connection with the closing of the initial public offering of shares of the Company’s Series A common stock”

EON Resources Inc.: Adopted revised Code of Ethics to update company name and add procedures for NYSE American compliance (effective 2025-09-22).

“On September 22, 2025, the Board of Directors (the “Board”) of EON Resources Inc. (the “Company”) adopted a revised EON Resources Inc. Code of Ethics (the “Code”), which amended and restated the prior Code of Ethics of the Company.”

IB Acquisition Corp.: Amended articles of incorporation to extend deadline for business combination from September 28, 2025 to March 28, 2026 and modify related provisions (effective 2025-09-22).

“The Extension Amendment, among other things, (i) extends the date by which the Company must consummate its initial business combination to March 28, 2026 or such later date as may be approved by the Company’s stockholders in accordance with its amended and restated articles of incorporation;”

Hashdex Nasdaq CME Crypto Index ETF: Amended and restated trust agreement to reflect changes enabling reliance on generic listing rules (effective 2025-09-18).

“On September 18, 2025, Hashdex Nasdaq Crypto Index US ETF (the “Trust”)’s sponsor, Hashdex Asset Management Ltd. (the “Sponsor”), and CSC Delaware Trust Company, the Trustee of the Trust, entered into a Third Amended and Restated Trust Agreement (the “Trust Agreement”). The Trust Agreement made changes to the Second Amended and Restated Trust Agreement to reflect necessary changes in order to rely on the generic listing rules.”

Galata Acquisition Corp. II: Filed amended and restated memorandum and articles of association (effective 2025-09-18).

“On September 19, 2025, in connection with the IPO, the Company filed its amended and restated memorandum and articles of association (the “ Amended and Restated Memorandum and Articles of Association ”) with the Cayman Islands Registrar of Companies, which was effective on September 18, 2025.”

PISMO COAST VILLAGE INC: Amended Article VII of Bylaws to allow issuance of uncertificated shares (book-entry shares) in lieu of physical certificates while preserving existing transfer restrictions (effective 2025-09-20).

“On September 20, 2025 The Board of Directors determined that it is in the best interests of the Corporation and its shareholders to amend Article VII of the Bylaws to also allow for issuance of uncertificated shares (commonly known as book-entry shares) in lieu of physical certificates, while preserving existing transfer restrictions.”

FIRST NORTHERN COMMUNITY BANCORP: Amended Sections 71 and 72 of the Bylaws to permit issuance of uncertificated securities for Direct Registration System participation and make conforming changes (effective 2025-09-17).

“On September 17, 2025, the Board of Directors (the “Board”) of First Northern Community Bancorp, a California corporation (the “Company,” “we” or “us”), approved amendments to the Amended and Restated Bylaws of the Company (the “Bylaws”), effective September 17, 2025, that permit the Company to issue uncertificated securities.”

Bank of New York Mellon Corp: Eliminated matters related to Series G Preferred Stock from Restated Certificate of Incorporation via Certificate of Elimination (effective 2025-09-23).

“On September 23, 2025, The Bank of New York Mellon Corporation (the “Registrant”) filed a Certificate of Elimination to its Restated Certificate of Incorporation with the Secretary of State of the State of Delaware, which, effective upon filing, eliminated from the Restated Certificate of Incorporation all matters set forth in the Certificate of Designations with respect to its Series G Noncumulative Perpetual Preferred Stock (the “Series G Preferred Stock”).”

BOLLINGER INNOVATIONS, INC.: Certificate of Amendment filed to effect a 1-for-250 reverse stock split of Common Stock (effective 2025-09-22).

“On September 19, 2025, the Company filed a Certificate of Amendment (the “ Amendment ”) to its Second Amended and Restated Certificate of Incorporation with the Secretary of State of the State of Delaware to effect a one-for-two hundred fifty (1-for-250) reverse stock split (the “ Reverse Stock Split ”) of its Common Stock.”

AMERICAN REBEL HOLDINGS INC: Approved a Certificate of Amendment to effect a 1-for-20 reverse stock split, effective October 3, 2025 (effective 2025-10-03).

