Governance Changes

HUNTINGTON BANCSHARES INC /MD/: Established Series K Preferred Stock via articles supplementary (effective 2025-09-10).

“On September 10, 2025, the Corporation filed the Articles Supplementary with the Maryland Department, supplementing the Corporation’s charter by establishing the newly authorized Series K Preferred Stock of the Corporation consisting of 7,500 authorized shares.”

KEWAUNEE SCIENTIFIC CORP /DE/: Amended Bylaws to change the range of authorized board size to at least five and not more than nine directors, with exact number fixed by board resolution (effective 2025-09-10).

“Effective September 10, 2025, the Board approved Amended and Restated Bylaws (the "Bylaws"), which reflect an amendment to Section 5.02 to provide that the number of directors constituting the whole Board will be at least five and not more than nine directors, the exact number to be fixed from time to time by resolution of the Board adopted by the directors then in office.”

OLENOX INDUSTRIES INC.: Amended certificate of incorporation to effect a 1-for-64 reverse stock split (effective 2025-09-08).

“On September 4, 2025, Safe & Green Holdings Corp., a Delaware corporation (the “Company”), filed with the Secretary of State of the State of Delaware a Certificate of Amendment to its Amended and Restated Certificate of Incorporation (the “Amendment”). The Amendment became effective as of 12:01 a.m. Eastern Time on September 8, 2025.”

Planet Green Holdings Corp.: Planet Green Holdings Corp. amended its Articles of Incorporation to increase authorized capital from an unspecified amount to 1,500,000,000 shares of common stock and 100,000,000 shares of preferred stock (effective 2025-09-09).

“On September 9, 2025, the Company filed a Certificate of Amendment (the “ Certificate of Amendment ”) to its Articles of Incorporation (as amended, the “ Charter ”) with the Secretary of State of the State of Nevada to increase the total number of shares of all classes of stock which the Company has authority to issue to 1,600,000,000 consisting of (a) 1,500,000,000 shares of common stock, par value $0.001 per share, and (b) 100,000,000 shares of preferred stock, par value $0.001 per share, to be issued from time to time with such rights, preferences and priorities as the Board of Directors shall designate.”

Lite Strategy, Inc.: Changed corporate name from MEI Pharma, Inc. to Lite Strategy, Inc (effective 2025-09-10).

“Effective September 10, 2025, MEI Pharma, Inc. (the “Company”) changed its name to Lite Strategy, Inc. pursuant to an amendment to its amended and restated certificate of incorporation filed with the Secretary of State of the State of Delaware (the “Name Change”).”

Bank of New York Mellon Corp: Filed Certificate of Designations establishing Series L Preferred Stock preferences, limitations and relative rights (effective 2025-09-09).

“On September 9, 2025, the Registrant filed a Certificate of Designations (the “Certificate of Designations”) with the Secretary of State of the State of Delaware to establish the preferences, limitations and relative rights of the Series L Preferred Stock.”

AGNC Investment Corp.: Filed Certificate of Designations establishing 8.75% Series H Fixed-Rate Cumulative Redeemable Preferred Stock with specified powers, preferences, and rights (effective 2025-09-09).

“On September 9, 2025, AGNC Investment Corp., a Delaware corporation (the “Company”) filed a Certificate of Designations (the “Certificate of Designations”) with the Secretary of State of the State of Delaware to designate 13,800 shares of the Company’s authorized preferred stock as the 8.75% Series H Fixed-Rate Cumulative Redeemable Preferred Stock, par value $0.01 per share, with a liquidation preference of $25,000 per share (“Series H Preferred Stock”), with the powers, designations, preferences and other rights as set forth therein.”

ARTELO BIOSCIENCES, INC.: Amended bylaws to change special meeting notice period, eliminate stockholder action by written consent, clarify status as issuing corporation under NRS 78.378-78.3793, and set record date limit of 60 days (effective 2025-09-09).

“On September 9, 2025, the board of directors (the “Board”) of Artelo Biosciences, Inc. (the “Company”) amended the Company’s amended and restated bylaws, as provided in a Certificate of Amendment to Bylaws (the “Bylaws Amendment”), as follows: · The required notice period for special meetings of the Board has been updated, as provided in the Bylaws Amendment; · The right of stockholders to take action without a meeting has been eliminated; · The Bylaws have been updated to provide that the Company shall in all respects be considered an “issuing corporation” for purposes of the provisions of NRS 78.378 to 78.3793 inclusive, irrespective of whether the Company, as of any date, (i) has 200 or more stockholders of record, at least 100 of whom have had addresses in Nevada appearing on the stock ledger of the Company at all times during the 90 days immediately preceding such date, and/or (ii) does business in Nevada directly or through an affiliated corporation; and · The Bylaws have been up”

NetBrands Corp.: Filing of Certificate of Designation for Series B Preferred Stock (effective 2025-09-08).

“On September 8, 2025, the Company received notice of the filing of its Certificate of Designation for a class of Preferred Stock designated as Series B Preferred Stock (“Series B Preferred”) consisting of 25,000 shares.”

Alchemy Investments Acquisition Corp 1: Shareholders ratified the appointment of CBIZ CPAs P.C as the independent registered public accounting firm for the fiscal year ending December 31, 2025 (effective 2025-09-04).

“as an ordinary resolution, a proposal to consider and vote to ratify the appointment of CBIZ CPAs P.C as the independent registered public accounting firm for the fiscal year December 31, 2025”

Alchemy Investments Acquisition Corp 1: Shareholders approved an amendment to the Articles of Association to extend the deadline for completing a business combination on a month-to-month basis until September 9, 2026, with a monthly deposit into trust of the lesser of $30,000 or $0.03 per non-redeemed public share (effective 2025-09-04).

“as a special resolution, to amend the Company’s Articles of Association as a special resolution, to provide the Company the right to extend the date by which it has to complete a business combination on a month-to-month basis, as determined by the Directors in their sole discretion, until September 9, 2026, by placing into the trust account held at Continental Stock & Transfer Company, the lesser of $30,000 or $0.03 per non-redeemed public Class A ordinary share per month (which amount came to $22,126.29), until September 9, 2026”

MADE IN USA INC.: Amendments to Articles of Incorporation to change corporate name to MADE IN USA INC., effectuate 4-for-1 forward stock split, increase authorized capital to 90M common and 10M preferred, and re-domicile from Nevada to Wyoming (effective 2025-08-28).

“On August 28, 2025, the Board of Directors and shareholders holding a majority of the outstanding shares approved amendments to the Company’s Articles of Incorporation to: 1. Change the Company’s corporate name from Alixo-Yolloo Corporation to MADE IN USA INC.”

DANAHER CORP /DE/: Amended and restated bylaws to revise advance notice and related procedural and disclosure requirements for shareholder proposals and director nominations (effective 2025-09-09).

“On and effective September 9, 2025, the Board of Directors of Danaher Corporation (the “Company”) amended and restated the Company’s Amended and Restated By-laws (as so amended and restated, the “By-laws”) to revise the advance notice and related procedural and disclosure requirements for shareholders to propose business at a meeting of shareholders, including the requirements for the valid nomination of a candidate for director.”

CitroTech Inc.: 1-for-6 reverse stock split of Series A Preferred and Common Stock via Articles of Amendment (effective 2025-08-28).

“On July 8, 2025, General Enterprise Ventures, Inc. (the “Company”) filed Articles of Amendment of the Company’s Articles of Incorporation (the “Amendment”) with the Secretary of State of the State of Wyoming for a 1-for-6 reverse stock split”

Transportation & Logistics Systems, Inc.: Revised definition of Triggering Event in Series J Certificate of Designations to exclude prior events, facts or circumstances (effective 2025-09-05).

“On September 5, 2025, Transportation and Logistics Systems, Inc. (the “Company”) filed an Amendment (the “Series J Certificate Amendment”) to the Certificate of Designations Rights and Limitations of Series J Senior Convertible Preferred Stock (the “Series J Certificate”) with the Secretary of State of the State of Nevada to, among other things, revise the definition of a Triggering Event (as defined in the Series J Certificate Amendment) to exclude events, facts or circumstances that occurred prior to or were in existence as of the date of the Series J Certificate.”