“the stockholders of the Company approved a Certificate of Amendment to the Company’s Second Amended and Restated Articles of Incorporation (the “Certificate of Amendment”) to effect a reverse stock split of the Company’s shares of common stock, par value $0.001 per share (the “Common Stock”), at a ratio of up to 1-for-25 (the “Reverse Stock Split”), with such ratio to be determined in the sole discretion of the Company’s Board of Directors (the “Board”) and with the Reverse Stock Split to be effected at such time and date, if at all, as determined by the Board in its sole discretion at any time within twelve (12) months of such stockholder approval”

BullFrog AI Holdings, Inc.: Reduced quorum for meetings of stockholders to 33.33% of shares outstanding (effective 2025-09-18).

“Effective September 18, 2025, Bullfrog AI Holdings, Inc. (the “Company”) amended its bylaws in order to reduce the quorum required for meetings of stockholders to thirty-three and one-third percent (33.33%) of the shares then issued and outstanding.”

AMC Robotics Corp: Shareholders approved an amendment to extend the company's business combination deadline up to four additional months, until January 22, 2026 (effective 2025-09-19).

“As approved by the Company’s shareholders at the Meeting on September 19, 2025, by special resolution, the Company amended the Company’s Second Amended and Restated Memorandum and Articles of Association (the “ Existing Charter ”) on September 19, 2025, by adopting the Amendment to the Existing Charter in the form set forth in Annex A to the definitive proxy statement, as supplemented, filed with the Securities and Exchange Commission on September 2, 2025 (as supplemented, the “ Articles Amendment ”), reflecting the extension of the date by which the Company must consummate a business combination from the Termination Date up to four (4) extensions comprised of one month each (each an “ Extension ”) up to January 22, 2026 (i.e., for a period of time ending up to 37 months after the consummation of its initial public offering for a total of four (4) months after the Termination Date (assuming a business combination has not occurred)”

INGLES MARKETS INC: Adopted Second Amended and Restated Bylaws to update advance notice requirements, officer titles, indemnification provisions, and Board meeting timing, along with other modernizing updates (effective 2025-09-19).

“On September 19, 2025, the board of directors (the “ Board ”) of Ingles Markets, Incorporated, a North Carolina corporation (the “ Company ”), adopted the Company’s Second Amended and Restated Bylaws (the “ Second A&R Bylaws ”), which amended and restated in their entirety the Company’s Amended and Restated By-Laws”

KORN FERRY: Stockholders approved amendments to the Restated Certificate of Incorporation to limit the liability of certain officers as permitted by Delaware law (effective 2025-09-18).

“the Company’s stockholders approved amendments to the Company’s Restated Certificate of Incorporation (the “Certificate”) to limit the liability of certain officers as permitted by Delaware law (the “Certificate Amendments”).”

QDM International Inc.: Amended articles of incorporation to effect a 1-for-34 reverse stock split (effective 2025-09-16).

“On September 16, 2025, QDM International Inc. (the “ Company ”) filed an Articles of Amendment to the Articles of Incorporation, as amended, of the Company (the “ Amendment ”) with the Florida Department of State to effect a reverse stock split of its issued and outstanding shares of common stock at a ratio of one (1) for thirty four (34) (the “ Reverse Stock Split ”), which became effective upon the filing of the Amendment with the Florida Department of State.”

Loan Artificial Intelligence Corp.: Amended Articles of Incorporation to effect name change to Loan Artificial Intelligence Corp., symbol change, and 1-for-800 reverse stock split (effective 2025-09-23).

“The Company filed an Amendment to the Articles of Incorporation (the “Amended Articles”) with the Secretary of State of the State of Florida on September 15, 2025, become effective on the effective date as announced by FINRA.”

Acurx Pharmaceuticals, Inc.: Amendment to Certificate of Incorporation to increase authorized shares of common stock from 200,000,000 to 250,000,000 (effective 2025-09-22).

“the Company’s stockholders approved an amendment (the “Amendment”) to the Company’s Certificate of Incorporation, as amended, to increase the total number of authorized shares of the Company’s common stock from 200,000,000 to 250,000,000. On September 22, 2025, the Company filed the Amendment with the Secretary of State of the State of Delaware with immediate effect.”