Nexentis Technologies Inc.: Certificate of Amendment to Amended and Restated Articles of Incorporation filed to effect a 1-for-35 reverse stock split (effective 2025-09-03).

“On September 3, 2025, the Company filed a Certificate of Amendment to its Amended and Restated Articles of Incorporation (the “Certificate of Amendment” and the “Articles of Incorporation”) with the Secretary of State of the State of Nevada, to effect the Reverse Stock Split as a corporate action under its Articles of Incorporation.”

Global Interactive Technologies, Inc.: Bylaws amended to add provision authorizing Board to remove a director for cause in limited, specified circumstances (effective 2025-09-05).

“approved and adopted an amendment to the Company’s Bylaws to add a provision authorizing the Board to remove a director for cause in limited, specified circumstances”

BRUKER CORP: Filed Certificate of Designations to establish terms of 6.375% Mandatory Convertible Preferred Stock, Series A (effective 2025-09-08).

“the Company filed a Certificate of Designations (the “Certificate of Designations”) with the Secretary of State of the State of Delaware on September 8, 2025 to establish the designations, powers, preferences and rights of the Mandatory Convertible Preferred Stock”

IIOT-OXYS, Inc.: Increased authorized shares of common stock from 3,000,000,000 to 10,000,000,000 (effective 2025-09-03).

“the Company filed a Certificate of Amendment to its Articles of Incorporation with the Secretary of State of Nevada to increase its authorized shares of common stock, $0.001 par value per share, from 3,000,000,000 shares to 10,000,000,000 shares, which filing became effective on September 3, 2025”

FreightCar America, Inc.: Certificate of Designation establishing Preferred Shares filed with Delaware Secretary of State (effective 2025-09-08).

“the Board approved the Certificate of Designation establishing the Preferred Shares and the rights, preferences and privileges thereof. The Certificate of Designation was filed with the Secretary of State of the State of Delaware on September 8, 2025.”

FG Nexus Inc.: Amended articles to increase authorized common stock from 4M to 1B, preferred stock from 100M to 500M, Series A preferred from 1M to 15M, and change company name to FG Nexus Inc (effective 2025-09-05).

“the Company filed a certificate of amendment to its amended and restated articles of incorporation with the Nevada Secretary of State on September 5, 2025 to (i) increase the total number of authorized shares of Common Stock from 4,000,000 to 1,000,000,000, (ii) increase the total the number of authorized shares of preferred stock, par value $.001 per share (the "Undesignated Preferred Stock") from 100,000,000 to 500,000,000, (iii) increase the total the number of authorized shares of 8% cumulative preferred stock, Series A (the "Series A Preferred Stock") from 1,000,000 to 15,000,000 and (iv) change the name of the Company to "FG Nexus Inc." (the "Charter Amendment").”

Arista Networks, Inc.: Amended bylaws to allow multiple individuals to hold the role of President and updated forum selection provision for DGCL amendments (effective 2025-09-05).

“On September 5, 2025, in connection with Mr. Duda’s appointment as President, the Company’s current Amended and Restated bylaws were amended and restated to provide that the role of the President of the Company may be held by more than one individual. In addition, in connection with recent amendments to the Delaware General Corporation Law (“DGCL”), the forum selection provision in Section 9.5 of the Company’s current Amended and Restated bylaws was amended and restated to add that if the Court of Chancery of the State of Delaware does not have jurisdiction, a State court in Delaware or the federal district court of the District of Delaware will be the sole and exclusive forum for (a) any derivative action or proceeding brought on behalf of the Company, (b) any action asserting a claim of breach of a fiduciary duty owed by any director, stockholder, officer or other employee of the Company to the Company or the Company’s stockholders, (c) any action arising pursuant to any provision of”

RHINO BITCOIN INC.: Company name changed from Phoenix Plus Corp. to Rhino Bitcoin Inc (effective 2025-09-12).

“On September 4, 2025, Phoenix Plus Corp. (the “Company”) filed a certificate of amendment to the Company’s articles of incorporation with the Secretary of State of Nevada to change the name of the Company to Rhino Bitcoin Inc., effective September 12, 2025.”

Spring Valley Acquisition Corp. III: Amended and restated memorandum and articles of association filed, authorizing new classes and numbers of shares (effective 2025-09-03).

“On September 3, 2025, the Company filed its amended and restated memorandum and articles of association (the “Amended Articles”) with the Registrar of Companies in the Cayman Islands.”

Forward Industries, Inc.: Increased authorized shares of common stock from 40,000,000 to 300,000,000 (effective 2025-09-04).

“On September 4, 2025, at a special meeting of shareholders (the “Special Meeting”), the shareholders of Forward Industries, Inc. (the “Company”) approved an amendment to the Company’s certificate of incorporation (the “Amendment”) to authorize an increase in the number of authorized shares of the Company’s common stock from 40,000,000 shares to 300,000,000 shares.”

SEKISUI HOUSE U.S., INC.: Amended and restated Bylaws to update company name to Sekisui House U.S., Inc (effective 2025-09-04).

“The Company also amended and restated its Bylaws, effective September 4, 2025 (the “A&R Bylaws”) which updated the Company’s name to Sekisui House U.S., Inc.”

SEKISUI HOUSE U.S., INC.: Amended and restated Certificate of Incorporation to change company name to Sekisui House U.S., Inc. and update process agent (effective 2025-09-04).

“Effective September 4, 2025, M.D.C. Holdings, Inc. (the “Company”) amended and restated its Certificate of Incorporation by filing on such date with the Secretary of State of the State of Delaware its Amended and Restated Certificate of Incorporation (the “A&R Certificate”). Pursuant to the A&R Certificate, the Company changed its name to Sekisui House U.S., Inc. and updated its process agent.”

FOOT LOCKER, INC.: Amended certificate of incorporation and amended and restated bylaws in connection with merger.

“Pursuant to the Merger Agreement, at and effective as of the Effective Time, the certificate of incorporation of Foot Locker was amended as set forth in the certificate of merger filed in connection with the Merger (the “ Certificate of Merger ”) and the bylaws of Foot Locker were amended and restated in their entirety as set forth in the Merger Agreement (the “ Amended Bylaws ”).”

Future FinTech Group Inc.: Approved an amendment to the Amended and Restated Articles of Incorporation to increase authorized common shares from 6,000,000 to 600,000,000.

“the stockholders of the Company approved certain amendments to Company’s Amended and Restated Articles of Incorporation (the “Share Increase Amendment”) to increase the authorized shares of the Company’s common stock, par value $0.001 per (the “ Common Stock ”), from 6,000,000 shares to 600,000,000 shares.”

Streamex Corp.: Approved and filed the Ninth Certificate of Amendment to increase authorized common shares from 200,000,000 to 500,000,000 (effective 2025-09-05).

“The Company filed the Ninth Certificate of Amendment, which was effective upon filing, with the Secretary of State of the State of Delaware on September 5, 2025.”

Sports Entertainment Gaming Global Corp: Filing of Certificate of Amendment to Third Amended and Restated Certificate of Incorporation to effect a 1-for-10 reverse stock split of common stock, effective 5:30 p.m. ET on August 28, 2025 (effective 2025-08-28).

“On August 28, 2025, Lottery.com Inc. (the “Company”) filed a Certificate of Amendment (the “Certificate of Amendment”) with the Secretary of State of the State of Delaware to amend the Company’s Third Amended and Restated Certificate of Incorporation to effect, effective as of 5:30 p.m. Eastern Time on August 28, 2025, a 1-for-10 reverse stock split (the “Reverse Stock Split”) of its common stock, par value $0.001 per share (“Common Stock”).”

HealthLynked Corp: Approved a 1-for-100 reverse stock split pursuant to a Certificate of Amendment to the Amended and Restated Articles of Incorporation (effective 2025-09-04).

“The board of directors and stockholders of HealthLynked Corp., a Nevada corporation (the “ Company ”), has approved a reverse stock split of the Company’s issued and outstanding shares of common stock, par value $0.0001 per share (the “ Common Stock ”), at a ratio of 1-for-100 (the “ Reverse Stock Split ”).”