SpartanNash Co: Amended and restated bylaws in connection with merger.

“the Company’s bylaws were amended and restated in their entirety”

SpartanNash Co: Amended and restated articles of incorporation in connection with merger.

“the Company’s articles of incorporation were amended and restated in their entirety”

Everforth Inc: Amended and restated bylaws with changes to stockholder nomination and proposal procedures, disclosure requirements, special meeting mechanics, and other updates (effective 2025-09-18).

“On September 18, 2025, the Board of Directors (the “Board”) of ASGN Incorporated (the “Company”) approved and adopted an amendment and restatement of the Company’s Amended and Restated Bylaws (as so amended, the “Bylaws”).”

NORTHRIM BANCORP INC: Northrim BanCorp approved a 4-for-1 forward stock split effected through Articles of Amendment to its Amended and Restated Articles of Incorporation, increasing authorized shares from 10,000,000 to 40,000,000 and decreasing par value from $1.00 to $0.25 (effective 2025-09-18).

“On August 22, 2025, Northrim BanCorp, Inc. (the “Company”) announced that its Board of Directors had approved a 4-for-1 forward split (the “Stock Split”) of its outstanding shares of common stock (the “Common Stock”), to be effected through the filing of Articles of Amendment to the Company’s Amended and Restated Articles of Incorporation, as amended ("the Amendment").”

iQSTEL Inc: Amended Articles of Incorporation to increase authorized common stock from 3,750,000 shares to 26,000,000 shares (effective 2025-09-16).

“On September 16, 2025, iQSTEL Inc., a Nevada corporation (the “Company”), filed with the Secretary of State of the State of Nevada a Certificate of Amendment to its Articles of Incorporation to increase its authorized common stock from 3,750,000 shares of common stock to 26,000,000 shares of common stock.”

Chiron Real Estate Inc.: One-for-five reverse stock split and reduction in authorized shares from 500,000,000 to 100,000,000 via Articles of Amendment to charter (effective 2025-09-19).

“The Amendment, effective as of 5:00 p.m. Eastern Time on September 19, 2025 (the “Effective Time”), converted every five shares of the issued and outstanding Common Stock into one share of common stock of the Company, par value $0.005 per share. The Reverse Stock Split also effected a proportionate reduction in the Company’s authorized shares of Common Stock from 500,000,000 shares to 100,000,000.”

DarioHealth Corp.: Amended and restated certificates of designation for Series A-1, Series C, C-2, D, D-1, D-2, and D-3 preferred stock to accelerate mandatory conversion period and provide option for pre-funded warrants (effective 2025-09-18).

“On September 18, 2025, DarioHealth Corp. (the “Company”), upon obtaining the vote of a majority of the holders of the relevant classes of preferred stock and the approval of the Company’s Board of Directors, filed an Amended and Restated Certificate of Designation of Preferences, Rights and Limitations of the Company’s Series A-1 Preferred Stock (the “Series A-1 Certificate of Designation”), an Amended and Restated Certificate of Designation of Preferences, Rights and Limitations of the Company’s Series C Preferred Stock (the “Series C Certificate of Designation”), an Amended and Restated Certificate of Designation of Preferences, Rights and Limitations of the Company’s Series C-2 Preferred Stock (the “Series C-2 Certificate of Designation”, collectively with the Series C Certificate of Designation, the “Series C Certificates of Designation”), an Amended and Restated Certificate of Designation of Preferences, Rights and Limitations of the Company’s Series D Preferred Stock (the “Series”

StepStone Group Inc.: Removed obsolete provisions, made clarifying/technical/conforming changes, and integrated prior amendment limiting officer liability (effective 2025-09-18).

“the Company filed a Certificate of Amendment to the Certificate of Incorporation with the Secretary of State of the State of Delaware on September 18, 2025, which became effective upon filing.”

INTEGRATED RAIL & RESOURCES ACQUISITION CORP: Extended date by which SPAC must complete an initial business combination from September 15, 2025 to December 31, 2025 (effective 2025-09-19).