CORNER GROWTH ACQUISITION CORP. 2: Amended articles to increase authorized share capital from US$33,100 to US$85,000, reallocating shares among classes, and to delete and replace Article 49.10 to restrict issuance of shares or securities that would entitle holders to receive funds from the trust account or vote with public shares bef (effective 2025-09-03).

“On September 3, 2025, the Company filed an amendment to the Articles with the Cayman Islands Registrar of Companies to effectuate the foregoing proposals.”

GSR IV Acquisition Corp.: Filed Amended and Restated Memorandum and Articles of Association (effective 2025-09-02).

“On September 2, 2025, the Company filed its Amended and Restated Memorandum and Articles of Association in the Cayman Islands. The terms of the Amended and Restated Memorandum and Articles of Association are set forth in the Registration Statement and are incorporated herein by reference. A copy of the Amended and Restated Memorandum and Articles of Association is attached as Exhibit 3.1 hereto and is incorporated by reference herein.”

Star Equity Holdings, Inc.: Amended certificate of incorporation to change company name from Hudson Global, Inc. to Star Equity Holdings, Inc (effective 2025-09-05).

“On September 4, 2025, Hudson Global, Inc. (the “Company”) filed a certificate of amendment (the “Amendment”) to the Company’s Amended and Restated Certificate of Incorporation, as Amended (the “Charter”), to change the name of the Company from Hudson Global, Inc. to Star Equity Holdings, Inc. (the “Name Change”).”

SPLASH BEVERAGE GROUP, INC.: Increased authorized common stock from 7.5 million to 400 million shares (effective 2025-08-29).

“an amendment to the Company’s Articles of Incorporation to increase the number of authorized shares of common stock from 7.5 million (7,500,000) to 400 million (400,000,000) shares. The amendment was filed with the Secretary of State of the State of Nevada on August 29, 2025 and became effective upon filing.”

OXBRIDGE RE HOLDINGS Ltd: Amendment to increase authorized share capital from US$50,000 divided into 50,000,000 shares to US$500,000 divided into 500,000,000 shares by creation of an additional 450,000,000 shares (effective 2025-08-28).

“On August 28, 2025, the Company’s shareholders voted, as a special resolution, to amend and restate the Company’s Third Amended and Restated Memorandum and Articles of Association in order to increase in the authorized share capital of the Company from US$50,000 divided into 50,000,000 shares of a par value of US$0.001 each, to US$500,000 divided into 500,000,000 shares of a par value of US$0.001 each, by the creation of an additional 450,000,000 shares of a par value of US$0.001 each.”

GMS Inc.: Bylaws amended and restated in their entirety upon merger consummation.

“the bylaws of the Company, as in effect immediately prior to the Merger, were amended and restated in their entirety.”

GMS Inc.: Certificate of incorporation amended and restated in its entirety upon merger consummation.

“the certificate of incorporation of the Company, as in effect immediately prior to the Merger, was amended and restated in its entirety.”

Stardust Power Inc.: Filed a certificate of amendment to effectuate a 1-for-10 reverse stock split of Common Stock (effective 2025-09-08).

“On September 3, 2025, the Stardust Power Inc. (the “Company”) filed a certificate of amendment to the Company’s Certificate of Incorporation (the “Amendment”) with the Secretary of State of the State of Delaware to effectuate a 1-for-10 reverse stock split (the “Reverse Stock Split”) of the outstanding shares of the Common Stock.”

Picard Medical, Inc.: Amended and Restated Bylaws were adopted and became effective (effective 2025-08-28).

“On August 28, 2025, the Company’s Amended and Restated Bylaws (the “ A&R Bylaws ”), in substantially the form previously filed as Exhibit 3.6 to the Registration Statement, were adopted by the Company and became effective.”

Picard Medical, Inc.: Second Amended and Restated Certificate of Incorporation became effective (effective 2025-08-28).

“On August 28, 2025, the Company’s Second Amended and Restated Certificate of Incorporation (the “ Second A&R Charter ”), in substantially the form previously filed as Exhibit 3.5 to the Registration Statement was filed with the Secretary of State of the State of Delaware and became effective.”

UNITED STATES ANTIMONY CORP: New bylaws adopted in connection with reincorporation from Montana to Texas.

“In connection with the Reincorporation, the Company’s board of directors adopted new bylaws (the “Bylaws”).”

UNITED STATES ANTIMONY CORP: Company reincorporated from Montana to Texas, adopting a new Certificate of Formation and new Bylaws effective August 13, 2025, with filings completed August 18 and 28, 2025 (effective 2025-08-13).

“On August 28, 2025, United States Antimony Corporation (the “Company”) completed the conversion of its state of incorporation from the State of Montana to the State of Texas (the “Reincorporation”) by means of a Plan of Conversion, effective August 13, 2025 (the “Plan of Conversion”).”

Piedmont Lithium Inc.: Amended and restated bylaws in connection with the merger.

“the Company’s bylaws in effect immediately prior to the Effective Time were amended and restated (the “A&R Bylaws”) to read in their entirety as set forth in Exhibit 3.2 to this Current Report on Form 8-K”

Piedmont Lithium Inc.: Amended and restated certificate of incorporation in connection with the merger.

“the Company’s certificate of incorporation was amended and restated (the “A&R Certificate”) to read in its entirety as set forth in Exhibit 3.1 to this Current Report on Form 8-K”

IPC Alternative Real Estate Income Trust, Inc.: Redesignation of authorized but unissued shares into Class X-1 and Class X-2 common shares and revision of charter definitions (effective 2025-08-28).

“On August 28, 2025, the Company filed Articles of Amendment (the “Articles of Amendment”) to its charter with the Maryland State Department of Assessments and Taxation (“SDAT”) to reflect that the board of directors of the Company (the “Board of Directors”), by duly adopted resolutions, (i) redesignated 100,000,000 authorized but unissued shares of Class T common stock, $0.01 par value per share, as Class X-1 Common Shares, (ii) redesignated 100,000,000 authorized but unissued shares of Class S common stock, $0.01 par value per share, as Class X-1 Common Shares, (iii) redesignated 100,000,000 authorized but unissued shares of Class D common stock, $0.01 par value per share, as Class X-2 Common Shares and (iv) redesignated 100,000,000 authorized but unissued Class I Common Shares as Class X-2 Common Shares.”

HG Holdings, Inc.: Amended Certificate of Incorporation to reduce authorized shares from 36,000,000 to 8,000,000, divided into 7,000,000 common and 1,000,000 preferred shares (effective 2025-09-02).

“Effective September 2, 2025, HG Holdings, Inc. (the “Company”) amended its Restated Certificate of Incorporation (as amended, the “Certificate of Incorporation”) to reduce the number of authorized shares to 8,000,000 shares which are divided into two classes as follows: (a) 7,000,000 shares of common stock, $0.02 par value per share (“Common Stock”); and (b) 1,000,000 shares of Blank Check Preferred Stock, $0.01 par value per share (the “Amendment”).”

GLOBAL TECHNOLOGIES LTD: Certificate of Designation establishing Series P Preferred Stock rights, preferences, and privileges approved (effective 2025-08-20).

“On August 20, 2025, the Board of Directors approved a Certificate of Designation (the “Certificate”) establishing the rights, preferences, limitations, and privileges of the Series P Preferred Stock (“Series P”).”

PACIFIC PREMIER BANCORP INC: Pacific Premier's Amended and Restated Bylaws ceased to be in effect, replaced by Merger Sub's Bylaws, and ultimately Columbia's Amended and Restated Bylaws became operative (effective 2025-09-02).

“Pursuant to the terms of the Merger Agreement, as of the Effective Time, the Second Amended and Restated Certificate of Incorporation, as amended, of Pacific Premier and the Amended and Restated Bylaws of Pacific Premier ceased to be in effect by operation of law and the Certificate of Incorporation of Merger Sub, as then in effect, became the Certificate of Incorporation of the Surviving Corporation, and the Bylaws of Merger Sub, as then in effect, became the Bylaws of the Surviving Corporation.”