“an amendment to SPAC’s Amended and Restated Certificate of Incorporation (as so amended, the “ Charter ”), with the Secretary of State of the State of Delaware (the “ Charter Amendment ”). The Charter Amendment extends the date by which SPAC must complete an initial business combination (the “ Deadline Date ”) from September 15, 2025 to December 31, 2025”

Jefferies Financial Group Inc.: Certificate of Amendment filed to establish Series B-1 Non-Voting Convertible Preferred Shares and designate 17,500 preferred shares as Series B-1 Preferred Stock (effective 2025-09-19).

“On September 19, 2025, Jefferies Financial Group Inc. (the “ Company ”) delivered a Certificate of Amendment of the Certificate of Incorporation of the Company (the “ Certificate of Amendment ”) to the Department of State of the State of New York for filing to establish the Series B-1 Non-Voting Convertible Preferred Shares, $1.00 par value per share (the “ Series B-1 Preferred Stock ”), and to designate 17,500 preferred shares as Series B-1 Preferred Stock.”

FACTSET RESEARCH SYSTEMS INC: Amended and restated Bylaws to clarify procedural mechanics for majority voting in uncontested director elections and implement plurality voting for contested elections (effective 2025-09-16).

“On September 16, 2025, FactSet's Board amended and restated the Company's Amended and Restated By-Laws (the “Bylaws”) effective immediately. The Bylaws were updated to: • Clarify and enhance procedural mechanics in connection with the Company’s existing majority voting standard for the election of directors in uncontested elections, including that any incumbent director nominee who fails to receive the requisite majority vote at an uncontested election will continue to serve as a holdover director and shall submit his or her irrevocable offer of resignation from the Board within 90 days from the date of the election for consideration by the Nominating and Corporate Governance Committee, which will recommend to the Board the action to be taken with respect to such offer of resignation; and • Implement a plurality voting standard carve out for contested director elections.”

StubHub Holdings, Inc.: Amended and restated bylaws became effective (effective 2025-09-18).

“and its amended and restated bylaws (the “Bylaws”) became effective”

StubHub Holdings, Inc.: Amended and restated certificate of incorporation filed (effective 2025-09-18).

“On September 18, 2025, StubHub Holdings, Inc. (the “Company”) filed its amended and restated certificate of incorporation (the “Certificate of Incorporation”) with the Secretary of State of the State of Delaware”

Sunoco LP: Amended and restated partnership agreement to establish Series A Preferred Units (effective 2025-09-18).

“On September 18, 2025, in connection with the issuance of an aggregate 1,500,000 of the Series A Preferred Units, Sunoco GP LLC, the general partner of the Partnership (the “ General Partner ”), amended and restated the Partnership’s Second Amended and Restated Agreement of Limited Partnership, dated as of February 12, 2025 (as amended and restated, the “ Third Amended and Restated LPA ”), to establish the rights and obligations of the Series A Preferred Units.”

NewtekOne, Inc.: Eliminated Series A Convertible Preferred Stock as a class or series of authorized stock, reclassifying shares as authorized and unissued without designation (effective 2025-09-17).

“On September 17, 2025, NewtekOne, Inc. (the “Company”) filed Articles Supplementary (the “Articles Supplementary”) to the amended and restated articles of incorporation of the Company with the Maryland State Department of Assessments and Taxation in order to eliminate the Company’s Series A Convertible Preferred Stock, $0.02 per share (the “Series A Preferred Stock”) as a class or series of the Company’s authorized stock, as no shares of Series A Preferred Stock are issued and outstanding.”

Solana Co: Increased authorized common stock to 800,000,000 shares via Certificate of Amendment (effective 2025-09-15).

“On September 15, 2025, the Company filed with the Secretary of State of the State of Delaware a Certificate of Amendment to its Certificate of Incorporation (the “Certificate of Amendment”) to effect the Share Increase, which became effective as of September 15, 2025.”

Super League Enterprise, Inc.: Filing of Certificate of Designation designating 16,426 shares of Series B Convertible Preferred Stock with specific conversion, dividend, and liquidation rights (effective 2025-09-12).

“On September 12, 2025, the Company filed the Certificate of Designation of Preferences, Rights and Limitations of the Series B Convertible Preferred Stock (the “ Series B COD ”), designating 16,426 shares of Series B Preferred in connection with the entry into the Exchange Agreements.”

Chenghe Acquisition III Co.: Amended and Restated Memorandum and Articles of Association became effective (effective 2025-09-16).

“On September 16, 2025, the Company’s Amended and Restated Memorandum and Articles of Association became effective.”

WaterBridge Infrastructure LLC: Amendment and restatement of the limited liability company agreement into the First Amended and Restated Limited Liability Company Agreement (effective 2025-09-18).

“On September 18, 2025, WBR Holdings and GIC caused the amendment and restatement of the Company’s limited liability company agreement in the form of the First Amended and Restated Limited Liability Company Agreement of WaterBridge Infrastructure LLC (the “PubCo LLC Agreement”).”

RADIAN GROUP INC: Added a forum selection bylaw designating Delaware state and federal courts as exclusive forums for specified internal and securities law claims (effective 2025-09-17).

“On September 17, 2025, the board of directors of the Company (the “ Board ”) approved an amendment to the Company’s Fourth Amended and Restated By-laws (the “ Amended and Restated By-laws ”), effective September 17, 2025.”

BANNER CORP: Amended Code of Ethics and Business Conduct to incorporate minor clarifications regarding use of corporate resources for political purposes and expectations for ethical and professional behavior (effective 2025-09-16).

“On July 22, 2025, the Board of Directors of Banner Corporation (the “Company”) approved certain amendments to the Company’s Code of Ethics and Business Conduct, as reflected in an amended version of the Code of Ethics and Business Conduct (the “Code”).”

Wheeler Real Estate Investment Trust, Inc.: Articles of Amendment filed to effect a one-for-five reverse stock split of Common Stock and reduce par value from $0.05 to $0.01 per share (effective 2025-09-22).

“Charter Amendments for One-for-Five Reverse Stock Split On September 17, 2025, in connection with a one-for-five reverse stock split (the “ Reverse Stock Split ”) of the Common Stock of the Company, to be effective on September 22, 2025, the Company filed two Articles of Amendment to its charter with the State Department of Assessments and Taxation of Maryland that provide for: i. a one-for-five Reverse Stock Split of the Common Stock, to be effective at 5:00 p.m. Eastern Time (the “ Effective Time ”) on September 22, 2025 (the “ First Amendment ”); and ii. the par value of the Common Stock to be decreased from $0.05 per share (as a result of the one-for-five Reverse Stock Split) to $0.01 per share, to be effective at 5:01 p.m. Eastern Time on September 22, 2025 (the “ Second Amendment ”).”

CaliberCos Inc.: Filed Series B Certificate of Designation to establish preferences, voting powers, limitations, and terms of Series B Preferred Stock (effective 2025-09-11).

“On September 11, 2025, the Company filed the Series B Certificate of Designation with the Secretary of State of the State of Delaware to establish the preferences, voting powers, limitations as to dividends or other distributions, qualifications, terms and conditions of redemption and other terms and conditions of the Company’s Series B Preferred Stock.”

Trade Desk, Inc.: Stockholders approved amendment and restatement of articles of incorporation, effective September 16, 2025 (effective 2025-09-16).

“The Amended Articles became effective on September 16, 2025 upon filing with the Nevada Secretary of State.”

PMGC Holdings Inc.: Certificate of Amendment increasing authorized share capital to 2,500,000,000 shares, comprised of 2,000,000,000 shares of common stock and 500,000,000 shares of preferred stock (effective 2025-09-15).

“On September 15, 2025, PMGC Holdings Inc. (the “Company”) filed a Certificate of Amendment (the “Amendment”) to its Articles of Incorporation with the Secretary of State of the State of Nevada. The Amendment increases the authorized share capital of the Company to a total of 2,500,000,000 (two billion five hundred million) shares, consisting of 2,000,000,000 (two billion) shares of common stock, par value of $0.0001 per share, and 500,000,000 shares of preferred stock, par value of $0.0001 per share.”

HilleVax, Inc.: Bylaws amended and restated in their entirety in connection with merger (effective 2025-09-17).

“on September 17, 2025, the Company’s certificate of incorporation and bylaws were each amended and restated in their entirety and became the certificate of incorporation and bylaws of the Surviving Corporation.”